0001697539-19-000002.txt : 20190513 0001697539-19-000002.hdr.sgml : 20190513 20190513110112 ACCESSION NUMBER: 0001697539-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc. CENTRAL INDEX KEY: 0001697539 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17683 FILM NUMBER: 19817270 BUSINESS ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 BUSINESS PHONE: 574-243-6502 MAIL ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697539 XXXXXXXX 03-31-2019 03-31-2019 John W. Rosenthal Capital Management, Inc.
4220 EDISON LAKES PARKWAY SUITE 310 MISHAWAKA IN 46545
13F HOLDINGS REPORT 028-17683 N
Charles Adams Henry CCO 4406675974 Charles Adams Henry Mishawaka IN 05-13-2019 0 65 102156 true
INFORMATION TABLE 2 jwrcm_2019q1-13f.xml 1st Source Corp COM 336901103 2335320 5200 SH SOLE 5200 0 0 ACNB Corp COM 000868109 555000 15000 SH SOLE 15000 0 0 Allegiance Bancshares Inc COM 01748H107 1736580 51500 SH SOLE 51500 0 0 American National Bankshares Inc COM 027745108 261900 7500 SH SOLE 7500 0 0 Ames Natl Corp COM 031001100 411150 15000 SH SOLE 15000 0 0 Auburn Natl Bancorp COM 050473107 492875 12500 SH SOLE 12500 0 0 BancFirst Corp COM 05945F103 4693500 90000 SH SOLE 90000 0 0 Bank of Marin Bancorp COM 063425102 2339675 57500 SH SOLE 57500 0 0 Bank of South Carolina Corp COM 065066102 1433279 78622 SH SOLE 78622 0 0 Bankwell Finl Group Inc COM 06654A103 1313100 45000 SH SOLE 45000 0 0 Benchmark Bankshares COM 08160e207 300000 15000 SH SOLE 15000 0 0 Bryn Mawr Bk Corp COM 117665109 3251700 90000 SH SOLE 90000 0 0 Burke & Herbert B&T COM 121331102 174000 60 SH SOLE 60 0 0 CSB Bancorp, Inc. COM 12628R107 339062 8750 SH SOLE 8750 0 0 Cambridge Bancorp COM 132152109 414250 5000 SH SOLE 5000 0 0 Carolina Finl Corp New COM 143873107 2568930 74268 SH SOLE 74268 0 0 Century Bancorp Inc Mass CL A NON VTG 156432106 2920000 40000 SH SOLE 40000 0 0 CommerceWest Bank COM 20084T103 3160900 146000 SH SOLE 146000 0 0 Connectone Bancorp Inc NEW COM 20786W107 2561000 130000 SH SOLE 130000 0 0 Direxion Daily Regional Banks Bear 3X SPSIRBKT 25460E802 1675265 50000 SH SOLE 50000 0 0 Eagle Bancorp Inc MD COM 268948106 3815200 76000 SH SOLE 76000 0 0 Eagle Financial Services COM 26951R104 381875 12500 SH SOLE 12500 0 0 Enterprise Bancorp Inc Mass COM 293668109 1149200 40000 SH SOLE 40000 0 0 Enterprise Finl Svcs Corp COM 293712105 815400 20000 SH SOLE 20000 0 0 Equity Bancshares Inc COM CL A 29460X109 1440000 50000 SH SOLE 50000 0 0 Fidelity D & D Bancorp COM 31609R100 236480 4000 SH SOLE 4000 0 0 First Busey Corp COM NEW 319383204 2440000 100000 SH SOLE 100000 0 0 First Bus Finl Svcs Inc Wis COM 319390100 1401400 70000 SH SOLE 70000 0 0 First Fndtn Inc COM 32026V104 1899800 140000 SH SOLE 140000 0 0 First Long Is Corp COM 320734106 3711197 169229 SH SOLE 169229 0 0 First National Bk Alaska COM 32112J106 521980 2000 SH SOLE 2000 0 0 FVCBankcorp Inc COM 36120Q101 287470 17000 SH SOLE 17000 0 0 German Amern Bancorp Inc COM 373865104 3013500 102500 SH SOLE 102500 0 0 Heritage Commerce Corp COM 426927109 2783000 230000 SH SOLE 230000 0 0 Heritage Finl Corp Wash COM 42722X106 1145320 38000 SH SOLE 38000 0 0 Horizon Bancorp Inc COM 440407104 1850350 115000 SH SOLE 115000 0 0 Independent Bank Group Inc COM 45384B106 1923375 37500 SH SOLE 37500 0 0 Kentucky Bancshares COM 491203105 480400 20000 SH SOLE 20000 0 0 Lakeland Finl Corp COM 511656100 5430922 120100 SH SOLE 120100 0 0 LCNB Corp COM 50181P100 85750 5000 SH SOLE 5000 0 0 Marlin Business Svcs Corp COM 571157106 322500 15000 SH SOLE 15000 0 0 Mercantile Bank Corp COM 587376104 2617600 80000 SH SOLE 80000 0 0 Meta Finl Group Inc COM 59100U108 2755200 140000 SH SOLE 140000 0 0 Middlefield Banc Corp COM NEW 596304204 157710 3827 SH SOLE 3827 0 0 MidWestOne Finl Group Inc NE COM 598511103 1907500 70000 SH SOLE 70000 0 0 Northrim BanCorp Inc COM 666762109 344200 10000 SH SOLE 10000 0 0 Oak Valley Bancorp Oakdale C COM 671807105 1259055 71375 SH SOLE 71375 0 0 Peoples Utah Bancorp COM 712706209 2241450 85000 SH SOLE 85000 0 0 QNB Corp COM 74726N107 390495 10500 SH SOLE 10500 0 0 Republic First Bancorp, Inc. COM 760416107 262500 50000 SH SOLE 50000 0 0 Riverview Bancorp Incorporated COM 769397100 146200 20000 SH SOLE 20000 0 0 Sandy Spring Bancorp Inc COM 800363103 1564000 50000 SH SOLE 50000 0 0 SPDR Series Trust S&P REGL BKG 78464A698 1126810 21948 SH SOLE 21948 0 0 Stock Yds Bancorp Inc COM 861025104 5030589 148790 SH SOLE 148790 0 0 Summit St Bk Santa Rosa Cali COM 866264203 185280 16000 SH SOLE 16000 0 0 Sussex Bancorp COM 869245100 868800 40000 SH SOLE 40000 0 0 Territorial Bancorp Inc COM 88145X108 403650 15000 SH SOLE 15000 0 0 Tompkins Financial Corporati COM 890110109 3476399 45700 SH SOLE 45700 0 0 TowneBank Portsmouth VA COM 89214P109 2722500 110000 SH SOLE 110000 0 0 Tri City Bankshares Corporation COM 895364107 312300 15000 SH SOLE 15000 0 0 United Bancorp Inc Ohio COM 909911109 434000 40000 SH SOLE 40000 0 0 Washington Tr Bancorp COM 940610108 2672325 55500 SH SOLE 55500 0 0 West Bancorporation Inc CAP STK 95123P106 3205400 155000 SH SOLE 155000 0 0