0001697539-19-000001.txt : 20190201
0001697539-19-000001.hdr.sgml : 20190201
20190201142108
ACCESSION NUMBER: 0001697539-19-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190201
DATE AS OF CHANGE: 20190201
EFFECTIVENESS DATE: 20190201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc.
CENTRAL INDEX KEY: 0001697539
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17683
FILM NUMBER: 19559241
BUSINESS ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
BUSINESS PHONE: 574-243-6502
MAIL ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001697539
XXXXXXXX
12-31-2018
12-31-2018
John W. Rosenthal Capital Management, Inc.
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA
IN
46545
13F HOLDINGS REPORT
028-17683
N
John W. Rosenthal
Chief Executive Officer
574-243-6502
John W. Rosenthal
Mishawaka
IN
02-01-2019
0
65
105989
false
INFORMATION TABLE
2
jwrcm_q4-13f.xml
13F-HR
1st Source Corp
COM
336901103
2097
52000
SH
SOLE
52000
0
0
ACNB Corp
COM
000868109
588
15000
SH
SOLE
15000
0
0
Allegiance Bancshares Inc
COM
01748H107
1618
50000
SH
SOLE
50000
0
0
Ames Natl Corp
COM
031001100
381
15000
SH
SOLE
15000
0
0
Auburn Natl Bancorp
COM
050473107
395
12500
SH
SOLE
12500
0
0
BancFirst Corp
COM
05945F103
5439
109000
SH
SOLE
109000
0
0
Bank of Marin Bancorp
COM
063425102
2680
65000
SH
SOLE
65000
0
0
Bank of South Carolina Corp
COM
065066102
1431
78672
SH
SOLE
78672
0
0
Bankwell Finl Group Inc
COM
06654A103
1291
45000
SH
SOLE
45000
0
0
Benchmark Bankshares
COM
08160E207
296
15000
SH
SOLE
15000
0
0
BOK Financial Corp
COM
05561Q201
1319
18000
SH
SOLE
18000
0
0
Bryn Mawr Bk Corp
COM
117665109
3495
101600
SH
SOLE
101600
0
0
Burke & Herbert B&T
COM
121331102
176
60
SH
SOLE
60
0
0
CSB Bancorp, Inc.
COM
12628R107
336
8750
SH
SOLE
8750
0
0
Cambridge Bancorp
COM
132152109
416
5000
SH
SOLE
5000
0
0
Carolina Finl Corp New
COM
143873107
2375
80268
SH
SOLE
80268
0
0
Century Bancorp Inc Mass
CL A NON VTG
156432106
2709
40000
SH
SOLE
40000
0
0
CommerceWest Bank
COM
20084T103
2912
146000
SH
SOLE
146000
0
0
Connectone Bancorp Inc NEW
COM
20786W107
2401
130000
SH
SOLE
130000
0
0
Crystal Valley Financial Corporation
COM
22941P100
243
5000
SH
SOLE
5000
0
0
Eagle Bancorp Inc MD
COM
268948106
3702
76000
SH
SOLE
76000
0
0
Eagle Financial Services
COM
26951R104
387
12500
SH
SOLE
12500
0
0
Enterprise Bancorp Inc Mass
COM
293668109
1286
40000
SH
SOLE
40000
0
0
Enterprise Finl Svcs Corp
COM
293712105
2258
60000
SH
SOLE
60000
0
0
Equity Bancshares Inc
COM CL A
29460X109
1763
50000
SH
SOLE
50000
0
0
Fidelity D & D Bancorp
COM
31609R100
257
4000
SH
SOLE
4000
0
0
First Busey Corp
COM NEW
319383204
2609
106337
SH
SOLE
106337
0
0
First Bus Finl Svcs Inc Wis
COM
319390100
1440
73800
SH
SOLE
73800
0
0
First Fndtn Inc
COM
32026V104
1929
150000
SH
SOLE
150000
0
0
First Long Is Corp
COM
320734106
4024
92729
SH
SOLE
92729
0
0
First National Bk Alaska
COM
32112J106
533
2118
SH
SOLE
2118
0
0
German Amern Bancorp Inc
COM
373865104
2846
102500
SH
SOLE
102500
0
0
Guaranty Bancorp Del
COM NEW
40075T607
1556
75000
SH
SOLE
75000
0
0
Heritage Commerce Corp
COM
426927109
2608
230000
SH
SOLE
230000
0
0
Heritage Finl Corp Wash
COM
42722X106
1129
38000
SH
SOLE
38000
0
0
Horizon Bancorp Inc
COM
440407104
1815
115000
SH
SOLE
115000
0
0
Independent Bank Group Inc
COM
45384B106
1487
32490
SH
SOLE
32490
0
0
Kentucky Bancshares
COM
491203105
454
20000
SH
SOLE
20000
0
0
Lakeland Finl Corp
COM
511656100
5020
125000
SH
SOLE
125000
0
0
Landmark Bancorp Inc
COM
51504L107
57
2468
SH
SOLE
2468
0
0
LCNB Corp
COM
50181P100
75
5000
SH
SOLE
5000
0
0
Marlin Business Svcs Corp
COM
571157106
334
15000
SH
SOLE
15000
0
0
Mercantile Bank Corp
COM
587376104
2261
80000
SH
SOLE
80000
0
0
Meta Finl Group Inc
COM
59100U108
2715
140000
SH
SOLE
140000
0
0
Middlefield Banc Corp
COM NEW
596304204
424
10000
SH
SOLE
10000
0
0
MidWestOne Finl Group Inc NE
COM
598511103
1738
70000
SH
SOLE
70000
0
0
Northrim BanCorp Inc
COM
666762109
329
10000
SH
SOLE
10000
0
0
Oak Valley Bancorp Oakdale C
COM
671807105
1373
75000
SH
SOLE
75000
0
0
Peoples Utah Bancorp
COM
712706209
2563
85000
SH
SOLE
85000
0
0
QNB Corp
COM
74726N107
400
10500
SH
SOLE
10500
0
0
Republic First Bancorp, Inc.
COM
760416107
597
100000
SH
SOLE
100000
0
0
Riverview Bancorp Incorporated
COM
769397100
146
20000
SH
SOLE
20000
0
0
Sandy Spring Bancorp Inc
COM
800363103
1567
50000
SH
SOLE
50000
0
0
SPDR Series Trust
S&P REGL BKG
78464A698
1027
21948
SH
SOLE
21948
0
0
Stock Yds Bancorp Inc
COM
861025104
5116
155990
SH
SOLE
155990
0
0
Summit St Bk Santa Rosa Cali
COM
866264203
188
16000
SH
SOLE
16000
0
0
Sussex Bancorp
COM
869245100
818
40000
SH
SOLE
40000
0
0
Territorial Bancorp Inc
COM
88145X108
390
15000
SH
SOLE
15000
0
0
Tompkins Financial Corporati
COM
890110109
3938
52500
SH
SOLE
52500
0
0
TowneBank Portsmouth VA
COM
89214P109
2635
110000
SH
SOLE
110000
0
0
Tri City Bankshares Corporation
COM
895364107
285
15000
SH
SOLE
15000
0
0
United Bancorp Inc Ohio
COM
909911109
457
40000
SH
SOLE
40000
0
0
Unity Bancorp Inc
COM
913290102
1246
60000
SH
SOLE
60000
0
0
Washington Tr Bancorp
COM
940610108
2638
55500
SH
SOLE
55500
0
0
West Bancorporation Inc
CAP STK
95123P106
2959
155000
SH
SOLE
155000
0
0