0001567619-18-004597.txt : 20181026
0001567619-18-004597.hdr.sgml : 20181026
20181026115448
ACCESSION NUMBER: 0001567619-18-004597
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181026
DATE AS OF CHANGE: 20181026
EFFECTIVENESS DATE: 20181026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc.
CENTRAL INDEX KEY: 0001697539
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17683
FILM NUMBER: 181140933
BUSINESS ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
BUSINESS PHONE: 574-243-6502
MAIL ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697539
XXXXXXXX
09-30-2018
09-30-2018
John W. Rosenthal Capital Management, Inc.
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA
IN
46545
13F HOLDINGS REPORT
028-17683
N
John W. Rosenthal
Chief Executive Officer
574-243-6502
John W. Rosenthal
Mishawaka
IN
10-26-2018
0
65
127984
false
INFORMATION TABLE
2
form13fInfoTable.xml
1st Source Corp
COM
336901103
2736
52000
SH
SOLE
52000
0
0
Access Natl Corp
COM
004337101
1084
40000
SH
SOLE
40000
0
0
ACNB Corp
COM
000868109
558
15000
SH
SOLE
15000
0
0
Ames Natl Corp
COM
031001100
409
15000
SH
SOLE
15000
0
0
Auburn Natl Bancorp
COM
050473107
479
12500
SH
SOLE
12500
0
0
BancFirst Corp
COM
05945F103
6535
109000
SH
SOLE
109000
0
0
Bank of Marin Bancorp
COM
063425102
2727
32500
SH
SOLE
32500
0
0
Bank of South Carolina Corp
COM
065066102
1596
78622
SH
SOLE
78622
0
0
Bankwell Finl Group Inc
COM
06654A103
1411
45000
SH
SOLE
45000
0
0
Benchmark Bankshares
COM
08160E207
315
15000
SH
SOLE
15000
0
0
Bryn Mawr Bk Corp
COM
117665109
4784
102000
SH
SOLE
102000
0
0
Burke & Herbert B&T
COM
121331102
171
60
SH
SOLE
60
0
0
CSB Bancorp, Inc.
COM
12628R107
172
4250
SH
SOLE
4250
0
0
Cambridge Bancorp
COM
132152109
450
5000
SH
SOLE
5000
0
0
Carolina Finl Corp New
COM
143873107
3338
88500
SH
SOLE
88500
0
0
Century Bancorp Inc Mass
CL A NON VTG
156432106
2890
40000
SH
SOLE
40000
0
0
CoBiz Financial Inc
COM
190897108
2768
125000
SH
SOLE
125000
0
0
CommerceWest Bank
COM
20084T103
3745
146000
SH
SOLE
146000
0
0
Connectone Bancorp Inc NEW
COM
20786W107
3088
130000
SH
SOLE
130000
0
0
Crystal Valley Financial Corporation
COM
22941P100
267
5000
SH
SOLE
5000
0
0
Eagle Bancorp Inc MD
COM
268948106
3846
76000
SH
SOLE
76000
0
0
Eagle Financial Services
COM
26951R104
429
11500
SH
SOLE
11500
0
0
Enterprise Bancorp Inc Mass
COM
293668109
1376
40000
SH
SOLE
40000
0
0
Enterprise Finl Svcs Corp
COM
293712105
3183
60000
SH
SOLE
60000
0
0
Equity Bancshares Inc
COM CL A
29460X109
1963
50000
SH
SOLE
50000
0
0
Fidelity D & D Bancorp
COM
31609R100
345
5000
SH
SOLE
5000
0
0
First Busey Corp
COM NEW
319383204
3105
100000
SH
SOLE
100000
0
0
First Bus Finl Svcs Inc Wis
COM
319390100
1739
75000
SH
SOLE
75000
0
0
First Fndtn Inc
COM
32026V104
2343
150000
SH
SOLE
150000
0
0
First Long Is Corp
COM
320734106
4596
211302
SH
SOLE
211302
0
0
First National Bk Alaska
COM
32112J106
93
350
SH
SOLE
350
0
0
German Amern Bancorp Inc
COM
373865104
3616
102500
SH
SOLE
102500
0
0
Guaranty Bancorp Del
COM NEW
40075T607
2228
75000
SH
SOLE
75000
0
0
Heritage Commerce Corp
COM
426927109
3432
230000
SH
SOLE
230000
0
0
Heritage Finl Corp Wash
COM
42722X106
1336
38000
SH
SOLE
38000
0
0
Horizon Bancorp Inc
COM
440407104
2271
115000
SH
SOLE
115000
0
0
Independent Bank Group Inc
COM
45384B106
2818
42500
SH
SOLE
42500
0
0
Kentucky Bancshares
COM
491203105
519
10000
SH
SOLE
10000
0
0
Lakeland Finl Corp
COM
511656100
5810
125000
SH
SOLE
125000
0
0
Landmark Bancorp Inc
COM
51504L107
1516
52279
SH
SOLE
52279
0
0
LCNB Corp
COM
50181P100
93
5000
SH
SOLE
5000
0
0
Marlin Business Svcs Corp
COM
571157106
433
15000
SH
SOLE
15000
0
0
Mercantile Bank Corp
COM
587376104
2670
80000
SH
SOLE
80000
0
0
Meta Finl Group Inc
COM
59100U108
3719
45000
SH
SOLE
45000
0
0
Middlefield Banc Corp
COM NEW
596304204
471
10000
SH
SOLE
10000
0
0
MidWestOne Finl Group Inc NE
COM
598511103
2332
70000
SH
SOLE
70000
0
0
Northrim BanCorp Inc
COM
666762109
155
3762
SH
SOLE
3762
0
0
Oak Valley Bancorp Oakdale C
COM
671807105
1474
75000
SH
SOLE
75000
0
0
Peoples Utah Bancorp
COM
712706209
2886
85000
SH
SOLE
85000
0
0
QNB Corp
COM
74726N107
482
10500
SH
SOLE
10500
0
0
Republic First Bancorp, Inc.
COM
760416107
358
50000
SH
SOLE
50000
0
0
Riverview Bancorp Incorporated
COM
769397100
177
20000
SH
SOLE
20000
0
0
Sandy Spring Bancorp Inc
COM
800363103
1966
50000
SH
SOLE
50000
0
0
SPDR Series Trust
S&P REGL BKG
78464A698
1304
21948
SH
SOLE
21948
0
0
Stock Yds Bancorp Inc
COM
861025104
5536
152500
SH
SOLE
152500
0
0
Summit St Bk Santa Rosa Cali
COM
866264203
246
16000
SH
SOLE
16000
0
0
Sussex Bancorp
COM
869245100
1008
40000
SH
SOLE
40000
0
0
Territorial Bancorp Inc
COM
88145X108
443
15000
SH
SOLE
15000
0
0
Tompkins Financial Corporati
COM
890110109
4262
52500
SH
SOLE
52500
0
0
TowneBank Portsmouth VA
COM
89214P109
3394
110000
SH
SOLE
110000
0
0
Tri City Bankshares Corporation
COM
895364107
256
11203
SH
SOLE
11203
0
0
United Bancorp Inc Ohio
COM
909911109
329
25000
SH
SOLE
25000
0
0
Unity Bancorp Inc
COM
913290102
1374
60000
SH
SOLE
60000
0
0
Washington Tr Bancorp
COM
940610108
3069
55500
SH
SOLE
55500
0
0
West Bancorporation Inc
CAP STK
95123P106
3466
147500
SH
SOLE
147500
0
0