0001140361-18-021897.txt : 20180507
0001140361-18-021897.hdr.sgml : 20180507
20180507123721
ACCESSION NUMBER: 0001140361-18-021897
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180507
DATE AS OF CHANGE: 20180507
EFFECTIVENESS DATE: 20180507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc.
CENTRAL INDEX KEY: 0001697539
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17683
FILM NUMBER: 18810432
BUSINESS ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
BUSINESS PHONE: 574-243-6502
MAIL ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697539
XXXXXXXX
03-31-2018
03-31-2018
John W. Rosenthal Capital Management, Inc.
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA
IN
46545
13F HOLDINGS REPORT
028-17683
N
John W. Rosenthal
Chief Executive Officer
574-243-6502
John W. Rosenthal
Mishawaka
IN
05-07-2018
0
61
125980
false
INFORMATION TABLE
2
form13fInfoTable.xml
1st Source Corp
COM
336901103
2632
52000
SH
SOLE
52000
0
0
Access Natl Corp
COM
004337101
1703
59705
SH
SOLE
59705
0
0
ACNB Corp
COM
000868109
439
15000
SH
SOLE
15000
0
0
Ames Natl Corp
COM
031001100
481
17500
SH
SOLE
17500
0
0
Auburn Natl Bancorp
COM
050473107
478
12250
SH
SOLE
12250
0
0
BancFirst Corp
COM
05945F103
5722
107750
SH
SOLE
107750
0
0
Bank of Marin Bancorp
COM
063425102
2120
30750
SH
SOLE
30750
0
0
Bank of South Carolina Corp
COM
065066102
1437
71475
SH
SOLE
71475
0
0
Bankwell Finl Group Inc
COM
06654A103
1453
45000
SH
SOLE
45000
0
0
Benchmark Bankshares
COM
08160E207
270
15000
SH
SOLE
15000
0
0
Bryn Mawr Bk Corp
COM
117665109
4457
101400
SH
SOLE
101400
0
0
Burke & Herbert B&T
COM
121331102
138
50
SH
SOLE
50
0
0
CSB Bancorp, Inc.
COM
12628R107
145
4088
SH
SOLE
4088
0
0
Cambridge Bancorp
COM
132152109
437
5000
SH
SOLE
5000
0
0
Carolina Finl Corp New
COM
143873107
3211
81750
SH
SOLE
81750
0
0
Century Bancorp Inc Mass
CL A NON VTG
156432106
3176
40000
SH
SOLE
40000
0
0
CoBiz Financial Inc
COM
190897108
2489
127000
SH
SOLE
127000
0
0
CommerceWest Bank
COM
20084T103
3651
146000
SH
SOLE
146000
0
0
Connectone Bancorp Inc NEW
COM
20786W107
3686
128000
SH
SOLE
128000
0
0
Crystal Valley Financial Corporation
COM
22941P100
253
5000
SH
SOLE
5000
0
0
Eagle Bancorp Inc MD
COM
268948106
4538
75816
SH
SOLE
75816
0
0
Eagle Financial Services
COM
26951R104
328
10000
SH
SOLE
10000
0
0
Enterprise Bancorp Inc Mass
COM
293668109
1412
40000
SH
SOLE
40000
0
0
Enterprise Finl Svcs Corp
COM
293712105
2764
58925
SH
SOLE
58925
0
0
Equity Bancshares Inc
COM CL A
29460X109
1958
50000
SH
SOLE
50000
0
0
Fidelity D & D Bancorp
COM
31609R100
246
5000
SH
SOLE
5000
0
0
First Busey Corp
COM NEW
319383204
2972
100000
SH
SOLE
100000
0
0
First Bus Finl Svcs Inc Wis
COM
319390100
1887
75000
SH
SOLE
75000
0
0
First Fndtn Inc
COM
32026V104
2781
150000
SH
SOLE
150000
0
0
First Long Is Corp
COM
320734106
5708
207939
SH
SOLE
207939
0
0
First National Bk Alaska
COM
32112J106
74
35
SH
SOLE
35
0
0
German Amern Bancorp Inc
COM
373865104
3380
101350
SH
SOLE
101350
0
0
Guaranty Bancorp Del
COM NEW
40075T607
2126
75000
SH
SOLE
75000
0
0
Heritage Commerce Corp
COM
426927109
3789
229900
SH
SOLE
229900
0
0
Heritage Finl Corp Wash
COM
42722X106
1163
38000
SH
SOLE
38000
0
0
Horizon Bancorp Inc
COM
440407104
2251
75000
SH
SOLE
75000
0
0
Independent Bank Group Inc
COM
45384B106
2566
36300
SH
SOLE
36300
0
0
Kentucky Bancshares
COM
491203105
278
6000
SH
SOLE
6000
0
0
Lakeland Finl Corp
COM
511656100
5694
123174
SH
SOLE
123174
0
0
Landmark Bancorp Inc
COM
51504L107
1524
52279
SH
SOLE
52279
0
0
LCNB Corp
COM
50181P100
285
15000
SH
SOLE
15000
0
0
Marlin Business Svcs Corp
COM
571157106
567
20000
SH
SOLE
20000
0
0
Mercantile Bank Corp
COM
587376104
2594
78000
SH
SOLE
78000
0
0
Meta Finl Group Inc
COM
59100U108
3822
35000
SH
SOLE
35000
0
0
Middlefield Banc Corp
COM NEW
596304204
614
12500
SH
SOLE
12500
0
0
MidWestOne Finl Group Inc NE
COM
598511103
2330
70000
SH
SOLE
70000
0
0
Oak Valley Bancorp Oakdale C
COM
671807105
1673
75000
SH
SOLE
75000
0
0
Peoples Utah Bancorp
COM
712706209
2636
81625
SH
SOLE
81625
0
0
QNB Corp
COM
74726N107
463
10500
SH
SOLE
10500
0
0
Sandy Spring Bancorp Inc
COM
800363103
1938
50000
SH
SOLE
50000
0
0
SPDR Series Trust
S&P REGL BKG
78464A698
604
10000
SH
SOLE
10000
0
0
Stock Yds Bancorp Inc
COM
861025104
5339
152100
SH
SOLE
152100
0
0
Summit St Bk Santa Rosa Cali
COM
866264203
202
15000
SH
SOLE
15000
0
0
Sussex Bancorp
COM
869245100
1216
40000
SH
SOLE
40000
0
0
Territorial Bancorp Inc
COM
88145X108
445
15000
SH
SOLE
15000
0
0
Tompkins Financial Corporati
COM
890110109
3879
51200
SH
SOLE
51200
0
0
TowneBank Portsmouth VA
COM
89214P109
3146
110000
SH
SOLE
110000
0
0
United Bancorp Inc Ohio
COM
909911109
324
25000
SH
SOLE
25000
0
0
Unity Bancorp Inc
COM
913290102
1408
64015
SH
SOLE
64015
0
0
Washington Tr Bancorp
COM
940610108
2955
54985
SH
SOLE
54985
0
0
West Bancorporation Inc
CAP STK
95123P106
3726
145550
SH
SOLE
145550
0
0