0001140361-17-041079.txt : 20171106
0001140361-17-041079.hdr.sgml : 20171106
20171106105318
ACCESSION NUMBER: 0001140361-17-041079
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171106
DATE AS OF CHANGE: 20171106
EFFECTIVENESS DATE: 20171106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc.
CENTRAL INDEX KEY: 0001697539
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17683
FILM NUMBER: 171178665
BUSINESS ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
BUSINESS PHONE: 574-243-6502
MAIL ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697539
XXXXXXXX
09-30-2017
09-30-2017
John W. Rosenthal Capital Management, Inc.
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA
IN
46545
13F HOLDINGS REPORT
028-17683
N
John W. Rosenthal
Chief Executive Officer
574-243-6502
John W. Rosenthal
Mishawaka
IN
11-06-2017
0
58
130519
false
INFORMATION TABLE
2
form13fInfoTable.xml
1st Source Corp
COM
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50000
SH
SOLE
50000
0
0
Access Natl Corp
COM
004337101
1576
55000
SH
SOLE
55000
0
0
ACNB Corp
COM
000868109
466
16838
SH
SOLE
16838
0
0
Ames Natl Corp
COM
031001100
606
20300
SH
SOLE
20300
0
0
Auburn Natl Bancorp
COM
050473107
354
10100
SH
SOLE
10100
0
0
BancFirst Corp
COM
05945F103
6101
107500
SH
SOLE
107500
0
0
Bank of Marin Bancorp
COM
063425102
2055
30000
SH
SOLE
30000
0
0
Bank of South Carolina Corp
COM
065066102
1341
70000
SH
SOLE
70000
0
0
Benchmark Bankshares
COM
08160E207
220
13600
SH
SOLE
13600
0
0
Bryn Mawr Bk Corp
COM
117665109
5475
125000
SH
SOLE
125000
0
0
Cambridge Bancorp
COM
132152109
349
5000
SH
SOLE
5000
0
0
Carolina Finl Corp New
COM
143873107
2878
80200
SH
SOLE
80200
0
0
Century Bancorp Inc Mass
CL A NON VTG
156432106
3204
40000
SH
SOLE
40000
0
0
CoBiz Financial Inc
COM
190897108
2455
125000
SH
SOLE
125000
0
0
CommerceWest Bank
COM
20084T103
2894
130000
SH
SOLE
130000
0
0
Connectone Bancorp Inc NEW
COM
20786W107
2460
100000
SH
SOLE
100000
0
0
Customers Bancorp Inc
COM
23204G100
1631
50000
SH
SOLE
50000
0
0
DNB Finl Corp
COM
233237106
1760
50000
SH
SOLE
50000
0
0
Eagle Bancorp Inc MD
COM
268948106
5833
87000
SH
SOLE
87000
0
0
Eagle Financial Services
COM
26951R104
290
9901
SH
SOLE
9901
0
0
Enterprise Bancorp Inc Mass
COM
293668109
2080
57285
SH
SOLE
57285
0
0
Enterprise Finl Svcs Corp
COM
293712105
2438
57575
SH
SOLE
57575
0
0
Equity Bancshares Inc
COM CL A
29460X109
1779
50000
SH
SOLE
50000
0
0
Fidelity D & D Bancorp
COM
31609R100
61
1687
SH
SOLE
1687
0
0
First Bus Finl Svcs Inc Wis
COM
319390100
1706
75000
SH
SOLE
75000
0
0
First Busey Corp
COM NEW
319383204
3136
100000
SH
SOLE
100000
0
0
First Fndtn Inc
COM
32026V104
2684
150000
SH
SOLE
150000
0
0
First Intst BancSystem Inc
COM CL A
32055Y201
1721
45000
SH
SOLE
45000
0
0
First Long Is Corp
COM
320734106
6121
201005
SH
SOLE
201005
0
0
Franklin Finl Network Inc
COM
35352P104
1426
40000
SH
SOLE
40000
0
0
German Amern Bancorp Inc
COM
373865104
3993
105000
SH
SOLE
105000
0
0
Guaranty Bancorp Del
COM NEW
40075T607
2085
75000
SH
SOLE
75000
0
0
Heritage Commerce Corp
COM
426927109
3202
225000
SH
SOLE
225000
0
0
Horizon Bancorp Inc
COM
440407104
2188
75000
SH
SOLE
75000
0
0
Independent Bank Group Inc
COM
45384B106
2147
35600
SH
SOLE
35600
0
0
Kentucky Bancshares
COM
491203105
234
5594
SH
SOLE
5594
0
0
Lakeland Finl Corp
COM
511656100
5993
123000
SH
SOLE
123000
0
0
Landmark Bancorp Inc
COM
51504L107
2119
75000
SH
SOLE
75000
0
0
LCNB Corp
COM
50181P100
367
17500
SH
SOLE
17500
0
0
Marlin Business Svcs Corp
COM
571157106
555
19300
SH
SOLE
19300
0
0
Mercantile Bank Corp
COM
587376104
2618
75000
SH
SOLE
75000
0
0
Meta Finl Group Inc
COM
59100U108
2979
38000
SH
SOLE
38000
0
0
Middlefield Banc Corp
COM NEW
596304204
539
11700
SH
SOLE
11700
0
0
MidWestOne Finl Group Inc NE
COM
598511103
2363
70000
SH
SOLE
70000
0
0
Oak Valley Bancorp Oakdale C
COM
671807105
1259
75000
SH
SOLE
75000
0
0
Peoples Utah Bancorp
COM
712706209
2596
80000
SH
SOLE
80000
0
0
Preferred Bk Los Angeles CA
COM NEW
740367404
3016
49975
SH
SOLE
49975
0
0
QNB Corp
COM
74726N107
426
10500
SH
SOLE
10500
0
0
Sandy Spring Bancorp Inc
COM
800363103
2072
50000
SH
SOLE
50000
0
0
SPDR Series Trust
S&P REGL BKG
78464A698
244
4300
SH
SOLE
4300
0
0
Stock Yds Bancorp Inc
COM
861025104
6156
162000
SH
SOLE
162000
0
0
Summit St Bk Santa Rosa Cali
COM
866264203
182
14600
SH
SOLE
14600
0
0
Territorial Bancorp Inc
COM
88145X108
492
15600
SH
SOLE
15600
0
0
Tompkins Financial Corporati
COM
890110109
4307
50000
SH
SOLE
50000
0
0
TowneBank Portsmouth VA
COM
89214P109
3350
100000
SH
SOLE
100000
0
0
United Bancorp Inc Ohio
COM
909911109
342
28500
SH
SOLE
28500
0
0
Washington Tr Bancorp
COM
940610108
3578
62500
SH
SOLE
62500
0
0
West Bancorporation Inc
CAP STK
95123P106
3477
142500
SH
SOLE
142500
0
0