0001140361-17-030520.txt : 20170808
0001140361-17-030520.hdr.sgml : 20170808
20170808135104
ACCESSION NUMBER: 0001140361-17-030520
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170808
DATE AS OF CHANGE: 20170808
EFFECTIVENESS DATE: 20170808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc.
CENTRAL INDEX KEY: 0001697539
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17683
FILM NUMBER: 171014154
BUSINESS ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
BUSINESS PHONE: 574-243-6502
MAIL ADDRESS:
STREET 1: 4220 EDISON LAKES PARKWAY
STREET 2: SUITE 310
CITY: MISHAWAKA
STATE: IN
ZIP: 46545
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697539
XXXXXXXX
06-30-2017
06-30-2017
John W. Rosenthal Capital Management, Inc.
4220 EDISON LAKES PARKWAY
SUITE 310
MISHAWAKA
IN
46545
13F HOLDINGS REPORT
028-17683
N
John W. Rosenthal
Chief Executive Officer
574-243-6502
/s/ John W. Rosenthal
Mishawaka
IN
08-08-2017
0
54
120773
false
INFORMATION TABLE
2
form13fInfoTable.xml
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14021
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COM
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Ames Natl Corp
COM
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621
20300
SH
SOLE
20300
0
0
Auburn Natl Bancorp
COM
050473107
373
10100
SH
SOLE
10100
0
0
BancFirst Corp
COM
05945F103
6070
62836
SH
SOLE
62836
0
0
Bank of South Carolina Corp
COM
065066102
1561
77077
SH
SOLE
77077
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0
Benchmark Bankshares
COM
08160E207
228
13600
SH
SOLE
13600
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Bank of Marin Bancorp
COM
063425102
1847
30000
SH
SOLE
30000
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0
Bryn Mawr Bk Corp
COM
117665109
5450
128225
SH
SOLE
128225
0
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First Busey Corp
COM NEW
319383204
2932
100000
SH
SOLE
100000
0
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Meta Finl Group Inc
COM
59100U108
3382
38000
SH
SOLE
38000
0
0
California First Ntnl Bancor
COM
130222102
306
16213
SH
SOLE
16213
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0
Century Bancorp Inc Mass
CL A NON VTG
156432106
3180
50000
SH
SOLE
50000
0
0
Connectone Bancorp Inc NEW
COM
20786W107
1579
70000
SH
SOLE
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0
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CoBiz Financial Inc
COM
190897108
2175
125000
SH
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Customers Bancorp Inc
COM
23204G100
1414
50000
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SOLE
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CommerceWest Bank
COM
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DNB Finl Corp
COM
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Enterprise Bancorp Inc Mass
COM
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Enterprise Finl Svcs Corp
COM
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Eagle Financial Services
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Eagle Bancorp Inc MD
COM
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First Bus Finl Svcs Inc Wis
COM
319390100
1731
75000
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Fidelity D & D Bancorp
COM
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50
1125
SH
SOLE
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First Fndtn Inc
COM
32026V104
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First Intst BancSystem Inc
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First Long Is Corp
COM
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Franklin Finl Network Inc
COM
35352P104
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SH
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German Amern Bancorp Inc
COM
373865104
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125100
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Guaranty Bancorp Del
COM NEW
40075T607
2040
75000
SH
SOLE
75000
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Horizon Bancorp Inc
COM
440407104
1976
75000
SH
SOLE
75000
0
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Heritage Commerce Corp
COM
426927109
2206
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SPDR Series Trust
S&P REGL BKG
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9300
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Kentucky Bancshares
COM
491203105
220
5594
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Landmark Bancorp Inc
COM
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Lakeland Finl Corp
COM
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Middlefield Banc Corp
COM NEW
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572
11700
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Mercantile Bank Corp
COM
587376104
2361
75000
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75000
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MidWestOne Finl Group Inc NE
COM
598511103
2372
70000
SH
SOLE
70000
0
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Marlin Business Svcs Corp
COM
571157106
485
19300
SH
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Northrim BanCorp Inc
COM
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50000
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Oak Valley Bancorp Oakdale C
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75000
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Preferred Bk Los Angeles CA
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QNB Corp
COM
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SH
SOLE
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Sandy Spring Bancorp Inc
COM
800363103
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50000
SH
SOLE
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1st Source Corp
COM
336901103
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SH
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Summit St Bk Santa Rosa Cali
COM
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Stock Yds Bancorp Inc
COM
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Territorial Bancorp Inc
COM
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Tompkins Financial Corporati
COM
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TowneBank Portsmouth VA
COM
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United Bancorp Inc Ohio
COM
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Washington Tr Bancorp
COM
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West Bancorporation Inc
CAP STK
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