0001140361-17-005662.txt : 20170210 0001140361-17-005662.hdr.sgml : 20170210 20170210123849 ACCESSION NUMBER: 0001140361-17-005662 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 EFFECTIVENESS DATE: 20170210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: John W. Rosenthal Capital Management, Inc. CENTRAL INDEX KEY: 0001697539 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17683 FILM NUMBER: 17591405 BUSINESS ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 BUSINESS PHONE: 574-243-6502 MAIL ADDRESS: STREET 1: 4220 EDISON LAKES PARKWAY STREET 2: SUITE 310 CITY: MISHAWAKA STATE: IN ZIP: 46545 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697539 XXXXXXXX 12-31-2016 12-31-2016 John W. Rosenthal Capital Management, Inc.

4220 EDISON LAKES PARKWAY SUITE 310 MISHAWAKA IN 46545

13F HOLDINGS REPORT 028-17683 N John W. Rosenthal 574-243-6502 John W. Rosenthal Mishawaka IN 02-10-2017 0 40 120560 false INFORMATION TABLE 2 form13fInfoTable.xml BancFirst Corp COM 05945F103 5454 58611 SH SOLE 58611 0 0 Bank of South Carolina Corp COM 065066102 1492 71402 SH SOLE 71402 0 0 Bank of Marin Bancorp COM 063425102 2426 34784 SH SOLE 34784 0 0 Bryn Mawr Bk Corp COM 117665109 5028 119300 SH SOLE 119300 0 0 First Busey Corp COM NEW 319383204 3078 100000 SH SOLE 100000 0 0 Meta Finl Group Inc COM 59100U108 2573 25000 SH SOLE 25000 0 0 Century Bancorp Inc Mass CL A NON VTG 156432106 3000 50000 SH SOLE 50000 0 0 CoBiz Financial Inc COM 190897108 2111 125000 SH SOLE 125000 0 0 Customers Bancorp Inc COM 23204G100 1791 50000 SH SOLE 50000 0 0 CU Bancorp Calif COM 126534106 2148 60000 SH SOLE 60000 0 0 CommerceWest Bank COM 20084T103 2260 133700 SH SOLE 133700 0 0 DNB Finl Corp COM 233237106 1420 50000 SH SOLE 50000 0 0 Enterprise Bancorp Inc Mass COM 293668109 2254 60000 SH SOLE 60000 0 0 Enterprise Finl Svcs Corp COM 293712105 1591 37000 SH SOLE 37000 0 0 Eagle Bancorp Inc MD COM 268948106 6519 106963 SH SOLE 106963 0 0 First Bus Finl Svcs Inc Wis COM 319390100 2135 90000 SH SOLE 90000 0 0 First Comnty Bancshares Inc N COM 31983A103 2347 77884 SH SOLE 77884 0 0 First Fndtn Inc COM 32026V104 1992 69900 SH SOLE 69900 0 0 First Intst BancSystem Inc COM CL A 32055Y201 3416 80290 SH SOLE 80290 0 0 First Long Is Corp COM 320734106 6390 223824 SH SOLE 223824 0 0 German Amern Bancorp Inc COM 373865104 4909 93303 SH SOLE 93303 0 0 Guaranty Bancorp Del COM NEW 40075T607 1815 75000 SH SOLE 75000 0 0 Horizon Bancorp Inc COM 440407104 2100 75000 SH SOLE 75000 0 0 Heritage Commerce Corp COM 426927109 1587 110000 SH SOLE 110000 0 0 Landmark Bancorp Inc COM 51504L107 2010 71703 SH SOLE 71703 0 0 Lakeland Finl Corp COM 511656100 6615 139674 SH SOLE 139674 0 0 Mercantile Bank Corp COM 587376104 2828 75000 SH SOLE 75000 0 0 MidWestOne Finl Group Inc NE COM 598511103 4288 114054 SH SOLE 114054 0 0 Northrim BanCorp Inc COM 666762109 2212 70000 SH SOLE 70000 0 0 Oak Valley Bancorp Oakdale C COM 671807105 1255 100000 SH SOLE 100000 0 0 Pacific Continental Corp COM 69412V108 2185 100000 SH SOLE 100000 0 0 Preferred Bk Los Angeles CA COM NEW 740367404 1573 30000 SH SOLE 30000 0 0 Park Sterling Corp COM 70086Y105 1349 125000 SH SOLE 125000 0 0 Sandy Spring Bancorp Inc COM 800363103 2399 60000 SH SOLE 60000 0 0 1st Source Corp COM 336901103 2233 50000 SH SOLE 50000 0 0 Stock Yds Bancorp Inc COM 861025104 7131 151880 SH SOLE 151880 0 0 Tompkins Financial Corporati COM 890110109 4831 51099 SH SOLE 51099 0 0 TowneBank Portsmouth VA COM 89214P109 3325 100000 SH SOLE 100000 0 0 Washington Tr Bancorp COM 940610108 3233 57687 SH SOLE 57687 0 0 West Bancorporation Inc CAP STK 95123P106 3256 131831 SH SOLE 131831 0 0