Chief Compliance Officer

0001493152-20-021306.txt : 20201113 0001493152-20-021306.hdr.sgml : 20201113 20201113160541 ACCESSION NUMBER: 0001493152-20-021306 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CPWM, LLC CENTRAL INDEX KEY: 0001697457 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17776 FILM NUMBER: 201311474 BUSINESS ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 2062573577 MAIL ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 FORMER COMPANY: FORMER CONFORMED NAME: CPCM, LLC DATE OF NAME CHANGE: 20170207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697457 XXXXXXXX 09-30-2020 09-30-2020 false CPWM, LLC

1910 Fairview Avenue East Suite 200 Seattle WA 98102

13F HOLDINGS REPORT 028-17776 N Cheryll J. Calaguio Chief Compliance Officer 206-728-9063 /s/ Cheryll J. Calaguio Seattle WA 11-13-2020 0 273 951746 INFORMATION TABLE 2 infotable.xml 3M CO - COM Equities 88579Y101 700 4368 SH SOLE 0 0 4368 ABBOTT LABS - COM Equities 002824100 3592 33002 SH SOLE 0 0 33002 ADOBE SYSTEMS INCORPORATED - COM Equities 00724F101 374 762 SH SOLE 0 0 762 AES CORP - COM Equities 00130H105 631 34850 SH SOLE 0 0 34850 AGILENT TECHNOLOGIES INC - COM Equities 00846U101 712 7057 SH SOLE 0 0 7057 ALLSTATE CORP - COM Equities 020002101 717 7617 SH SOLE 0 0 7617 AMERICAN INTL GROUP INC - COM NEW Equities 026874784 333 12089 SH SOLE 0 0 12089 AMERICAN TOWER CORP NEW - COM Equities 03027X100 2606 10779 SH SOLE 0 0 10779 AMGEN INC - COM Equities 031162100 2227 8763 SH SOLE 0 0 8763 ANHEUSER BUSCH INBEV SA/NV - SPONSORED ADR Equities 03524A108 553 10264 SH SOLE 0 0 10264 ANTHEM INC - COM Equities 036752103 304 1133 SH SOLE 0 0 1133 APPLE INC - COM Equities 037833100 52984 457510 SH SOLE 0 0 457510 ASTRAZENECA PLC - SPONSORED ADR Equities 046353108 1039 18960 SH SOLE 0 0 18960 AT&T INC - COM Equities 00206R102 672 23574 SH SOLE 0 0 23574 AUTOMATIC DATA PROCESSING IN - COM Equities 053015103 749 5370 SH SOLE 0 0 5370 BK OF AMERICA CORP - COM Equities 060505104 707 29365 SH SOLE 0 0 29365 BAXTER INTL INC - COM Equities 071813109 526 6543 SH SOLE 0 0 6543 BCE INC - COM NEW Equities 05534B760 938 22608 SH SOLE 0 0 22608 BERKSHIRE HATHAWAY INC DEL - CL B NEW Equities 084670702 5311 24940 SH SOLE 0 0 24940 BERKSHIRE HATHAWAY INC DEL - CL A Equities 084670108 1920 6 SH SOLE 0 0 6 BOEING CO - COM Equities 097023105 3140 18998 SH SOLE 0 0 18998 BRISTOL-MYERS SQUIBB CO - COM Equities 110122108 1216 20171 SH SOLE 0 0 20171 CARDINAL HEALTH INC - COM Equities 14149Y108 711 15139 SH SOLE 0 0 15139 CATERPILLAR INC DEL - COM Equities 149123101 933 6254 SH SOLE 0 0 6254 CHEVRON CORP NEW - COM Equities 166764100 1117 15516 SH SOLE 0 0 15516 CISCO SYS INC - COM Equities 17275R102 7615 193315 SH SOLE 0 0 193315 CITIGROUP INC - COM NEW Equities 172967424 835 19376 SH SOLE 0 0 19376 CLOROX CO DEL - 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RUSSELL 2000 ETF Equities 464287655 3597 24012 SH SOLE 0 0 24012 ISHARES TR - RUS 2000 VAL ETF Equities 464287630 1599 16095 SH SOLE 0 0 16095 ISHARES TR - RUSSELL 3000 ETF Equities 464287689 550 2810 SH SOLE 0 0 2810 ISHARES TR - MICRO-CAP ETF Equities 464288869 7011 77500 SH SOLE 0 0 77500 ISHARES TR - RUS MID CAP ETF Equities 464287499 332 5791 SH SOLE 0 0 5791 ISHARES TR - CORE S&P500 ETF Equities 464287200 10593 31521 SH SOLE 0 0 31521 ISHARES TR - CORE S&P MCP ETF Equities 464287507 541 2918 SH SOLE 0 0 2918 ISHARES TR - NATIONAL MUN ETF Equities 464288414 290 2500 SH SOLE 0 0 2500 ISHARES TR - PFD AND INCM SEC Equities 464288687 646 17712 SH SOLE 0 0 17712 ISHARES TR - SHRT NAT MUN ETF Equities 464288158 559 5173 SH SOLE 0 0 5173 JOHNSON & JOHNSON - COM Equities 478160104 7488 50299 SH SOLE 0 0 50299 JPMORGAN CHASE & CO - COM Equities 46625H100 3406 35378 SH SOLE 0 0 35378 KIMBERLY CLARK CORP - COM Equities 494368103 6373 43159 SH SOLE 0 0 43159 KLA CORP - COM NEW Equities 482480100 378 1952 SH SOLE 0 0 1952 KROGER CO - COM Equities 501044101 201 5930 SH SOLE 0 0 5930 LEGGETT & PLATT INC - COM Equities 524660107 240 5838 SH SOLE 0 0 5838 LILLY ELI & CO - COM Equities 532457108 1379 9318 SH SOLE 0 0 9318 LOCKHEED MARTIN CORP - COM Equities 539830109 205 534 SH SOLE 0 0 534 LOWES COS INC - COM Equities 548661107 360 2169 SH SOLE 0 0 2169 LIFE STORAGE INC - COM Equities 53223X107 410 3895 SH SOLE 0 0 3895 MAGELLAN MIDSTREAM PRTNRS LP - COM UNIT RP LP Equities 559080106 274 8000 SH SOLE 0 0 8000 MAGNA INTL INC - COM Equities 559222401 766 16738 SH SOLE 0 0 16738 MASTERCARD INCORPORATED - CL A Equities 57636Q104 479 1415 SH SOLE 0 0 1415 MCDONALDS CORP - COM Equities 580135101 607 2767 SH SOLE 0 0 2767 MEDTRONIC PLC - SHS Equities G5960L103 326 3137 SH SOLE 0 0 3137 MERCK & CO. INC - COM Equities 58933Y105 2359 28434 SH SOLE 0 0 28434 METTLER TOLEDO INTERNATIONAL - COM Equities 592688105 288 298 SH SOLE 0 0 298 MICROCHIP TECHNOLOGY INC. - COM Equities 595017104 353 3433 SH SOLE 0 0 3433 MICROSOFT CORP - COM Equities 594918104 84334 400963 SH SOLE 0 0 400963 NETAPP INC - COM Equities 64110D104 977 22290 SH SOLE 0 0 22290 NETFLIX INC - COM Equities 64110L106 1197 2394 SH SOLE 0 0 2394 NEWMONT CORP - COM Equities 651639106 287 4526 SH SOLE 0 0 4526 NEXTERA ENERGY INC - COM Equities 65339F101 232 836 SH SOLE 0 0 836 NIKE INC - CL B Equities 654106103 2280 18162 SH SOLE 0 0 18162 NISOURCE INC - COM Equities 65473P105 628 28551 SH SOLE 0 0 28551 NORDSTROM INC - COM Equities 655664100 330 27720 SH SOLE 0 0 27720 NOVARTIS AG - SPONSORED ADR Equities 66987V109 204 2349 SH SOLE 0 0 2349 NUVEEN MUN VALUE FD INC - COM Equities 670928100 159 14883 SH SOLE 0 0 14883 OLD REP INTL CORP - COM Equities 680223104 520 35257 SH SOLE 0 0 35257 OMEROS CORP - COM Equities 682143102 6863 679195 SH SOLE 0 0 679195 OMNICOM GROUP INC - 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NUVEEN BLMBRG SR Equities 78468R739 759 15227 SH SOLE 0 0 15227 SPDR S&P 500 ETF TR - TR UNIT Equities 78462F103 24200 72263 SH SOLE 0 0 72263 SPDR SER TR - S&P DIVID ETF Equities 78464A763 338 3661 SH SOLE 0 0 3661 SPDR S&P MIDCAP 400 ETF TR - UTSER1 S&PDCRP Equities 78467Y107 502 1482 SH SOLE 0 0 1482 STARBUCKS CORP - COM Equities 855244109 51366 597837 SH SOLE 0 0 597837 SYSCO CORP - COM Equities 871829107 201 3225 SH SOLE 0 0 3225 TAIWAN SEMICONDUCTOR MFG LTD - SPONSORED ADS Equities 874039100 1545 19052 SH SOLE 0 0 19052 TARGET CORP - COM Equities 87612E106 1155 7336 SH SOLE 0 0 7336 TEXAS INSTRS INC - COM Equities 882508104 1319 9237 SH SOLE 0 0 9237 THERMO FISHER SCIENTIFIC INC - COM Equities 883556102 489 1108 SH SOLE 0 0 1108 UNITEDHEALTH GROUP INC - COM Equities 91324P102 1528 4901 SH SOLE 0 0 4901 UNITED PARCEL SERVICE INC - CL B Equities 911312106 1436 8618 SH SOLE 0 0 8618 VANGUARD INDEX FDS - GROWTH ETF Equities 922908736 4993 21937 SH SOLE 0 0 21937 VANGUARD INDEX FDS - 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COM Equities 04010L103 643 46081 SH SOLE 0 0 46081 CROWN CASTLE INTL CORP NEW - COM Equities 22822V101 1021 6131 SH SOLE 0 0 6131 EASTMAN CHEM CO - COM Equities 277432100 754 9656 SH SOLE 0 0 9656 MONDELEZ INTL INC - CL A Equities 609207105 472 8216 SH SOLE 0 0 8216 NOVO-NORDISK A S - ADR Equities 670100205 2061 29686 SH SOLE 0 0 29686 REPUBLIC SVCS INC - COM Equities 760759100 305 3265 SH SOLE 0 0 3265 VANGUARD SPECIALIZED FUNDS - DIV APP ETF Equities 921908844 27819 216222 SH SOLE 0 0 216222 ABBVIE INC - COM Equities 00287Y109 3717 42441 SH SOLE 0 0 42441 ISHARES TR - AGGRES ALLOC ETF Equities 464289859 710 12247 SH SOLE 0 0 12247 SPDR DOW JONES INDL AVERAGE - UT SER 1 Equities 78467X109 1205 4342 SH SOLE 0 0 4342 VANGUARD STAR FDS - VG TL INTL STK F Equities 921909768 260 4983 SH SOLE 0 0 4983 BLACKROCK INC - COM Equities 09247X101 288 512 SH SOLE 0 0 512 VANGUARD WORLD FDS - INF TECH ETF Equities 92204A702 371 1190 SH SOLE 0 0 1190 ISHARES INC - CORE MSCI EMKT Equities 46434G103 1998 37840 SH SOLE 0 0 37840 FIDELITY NATIONAL FINANCIAL - FNF GROUP COM Equities 31620R303 410 13093 SH SOLE 0 0 13093 AMERICAN WTR WKS CO INC NEW - COM Equities 030420103 7333 50613 SH SOLE 0 0 50613 XILINX INC - COM Equities 983919101 234 2243 SH SOLE 0 0 2243 ALPS ETF TR - ALERIAN MLP Equities 00162Q452 700 35041 SH SOLE 0 0 35041 AMERICAN AIRLS GROUP INC - COM Equities 02376R102 828 67351 SH SOLE 0 0 67351 MAXIM INTEGRATED PRODS INC - COM Equities 57772K101 427 6321 SH SOLE 0 0 6321 ISHARES TR - CORE MSCI EAFE Equities 46432F842 837 13884 SH SOLE 0 0 13884 ILLUMINA INC - COM Equities 452327109 229 740 SH SOLE 0 0 740 SELECT SECTOR SPDR TR - SBI INT-INDS Equities 81369Y704 383 4979 SH SOLE 0 0 4979 ALIBABA GROUP HLDG LTD - SPONSORED ADS Equities 01609W102 1037 3526 SH SOLE 0 0 3526 VANGUARD WORLD FDS - FINANCIALS ETF Equities 92204A405 747 12764 SH SOLE 0 0 12764 VANGUARD INDEX FDS - SMALL CP ETF Equities 922908751 1383 8993 SH SOLE 0 0 8993 VANGUARD INTL EQUITY INDEX F - FTSE PACIFIC ETF Equities 922042866 755 11090 SH SOLE 0 0 11090 SELECT SECTOR SPDR TR - SBI HEALTHCARE Equities 81369Y209 781 7405 SH SOLE 0 0 7405 NANOSTRING TECHNOLOGIES INC - COM Equities 63009R109 603 13498 SH SOLE 0 0 13498 VANGUARD TAX-MANAGED INTL FD - FTSE DEV MKT ETF Equities 921943858 6235 152451 SH SOLE 0 0 152451 VANGUARD INDEX FDS - LARGE CAP ETF Equities 922908637 365 2333 SH SOLE 0 0 2333 BROADCOM INC - COM Equities 11135F101 1188 3261 SH SOLE 0 0 3261 EVERSOURCE ENERGY - COM Equities 30040W108 550 6577 SH SOLE 0 0 6577 LAM RESEARCH CORP - COM Equities 512807108 513 1547 SH SOLE 0 0 1547 VANGUARD INTL EQUITY INDEX F - TT WRLD ST ETF Equities 922042742 15588 193302 SH SOLE 0 0 193302 SELECT SECTOR SPDR TR - SBI CONS DISCR Equities 81369Y407 548 3725 SH SOLE 0 0 3725 CREDIT ACCEP CORP MICH - COM Equities 225310101 206 608 SH SOLE 0 0 608 PAYPAL HLDGS INC - COM Equities 70450Y103 659 3346 SH SOLE 0 0 3346 VANGUARD WHITEHALL FDS - HIGH DIV YLD Equities 921946406 10959 135419 SH SOLE 0 0 135419 ISHARES TR - GLOBAL REIT ETF Equities 46434V647 404 19195 SH SOLE 0 0 19195 STARWOOD PPTY TR INC - COM Equities 85571B105 1282 84959 SH SOLE 0 0 84959 CITIZENS FINL GROUP INC - COM Equities 174610105 791 31309 SH SOLE 0 0 31309 MFA FINL INC - COM Equities 55272X102 291 108611 SH SOLE 0 0 108611 SQUARE INC - CL A Equities 852234103 210 1292 SH SOLE 0 0 1292 SSGA ACTIVE ETF TR - GLOBL ALLO ETF Equities 78467V400 331 8509 SH SOLE 0 0 8509 ASPIRA WOMENS HEALTH INC - COM Equities 04537Y109 77 25000 SH SOLE 0 0 25000 ADVANCED MICRO DEVICES INC - COM Equities 007903107 364 4441 SH SOLE 0 0 4441 PIMCO ETF TR - ENHAN SHRT MA AC Equities 72201R833 1201 11774 SH SOLE 0 0 11774 S&P GLOBAL INC - COM Equities 78409V104 423 1173 SH SOLE 0 0 1173 VANGUARD INTL EQUITY INDEX F - GLB EX US ETF Equities 922042676 337 6941 SH SOLE 0 0 6941 VANGUARD INDEX FDS - S&P 500 ETF SHS Equities 922908363 10177 33080 SH SOLE 0 0 33080 ALIGN TECHNOLOGY INC - COM Equities 016255101 6879 21013 SH SOLE 0 0 21013 CUMMINS INC - COM Equities 231021106 531 2517 SH SOLE 0 0 2517 KEYCORP - COM Equities 493267108 781 65500 SH SOLE 0 0 65500 COMCAST CORP NEW - CL A Equities 20030N101 254 5495 SH SOLE 0 0 5495 GLAXOSMITHKLINE PLC - SPONSORED ADR Equities 37733W105 1174 31199 SH SOLE 0 0 31199 BROOKFIELD ASSET MGMT INC - CL A LTD VT SH Equities 112585104 1974 59711 SH SOLE 0 0 59711 BLACKSTONE MTG TR INC - COM CL A Equities 09257W100 329 14955 SH SOLE 0 0 14955 MOLINA HEALTHCARE INC - COM Equities 60855R100 202 1104 SH SOLE 0 0 1104 AEGON N V - NY REGISTRY SHS Equities 007924103 38 14774 SH SOLE 0 0 14774 PORTLAND GEN ELEC CO - COM NEW Equities 736508847 326 9186 SH SOLE 0 0 9186 SMARTSHEET INC - COM CL A Equities 83200N103 5491 111106 SH SOLE 0 0 111106 EQUINOR ASA - SPONSORED ADR Equities 29446M102 279 19849 SH SOLE 0 0 19849 PURPLE INNOVATION INC - COM Equities 74640Y106 1330 53513 SH SOLE 0 0 53513 ISHARES TR - ISHS 1-5YR INVS Equities 464288646 8149 148410 SH SOLE 0 0 148410 INVESCO EXCH TRADED FD TR II - S&P500 LOW VOL Equities 46138E354 7159 133469 SH SOLE 0 0 133469 ISHARES TR - FLTG RATE NT ETF Equities 46429B655 249 4914 SH SOLE 0 0 4914 SPDR INDEX SHS FDS - ASIA PACIF ETF Equities 78463X301 253 2273 SH SOLE 0 0 2273 MPLX LP - COM UNIT REP LTD Equities 55336V100 1936 123000 SH SOLE 0 0 123000 VANGUARD SCOTTSDALE FDS - VNG RUS2000IDX Equities 92206C664 429 3547 SH SOLE 0 0 3547 FORTRESS BIOTECH INC - COM Equities 34960Q109 2045 506267 SH SOLE 0 0 506267 QUOTIENT LTD - SHS Equities G73268107 432 84000 SH SOLE 0 0 84000 GLOBAL X FDS - GLB X MLP ENRG I Equities 37954Y293 1172 53065 SH SOLE 0 0 53065 TWILIO INC - CL A Equities 90138F102 540 2186 SH SOLE 0 0 2186 SPDR SER TR - PORTFOLIO INTRMD Equities 78464A375 228 6204 SH SOLE 0 0 6204 LINDE PLC - SHS Equities G5494J103 216 906 SH SOLE 0 0 906 J P MORGAN EXCHANGE-TRADED F - ULTRA SHRT INC Equities 46641Q837 9211 181337 SH SOLE 0 0 181337 VANGUARD WORLD FD - ESG US STK ETF Equities 921910733 2024 32750 SH SOLE 0 0 32750 VANGUARD WORLD FD - ESG INTL STK ETF Equities 921910725 1684 32640 SH SOLE 0 0 32640 BLOOM ENERGY CORP - COM CL A Equities 093712107 5581 310561 SH SOLE 0 0 310561 ISHARES TR - 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INTL EQT ETF Equities 025072703 4874 98938 SH SOLE 0 0 98938 ISHARES TR - AGENCY BOND ETF Equities 464288166 620 5124 SH SOLE 0 0 5124 AMERICAN CENTY ETF TR - US SML CP VALU Equities 025072877 7949 185646 SH SOLE 0 0 185646 DOCUSIGN INC - COM Equities 256163106 666 3093 SH SOLE 0 0 3093 ENPHASE ENERGY INC - COM Equities 29355A107 315 3812 SH SOLE 0 0 3812 LANDMARK INFRASTRCTUR PARTR - COM UNIT LTD Equities 51508J108 1304 144109 SH SOLE 0 0 144109 ISHARES TR - ESG AWR US AGRGT Equities 46435U549 213 3768 SH SOLE 0 0 3768 SPROTT PHYSICAL GOLD TR - UNIT Equities 85207H104 212 14074 SH SOLE 0 0 14074 RAYTHEON TECHNOLOGIES CORP - COM Equities 75513E101 487 8459 SH SOLE 0 0 8459 OTIS WORLDWIDE CORP - COM Equities 68902V107 222 3563 SH SOLE 0 0 3563 CARRIER GLOBAL CORPORATION - COM Equities 14448C104 219 7166 SH SOLE 0 0 7166 AMERICAN CENTY ETF TR - AVANTIS EMGMKT Equities 025072604 2375 45918 SH SOLE 0 0 45918 NUVEEN SR INCOME FD - COM Equities 67067Y104 50 10415 SH SOLE 0 0 10415 OWL ROCK CAPITAL CORPORATION - 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