0001493152-20-008226.txt : 20200511
0001493152-20-008226.hdr.sgml : 20200511
20200511160545
ACCESSION NUMBER: 0001493152-20-008226
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200511
DATE AS OF CHANGE: 20200511
EFFECTIVENESS DATE: 20200511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CPWM, LLC
CENTRAL INDEX KEY: 0001697457
IRS NUMBER: 000000000
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17776
FILM NUMBER: 20864752
BUSINESS ADDRESS:
STREET 1: 1910 FAIRVIEW AVENUE EAST
STREET 2: SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98102
BUSINESS PHONE: 2062573577
MAIL ADDRESS:
STREET 1: 1910 FAIRVIEW AVENUE EAST
STREET 2: SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98102
FORMER COMPANY:
FORMER CONFORMED NAME: CPCM, LLC
DATE OF NAME CHANGE: 20170207
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697457
XXXXXXXX
03-31-2020
03-31-2020
false
CPWM, LLC
1910 Fairview Avenue East
Suite 200
Seattle
WA
98102
13F HOLDINGS REPORT
028-17776
N
Cheryll J. Calaguio
Chief Compliance Officer
206-330-0112
/s/ Cheryll J. Calaguio
Seattle
WA
05-11-2020
0
228
684519
INFORMATION TABLE
2
infotable.xml
3M CO - COM
Equities
88579Y101
596
4365
SH
SOLE
0
0
4365
ABBOTT LABS - COM
Equities
002824100
2567
32529
SH
SOLE
0
0
32529
ADOBE INC - COM
Equities
00724F101
227
713
SH
SOLE
0
0
713
AGILENT TECHNOLOGIES INC - COM
Equities
00846U101
503
7024
SH
SOLE
0
0
7024
ALLSTATE CORP - COM
Equities
020002101
707
7708
SH
SOLE
0
0
7708
AMERICAN INTL GROUP INC - COM NEW
Equities
026874784
327
13491
SH
SOLE
0
0
13491
AMERICAN TOWER CORP NEW - COM
Equities
03027X100
2740
12585
SH
SOLE
0
0
12585
AMGEN INC - COM
Equities
031162100
1849
9119
SH
SOLE
0
0
9119
ANHEUSER BUSCH INBEV SA/NV - SPONSORED ADR
Equities
03524A108
479
10861
SH
SOLE
0
0
10861
ANTHEM INC - COM
Equities
036752103
265
1166
SH
SOLE
0
0
1166
APPLE INC - COM
Equities
037833100
30162
118614
SH
SOLE
0
0
118614
ASTRAZENECA PLC - SPONSORED ADR
Equities
046353108
831
18609
SH
SOLE
0
0
18609
AT&T INC - COM
Equities
00206R102
741
25427
SH
SOLE
0
0
25427
AUTOMATIC DATA PROCESSING IN - COM
Equities
053015103
745
5448
SH
SOLE
0
0
5448
BK OF AMERICA CORP - COM
Equities
060505104
695
32731
SH
SOLE
0
0
32731
BAXTER INTL INC - COM
Equities
071813109
540
6656
SH
SOLE
0
0
6656
BCE INC - COM NEW
Equities
05534B760
516
12629
SH
SOLE
0
0
12629
BERKSHIRE HATHAWAY INC DEL - CL B NEW
Equities
084670702
4865
26608
SH
SOLE
0
0
26608
BERKSHIRE HATHAWAY INC DEL - CL A
Equities
084670108
1904
7
SH
SOLE
0
0
7
BOEING CO - COM
Equities
097023105
2994
20075
SH
SOLE
0
0
20075
BRISTOL-MYERS SQUIBB CO - COM
Equities
110122108
1153
20691
SH
SOLE
0
0
20691
CATERPILLAR INC DEL - COM
Equities
149123101
795
6849
SH
SOLE
0
0
6849
CHEVRON CORP NEW - COM
Equities
166764100
952
13140
SH
SOLE
0
0
13140
CISCO SYS INC - COM
Equities
17275R102
7687
195546
SH
SOLE
0
0
195546
CITIGROUP INC - COM NEW
Equities
172967424
227
5387
SH
SOLE
0
0
5387
CLOROX CO DEL - COM
Equities
189054109
228
1319
SH
SOLE
0
0
1319
CME GROUP INC - COM
Equities
12572Q105
1016
5874
SH
SOLE
0
0
5874
COCA COLA CO - COM
Equities
191216100
328
7413
SH
SOLE
0
0
7413
COLGATE PALMOLIVE CO - COM
Equities
194162103
800
12052
SH
SOLE
0
0
12052
COSTCO WHSL CORP NEW - COM
Equities
22160K105
12413
43536
SH
SOLE
0
0
43536
CROWN HLDGS INC - COM
Equities
228368106
1501
25867
SH
SOLE
0
0
25867
CSX CORP - COM
Equities
126408103
431
7527
SH
SOLE
0
0
7527
DIGITAL RLTY TR INC - COM
Equities
253868103
945
6805
SH
SOLE
0
0
6805
EATON CORP PLC - SHS
Equities
G29183103
594
7640
SH
SOLE
0
0
7640
EATON VANCE SR FLTNG RTE TR - COM
Equities
27828Q105
535
54190
SH
SOLE
0
0
54190
SWEDISH EXPT CR CORP - ROG TTL ETN 22
Equities
870297801
125
34265
SH
SOLE
0
0
34265
ENTERPRISE PRODS PARTNERS L - COM
Equities
293792107
6513
455448
SH
SOLE
0
0
455448
EXXON MOBIL CORP - COM
Equities
30231G102
448
11794
SH
SOLE
0
0
11794
GILEAD SCIENCES INC - COM
Equities
375558103
2288
30605
SH
SOLE
0
0
30605
ALPHABET INC - CAP STK CL C
Equities
02079K107
10396
8940
SH
SOLE
0
0
8940
ALPHABET INC - CAP STK CL A
Equities
02079K305
11801
10156
SH
SOLE
0
0
10156
HOME DEPOT INC - COM
Equities
437076102
1119
5991
SH
SOLE
0
0
5991
INTERNATIONAL BUSINESS MACHS - COM
Equities
459200101
274
2468
SH
SOLE
0
0
2468
INSPIRE MED SYS INC - COM
Equities
457730109
973
16139
SH
SOLE
0
0
16139
INTEL CORP - COM
Equities
458140100
8856
163645
SH
SOLE
0
0
163645
ISHARES TR - RUS 1000 ETF
Equities
464287622
4136
29226
SH
SOLE
0
0
29226
ISHARES TR - 0-5 YR TIPS ETF
Equities
46429B747
5486
54914
SH
SOLE
0
0
54914
ISHARES TR - 20 YR TR BD ETF
Equities
464287432
445
2700
SH
SOLE
0
0
2700
ISHARES TR - TIPS BD ETF
Equities
464287176
5830
49444
SH
SOLE
0
0
49444
ISHARES TR - CORE US AGGBD ET
Equities
464287226
14771
128031
SH
SOLE
0
0
128031
ISHARES TR - SELECT DIVID ETF
Equities
464287168
11984
162956
SH
SOLE
0
0
162956
ISHARES TR - U.S. REAL ES ETF
Equities
464287739
1081
15534
SH
SOLE
0
0
15534
ISHARES TR - IBOXX INV CP ETF
Equities
464287242
2689
21775
SH
SOLE
0
0
21775
ISHARES TR - INTL DEVPPTY ETF
Equities
464288422
6096
219034
SH
SOLE
0
0
219034
ISHARES TR - MSCI ACWI ETF
Equities
464288257
14462
231125
SH
SOLE
0
0
231125
ISHARES TR - EAFE GRWTH ETF
Equities
464288885
416
5847
SH
SOLE
0
0
5847
ISHARES TR - MSCI EAFE ETF
Equities
464287465
1923
35974
SH
SOLE
0
0
35974
ISHARES TR - EAFE SML CP ETF
Equities
464288273
1376
30688
SH
SOLE
0
0
30688
ISHARES TR - MSCI EMG MKT ETF
Equities
464287234
9508
278575
SH
SOLE
0
0
278575
ISHARES TR - RUS 1000 GRW ETF
Equities
464287614
24653
163643
SH
SOLE
0
0
163643
ISHARES TR - RUS 1000 VAL ETF
Equities
464287598
1839
18539
SH
SOLE
0
0
18539
ISHARES TR - RUSSELL 2000 ETF
Equities
464287655
2745
23983
SH
SOLE
0
0
23983
ISHARES TR - RUS 2000 VAL ETF
Equities
464287630
1328
16191
SH
SOLE
0
0
16191
ISHARES TR - RUSSELL 3000 ETF
Equities
464287689
403
2716
SH
SOLE
0
0
2716
ISHARES TR - MICRO-CAP ETF
Equities
464288869
4081
60889
SH
SOLE
0
0
60889
ISHARES TR - RUS MID CAP ETF
Equities
464287499
250
5782
SH
SOLE
0
0
5782
ISHARES TR - CORE S&P500 ETF
Equities
464287200
9564
37011
SH
SOLE
0
0
37011
ISHARES TR - CORE S&P MCP ETF
Equities
464287507
416
2893
SH
SOLE
0
0
2893
ISHARES TR - NATIONAL MUN ETF
Equities
464288414
283
2500
SH
SOLE
0
0
2500
ISHARES TR - PFD AND INCM SEC
Equities
464288687
479
15047
SH
SOLE
0
0
15047
ISHARES TR - SHRT NAT MUN ETF
Equities
464288158
546
5139
SH
SOLE
0
0
5139
JOHNSON & JOHNSON - COM
Equities
478160104
6671
50876
SH
SOLE
0
0
50876
JPMORGAN CHASE & CO - COM
Equities
46625H100
2968
32964
SH
SOLE
0
0
32964
KIMBERLY CLARK CORP - COM
Equities
494368103
5506
43060
SH
SOLE
0
0
43060
KIMCO RLTY CORP - COM
Equities
49446R109
609
62966
SH
SOLE
0
0
62966
KLA CORPORATION - COM NEW
Equities
482480100
279
1940
SH
SOLE
0
0
1940
LILLY ELI & CO - COM
Equities
532457108
1297
9349
SH
SOLE
0
0
9349
MAGELLAN MIDSTREAM PRTNRS LP - COM UNIT RP LP
Equities
559080106
292
8000
SH
SOLE
0
0
8000
MASTERCARD INC - CL A
Equities
57636Q104
539
2233
SH
SOLE
0
0
2233
MCDONALDS CORP - COM
Equities
580135101
566
3420
SH
SOLE
0
0
3420
MEDTRONIC PLC - SHS
Equities
G5960L103
272
3015
SH
SOLE
0
0
3015
MERCK & CO. INC - COM
Equities
58933Y105
1463
19013
SH
SOLE
0
0
19013
METTLER TOLEDO INTERNATIONAL - COM
Equities
592688105
200
290
SH
SOLE
0
0
290
MICROCHIP TECHNOLOGY INC - COM
Equities
595017104
257
3790
SH
SOLE
0
0
3790
MICROSOFT CORP - COM
Equities
594918104
58621
371701
SH
SOLE
0
0
371701
NETFLIX INC - COM
Equities
64110L106
906
2413
SH
SOLE
0
0
2413
NEWMONT CORP - COM
Equities
651639106
206
4551
SH
SOLE
0
0
4551
NIKE INC - CL B
Equities
654106103
1981
23945
SH
SOLE
0
0
23945
NISOURCE INC - COM
Equities
65473P105
716
28663
SH
SOLE
0
0
28663
NORDSTROM INC - COM
Equities
655664100
413
26920
SH
SOLE
0
0
26920
NUVEEN MUN VALUE FD INC - COM
Equities
670928100
170
17383
SH
SOLE
0
0
17383
OMEROS CORP - COM
Equities
682143102
9345
698939
SH
SOLE
0
0
698939
OMNICOM GROUP INC - COM
Equities
681919106
3030
55187
SH
SOLE
0
0
55187
ORACLE CORP - COM
Equities
68389X105
1278
26446
SH
SOLE
0
0
26446
PACCAR INC - COM
Equities
693718108
28152
460527
SH
SOLE
0
0
460527
PEPSICO INC - COM
Equities
713448108
1784
14856
SH
SOLE
0
0
14856
PFIZER INC - COM
Equities
717081103
2938
90002
SH
SOLE
0
0
90002
PNC FINL SVCS GROUP INC - COM
Equities
693475105
203
2125
SH
SOLE
0
0
2125
INVESCO QQQ TR - UNIT SER 1
Equities
46090E103
1818
9549
SH
SOLE
0
0
9549
PROCTER & GAMBLE CO - COM
Equities
742718109
3087
28063
SH
SOLE
0
0
28063
QUALCOMM INC - COM
Equities
747525103
2019
29840
SH
SOLE
0
0
29840
RED LION HOTELS CORP - COM
Equities
756764106
41
28005
SH
SOLE
0
0
28005
ROYAL DUTCH SHELL PLC - SPONS ADR A
Equities
780259206
379
10869
SH
SOLE
0
0
10869
SALESFORCE COM INC - COM
Equities
79466L302
457
3176
SH
SOLE
0
0
3176
SPDR GOLD TRUST - GOLD SHS
Equities
78463V107
1243
8396
SH
SOLE
0
0
8396
SPDR SER TR - NUVEEN BLMBRG SR
Equities
78468R739
246
5033
SH
SOLE
0
0
5033
SPDR S&P 500 ETF TR - TR UNIT
Equities
78462F103
18533
71903
SH
SOLE
0
0
71903
SPDR SER TR - S&P DIVID ETF
Equities
78464A763
367
4590
SH
SOLE
0
0
4590
SPDR S&P MIDCAP 400 ETF TR - UTSER1 S&PDCRP
Equities
78467Y107
388
1476
SH
SOLE
0
0
1476
STARBUCKS CORP - COM
Equities
855244109
40736
619647
SH
SOLE
0
0
619647
TAIWAN SEMICONDUCTOR MFG LTD - SPONSORED ADS
Equities
874039100
1180
24692
SH
SOLE
0
0
24692
TARGET CORP - COM
Equities
87612E106
690
7418
SH
SOLE
0
0
7418
TEXAS INSTRS INC - COM
Equities
882508104
945
9457
SH
SOLE
0
0
9457
THERMO FISHER SCIENTIFIC INC - COM
Equities
883556102
302
1065
SH
SOLE
0
0
1065
UNITEDHEALTH GROUP INC - COM
Equities
91324P102
1228
4926
SH
SOLE
0
0
4926
UNITED PARCEL SERVICE INC - CL B
Equities
911312106
805
8613
SH
SOLE
0
0
8613
VANGUARD INDEX FDS - GROWTH ETF
Equities
922908736
1622
10355
SH
SOLE
0
0
10355
VANGUARD INDEX FDS - REAL ESTATE ETF
Equities
922908553
2427
34742
SH
SOLE
0
0
34742
VANGUARD BD INDEX FDS - INTERMED TERM
Equities
921937819
641
7171
SH
SOLE
0
0
7171
VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF
Equities
922042858
1202
35821
SH
SOLE
0
0
35821
VANGUARD BD INDEX FDS - SHORT TRM BOND
Equities
921937827
2980
36267
SH
SOLE
0
0
36267
VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD
Equities
92206C409
1026
12973
SH
SOLE
0
0
12973
VANGUARD INDEX FDS - TOTAL STK MKT
Equities
922908769
3191
24751
SH
SOLE
0
0
24751
VANGUARD INDEX FDS - VALUE ETF
Equities
922908744
788
8844
SH
SOLE
0
0
8844
VERIZON COMMUNICATIONS INC - COM
Equities
92343V104
1847
34381
SH
SOLE
0
0
34381
VISA INC - COM CL A
Equities
92826C839
809
5022
SH
SOLE
0
0
5022
VOYA PRIME RATE TR - SH BEN INT
Equities
92913A100
155
41904
SH
SOLE
0
0
41904
WALMART INC - COM
Equities
931142103
2097
18459
SH
SOLE
0
0
18459
DISNEY WALT CO - COM DISNEY
Equities
254687106
1571
16262
SH
SOLE
0
0
16262
WASHINGTON FED INC - COM
Equities
938824109
1392
53629
SH
SOLE
0
0
53629
WELLS FARGO CO NEW - COM
Equities
949746101
2753
95913
SH
SOLE
0
0
95913
WEYERHAEUSER CO - COM
Equities
962166104
476
28108
SH
SOLE
0
0
28108
WILLIAMS SONOMA INC - COM
Equities
969904101
340
8000
SH
SOLE
0
0
8000
WISDOMTREE TR - INTL SMCAP DIV
Equities
97717W760
1361
28332
SH
SOLE
0
0
28332
ZILLOW GROUP INC - CL C CAP STK
Equities
98954M200
270
7506
SH
SOLE
0
0
7506
ZIONS BANCORPORATION N A - COM
Equities
989701107
1550
57917
SH
SOLE
0
0
57917
BROWN FORMAN CORP - CL B
Equities
115637209
442
7968
SH
SOLE
0
0
7968
MONSTER BEVERAGE CORP NEW - COM
Equities
61174X109
314
5579
SH
SOLE
0
0
5579
FACEBOOK INC - CL A
Equities
30303M102
3631
21770
SH
SOLE
0
0
21770
JETBLUE AWYS CORP - COM
Equities
477143101
717
80158
SH
SOLE
0
0
80158
ACTIVISION BLIZZARD INC - COM
Equities
00507V109
204
3437
SH
SOLE
0
0
3437
ARES CAPITAL CORP - COM
Equities
04010L103
497
46081
SH
SOLE
0
0
46081
CROWN CASTLE INTL CORP NEW - COM
Equities
22822V101
1174
8132
SH
SOLE
0
0
8132
MONDELEZ INTL INC - CL A
Equities
609207105
402
8033
SH
SOLE
0
0
8033
NOVO-NORDISK A S - ADR
Equities
670100205
2009
33378
SH
SOLE
0
0
33378
REPUBLIC SVCS INC - COM
Equities
760759100
247
3295
SH
SOLE
0
0
3295
VANGUARD SPECIALIZED FUNDS - DIV APP ETF
Equities
921908844
21863
211466
SH
SOLE
0
0
211466
ABBVIE INC - COM
Equities
00287Y109
3043
39942
SH
SOLE
0
0
39942
SPDR DOW JONES INDL AVRG ETF - UT SER 1
Equities
78467X109
1552
7079
SH
SOLE
0
0
7079
BLACKROCK INC - COM
Equities
09247X101
375
852
SH
SOLE
0
0
852
ISHARES INC - CORE MSCI EMKT
Equities
46434G103
1538
37997
SH
SOLE
0
0
37997
SCHWAB STRATEGIC TR - US BRD MKT ETF
Equities
808524102
257
4250
SH
SOLE
0
0
4250
AMERICAN WTR WKS CO INC NEW - COM
Equities
030420103
6035
50478
SH
SOLE
0
0
50478
ALPS ETF TR - ALERIAN MLP
Equities
00162Q866
1099
319618
SH
SOLE
0
0
319618
AMERICAN AIRLS GROUP INC - COM
Equities
02376R102
1181
96887
SH
SOLE
0
0
96887
MAXIM INTEGRATED PRODS INC - COM
Equities
57772K101
307
6321
SH
SOLE
0
0
6321
ISHARES TR - CORE MSCI EAFE
Equities
46432F842
674
13508
SH
SOLE
0
0
13508
ILLUMINA INC - COM
Equities
452327109
201
735
SH
SOLE
0
0
735
SELECT SECTOR SPDR TR - SBI INT-INDS
Equities
81369Y704
290
4906
SH
SOLE
0
0
4906
ALIBABA GROUP HLDG LTD - SPONSORED ADS
Equities
01609W102
1190
6121
SH
SOLE
0
0
6121
VANGUARD WORLD FDS - FINANCIALS ETF
Equities
92204A405
396
7809
SH
SOLE
0
0
7809
VANGUARD INDEX FDS - SMALL CP ETF
Equities
922908751
392
3394
SH
SOLE
0
0
3394
VANGUARD INTL EQUITY INDEX F - FTSE PACIFIC ETF
Equities
922042866
612
11090
SH
SOLE
0
0
11090
SELECT SECTOR SPDR TR - SBI HEALTHCARE
Equities
81369Y209
607
6858
SH
SOLE
0
0
6858
NANOSTRING TECHNOLOGIES INC - COM
Equities
63009R109
394
16398
SH
SOLE
0
0
16398
VANGUARD TAX-MANAGED INTL FD - FTSE DEV MKT ETF
Equities
921943858
1972
59161
SH
SOLE
0
0
59161
VANGUARD INDEX FDS - LARGE CAP ETF
Equities
922908637
257
2173
SH
SOLE
0
0
2173
BROADCOM INC - COM
Equities
11135F101
799
3371
SH
SOLE
0
0
3371
EVERSOURCE ENERGY - COM
Equities
30040W108
554
7087
SH
SOLE
0
0
7087
LAM RESEARCH CORP - COM
Equities
512807108
359
1498
SH
SOLE
0
0
1498
VANGUARD INTL EQUITY INDEX F - TT WRLD ST ETF
Equities
922042742
13837
220334
SH
SOLE
0
0
220334
SELECT SECTOR SPDR TR - SBI CONS DISCR
Equities
81369Y407
351
3578
SH
SOLE
0
0
3578
PAYPAL HLDGS INC - COM
Equities
70450Y103
342
3574
SH
SOLE
0
0
3574
VANGUARD WHITEHALL FDS - HIGH DIV YLD
Equities
921946406
9018
127466
SH
SOLE
0
0
127466
STARWOOD PPTY TR INC - COM
Equities
85571B105
868
84720
SH
SOLE
0
0
84720
CHUBB LIMITED - COM
Equities
H1467J104
219
1960
SH
SOLE
0
0
1960
MFA FINL INC - COM
Equities
55272X102
178
114768
SH
SOLE
0
0
114768
SSGA ACTIVE ETF TR - GLOBL ALLO ETF
Equities
78467V400
279
8509
SH
SOLE
0
0
8509
PIMCO ETF TR - ENHAN SHRT MA AC
Equities
72201R833
527
5322
SH
SOLE
0
0
5322
S&P GLOBAL INC - COM
Equities
78409V104
288
1174
SH
SOLE
0
0
1174
VANGUARD INTL EQUITY INDEX F - GLB EX US ETF
Equities
922042676
636
14829
SH
SOLE
0
0
14829
VANGUARD INDEX FDS - S&P 500 ETF SHS
Equities
922908363
4650
19637
SH
SOLE
0
0
19637
ALIGN TECHNOLOGY INC - COM
Equities
016255101
3873
22266
SH
SOLE
0
0
22266
KEYCORP - COM
Equities
493267108
145
14019
SH
SOLE
0
0
14019
UNITED TECHNOLOGIES CORP - COM
Equities
913017109
810
8590
SH
SOLE
0
0
8590
COMCAST CORP NEW - CL A
Equities
20030N101
253
7351
SH
SOLE
0
0
7351
FORD MTR CO DEL - COM
Equities
345370860
56
11527
SH
SOLE
0
0
11527
GLAXOSMITHKLINE PLC - SPONSORED ADR
Equities
37733W105
1188
31344
SH
SOLE
0
0
31344
BROOKFIELD ASSET MGMT INC - CL A LTD VT SH
Equities
112585104
3195
72212
SH
SOLE
0
0
72212
BLACKSTONE MTG TR INC - COM CL A
Equities
09257W100
239
12836
SH
SOLE
0
0
12836
AEGON N V - NY REGISTRY SHS
Equities
007924103
30
12006
SH
SOLE
0
0
12006
SMARTSHEET INC - COM CL A
Equities
83200N103
6780
163335
SH
SOLE
0
0
163335
EQUINOR ASA - SPONSORED ADR
Equities
29446M102
233
19151
SH
SOLE
0
0
19151
PURPLE INNOVATION INC - COM
Equities
74640Y106
304
53500
SH
SOLE
0
0
53500
ISHARES TR - SH TR CRPORT ETF
Equities
464288646
7671
146503
SH
SOLE
0
0
146503
INVESCO EXCHANGE-TRADED FD T - S&P500 LOW VOL
Equities
46138E354
7504
159922
SH
SOLE
0
0
159922
ISHARES TR - FLTG RATE NT ETF
Equities
46429B655
754
15474
SH
SOLE
0
0
15474
MPLX LP - COM UNIT REP LTD
Equities
55336V100
1429
123000
SH
SOLE
0
0
123000
VANGUARD SCOTTSDALE FDS - VNG RUS2000IDX
Equities
92206C664
304
3294
SH
SOLE
0
0
3294
FORTRESS BIOTECH INC - COM
Equities
34960Q109
768
406267
SH
SOLE
0
0
406267
QUOTIENT LTD - SHS
Equities
G73268107
332
84000
SH
SOLE
0
0
84000
VANGUARD SCOTTSDALE FDS - MORTG-BACK SEC
Equities
92206C771
215
3941
SH
SOLE
0
0
3941
SPDR SER TR - PORTFOLIO INTRMD
Equities
78464A375
368
10816
SH
SOLE
0
0
10816
ENERGY TRANSFER LP - COM UT LTD PTN
Equities
29273V100
226
49200
SH
SOLE
0
0
49200
J P MORGAN EXCHANGE-TRADED F - ULTRA SHRT INC
Equities
46641Q837
3174
63911
SH
SOLE
0
0
63911
VANGUARD WORLD FD - ESG US STK ETF
Equities
921910733
1500
32750
SH
SOLE
0
0
32750
VANGUARD WORLD FD - ESG INTL STK ETF
Equities
921910725
1343
32640
SH
SOLE
0
0
32640
BLOOM ENERGY CORP - COM CL A
Equities
093712107
914
174706
SH
SOLE
0
0
174706
ISHARES TR - MSCI ACWI EX US
Equities
464288240
891
23654
SH
SOLE
0
0
23654
AQUABOUNTY TECHNOLOGIES INC - COM NEW
Equities
03842K200
33
20000
SH
SOLE
0
0
20000
VANGUARD SCOTTSDALE FDS - VNG RUS1000GRW
Equities
92206C680
813
5254
SH
SOLE
0
0
5254
UPWORK INC - COM
Equities
91688F104
342
53044
SH
SOLE
0
0
53044
SHARPS COMPLIANCE CORP - COM
Equities
820017101
113
14210
SH
SOLE
0
0
14210
TRINET GROUP INC - COM
Equities
896288107
4904
130215
SH
SOLE
0
0
130215
AMERICA FIRST MULTIFAMILY IN - BEN UNIT CTF
Equities
02364V107
524
100000
SH
SOLE
0
0
100000
AMAZON COM INC - COM
Equities
023135106
40911
20983
SH
SOLE
0
0
20983
TESLA INC - COM
Equities
88160R101
1405
2682
SH
SOLE
0
0
2682
AMERICAN CENTY ETF TR - AVANTIS EMGMKT
Equities
025072604
1933
48664
SH
SOLE
0
0
48664
BROADMARK RLTY CAP INC - COM
Equities
11135B100
715
95030
SH
SOLE
0
0
95030
ZOOM VIDEO COMMUNICATIONS IN - CL A
Equities
98980L101
554
3789
SH
SOLE
0
0
3789
AMERICAN CENTY ETF TR - US EQT ETF
Equities
025072885
2212
54100
SH
SOLE
0
0
54100
AMERICAN CENTY ETF TR - INTL EQT ETF
Equities
025072703
3682
92681
SH
SOLE
0
0
92681
ISHARES TR - AGENCY BOND ETF
Equities
464288166
618
5124
SH
SOLE
0
0
5124
AMERICAN CENTY ETF TR - INTL SMCP VLU
Equities
025072802
2386
65198
SH
SOLE
0
0
65198
AMERICAN CENTY ETF TR - US SML CP VALU
Equities
025072877
3898
125205
SH
SOLE
0
0
125205
DOCUSIGN INC - COM
Equities
256163106
240
2597
SH
SOLE
0
0
2597
JUMIA TECHNOLOGIES AG - SPONSORED ADS
Equities
48138M105
58
20000
SH
SOLE
0
0
20000
LANDMARK INFRASTRUCTURE LP - COM UNIT LTD
Equities
51508J108
835
79058
SH
SOLE
0
0
79058