Chief Compliance Officer

0001493152-20-002056.txt : 20200212 0001493152-20-002056.hdr.sgml : 20200212 20200212160525 ACCESSION NUMBER: 0001493152-20-002056 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CPWM, LLC CENTRAL INDEX KEY: 0001697457 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17776 FILM NUMBER: 20604067 BUSINESS ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 2062573577 MAIL ADDRESS: STREET 1: 1910 FAIRVIEW AVENUE EAST STREET 2: SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 FORMER COMPANY: FORMER CONFORMED NAME: CPCM, LLC DATE OF NAME CHANGE: 20170207 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001697457 XXXXXXXX 12-31-2019 12-31-2019 false CPWM, LLC

1910 Fairview Avenue East Suite 200 Seattle WA 98102

13F HOLDINGS REPORT 028-17776 N Cheryll J. Calaguio Chief Compliance Officer 206-728-9063 /s/ Cheryll J. Calaguio Seattle WA 02-12-2020 0 268 820100 INFORMATION TABLE 2 infotable.xml 3M CO - COM Equities 88579Y101 725 4110 SH SOLE 0 0 4110 ABBOTT LABS - COM Equities 002824100 2760 31773 SH SOLE 0 0 31773 ADOBE INC - COM Equities 00724F101 263 797 SH SOLE 0 0 797 AES CORP - COM Equities 00130H105 1150 57779 SH SOLE 0 0 57779 AGILENT TECHNOLOGIES INC - COM Equities 00846U101 599 7024 SH SOLE 0 0 7024 ALLSTATE CORP - COM Equities 020002101 854 7592 SH SOLE 0 0 7592 AMERICAN EXPRESS CO - COM Equities 025816109 283 2275 SH SOLE 0 0 2275 AMERICAN INTL GROUP INC - COM NEW Equities 026874784 687 13385 SH SOLE 0 0 13385 AMERICAN TOWER CORP NEW - COM Equities 03027X100 3030 13185 SH SOLE 0 0 13185 AMGEN INC - COM Equities 031162100 1986 8238 SH SOLE 0 0 8238 ANHEUSER BUSCH INBEV SA/NV - SPONSORED ADR Equities 03524A108 884 10772 SH SOLE 0 0 10772 ANTHEM INC - COM Equities 036752103 354 1172 SH SOLE 0 0 1172 APPLE INC - COM Equities 037833100 33167 112948 SH SOLE 0 0 112948 ASTRAZENECA PLC - SPONSORED ADR Equities 046353108 928 18609 SH SOLE 0 0 18609 AT&T INC - COM Equities 00206R102 926 23688 SH SOLE 0 0 23688 AUTOMATIC DATA PROCESSING IN - COM Equities 053015103 892 5229 SH SOLE 0 0 5229 BANK AMER CORP - COM Equities 060505104 1078 30619 SH SOLE 0 0 30619 BANK NEW YORK MELLON CORP - COM Equities 064058100 211 4191 SH SOLE 0 0 4191 BAXTER INTL INC - COM Equities 071813109 557 6656 SH SOLE 0 0 6656 BCE INC - COM NEW Equities 05534B760 1297 27984 SH SOLE 0 0 27984 BERKSHIRE HATHAWAY INC DEL - CL B NEW Equities 084670702 6019 26574 SH SOLE 0 0 26574 BERKSHIRE HATHAWAY INC DEL - CL A Equities 084670108 2377 7 SH SOLE 0 0 7 BOEING CO - COM Equities 097023105 6394 19628 SH SOLE 0 0 19628 BRISTOL MYERS SQUIBB CO - COM Equities 110122108 1490 23211 SH SOLE 0 0 23211 CATERPILLAR INC DEL - COM Equities 149123101 1001 6776 SH SOLE 0 0 6776 CHEVRON CORP NEW - COM Equities 166764100 1588 13176 SH SOLE 0 0 13176 CISCO SYS INC - COM Equities 17275R102 9174 191288 SH SOLE 0 0 191288 CITIGROUP INC - COM NEW Equities 172967424 1262 15801 SH SOLE 0 0 15801 CLOROX CO DEL - COM Equities 189054109 202 1318 SH SOLE 0 0 1318 CME GROUP INC - COM Equities 12572Q105 1180 5879 SH SOLE 0 0 5879 COCA COLA CO - COM Equities 191216100 404 7304 SH SOLE 0 0 7304 COLGATE PALMOLIVE CO - COM Equities 194162103 828 12035 SH SOLE 0 0 12035 COLUMBIA BKG SYS INC - COM Equities 197236102 232 5695 SH SOLE 0 0 5695 COSTCO WHSL CORP NEW - COM Equities 22160K105 12626 42956 SH SOLE 0 0 42956 CROWN HOLDINGS INC - COM Equities 228368106 1876 25867 SH SOLE 0 0 25867 CSX CORP - COM Equities 126408103 575 7949 SH SOLE 0 0 7949 CVS HEALTH CORP - COM Equities 126650100 250 3370 SH SOLE 0 0 3370 DANAHER CORPORATION - COM Equities 235851102 200 1304 SH SOLE 0 0 1304 DEERE & CO - COM Equities 244199105 232 1339 SH SOLE 0 0 1339 DELTA AIR LINES INC DEL - COM NEW Equities 247361702 946 16170 SH SOLE 0 0 16170 DIAGEO P L C - SPON ADR NEW Equities 25243Q205 214 1268 SH SOLE 0 0 1268 DIGITAL RLTY TR INC - COM Equities 253868103 815 6805 SH SOLE 0 0 6805 EATON CORP PLC - SHS Equities G29183103 1184 12498 SH SOLE 0 0 12498 EATON VANCE SR FLTNG RTE TR - COM Equities 27828Q105 759 56050 SH SOLE 0 0 56050 SWEDISH EXPT CR CORP - ROG TTL ETN 22 Equities 870297801 185 34265 SH SOLE 0 0 34265 ENBRIDGE INC - COM Equities 29250N105 886 22286 SH SOLE 0 0 22286 ENTERPRISE PRODS PARTNERS L - COM Equities 293792107 13525 480303 SH SOLE 0 0 480303 EOG RES INC - COM Equities 26875P101 263 3140 SH SOLE 0 0 3140 EXXON MOBIL CORP - COM Equities 30231G102 1006 14421 SH SOLE 0 0 14421 GILEAD SCIENCES INC - COM Equities 375558103 1952 30048 SH SOLE 0 0 30048 ALPHABET INC - CAP STK CL C Equities 02079K107 11898 8899 SH SOLE 0 0 8899 ALPHABET INC - CAP STK CL A Equities 02079K305 12183 9096 SH SOLE 0 0 9096 HOME DEPOT INC - COM Equities 437076102 2200 10073 SH SOLE 0 0 10073 HONEYWELL INTL INC - COM Equities 438516106 329 1860 SH SOLE 0 0 1860 HUNTINGTON BANCSHARES INC - COM Equities 446150104 730 48428 SH SOLE 0 0 48428 INTERNATIONAL BUSINESS MACHS - COM Equities 459200101 375 2794 SH SOLE 0 0 2794 INSPIRE MED SYS INC - COM Equities 457730109 1198 16139 SH SOLE 0 0 16139 INTEL CORP - COM Equities 458140100 9541 159413 SH SOLE 0 0 159413 ISHARES TR - RUS 1000 ETF Equities 464287622 5286 29629 SH SOLE 0 0 29629 ISHARES TR - 0-5 YR TIPS ETF Equities 46429B747 5990 59473 SH SOLE 0 0 59473 ISHARES TR - TIPS BD ETF Equities 464287176 6691 57400 SH SOLE 0 0 57400 ISHARES TR - CORE US AGGBD ET Equities 464287226 15995 142342 SH SOLE 0 0 142342 ISHARES TR - U.S. FINLS ETF Equities 464287788 254 1841 SH SOLE 0 0 1841 ISHARES TR - SELECT DIVID ETF Equities 464287168 2412 22825 SH SOLE 0 0 22825 ISHARES TR - U.S. REAL ES ETF Equities 464287739 1440 15466 SH SOLE 0 0 15466 ISHARES TR - IBOXX INV CP ETF Equities 464287242 3349 26175 SH SOLE 0 0 26175 ISHARES TR - INTL DEVPPTY ETF Equities 464288422 8989 231964 SH SOLE 0 0 231964 ISHARES TR - JPMORGAN USD EMG Equities 464288281 294 2568 SH SOLE 0 0 2568 ISHARES TR - MSCI ACWI ETF Equities 464288257 18580 234448 SH SOLE 0 0 234448 ISHARES TR - EAFE GRWTH ETF Equities 464288885 1016 11749 SH SOLE 0 0 11749 ISHARES TR - MSCI EAFE ETF Equities 464287465 4912 70731 SH SOLE 0 0 70731 ISHARES TR - EAFE SML CP ETF Equities 464288273 3929 63083 SH SOLE 0 0 63083 ISHARES TR - MSCI EMG MKT ETF Equities 464287234 9608 214132 SH SOLE 0 0 214132 ISHARES TR - RUS 1000 GRW ETF Equities 464287614 30372 172649 SH SOLE 0 0 172649 ISHARES TR - RUS 1000 VAL ETF Equities 464287598 2526 18512 SH SOLE 0 0 18512 ISHARES TR - RUSSELL 2000 ETF Equities 464287655 4305 25988 SH SOLE 0 0 25988 ISHARES TR - RUS 2000 VAL ETF Equities 464287630 2663 20714 SH SOLE 0 0 20714 ISHARES TR - MICRO-CAP ETF Equities 464288869 2445 24571 SH SOLE 0 0 24571 ISHARES TR - RUS MID CAP ETF Equities 464287499 344 5768 SH SOLE 0 0 5768 ISHARES TR - CORE S&P500 ETF Equities 464287200 11470 35486 SH SOLE 0 0 35486 ISHARES TR - CORE S&P MCP ETF Equities 464287507 886 4304 SH SOLE 0 0 4304 ISHARES TR - NATIONAL MUN ETF Equities 464288414 285 2500 SH SOLE 0 0 2500 ISHARES TR - PFD AND INCM SEC Equities 464288687 562 14960 SH SOLE 0 0 14960 ISHARES TR - SHRT NAT MUN ETF Equities 464288158 547 5127 SH SOLE 0 0 5127 ISHARES TR - CORE S&P SCP ETF Equities 464287804 358 4274 SH SOLE 0 0 4274 JOHNSON & JOHNSON - COM Equities 478160104 7133 48901 SH SOLE 0 0 48901 JPMORGAN CHASE & CO - COM Equities 46625H100 5207 37354 SH SOLE 0 0 37354 KIMBERLY CLARK CORP - COM Equities 494368103 5975 43435 SH SOLE 0 0 43435 KIMCO RLTY CORP - COM Equities 49446R109 592 28563 SH SOLE 0 0 28563 KLA CORPORATION - COM NEW Equities 482480100 343 1925 SH SOLE 0 0 1925 LEGGETT & PLATT INC - COM Equities 524660107 293 5760 SH SOLE 0 0 5760 LILLY ELI & CO - COM Equities 532457108 1220 9284 SH SOLE 0 0 9284 LOCKHEED MARTIN CORP - COM Equities 539830109 274 703 SH SOLE 0 0 703 LOWES COS INC - COM Equities 548661107 297 2478 SH SOLE 0 0 2478 MAGELLAN MIDSTREAM PRTNRS LP - COM UNIT RP LP Equities 559080106 670 10660 SH SOLE 0 0 10660 MAGNA INTL INC - COM Equities 559222401 835 15229 SH SOLE 0 0 15229 MARRIOTT INTL INC NEW - CL A Equities 571903202 230 1520 SH SOLE 0 0 1520 MASTERCARD INC - CL A Equities 57636Q104 620 2078 SH SOLE 0 0 2078 MCDONALDS CORP - COM Equities 580135101 712 3602 SH SOLE 0 0 3602 MEDTRONIC PLC - SHS Equities G5960L103 415 3656 SH SOLE 0 0 3656 MERCK & CO INC - COM Equities 58933Y105 1645 18087 SH SOLE 0 0 18087 METTLER TOLEDO INTERNATIONAL - COM Equities 592688105 230 290 SH SOLE 0 0 290 MICROCHIP TECHNOLOGY INC - COM Equities 595017104 444 4235 SH SOLE 0 0 4235 MICROSOFT CORP - COM Equities 594918104 58075 368265 SH SOLE 0 0 368265 NETFLIX INC - COM Equities 64110L106 426 1318 SH SOLE 0 0 1318 NIKE INC - CL B Equities 654106103 2498 24658 SH SOLE 0 0 24658 NISOURCE INC - COM Equities 65473P105 796 28579 SH SOLE 0 0 28579 NORDSTROM INC - COM Equities 655664100 1102 26920 SH SOLE 0 0 26920 NOVARTIS A G - SPONSORED ADR Equities 66987V109 214 2261 SH SOLE 0 0 2261 NUVEEN MUN VALUE FD INC - COM Equities 670928100 159 14883 SH SOLE 0 0 14883 OCCIDENTAL PETE CORP - COM Equities 674599105 466 11300 SH SOLE 0 0 11300 OLD REP INTL CORP - COM Equities 680223104 514 22980 SH SOLE 0 0 22980 OMEROS CORP - COM Equities 682143102 9958 706741 SH SOLE 0 0 706741 OMNICOM GROUP INC - COM Equities 681919106 4468 55152 SH SOLE 0 0 55152 ORACLE CORP - COM Equities 68389X105 1398 26386 SH SOLE 0 0 26386 PACCAR INC - COM Equities 693718108 35899 453839 SH SOLE 0 0 453839 PEPSICO INC - COM Equities 713448108 1928 14108 SH SOLE 0 0 14108 PFIZER INC - COM Equities 717081103 4351 111056 SH SOLE 0 0 111056 PNC FINL SVCS GROUP INC - COM Equities 693475105 375 2347 SH SOLE 0 0 2347 INVESCO QQQ TR - UNIT SER 1 Equities 46090E103 2088 9823 SH SOLE 0 0 9823 PROCTER & GAMBLE CO - COM Equities 742718109 3486 27910 SH SOLE 0 0 27910 QUALCOMM INC - COM Equities 747525103 2630 29807 SH SOLE 0 0 29807 RED LION HOTELS CORP - COM Equities 756764106 86 23185 SH SOLE 0 0 23185 REGIONS FINL CORP NEW - COM Equities 7591EP100 509 29633 SH SOLE 0 0 29633 SALESFORCE COM INC - COM Equities 79466L302 285 1754 SH SOLE 0 0 1754 SPDR GOLD TRUST - GOLD SHS Equities 78463V107 1200 8396 SH SOLE 0 0 8396 SPDR SERIES TRUST - NUVEEN BLMBRG SR Equities 78468R739 247 5032 SH SOLE 0 0 5032 SPDR S&P 500 ETF TR - TR UNIT Equities 78462F103 22418 69653 SH SOLE 0 0 69653 SPDR SERIES TRUST - S&P DIVID ETF Equities 78464A763 492 4571 SH SOLE 0 0 4571 SPDR S&P MIDCAP 400 ETF TR - UTSER1 S&PDCRP Equities 78467Y107 553 1473 SH SOLE 0 0 1473 STARBUCKS CORP - COM Equities 855244109 56164 638809 SH SOLE 0 0 638809 STATE STR CORP - COM Equities 857477103 241 3048 SH SOLE 0 0 3048 STRYKER CORP - COM Equities 863667101 208 989 SH SOLE 0 0 989 SYSCO CORP - COM Equities 871829107 283 3313 SH SOLE 0 0 3313 TAIWAN SEMICONDUCTOR MFG LTD - SPONSORED ADS Equities 874039100 1421 24459 SH SOLE 0 0 24459 TARGET CORP - COM Equities 87612E106 1487 11596 SH SOLE 0 0 11596 TEXAS INSTRS INC - COM Equities 882508104 1203 9376 SH SOLE 0 0 9376 THERMO FISHER SCIENTIFIC INC - COM Equities 883556102 355 1094 SH SOLE 0 0 1094 UNION PACIFIC CORP - COM Equities 907818108 286 1580 SH SOLE 0 0 1580 UNITEDHEALTH GROUP INC - COM Equities 91324P102 1425 4848 SH SOLE 0 0 4848 UNITED PARCEL SERVICE INC - CL B Equities 911312106 989 8448 SH SOLE 0 0 8448 US BANCORP DEL - COM NEW Equities 902973304 282 4748 SH SOLE 0 0 4748 VANGUARD INDEX FDS - GROWTH ETF Equities 922908736 1159 6361 SH SOLE 0 0 6361 VANGUARD INDEX FDS - MID CAP ETF Equities 922908629 289 1625 SH SOLE 0 0 1625 VANGUARD INDEX FDS - REAL ESTATE ETF Equities 922908553 3072 33102 SH SOLE 0 0 33102 VANGUARD BD INDEX FD INC - INTERMED TERM Equities 921937819 625 7164 SH SOLE 0 0 7164 VANGUARD INTL EQUITY INDEX F - FTSE EMR MKT ETF Equities 922042858 1225 27556 SH SOLE 0 0 27556 VANGUARD BD INDEX FD INC - SHORT TRM BOND Equities 921937827 2825 35041 SH SOLE 0 0 35041 VANGUARD SCOTTSDALE FDS - SHRT TRM CORP BD Equities 92206C409 1113 13735 SH SOLE 0 0 13735 VANGUARD INDEX FDS - TOTAL STK MKT Equities 922908769 1395 8529 SH SOLE 0 0 8529 VANGUARD INDEX FDS - VALUE ETF Equities 922908744 1030 8590 SH SOLE 0 0 8590 VERIZON COMMUNICATIONS INC - COM Equities 92343V104 2070 33720 SH SOLE 0 0 33720 VISA INC - COM CL A Equities 92826C839 835 4445 SH SOLE 0 0 4445 VOYA PRIME RATE TR - SH BEN INT Equities 92913A100 210 41905 SH SOLE 0 0 41905 WALMART INC - COM Equities 931142103 2113 17782 SH SOLE 0 0 17782 DISNEY WALT CO - COM DISNEY Equities 254687106 2345 16211 SH SOLE 0 0 16211 WASHINGTON FED INC - COM Equities 938824109 1966 53629 SH SOLE 0 0 53629 WELLS FARGO CO NEW - COM Equities 949746101 3920 72862 SH SOLE 0 0 72862 WEYERHAEUSER CO - COM Equities 962166104 840 27828 SH SOLE 0 0 27828 WHIRLPOOL CORP - COM Equities 963320106 810 5487 SH SOLE 0 0 5487 WISDOMTREE TR - INTL SMCAP DIV Equities 97717W760 2066 29046 SH SOLE 0 0 29046 YUM BRANDS INC - COM Equities 988498101 228 2268 SH SOLE 0 0 2268 ZILLOW GROUP INC - CL C CAP STK Equities 98954M200 312 6796 SH SOLE 0 0 6796 ZIONS BANCORPORATION N A - COM Equities 989701107 3007 57917 SH SOLE 0 0 57917 BROWN FORMAN CORP - CL B Equities 115637209 539 7967 SH SOLE 0 0 7967 MONSTER BEVERAGE CORP NEW - COM Equities 61174X109 355 5579 SH SOLE 0 0 5579 FACEBOOK INC - CL A Equities 30303M102 3938 19185 SH SOLE 0 0 19185 ISHARES TR - RUS MDCP VAL ETF Equities 464287473 209 2201 SH SOLE 0 0 2201 JETBLUE AWYS CORP - COM Equities 477143101 1501 80158 SH SOLE 0 0 80158 PEMBINA PIPELINE CORP - COM Equities 706327103 347 9359 SH SOLE 0 0 9359 AIR PRODS & CHEMS INC - COM Equities 009158106 282 1200 SH SOLE 0 0 1200 ARES CAP CORP - COM Equities 04010L103 859 46081 SH SOLE 0 0 46081 CROWN CASTLE INTL CORP NEW - COM Equities 22822V101 1142 8032 SH SOLE 0 0 8032 MONDELEZ INTL INC - CL A Equities 609207105 462 8388 SH SOLE 0 0 8388 NOVO-NORDISK A S - ADR Equities 670100205 2004 34628 SH SOLE 0 0 34628 REPUBLIC SVCS INC - COM Equities 760759100 295 3295 SH SOLE 0 0 3295 VANGUARD GROUP - DIV APP ETF Equities 921908844 21036 168747 SH SOLE 0 0 168747 ABBVIE INC - COM Equities 00287Y109 3533 39898 SH SOLE 0 0 39898 SPDR DOW JONES INDL AVRG ETF - UT SER 1 Equities 78467X109 2020 7086 SH SOLE 0 0 7086 BLACKROCK INC - COM Equities 09247X101 474 943 SH SOLE 0 0 943 LYONDELLBASELL INDUSTRIES N - SHS - A - Equities N53745100 805 8523 SH SOLE 0 0 8523 VANGUARD INTL EQUITY INDEX F - ALLWRLD EX US Equities 922042775 386 7184 SH SOLE 0 0 7184 ISHARES INC - CORE MSCI EMKT Equities 46434G103 1352 25145 SH SOLE 0 0 25145 SCHWAB STRATEGIC TR - US BRD MKT ETF Equities 808524102 223 2897 SH SOLE 0 0 2897 FIDELITY NATIONAL FINANCIAL - FNF GROUP COM Equities 31620R303 1082 23850 SH SOLE 0 0 23850 AMERICAN WTR WKS CO INC NEW - COM Equities 030420103 6195 50428 SH SOLE 0 0 50428 ALPS ETF TR - ALERIAN MLP Equities 00162Q866 3391 398904 SH SOLE 0 0 398904 AMERICAN AIRLS GROUP INC - COM Equities 02376R102 2780 96925 SH SOLE 0 0 96925 MAXIM INTEGRATED PRODS INC - COM Equities 57772K101 389 6321 SH SOLE 0 0 6321 TOTAL S A - SPONSORED ADS Equities 89151E109 1960 35449 SH SOLE 0 0 35449 ILLUMINA INC - COM Equities 452327109 245 740 SH SOLE 0 0 740 SELECT SECTOR SPDR TR - SBI INT-INDS Equities 81369Y704 394 4836 SH SOLE 0 0 4836 ALIBABA GROUP HLDG LTD - SPONSORED ADS Equities 01609W102 1255 5919 SH SOLE 0 0 5919 HAWAIIAN HOLDINGS INC - COM Equities 419879101 293 10000 SH SOLE 0 0 10000 LAMAR ADVERTISING CO NEW - CL A Equities 512816109 686 7681 SH SOLE 0 0 7681 SABRE CORP - COM Equities 78573M104 517 23025 SH SOLE 0 0 23025 VANGUARD INTL EQUITY INDEX F - FTSE EUROPE ETF Equities 922042874 379 6465 SH SOLE 0 0 6465 VANGUARD WORLD FDS - FINANCIALS ETF Equities 92204A405 577 7562 SH SOLE 0 0 7562 VANGUARD INDEX FDS - SMALL CP ETF Equities 922908751 366 2211 SH SOLE 0 0 2211 VANGUARD INTL EQUITY INDEX F - FTSE PACIFIC ETF Equities 922042866 772 11090 SH SOLE 0 0 11090 SELECT SECTOR SPDR TR - SBI HEALTHCARE Equities 81369Y209 692 6793 SH SOLE 0 0 6793 NANOSTRING TECHNOLOGIES INC - COM Equities 63009R109 526 18898 SH SOLE 0 0 18898 VANGUARD TAX MANAGED INTL FD - FTSE DEV MKT ETF Equities 921943858 1147 26038 SH SOLE 0 0 26038 BROADCOM INC - COM Equities 11135F101 1049 3318 SH SOLE 0 0 3318 EVERSOURCE ENERGY - COM Equities 30040W108 579 6806 SH SOLE 0 0 6806 LAM RESEARCH CORP - COM Equities 512807108 439 1500 SH SOLE 0 0 1500 VANGUARD INTL EQUITY INDEX F - TT WRLD ST ETF Equities 922042742 19165 236630 SH SOLE 0 0 236630 SELECT SECTOR SPDR TR - SBI CONS DISCR Equities 81369Y407 443 3533 SH SOLE 0 0 3533 CREDIT ACCEP CORP MICH - COM Equities 225310101 269 608 SH SOLE 0 0 608 PAYPAL HLDGS INC - COM Equities 70450Y103 380 3516 SH SOLE 0 0 3516 VANGUARD WHITEHALL FDS INC - HIGH DIV YLD Equities 921946406 18147 193652 SH SOLE 0 0 193652 BLACKSTONE GROUP INC - COM CL A Equities 09260D107 305 5448 SH SOLE 0 0 5448 STARWOOD PPTY TR INC - COM Equities 85571B105 2670 107395 SH SOLE 0 0 107395 CHUBB LIMITED - COM Equities H1467J104 301 1932 SH SOLE 0 0 1932 CITIZENS FINL GROUP INC - COM Equities 174610105 1110 27342 SH SOLE 0 0 27342 MFA FINL INC - COM Equities 55272X102 564 73768 SH SOLE 0 0 73768 SSGA ACTIVE ETF TR - GLOBL ALLO ETF Equities 78467V400 341 8509 SH SOLE 0 0 8509 VANGUARD MUN BD FD INC - TAX EXEMPT BD Equities 922907746 228 4264 SH SOLE 0 0 4264 COCA COLA EUROPEAN PARTNERS - SHS Equities G25839104 708 13919 SH SOLE 0 0 13919 PIMCO ETF TR - ENHAN SHRT MA AC Equities 72201R833 946 9309 SH SOLE 0 0 9309 S&P GLOBAL INC - COM Equities 78409V104 309 1133 SH SOLE 0 0 1133 VANGUARD INTL EQUITY INDEX F - GLB EX US ETF Equities 922042676 539 9130 SH SOLE 0 0 9130 VANGUARD INDEX FDS - S&P 500 ETF SHS Equities 922908363 6209 20991 SH SOLE 0 0 20991 ALIGN TECHNOLOGY INC - COM Equities 016255101 6204 22235 SH SOLE 0 0 22235 GOLDMAN SACHS GROUP INC - COM Equities 38141G104 466 2026 SH SOLE 0 0 2026 CUMMINS INC - COM Equities 231021106 951 5314 SH SOLE 0 0 5314 UNITED TECHNOLOGIES CORP - COM Equities 913017109 1355 9048 SH SOLE 0 0 9048 COMCAST CORP NEW - CL A Equities 20030N101 467 10386 SH SOLE 0 0 10386 SELECT SECTOR SPDR TR - SBI INT-FINL Equities 81369Y605 416 13507 SH SOLE 0 0 13507 GLAXOSMITHKLINE PLC - SPONSORED ADR Equities 37733W105 1461 31095 SH SOLE 0 0 31095 BRIXMOR PPTY GROUP INC - COM Equities 11120U105 860 39783 SH SOLE 0 0 39783 BROOKFIELD ASSET MGMT INC - CL A LTD VT SH Equities 112585104 4151 71812 SH SOLE 0 0 71812 BLACKSTONE MTG TR INC - COM CL A Equities 09257W100 2490 66890 SH SOLE 0 0 66890 AEGON N V - NY REGISTRY SHS Equities 007924103 54 12006 SH SOLE 0 0 12006 EQUINOR ASA - SPONSORED ADR Equities 29446M102 383 19226 SH SOLE 0 0 19226 PURPLE INNOVATION INC - COM Equities 74640Y106 436 50000 SH SOLE 0 0 50000 ISHARES TR - SH TR CRPORT ETF Equities 464288646 8130 151594 SH SOLE 0 0 151594 INVESCO EXCHNG TRADED FD TR - S&P500 LOW VOL Equities 46138E354 10354 177477 SH SOLE 0 0 177477 INVESCO EXCHANGE TRADED FD T - S&P500 BUY WRT Equities 46137V399 368 17076 SH SOLE 0 0 17076 ISHARES TR - FLTG RATE NT ETF Equities 46429B655 971 19063 SH SOLE 0 0 19063 SPDR INDEX SHS FDS - ASIA PACIF ETF Equities 78463X301 235 2273 SH SOLE 0 0 2273 WISDOMTREE TR - MID EAST DIVD Equities 97717X305 201 10000 SH SOLE 0 0 10000 MPLX LP - COM UNIT REP LTD Equities 55336V100 3286 129054 SH SOLE 0 0 129054 ISHARES TR - MSCI INDONIA ETF Equities 46429B309 256 9985 SH SOLE 0 0 9985 VANGUARD SCOTTSDALE FDS - VNG RUS2000IDX Equities 92206C664 438 3293 SH SOLE 0 0 3293 FORTRESS BIOTECH INC - COM Equities 34960Q109 1044 406267 SH SOLE 0 0 406267 QUOTIENT LTD - SHS Equities G73268107 799 84000 SH SOLE 0 0 84000 SPDR INDEX SHS FDS - DJ GLB RL ES ETF Equities 78463X749 319 6201 SH SOLE 0 0 6201 GLOBAL X FDS - GLB X MLP ENRG I Equities 37950E226 215 17500 SH SOLE 0 0 17500 SPDR SERIES TRUST - PORTFOLIO INTRMD Equities 78464A375 382 10830 SH SOLE 0 0 10830 ENERGY TRANSFER LP - COM UT LTD PTN Equities 29273V100 664 51728 SH SOLE 0 0 51728 JP MORGAN EXCHANGE TRADED FD - ULTRA SHRT INC Equities 46641Q837 7366 146062 SH SOLE 0 0 146062 VANGUARD WORLD FD - ESG US STK ETF Equities 921910733 1853 32750 SH SOLE 0 0 32750 VANGUARD WORLD FD - ESG INTL STK ETF Equities 921910725 1745 32640 SH SOLE 0 0 32640 BLOOM ENERGY CORP - COM CL A Equities 093712107 1310 175385 SH SOLE 0 0 175385 WESTERN MIDSTREAM PARTNERS L - COM UNIT LP INT Equities 958669103 250 12721 SH SOLE 0 0 12721 WISDOMTREE TR - US SMALLCAP DIVD Equities 97717W604 514 17920 SH SOLE 0 0 17920 ISHARES TR - MSCI ACWI EX US Equities 464288240 1156 23533 SH SOLE 0 0 23533 AQUABOUNTY TECHNOLOGIES INC - COM NEW Equities 03842K200 43 20000 SH SOLE 0 0 20000 VANGUARD SCOTTSDALE FDS - VNG RUS1000GRW Equities 92206C680 951 5254 SH SOLE 0 0 5254 UPWORK INC - COM Equities 91688F104 568 53255 SH SOLE 0 0 53255 GLOBE LIFE INC - COM Equities 37959E102 247 2348 SH SOLE 0 0 2348 SHARPS COMPLIANCE CORP - COM Equities 820017101 60 14210 SH SOLE 0 0 14210 TRINET GROUP INC - COM Equities 896288107 7552 133397 SH SOLE 0 0 133397 AMERICA FIRST MULTIFAMILY IN - BEN UNIT CTF Equities 02364V107 770 100000 SH SOLE 0 0 100000 AMAZON COM INC - COM Equities 023135106 37966 20546 SH SOLE 0 0 20546 TESLA INC - COM Equities 88160R101 1282 3064 SH SOLE 0 0 3064 BROADMARK RLTY CAP INC - COM Equities 11135B100 1212 95030 SH SOLE 0 0 95030