0001144204-17-053057.txt : 20171019 0001144204-17-053057.hdr.sgml : 20171019 20171018174040 ACCESSION NUMBER: 0001144204-17-053057 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171019 DATE AS OF CHANGE: 20171018 EFFECTIVENESS DATE: 20171019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC CENTRAL INDEX KEY: 0001697366 IRS NUMBER: 463506954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17645 FILM NUMBER: 171143273 BUSINESS ADDRESS: STREET 1: 230 CALIFORNIA STREET, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-814-8840 MAIL ADDRESS: STREET 1: 230 CALIFORNIA STREET, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697366 XXXXXXXX 09-30-2017 09-30-2017 false PIER 88 INVESTMENT PARTNERS LLC

230 California Street, Suite 410 San Francisco CA 94111

13F HOLDINGS REPORT 028-17645 N Jackie Fertitta 415-814-8841 /s/ Jackie Fertitta San Francisco CA 10-18-2017 0 105 257827 INFORMATION TABLE 2 infotable.xml Affiliated Managers Group Inc COM 008252108 475 2500 SH SOLE 2500 0 0 Akamai Technologies Inc COM 00971T101 251 5157 SH SOLE 5157 0 0 Allergan plc PFD CONV SER A IE00BY9D6 18 25 SH SOLE 25 0 0 ALZA Corp SDCV 7/2 02261WAB5 2866 1606000 PRN SOLE 1606000 0 0 Anadarko Petroleum Corp COM 032511107 197 4033 SH SOLE 4033 0 0 Anadarko Petroleum Corp UNIT 99/99/9999 032511404 12 300 SH SOLE 300 0 0 Anthem Inc UNIT 05/01/20188 036752202 12202 233361 SH SOLE 233361 0 0 Apollo Commercial Real Estate Finance Inc NOTE 4.750% 8/2 03762UAB1 2542 2500000 PRN SOLE 2500000 0 0 Apptio Inc COM 03835C108 581 31440 SH SOLE 31440 0 0 Ares Capital Corp NOTE 4.750% 1/1 04010LAJ2 10723 10670000 PRN SOLE 10670000 0 0 Aspen Technology Inc COM 045327103 516 8208 SH SOLE 8208 0 0 Autodesk Inc COM 052769106 365 3248 SH SOLE 3248 0 0 Bank of America Corp 7.25%CNV PFD L 060505682 20 15 SH SOLE 15 0 0 Becton Dickinson and Co PFD SHS CONV A 075887208 12122 220599 SH SOLE 220599 0 0 BioMarin Pharmaceutical Inc NOTE 1.500%10/1 09061GAF8 2966 2478000 PRN SOLE 2478000 0 0 BlackRock Capital Investment Corp NOTE 5.000% 6/1 092533AC2 2717 2600000 PRN SOLE 2600000 0 0 Callidus Software Inc COM 13123E500 443 17964 SH SOLE 17964 0 0 Cavium Inc COM 14964U108 408 6187 SH SOLE 6187 0 0 Citrix Systems Inc NOTE 0.500% 4/1 177376AD2 951 820000 PRN SOLE 820000 0 0 Citrix Systems Inc COM 177376100 384 5000 SH SOLE 5000 0 0 Cornerstone OnDemand Inc COM 21925Y103 593 14608 SH SOLE 14608 0 0 Costco Wholesale Corp COM 22160K105 5 30 SH SOLE 30 0 0 Crown Castle International Corp 6.875% CON PFD A 22822V309 11 10 SH SOLE 10 0 0 Danaher Corp DBCV 1/2 235851AF9 2271 693000 PRN SOLE 693000 0 0 DISH Network Corp COM 25470M109 282 5200 SH SOLE 5200 0 0 Dominion Resources Inc/VA UNIT 08/15/2019 25746U836 13855 273000 SH SOLE 273000 0 0 DTE Energy Co UNIT 99/99/9999 233331883 7682 142500 SH SOLE 142500 0 0 E-Trade Financial Corp COM 269246401 601 13791 SH SOLE 13791 0 0 Etsy Inc COM 29786A106 366 21697 SH SOLE 21697 0 0 Exelon Corp COM 30161N101 54 1430 SH SOLE 1430 0 0 Fidelity National Financial Inc NOTE 4.250% 8/1 31620RAE5 6646 2469000 PRN SOLE 2469000 0 0 FireEye Inc COM 31816Q101 483 28801 SH SOLE 28801 0 0 FireEye Inc NOTE 1.625% 6/0 31816QAD3 4229 4560000 PRN SOLE 4560000 0 0 Gramercy Property Trust COM 385002308 2172 71788 SH SOLE 71788 0 0 Guidewire Software Inc COM 40171V100 240 3083 SH SOLE 3083 0 0 Hess Corp COM 42809H107 302 6444 SH SOLE 6444 0 0 HubSpot Inc COM 443573100 155 1842 SH SOLE 1842 0 0 Illumina Inc NOTE 0.500% 6/1 452327AH2 7635 6716000 PRN SOLE 6716000 0 0 Illumina Inc NOTE 6/1 452327AF6 5497 5210000 PRN SOLE 5210000 0 0 Imperva Inc COM 45321L100 297 6832 SH SOLE 6832 0 0 Impinj Inc COM 453204109 319 7678 SH SOLE 7678 0 0 Intel Corp SDCV 3.250% 8/0 458140AF7 8691 4730000 PRN SOLE 4730000 0 0 InterXion Holding NV COM N47279109 562 11025 SH SOLE 11025 0 0 Janus Capital Group Inc NOTE 0.750% 7/1 47102XAH8 1146 738000 PRN SOLE 738000 0 0 Jefferies Group LLC DBCV 3.875%11/0 472319AG7 5537 5530000 PRN SOLE 5530000 0 0 Keycorp COM 493267108 263 14000 SH SOLE 14000 0 0 M/A-COM Technology Solutions Holdings Inc COM 55405Y100 191 4281 SH SOLE 4281 0 0 Macquarie Infrastructure Corp NOTE 2.875% 7/1 55608BAA3 6577 6194000 PRN SOLE 6194000 0 0 Mellanox Technologies Ltd COM M51363113 446 9450 SH SOLE 9450 0 0 MercadoLibre Inc COM 58733R102 473 1825 SH SOLE 1825 0 0 Microchip Technology Inc NOTE 1.625% 2/1 595017AD6 3699 2120000 PRN SOLE 2120000 0 0 Mimecast Ltd COM GB00BYT5J 397 13980 SH SOLE 13980 0 0 MINDBODY Inc COM 60255W105 544 21029 SH SOLE 21029 0 0 Model N Inc COM 607525102 627 41924 SH SOLE 41924 0 0 Monolithic Power Systems Inc COM 609839105 358 3358 SH SOLE 3358 0 0 NeoPhotonics Corp COM 64051T100 342 61586 SH SOLE 61586 0 0 NetFlix Inc COM 64110L106 91 504 SH SOLE 504 0 0 New Relic Inc COM 64829B100 444 8914 SH SOLE 8914 0 0 NextEra Energy Inc UNIT 08/31/2018 65339F846 6598 99850 SH SOLE 99850 0 0 NextEra Energy Inc UNIT 09/01/2019 65339F820 17 300 SH SOLE 300 0 0 Novellus Systems Inc NOTE 2.625% 5/1 670008AD3 12608 2295000 PRN SOLE 2295000 0 0 Old Republic International Corp NOTE 3.750% 3/1 680223AH7 6735 5267000 PRN SOLE 5267000 0 0 ON Semiconductor Corp NOTE 1.625%10/1 682189AN5 765 659000 PRN SOLE 659000 0 0 Palo Alto Networks Inc COM 697435105 25 173 SH SOLE 173 0 0 Pandora Media Inc COM 698354107 331 43021 SH SOLE 43021 0 0 Pandora Media Inc NOTE 1.750%12/0 698354AB3 747 800000 PRN SOLE 800000 0 0 Priceline Group Inc/The NOTE 1.000% 3/1 741503AQ9 4850 2512000 PRN SOLE 2512000 0 0 Priceline Group Inc/The NOTE 0.350% 6/1 741503AS5 5195 3600000 PRN SOLE 3600000 0 0 Priceline Group Inc/The NOTE 0.900% 9/1 741503AX4 716 624000 PRN SOLE 624000 0 0 ProofPoint Inc COM 743424103 524 6003 SH SOLE 6003 0 0 ProofPoint Inc DBCV 0.750% 6/1 743424AD5 6 5000 PRN SOLE 5000 0 0 Prospect Capital Corp NOTE 5.750% 3/1 74348TAL6 7116 7015000 PRN SOLE 7015000 0 0 Prospect Capital Corp NOTE 4.750% 4/1 74348TAQ5 5447 5400000 PRN SOLE 5400000 0 0 Qualys Inc COM 74758T303 551 10633 SH SOLE 10633 0 0 Red Hat Inc NOTE 0.250%10/0 756577AD4 13463 8749000 PRN SOLE 8749000 0 0 Regions Financial Corp COM 7591EP100 448 29412 SH SOLE 29412 0 0 RingCentral Inc COM 76680R206 645 15460 SH SOLE 15460 0 0 Royal Gold Inc NOTE 2.875% 6/1 780287AA6 2097 1900000 PRN SOLE 1900000 0 0 RPM International Inc NOTE 2.250%12/1 749685AT0 1118 970000 PRN SOLE 970000 0 0 Salesforce.com Inc COM 79466L302 551 5898 SH SOLE 5898 0 0 ServiceNow Inc COM 81762P102 382 3248 SH SOLE 3248 0 0 Shopify Inc COM 82509L107 167 1432 SH SOLE 1432 0 0 Silicon Laboratories Inc COM 826919102 388 4861 SH SOLE 4861 0 0 Spirit Realty Capital Inc NOTE 3.750% 5/1 84860WAB8 4742 4640000 PRN SOLE 4640000 0 0 Splunk Inc COM 848637104 412 6207 SH SOLE 6207 0 0 Square Inc COM 852234103 472 16400 SH SOLE 16400 0 0 Stanley Black & Decker Inc UNIT 05/15/2020 854502887 8550 74950 SH SOLE 74950 0 0 SVB Financial Group COM 78486Q101 404 2157 SH SOLE 2157 0 0 Synaptics Inc COM 87157D109 333 8495 SH SOLE 8495 0 0 Tableau Software Inc COM 87336U105 308 4110 SH SOLE 4110 0 0 Talend SA ADS 874224207 522 12750 SH SOLE 12750 0 0 Time Warner Inc COM 887317303 620 6048 SH SOLE 6048 0 0 TPG Specialty Lending Inc NOTE 4.500%12/1 87265KAB8 4852 4705000 PRN SOLE 4705000 0 0 US Bancorp COM 902973304 402 7500 SH SOLE 7500 0 0 Veeva Systems Inc COM 922475108 417 7401 SH SOLE 7401 0 0 VEREIT Inc NOTE 3.750%12/1 02917TAB0 8273 7955000 PRN SOLE 7955000 0 0 Wayfair Inc COM 94419L101 374 5551 SH SOLE 5551 0 0 Wayfair Inc NOTE 0.375% 9/0 94419LAA9 48 50000 PRN SOLE 50000 0 0 Wells Fargo & Co PERP PFD CNV A 949746804 11381 8655 SH SOLE 8655 0 0 Welltower Inc 6.50% PFD PREPET 95040Q203 7739 121990 SH SOLE 121990 0 0 Workday Inc COM 98138H101 320 3039 SH SOLE 3039 0 0 Workday Inc NOTE 1.500% 7/1 98138HAD3 7 5000 PRN SOLE 5000 0 0 Yelp Inc COM 985817105 471 10880 SH SOLE 10880 0 0 Zendesk Inc COM 98936J101 399 13707 SH SOLE 13707 0 0 Zions Bancorporation COM 989701107 449 9512 SH SOLE 9512 0 0