0001144204-17-053057.txt : 20171019
0001144204-17-053057.hdr.sgml : 20171019
20171018174040
ACCESSION NUMBER: 0001144204-17-053057
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171019
DATE AS OF CHANGE: 20171018
EFFECTIVENESS DATE: 20171019
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC
CENTRAL INDEX KEY: 0001697366
IRS NUMBER: 463506954
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17645
FILM NUMBER: 171143273
BUSINESS ADDRESS:
STREET 1: 230 CALIFORNIA STREET, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-814-8840
MAIL ADDRESS:
STREET 1: 230 CALIFORNIA STREET, SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001697366
XXXXXXXX
09-30-2017
09-30-2017
false
PIER 88 INVESTMENT PARTNERS LLC
230 California Street, Suite 410
San Francisco
CA
94111
13F HOLDINGS REPORT
028-17645
N
Jackie Fertitta
Chief Compliance Officer
415-814-8841
/s/ Jackie Fertitta
San Francisco
CA
10-18-2017
0
105
257827
INFORMATION TABLE
2
infotable.xml
Affiliated Managers Group Inc
COM
008252108
475
2500
SH
SOLE
2500
0
0
Akamai Technologies Inc
COM
00971T101
251
5157
SH
SOLE
5157
0
0
Allergan plc
PFD CONV SER A
IE00BY9D6
18
25
SH
SOLE
25
0
0
ALZA Corp
SDCV 7/2
02261WAB5
2866
1606000
PRN
SOLE
1606000
0
0
Anadarko Petroleum Corp
COM
032511107
197
4033
SH
SOLE
4033
0
0
Anadarko Petroleum Corp
UNIT 99/99/9999
032511404
12
300
SH
SOLE
300
0
0
Anthem Inc
UNIT 05/01/20188
036752202
12202
233361
SH
SOLE
233361
0
0
Apollo Commercial Real Estate Finance Inc
NOTE 4.750% 8/2
03762UAB1
2542
2500000
PRN
SOLE
2500000
0
0
Apptio Inc
COM
03835C108
581
31440
SH
SOLE
31440
0
0
Ares Capital Corp
NOTE 4.750% 1/1
04010LAJ2
10723
10670000
PRN
SOLE
10670000
0
0
Aspen Technology Inc
COM
045327103
516
8208
SH
SOLE
8208
0
0
Autodesk Inc
COM
052769106
365
3248
SH
SOLE
3248
0
0
Bank of America Corp
7.25%CNV PFD L
060505682
20
15
SH
SOLE
15
0
0
Becton Dickinson and Co
PFD SHS CONV A
075887208
12122
220599
SH
SOLE
220599
0
0
BioMarin Pharmaceutical Inc
NOTE 1.500%10/1
09061GAF8
2966
2478000
PRN
SOLE
2478000
0
0
BlackRock Capital Investment Corp
NOTE 5.000% 6/1
092533AC2
2717
2600000
PRN
SOLE
2600000
0
0
Callidus Software Inc
COM
13123E500
443
17964
SH
SOLE
17964
0
0
Cavium Inc
COM
14964U108
408
6187
SH
SOLE
6187
0
0
Citrix Systems Inc
NOTE 0.500% 4/1
177376AD2
951
820000
PRN
SOLE
820000
0
0
Citrix Systems Inc
COM
177376100
384
5000
SH
SOLE
5000
0
0
Cornerstone OnDemand Inc
COM
21925Y103
593
14608
SH
SOLE
14608
0
0
Costco Wholesale Corp
COM
22160K105
5
30
SH
SOLE
30
0
0
Crown Castle International Corp
6.875% CON PFD A
22822V309
11
10
SH
SOLE
10
0
0
Danaher Corp
DBCV 1/2
235851AF9
2271
693000
PRN
SOLE
693000
0
0
DISH Network Corp
COM
25470M109
282
5200
SH
SOLE
5200
0
0
Dominion Resources Inc/VA
UNIT 08/15/2019
25746U836
13855
273000
SH
SOLE
273000
0
0
DTE Energy Co
UNIT 99/99/9999
233331883
7682
142500
SH
SOLE
142500
0
0
E-Trade Financial Corp
COM
269246401
601
13791
SH
SOLE
13791
0
0
Etsy Inc
COM
29786A106
366
21697
SH
SOLE
21697
0
0
Exelon Corp
COM
30161N101
54
1430
SH
SOLE
1430
0
0
Fidelity National Financial Inc
NOTE 4.250% 8/1
31620RAE5
6646
2469000
PRN
SOLE
2469000
0
0
FireEye Inc
COM
31816Q101
483
28801
SH
SOLE
28801
0
0
FireEye Inc
NOTE 1.625% 6/0
31816QAD3
4229
4560000
PRN
SOLE
4560000
0
0
Gramercy Property Trust
COM
385002308
2172
71788
SH
SOLE
71788
0
0
Guidewire Software Inc
COM
40171V100
240
3083
SH
SOLE
3083
0
0
Hess Corp
COM
42809H107
302
6444
SH
SOLE
6444
0
0
HubSpot Inc
COM
443573100
155
1842
SH
SOLE
1842
0
0
Illumina Inc
NOTE 0.500% 6/1
452327AH2
7635
6716000
PRN
SOLE
6716000
0
0
Illumina Inc
NOTE 6/1
452327AF6
5497
5210000
PRN
SOLE
5210000
0
0
Imperva Inc
COM
45321L100
297
6832
SH
SOLE
6832
0
0
Impinj Inc
COM
453204109
319
7678
SH
SOLE
7678
0
0
Intel Corp
SDCV 3.250% 8/0
458140AF7
8691
4730000
PRN
SOLE
4730000
0
0
InterXion Holding NV
COM
N47279109
562
11025
SH
SOLE
11025
0
0
Janus Capital Group Inc
NOTE 0.750% 7/1
47102XAH8
1146
738000
PRN
SOLE
738000
0
0
Jefferies Group LLC
DBCV 3.875%11/0
472319AG7
5537
5530000
PRN
SOLE
5530000
0
0
Keycorp
COM
493267108
263
14000
SH
SOLE
14000
0
0
M/A-COM Technology Solutions Holdings Inc
COM
55405Y100
191
4281
SH
SOLE
4281
0
0
Macquarie Infrastructure Corp
NOTE 2.875% 7/1
55608BAA3
6577
6194000
PRN
SOLE
6194000
0
0
Mellanox Technologies Ltd
COM
M51363113
446
9450
SH
SOLE
9450
0
0
MercadoLibre Inc
COM
58733R102
473
1825
SH
SOLE
1825
0
0
Microchip Technology Inc
NOTE 1.625% 2/1
595017AD6
3699
2120000
PRN
SOLE
2120000
0
0
Mimecast Ltd
COM
GB00BYT5J
397
13980
SH
SOLE
13980
0
0
MINDBODY Inc
COM
60255W105
544
21029
SH
SOLE
21029
0
0
Model N Inc
COM
607525102
627
41924
SH
SOLE
41924
0
0
Monolithic Power Systems Inc
COM
609839105
358
3358
SH
SOLE
3358
0
0
NeoPhotonics Corp
COM
64051T100
342
61586
SH
SOLE
61586
0
0
NetFlix Inc
COM
64110L106
91
504
SH
SOLE
504
0
0
New Relic Inc
COM
64829B100
444
8914
SH
SOLE
8914
0
0
NextEra Energy Inc
UNIT 08/31/2018
65339F846
6598
99850
SH
SOLE
99850
0
0
NextEra Energy Inc
UNIT 09/01/2019
65339F820
17
300
SH
SOLE
300
0
0
Novellus Systems Inc
NOTE 2.625% 5/1
670008AD3
12608
2295000
PRN
SOLE
2295000
0
0
Old Republic International Corp
NOTE 3.750% 3/1
680223AH7
6735
5267000
PRN
SOLE
5267000
0
0
ON Semiconductor Corp
NOTE 1.625%10/1
682189AN5
765
659000
PRN
SOLE
659000
0
0
Palo Alto Networks Inc
COM
697435105
25
173
SH
SOLE
173
0
0
Pandora Media Inc
COM
698354107
331
43021
SH
SOLE
43021
0
0
Pandora Media Inc
NOTE 1.750%12/0
698354AB3
747
800000
PRN
SOLE
800000
0
0
Priceline Group Inc/The
NOTE 1.000% 3/1
741503AQ9
4850
2512000
PRN
SOLE
2512000
0
0
Priceline Group Inc/The
NOTE 0.350% 6/1
741503AS5
5195
3600000
PRN
SOLE
3600000
0
0
Priceline Group Inc/The
NOTE 0.900% 9/1
741503AX4
716
624000
PRN
SOLE
624000
0
0
ProofPoint Inc
COM
743424103
524
6003
SH
SOLE
6003
0
0
ProofPoint Inc
DBCV 0.750% 6/1
743424AD5
6
5000
PRN
SOLE
5000
0
0
Prospect Capital Corp
NOTE 5.750% 3/1
74348TAL6
7116
7015000
PRN
SOLE
7015000
0
0
Prospect Capital Corp
NOTE 4.750% 4/1
74348TAQ5
5447
5400000
PRN
SOLE
5400000
0
0
Qualys Inc
COM
74758T303
551
10633
SH
SOLE
10633
0
0
Red Hat Inc
NOTE 0.250%10/0
756577AD4
13463
8749000
PRN
SOLE
8749000
0
0
Regions Financial Corp
COM
7591EP100
448
29412
SH
SOLE
29412
0
0
RingCentral Inc
COM
76680R206
645
15460
SH
SOLE
15460
0
0
Royal Gold Inc
NOTE 2.875% 6/1
780287AA6
2097
1900000
PRN
SOLE
1900000
0
0
RPM International Inc
NOTE 2.250%12/1
749685AT0
1118
970000
PRN
SOLE
970000
0
0
Salesforce.com Inc
COM
79466L302
551
5898
SH
SOLE
5898
0
0
ServiceNow Inc
COM
81762P102
382
3248
SH
SOLE
3248
0
0
Shopify Inc
COM
82509L107
167
1432
SH
SOLE
1432
0
0
Silicon Laboratories Inc
COM
826919102
388
4861
SH
SOLE
4861
0
0
Spirit Realty Capital Inc
NOTE 3.750% 5/1
84860WAB8
4742
4640000
PRN
SOLE
4640000
0
0
Splunk Inc
COM
848637104
412
6207
SH
SOLE
6207
0
0
Square Inc
COM
852234103
472
16400
SH
SOLE
16400
0
0
Stanley Black & Decker Inc
UNIT 05/15/2020
854502887
8550
74950
SH
SOLE
74950
0
0
SVB Financial Group
COM
78486Q101
404
2157
SH
SOLE
2157
0
0
Synaptics Inc
COM
87157D109
333
8495
SH
SOLE
8495
0
0
Tableau Software Inc
COM
87336U105
308
4110
SH
SOLE
4110
0
0
Talend SA
ADS
874224207
522
12750
SH
SOLE
12750
0
0
Time Warner Inc
COM
887317303
620
6048
SH
SOLE
6048
0
0
TPG Specialty Lending Inc
NOTE 4.500%12/1
87265KAB8
4852
4705000
PRN
SOLE
4705000
0
0
US Bancorp
COM
902973304
402
7500
SH
SOLE
7500
0
0
Veeva Systems Inc
COM
922475108
417
7401
SH
SOLE
7401
0
0
VEREIT Inc
NOTE 3.750%12/1
02917TAB0
8273
7955000
PRN
SOLE
7955000
0
0
Wayfair Inc
COM
94419L101
374
5551
SH
SOLE
5551
0
0
Wayfair Inc
NOTE 0.375% 9/0
94419LAA9
48
50000
PRN
SOLE
50000
0
0
Wells Fargo & Co
PERP PFD CNV A
949746804
11381
8655
SH
SOLE
8655
0
0
Welltower Inc
6.50% PFD PREPET
95040Q203
7739
121990
SH
SOLE
121990
0
0
Workday Inc
COM
98138H101
320
3039
SH
SOLE
3039
0
0
Workday Inc
NOTE 1.500% 7/1
98138HAD3
7
5000
PRN
SOLE
5000
0
0
Yelp Inc
COM
985817105
471
10880
SH
SOLE
10880
0
0
Zendesk Inc
COM
98936J101
399
13707
SH
SOLE
13707
0
0
Zions Bancorporation
COM
989701107
449
9512
SH
SOLE
9512
0
0