0001144204-17-006410.txt : 20170207 0001144204-17-006410.hdr.sgml : 20170207 20170207133448 ACCESSION NUMBER: 0001144204-17-006410 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 EFFECTIVENESS DATE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC CENTRAL INDEX KEY: 0001697366 IRS NUMBER: 463506954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17645 FILM NUMBER: 17578246 BUSINESS ADDRESS: STREET 1: 230 CALIFORNIA STREET, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-814-8840 MAIL ADDRESS: STREET 1: 230 CALIFORNIA STREET, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697366 XXXXXXXX 12-31-2016 12-31-2016 false PIER 88 INVESTMENT PARTNERS LLC

230 California Street, Suite 410 San Francisco CA 94111

13F HOLDINGS REPORT 028-17645 N Jackie Fertitta 415-814-8841 /s/ Jackie Fertitta San Francisco CA 02-07-2017 0 86 173456 INFORMATION TABLE 2 infotable.xml Akamai Technologies Inc Common Stock 00971T101 640 9600 SH SOLE 9600 0 0 Anadarko Petroleum Corp Common Stock 032511107 164 2350 SH SOLE 2350 0 0 Aspen Technology Inc Common Stock 045327103 704 12880 SH SOLE 12880 0 0 Autodesk Inc Common Stock 052769106 758 10246 SH SOLE 10246 0 0 Cavium Inc Common Stock 14964U108 837 13400 SH SOLE 13400 0 0 Computer Sciences Corp Common Stock 205363104 728 12250 SH SOLE 12250 0 0 Cornerstone OnDemand Inc Common Stock 21925Y103 649 15340 SH SOLE 15340 0 0 ETrade Financial Corp Common Stock 269246401 452 13050 SH SOLE 13050 0 0 FireEye Inc Common Stock 31816Q101 743 62406 SH SOLE 62406 0 0 Guidewire Software Inc Common Stock 40171V100 554 11225 SH SOLE 11225 0 0 Hess Corp Common Stock 42809H107 193 3100 SH SOLE 3100 0 0 HubSpot Inc Common Stock 443573100 791 16840 SH SOLE 16840 0 0 Imperva Inc Common Stock 45321L100 580 15105 SH SOLE 15105 0 0 InterXion Holding NV Common Stock N47279109 586 16700 SH SOLE 16700 0 0 Jive Software Inc Common Stock 47760A108 562 129134 SH SOLE 129134 0 0 M/A-COM Technology Solutions Holdings Inc Common Stock 55405Y100 787 17015 SH SOLE 17015 0 0 Mellanox Technologies Ltd Common Stock M51363113 636 15540 SH SOLE 15540 0 0 Mimecast Ltd Common Stock 000MIMEUS 550 30748 SH SOLE 30748 0 0 MINDBODY Inc Common Stock 60255W105 861 40445 SH SOLE 40445 0 0 Mobileye NV Common Stock N51488117 767 20120 SH SOLE 20120 0 0 Model N Inc Common Stock 607525102 770 87058 SH SOLE 87058 0 0 Monolithic Power Systems Inc Common Stock 609839105 486 5935 SH SOLE 5935 0 0 NeoPhotonics Corp Common Stock 64051T100 448 41400 SH SOLE 41400 0 0 NetFlix Inc Common Stock 64110L106 289 2337 SH SOLE 2337 0 0 NXP Semiconductors NV Common Stock N6596X109 441 4500 SH SOLE 4500 0 0 Palo Alto Networks Inc Common Stock 697435105 519 4150 SH SOLE 4150 0 0 Pandora Media Inc Common Stock 698354107 795 60974 SH SOLE 60974 0 0 ProofPoint Inc Common Stock 743424103 727 10295 SH SOLE 10295 0 0 Qualys Inc Common Stock 74758T303 535 16900 SH SOLE 16900 0 0 Regions Financial Corp Common Stock 7591EP100 350 24400 SH SOLE 24400 0 0 Salesforce.com Inc Common Stock 79466L302 667 9750 SH SOLE 9750 0 0 Shopify Inc Common Stock 82509L107 322 7500 SH SOLE 7500 0 0 Splunk Inc Common Stock 848637104 638 12470 SH SOLE 12470 0 0 SVB Financial Group Common Stock 78486Q101 927 5400 SH SOLE 5400 0 0 Synaptics Inc Common Stock 87157D109 706 13185 SH SOLE 13185 0 0 Tableau Software Inc Common Stock 87336U105 585 13880 SH SOLE 13880 0 0 Veeva Systems Inc Common Stock 922475108 562 13815 SH SOLE 13815 0 0 Wayfair Inc Common Stock 94419L101 911 26000 SH SOLE 26000 0 0 Workday Inc Common Stock 98138H101 425 6425 SH SOLE 6425 0 0 Yelp Inc Common Stock 985817105 852 22350 SH SOLE 22350 0 0 Zendesk Inc Common Stock 98936J101 517 24400 SH SOLE 24400 0 0 Zions Bancorporation Common Stock 989701107 551 12800 SH SOLE 12800 0 0 Allegheny Technologies Inc Convertible Bonds 01741RAG7 2143 1500000 PRN SOLE 1500000 0 0 ALZA Corp Convertible Bonds 02261WAB5 1419 1005000 PRN SOLE 1005000 0 0 Ares Capital Corp Convertible Bonds 04010LAJ2 5199 4865000 PRN SOLE 4865000 0 0 BioMarin Pharmaceutical Inc Convertible Bonds 09061GAF8 1643 1290000 PRN SOLE 1290000 0 0 Blucora Inc Convertible Bonds 095229AB6 1300 1300000 PRN SOLE 1300000 0 0 Centerpoint Energy Inc Convertible Bonds 15189T206 3211 54009 PRN SOLE 54009 0 0 Cornerstone OnDemand Inc Convertible Bonds 21925YAB9 1963 1943000 PRN SOLE 1943000 0 0 Danaher Corp Convertible Bonds 235851AF9 1548 555000 PRN SOLE 555000 0 0 Fidelity National Financial Inc Convertible Bonds 31620RAE5 5815 2810000 PRN SOLE 2810000 0 0 FireEye Inc Convertible Bonds 31816QAD3 4170 4675000 PRN SOLE 4675000 0 0 Illumina Inc Convertible Bonds 452327AH2 4869 4230000 PRN SOLE 4230000 0 0 Intel Corp Convertible Bonds 458140AF7 5948 3905000 PRN SOLE 3905000 0 0 InvenSense Inc Convertible Bonds 46123DAB2 1024 1025000 PRN SOLE 1025000 0 0 Jefferies Group LLC Convertible Bonds 472319AG7 1336 1260000 PRN SOLE 1260000 0 0 Macquarie Infrastructure Corp Convertible Bonds 55608BAA3 2982 2630000 PRN SOLE 2630000 0 0 Microchip Technology Inc Convertible Bonds 595017AD6 2404 1800000 PRN SOLE 1800000 0 0 Newmont Mining Corp Convertible Bonds 651639AJ5 3050 3067000 PRN SOLE 3067000 0 0 Novellus Systems Inc Convertible Bonds 670008AD3 6334 2830000 PRN SOLE 2830000 0 0 Nvidia Corp Convertible Bonds 67066GAC8 3145 675000 PRN SOLE 675000 0 0 Old Republic International Corp Convertible Bonds 680223AH7 3182 2500000 PRN SOLE 2500000 0 0 Palo Alto Networks Inc Convertible Bonds 697435AB1 2145 1550000 PRN SOLE 1550000 0 0 Pandora Media Inc Convertible Bonds 698354AB3 2450 2500000 PRN SOLE 2500000 0 0 Priceline Group Inc/The Convertible Bonds 741503AS5 6175 5150000 PRN SOLE 5150000 0 0 Priceline Group Inc/The Convertible Bonds 741503AX4 830 830000 PRN SOLE 830000 0 0 ProofPoint Inc Convertible Bonds 743424AD5 3058 2670000 PRN SOLE 2670000 0 0 Prospect Capital Corp Convertible Bonds 74348TAL6 2875 2850000 PRN SOLE 2850000 0 0 Red Hat Inc Convertible Bonds 756577AD4 6908 5708000 PRN SOLE 5708000 0 0 Royal Gold Inc Convertible Bonds 780287AA6 1138 1125000 PRN SOLE 1125000 0 0 RPM International Inc Convertible Bonds 749685AT0 1681 1390000 PRN SOLE 1390000 0 0 SL Green Operating Partnership LP Convertible Bonds 78444FAC0 1480 1100000 PRN SOLE 1100000 0 0 Workday Inc Convertible Bonds 98138HAD3 1640 1300000 PRN SOLE 1300000 0 0 Xilinx Inc Convertible Bonds 983919AF8 7040 4490000 PRN SOLE 4490000 0 0 Allergan plc Convertible Preferred IE00BY9D6 1113 1225 SH SOLE 1225 0 0 Dominion Resources Inc/VA Convertible Preferred 25746U869 7324 148067 SH SOLE 148067 0 0 DTE Energy Co Convertible Preferred 233331883 1325 25000 SH SOLE 25000 0 0 Teva Pharmaceutical Industries Ltd Convertible Preferred IL0062905 8057 8224 SH SOLE 8224 0 0 Welltower Inc Convertible Preferred 95040Q203 1654 27000 SH SOLE 27000 0 0 Anadarko Petroleum Corp Preferred Stock 032511404 1654 40000 SH SOLE 40000 0 0 Anthem Inc Preferred Stock 036752202 8918 177880 SH SOLE 177880 0 0 Bank of America Corp Preferred Stock 060505682 572 470 SH SOLE 470 0 0 Exelon Corp Preferred Stock 30161N127 1456 29380 SH SOLE 29380 0 0 Hess Corp Preferred Stock 42809H404 2798 48150 SH SOLE 48150 0 0 NextEra Energy Inc Preferred Stock 65339F846 5080 88250 SH SOLE 88250 0 0 Wells Fargo & Co Preferred Stock 949746804 7835 6705 SH SOLE 6705 0 0