0001104659-20-061748.txt : 20200515 0001104659-20-061748.hdr.sgml : 20200515 20200514180818 ACCESSION NUMBER: 0001104659-20-061748 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIER 88 INVESTMENT PARTNERS LLC CENTRAL INDEX KEY: 0001697366 IRS NUMBER: 463506954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17645 FILM NUMBER: 20879612 BUSINESS ADDRESS: STREET 1: 230 CALIFORNIA STREET, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-814-8840 MAIL ADDRESS: STREET 1: 230 CALIFORNIA STREET, SUITE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697366 XXXXXXXX 03-31-2020 03-31-2020 false PIER 88 INVESTMENT PARTNERS LLC

230 California Street, Suite 410 San Francisco CA 94111

13F HOLDINGS REPORT 028-17645 N Sean Aurigemma 201-424-9144 /s/ Sean Aurigemma San Francisco CA 05-06-2020 0 95 273990 INFORMATION TABLE 2 infotable.xml VEREIT Inc Convertible Bonds 02917TAB0 9524 9765000 PRN SOLE 9765000 0 0 Bank of America Corp Convertible Preferred 060505682 10774 8510 SH SOLE 8510 0 0 Etsy Inc Common Stock 29786A106 817 21261 SH SOLE 21261 0 0 FireEye Inc Common Stock 31816Q101 581 54935 SH SOLE 54935 0 0 HubSpot Inc Common Stock 443573100 858 6440 SH SOLE 6440 0 0 Illumina Inc Convertible Bonds 452327AH2 9239 7563000 PRN SOLE 7563000 0 0 Model N Inc Common Stock 607525102 1194 53779 SH SOLE 53779 0 0 Monolithic Power Systems Inc Common Stock 609839105 1466 8753 SH SOLE 8753 0 0 New Relic Inc Common Stock 64829B100 660 14265 SH SOLE 14265 0 0 Novellus Systems Inc Convertible Bonds 670008AD3 9480 1258000 PRN SOLE 1258000 0 0 Priceline Group Inc/The Convertible Bonds 741503AS5 6968 6295000 PRN SOLE 6295000 0 0 Spirit Realty Capital Inc Convertible Bonds 84860WAB8 4398 4640000 PRN SOLE 4640000 0 0 Wayfair Inc Common Stock 94419L101 408 7631 SH SOLE 7631 0 0 Wells Fargo & Co Convertible Preferred 949746804 10890 8548 SH SOLE 8548 0 0 Zendesk Inc Common Stock 98936J101 1192 18617 SH SOLE 18617 0 0 Stanley Black & Decker Inc Convertible Preferred 854502887 5910 81345 SH SOLE 81345 0 0 Silicon Laboratories Inc Common Stock 826919102 137 1601 SH SOLE 1601 0 0 Talend SA Depository Receipt 874224207 490 21849 SH SOLE 21849 0 0 Crown Castle International Corp Convertible Preferred 22822V309 6613 5290 SH SOLE 5290 0 0 RingCentral Inc Common Stock 76680R206 1021 4820 SH SOLE 4820 0 0 Apollo Commercial Real Estate Finance Inc Convertible Bonds 03762UAB1 1833 2645000 PRN SOLE 2645000 0 0 Wix.com Ltd Common Stock M98068105 888 8805 SH SOLE 8805 0 0 Echo Global Logistics Inc Convertible Bonds 27875TAA9 2831 2837000 PRN SOLE 2837000 0 0 Mimecast Ltd Common Stock G14838109 1228 34790 SH SOLE 34790 0 0 Anthem Inc Convertible Bonds 94973VBG1 10343 3275000 PRN SOLE 3275000 0 0 Prospect Capital Corp Convertible Bonds 74348TAR3 177 205000 PRN SOLE 205000 0 0 Silicon Laboratories Inc Convertible Bonds 826919AB8 1093 985000 PRN SOLE 985000 0 0 ASGN Inc Common Stock 00191U102 497 14065 SH SOLE 14065 0 0 Chegg Inc Common Stock 163092109 1310 36625 SH SOLE 36625 0 0 Echo Global Logistics Inc Common Stock 27875T101 139 8115 SH SOLE 8115 0 0 Farmland Partners Inc Common Stock 31154R109 517 85175 SH SOLE 85175 0 0 Heron Therapeutics Inc Common Stock 427746102 534 45470 SH SOLE 45470 0 0 Insulet Corp Common Stock 45784P101 784 4730 SH SOLE 4730 0 0 Tabula Rasa HealthCare Inc Common Stock 873379101 643 12290 SH SOLE 12290 0 0 Teladoc Inc Common Stock 87918A105 1274 8220 SH SOLE 8220 0 0 Ultragenyx Pharmaceutical Inc Common Stock 90400D108 652 14665 SH SOLE 14665 0 0 Synaptics Inc Convertible Bonds 87157DAD1 1679 1615000 PRN SOLE 1615000 0 0 TPG Specialty Lending Inc Convertible Bonds 87265KAD4 2576 2780000 PRN SOLE 2780000 0 0 Denali Therapeutics Inc Common Stock 24823R105 835 47700 SH SOLE 47700 0 0 Stitch Fix Inc Common Stock 860897107 504 39665 SH SOLE 39665 0 0 Evo Payments Inc Common Stock 26927E104 486 31769 SH SOLE 31769 0 0 PROS Holdings Inc Common Stock 74346Y103 356 11462 SH SOLE 11462 0 0 Splunk Inc Common Stock 848637104 985 7800 SH SOLE 7800 0 0 Webster Financial Corp Common Stock 947890109 36 1590 SH SOLE 1590 0 0 Microchip Technology Inc Convertible Bonds 595017AF1 2234 2176000 PRN SOLE 2176000 0 0 DocuSign Inc Common Stock 256163106 1453 15730 SH SOLE 15730 0 0 Euronet Worldwide Inc Common Stock 298736109 689 8040 SH SOLE 8040 0 0 NuVasive Inc Common Stock 670704105 161 3175 SH SOLE 3175 0 0 Pluralsight Inc Common Stock 72941B106 66 6000 SH SOLE 6000 0 0 NuVasive Inc Convertible Bonds 670704AG0 3383 3245000 PRN SOLE 3245000 0 0 Alteryx Inc Common Stock 02156B103 595 6255 SH SOLE 6255 0 0 New Mountain Finance Corp Convertible Bonds 647551AC4 3527 4320000 PRN SOLE 4320000 0 0 Teladoc Inc Convertible Bonds 87918AAC9 2132 735000 PRN SOLE 735000 0 0 American Electric Power Co Inc Preferred Stock 025537127 12633 261830 SH SOLE 261830 0 0 Dominion Resources Inc/VA Preferred Stock 25746U133 12840 139550 SH SOLE 139550 0 0 Pagseguro Digital Ltd Common Stock G68707101 343 17730 SH SOLE 17730 0 0 Catasys Inc Common Stock 149049504 837 54935 SH SOLE 54935 0 0 Splunk Inc Convertible Bonds 848637AD6 5702 5160000 PRN SOLE 5160000 0 0 Western Digital Corp Convertible Bonds 958102AP0 7186 8260000 PRN SOLE 8260000 0 0 Broadcom Inc Preferred Stock 11135F200 4176 4470 SH SOLE 4470 0 0 Southern Co/The Preferred Stock 842587602 12428 279922 SH SOLE 279922 0 0 DexCom Inc Common Stock 252131107 1026 3810 SH SOLE 3810 0 0 HealthEquity Inc Common Stock 42226A107 735 14535 SH SOLE 14535 0 0 Horizon Pharma Plc Common Stock G46188101 1033 34890 SH SOLE 34890 0 0 Immunomedics Inc Common Stock 452907108 521 38660 SH SOLE 38660 0 0 ITT Inc Common Stock 45073V108 75 1650 SH SOLE 1650 0 0 Mirati Therapeutics Inc Common Stock 60468T105 442 5750 SH SOLE 5750 0 0 Synaptics Inc Common Stock 87157D109 643 11110 SH SOLE 11110 0 0 Tandem Diabetes Care Inc Common Stock 875372203 661 10270 SH SOLE 10270 0 0 Benefitfocus Inc Convertible Bonds 08180DAB2 3285 4280000 PRN SOLE 4280000 0 0 DocuSign Inc Convertible Bonds 256163AB2 5150 3666000 PRN SOLE 3666000 0 0 Meritor Inc Convertible Bonds 59001KAF7 5262 6195000 PRN SOLE 6195000 0 0 Retrophin Inc Convertible Bonds 761299AB2 710 905000 PRN SOLE 905000 0 0 Amarin Corp PLC Depository Receipt 023111206 108 26925 SH SOLE 26925 0 0 Danaher Corp Preferred Stock 235851300 4777 4623 SH SOLE 4623 0 0 NextEra Energy Inc Preferred Stock 65339F796 9112 192490 SH SOLE 192490 0 0 Stanley Black & Decker Inc Preferred Stock 854502846 1808 25841 SH SOLE 25841 0 0 CRISPR Therapeutics AG Common Stock H17182108 438 10330 SH SOLE 10330 0 0 eHealth Inc Common Stock 28238P109 1004 7130 SH SOLE 7130 0 0 Glu Mobile Inc Common Stock 379890106 423 67180 SH SOLE 67180 0 0 Goosehead Insurance Inc Common Stock 38267D109 851 19070 SH SOLE 19070 0 0 Iovance Biotherapeutics Inc Common Stock 462260100 275 9190 SH SOLE 9190 0 0 Meritor Inc Common Stock 59001K100 64 4820 SH SOLE 4820 0 0 ProofPoint Inc Common Stock 743424103 903 8805 SH SOLE 8805 0 0 Trex Co Inc Common Stock 89531P105 559 6980 SH SOLE 6980 0 0 Zscaler Inc Common Stock 98980G102 542 8900 SH SOLE 8900 0 0 Euronet Worldwide Inc Convertible Bonds 298736AL3 9351 10295000 PRN SOLE 10295000 0 0 Fortive Corp Convertible Bonds 34959JAK4 13108 14140000 PRN SOLE 14140000 0 0 Micron Technology Inc Convertible Bonds 595112AX1 2827 670000 PRN SOLE 670000 0 0 ServiceNow Inc Convertible Bonds 81762PAC6 5492 2580000 PRN SOLE 2580000 0 0 Workday Inc Convertible Bonds 98138HAF8 2653 2395000 PRN SOLE 2395000 0 0 SPDR Gold Shares ETF 78463V107 2546 17200 SH SOLE 17200 0 0 DTE Energy Co Preferred Stock 233331842 7367 195600 SH SOLE 195600 0 0 NextEra Energy Inc Preferred Stock 65339F770 4261 96660 SH SOLE 96660 0 0 CyberArk Software Ltd Common Stock M2682V108 773 9040 SH SOLE 9040 0 0