0001697360-20-000003.txt : 20200519
0001697360-20-000003.hdr.sgml : 20200519
20200519125009
ACCESSION NUMBER: 0001697360-20-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200519
DATE AS OF CHANGE: 20200519
EFFECTIVENESS DATE: 20200519
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Perennial Advisors, LLC
CENTRAL INDEX KEY: 0001697360
IRS NUMBER: 463416570
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17700
FILM NUMBER: 20892771
BUSINESS ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-652-3900
MAIL ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: SUITE 1920
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001697360
XXXXXXXX
03-31-2020
03-31-2020
Perennial Advisors, LLC
1350 AVENUE OF THE AMERICAS
SUITE 1920
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-17700
N
Scott Strasser
Managing Partner
2122184223
Christopher Heintz
New York
NY
05-19-2020
0
89
187948
false
INFORMATION TABLE
2
PerennialQ4201613F.xml
3M CO
COM
88579Y101
2412
13508
SH
SOLE
13508
0
0
ABBVIE INC
COM
00287Y109
13
200
SH
SOLE
200
0
0
ACADIA HEALTHCARE COMPAN
COM
00404A109
7
200
SH
SOLE
200
0
0
ADVISORSHARES TR
PERITUS HG YLD
00768Y503
13
375
SH
SOLE
375
0
0
AIR PRODS & CHEMS INC
COM
009158106
2117
14720
SH
SOLE
14720
0
0
ALLSTATE CORP
COM
020002101
3
40
SH
SOLE
40
0
0
ALPHABET INC
CAP STK CL A
02079K305
311
393
SH
SOLE
393
0
0
ALPHABET INC
CAP STK CL C
02079K107
2252
2918
SH
SOLE
2918
0
0
ALTRIA GROUP INC
COM
02209S103
640
9461
SH
SOLE
9461
0
0
AMAZON COM INC
COM
023135106
933
1244
SH
SOLE
1244
0
0
AMERICAN EXPRESS CO
COM
025816109
2794
37717
SH
SOLE
37717
0
0
AMERICAN WTR WKS CO INC
COM
030420103
1690
23351
SH
SOLE
23351
0
0
AMERIPRISE FINL INC
COM
03076C106
16
140
SH
SOLE
140
0
0
AMGEN INC
COM
031162100
1724
11791
SH
SOLE
11791
0
0
AMPHENOL CORP NEW
CL A
032095101
1796
26720
SH
SOLE
26720
0
0
APPLE INC
COM
037833100
3839
33143
SH
SOLE
33143
0
0
ARES CAP CORP
COM
04010L103
1348
81717
SH
SOLE
81717
0
0
AT&T INC
COM
00206R102
12
289
SH
SOLE
289
0
0
AUTODESK INC
COM
052769106
12
160
SH
SOLE
160
0
0
BAXTER INTL INC
COM
071813109
7
150
SH
SOLE
150
0
0
BEMIS INC
COM
081437105
12
258
SH
SOLE
258
0
0
BERKSHIRE HATHAWAY INC DE
CL A
084670108
7324
30
SH
SOLE
30
0
0
BERKSHIRE HATHAWAY INC D
CL B NEW
084670702
2097
12869
SH
SOLE
12869
0
0
BIOGEN INC
COM
09062X103
20
70
SH
SOLE
70
0
0
BLACKROCK INC
COM
09247X101
22
57
SH
SOLE
57
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
30
1100
SH
SOLE
1100
0
0
BOEING CO
COM
097023105
329
2116
SH
SOLE
2116
0
0
BOSTON PRIVATE FINL HLDG
COM
101119105
20
1200
SH
SOLE
1200
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
27
461
SH
SOLE
461
0
0
BROADCOM LTD
SHS
Y09827109
18
100
SH
SOLE
100
0
0
BROOKFIELD INFRAST PARTN
LP INT UNIT
G16252101
45
1350
PRN
SOLE
1350
0
0
BROWN FORMAN CORP
CL B
115637209
18
400
SH
SOLE
400
0
0
CABOT OIL & GAS CORP
COM
127097103
1
54
SH
SOLE
54
0
0
CATERPILLAR INC DEL
COM
149123101
22
238
SH
SOLE
238
0
0
CELGENE CORP
COM
151020104
27
235
SH
SOLE
235
0
0
CHEMOURS CO
COM
163851108
0
5
SH
SOLE
5
0
0
CHEVRON CORP NEW
COM
166764100
429
3649
SH
SOLE
3649
0
0
CISCO SYS INC
COM
17275R102
1602
52998
SH
SOLE
52998
0
0
COLGATE PALMOLIVE CO
COM
194162103
22
330
SH
SOLE
330
0
0
COMCAST CORP NEW
CL A
20030N101
70
1008
SH
SOLE
1008
0
0
CONSOLIDATED EDISON INC
COM
209115104
136
1844
SH
SOLE
1844
0
0
CORESITE RLTY CORP
COM
21870Q105
8
100
SH
SOLE
100
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1768
11044
SH
SOLE
11044
0
0
CVS HEALTH CORP
COM
126650100
87
1100
SH
SOLE
1100
0
0
DARDEN RESTAURANTS INC
COM
237194105
228
3133
SH
SOLE
3133
0
0
DEL TACO RESTAURANTS INC
COM
245496104
212
15000
SH
SOLE
15000
0
0
DENTSPLY SIRONA INC
COM
24906P109
185
3200
SH
SOLE
3200
0
0
DISNEY WALT CO
COM DISNEY
254687106
2950
28305
SH
SOLE
28305
0
0
DOMINION RES INC VA NEW
COM
25746U109
268
3502
SH
SOLE
3502
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
11
1300
SH
SOLE
1300
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
8
100
SH
SOLE
100
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
10
189
SH
SOLE
189
0
0
EASTERLY GOVT PPTYS INC
COM
27616P103
8
400
SH
SOLE
400
0
0
EBAY INC
COM
278642103
11
391
SH
SOLE
391
0
0
ECOLAB INC
COM
278865100
18
150
SH
SOLE
150
0
0
EDISON INTL
COM
281020107
54
750
SH
SOLE
750
0
0
ELECTRONIC ARTS INC
COM
285512109
20
260
SH
SOLE
260
0
0
ENTERPRISE PRODS PARTNER
COM
293792107
68
2500
PRN
SOLE
2500
0
0
EOG RES INC
COM
26875P101
2
18
SH
SOLE
18
0
0
EQUIFAX INC
COM
294429105
30
250
SH
SOLE
250
0
0
EXPEDIA INC DEL
COM NEW
30212P303
20
175
SH
SOLE
175
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
13
196
SH
SOLE
196
0
0
EXTERRAN CORP
COM
30227H106
0
7
SH
SOLE
7
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
9
115
SH
SOLE
115
0
0
EXXON MOBIL CORP
COM
30231G102
1571
17401
SH
SOLE
17401
0
0
FACEBOOK INC
CL A
30303M102
1442
12535
SH
SOLE
12535
0
0
FASTENAL CO
COM
311900104
631
13441
SH
SOLE
13441
0
0
FEDEX CORP
COM
31428X106
2921
15688
SH
SOLE
15688
0
0
FIDELITY NATIONAL FINANC
FNF GROUP COM
31620R303
13
395
SH
SOLE
395
0
0
FIDELITY NATL INFORMATIO
COM
31620M106
9
125
SH
SOLE
125
0
0
FISERV INC
COM
337738108
3439
32358
SH
SOLE
32358
0
0
FOUR CORNERS PPTY TR INC
COM
35086T109
0
16
SH
SOLE
16
0
0
GENERAL DYNAMICS CORP
COM
369550108
1580
9151
SH
SOLE
9151
0
0
GENERAL ELECTRIC CO
COM
369604103
484
15303
SH
SOLE
15303
0
0
GENERAL MLS INC
COM
370334104
165
2675
SH
SOLE
2675
0
0
GENERAL MTRS CO
COM
37045V100
3
100
SH
SOLE
100
0
0
GILEAD SCIENCES INC
COM
375558103
150
2093
SH
SOLE
2093
0
0
GLYCOMIMETICS INC
COM
38000Q102
9
1500
SH
SOLE
1500
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
18
75
SH
SOLE
75
0
0
HALLIBURTON CO
COM
406216101
58
1080
SH
SOLE
1080
0
0
HOME DEPOT INC
COM
437076102
63
472
SH
SOLE
472
0
0
HONEYWELL INTL INC
COM
438516106
2418
20876
SH
SOLE
20876
0
0
HUNTINGTON BANCSHARES IN
PFD CONV SER A
446150401
21
15
PRN
SOLE
15
0
0
INTERNATIONAL BUSINESS M
COM
459200101
29
175
SH
SOLE
175
0
0
IONIS PHARMACEUTICALS IN
COM
462222100
10
205
SH
SOLE
205
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
117
7772
SH
SOLE
7772
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
2598
69813
SH
SOLE
69813
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
1597
14760
SH
SOLE
14760
0
0
ISHARES TR
US OIL&GS EX ETF
464288851
9
135
SH
SOLE
135
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
991
19525
SH
SOLE
19525
0
0
ISHARES TR
MSCI EAFE ETF
464287465
59
1024
SH
SOLE
1024
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
137
3925
SH
SOLE
3925
0
0
ISHARES TR
SELECT DIVID ETF
464287168
27
300
SH
SOLE
300
0
0
JOHNSON & JOHNSON
COM
478160104
3771
32735
SH
SOLE
32735
0
0
JPMORGAN CHASE & CO
COM
46625H100
2996
34720
SH
SOLE
34720
0
0
KIMBERLY CLARK CORP
COM
494368103
38
331
SH
SOLE
331
0
0
KKR & CO L P DEL
COM UNITS
48248M102
15
1000
SH
SOLE
1000
0
0
KRAFT HEINZ CO
COM
500754106
1003
11487
SH
SOLE
11487
0
0
KROGER CO
COM
501044101
976
28275
SH
SOLE
28275
0
0
LABORATORY CORP AMER HLD
COM NEW
50540R409
14
110
SH
SOLE
110
0
0
LEAR CORP
COM NEW
521865204
1112
8401
SH
SOLE
8401
0
0
LOCKHEED MARTIN CORP
COM
539830109
987
3948
SH
SOLE
3948
0
0
LYONDELLBASELL INDUSTRIE
SHS - A -
N53745100
4
47
SH
SOLE
47
0
0
MACQUARIE INFRASTRUCTURE
COM
55608B105
5
60
SH
SOLE
60
0
0
MARATHON PETE CORP
COM
56585A102
101
2000
SH
SOLE
2000
0
0
MARSH & MCLENNAN COS INC
COM
571748102
20
290
SH
SOLE
290
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
2854
27639
SH
SOLE
27639
0
0
MCDONALDS CORP
COM
580135101
1587
13042
SH
SOLE
13042
0
0
MDC PARTNERS INC
CL A SUB VTG
552697104
13
2050
SH
SOLE
2050
0
0
MEDTRONIC PLC
SHS
G5960L103
1865
26178
SH
SOLE
26178
0
0
MERCK & CO INC
COM
58933Y105
86
1469
SH
SOLE
1469
0
0
MICROSOFT CORP
COM
594918104
3346
53852
SH
SOLE
53852
0
0
MONDELEZ INTL INC
CL A
609207105
276
6227
SH
SOLE
6227
0
0
MOODYS CORP
COM
615369105
118
1250
SH
SOLE
1250
0
0
MORGAN STANLEY
COM NEW
617446448
11
250
SH
SOLE
250
0
0
MSCI INC
COM
55354G100
173
2200
SH
SOLE
2200
0
0
NEW MTN FIN CORP
COM
647551100
528
37430
SH
SOLE
37430
0
0
NEXTERA ENERGY INC
COM
65339F101
4
30
SH
SOLE
30
0
0
NIKE INC
CL B
654106103
30
600
SH
SOLE
600
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
593
8145
SH
SOLE
8145
0
0
NOVO-NORDISK A S
ADR
670100205
3
71
SH
SOLE
71
0
0
NVIDIA CORP
COM
67066G104
8
76
SH
SOLE
76
0
0
OLD DOMINION FGHT LINES
COM
679580100
4
41
SH
SOLE
41
0
0
PEPSICO INC
COM
713448108
352
3361
SH
SOLE
3361
0
0
PFIZER INC
COM
717081103
209
6429
SH
SOLE
6429
0
0
PHILIP MORRIS INTL INC
COM
718172109
29
322
SH
SOLE
322
0
0
PJT PARTNERS INC
COM CL A
69343T107
0
9
SH
SOLE
9
0
0
PORTOLA PHARMACEUTICALS
COM
737010108
10
450
SH
SOLE
450
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
1309
92023
SH
SOLE
92023
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
1911
81825
SH
SOLE
81825
0
0
POWERSHS DB MULTI SECT C
DB OIL FUND
73936B507
5
542
SH
SOLE
542
0
0
POWERSHS DB MULTI SECT C
PS DB AGRICUL FD
73936B408
13
619
SH
SOLE
619
0
0
PPL CORP
COM
69351T106
7
200
SH
SOLE
200
0
0
PROCTER AND GAMBLE CO
COM
742718109
2253
26796
SH
SOLE
26796
0
0
REXFORD INDL RLTY INC
COM
76169C100
8
360
SH
SOLE
360
0
0
ROPER TECHNOLOGIES INC
COM
776696106
11
58
SH
SOLE
58
0
0
ROSS STORES INC
COM
778296103
3
40
SH
SOLE
40
0
0
SALESFORCE COM INC
COM
79466L302
10
140
SH
SOLE
140
0
0
SCHLUMBERGER LTD
COM
806857108
1049
12492
SH
SOLE
12492
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
12
211
SH
SOLE
211
0
0
SEACOR HOLDINGS INC
COM
811904101
299
4199
SH
SOLE
4199
0
0
SEATTLE GENETICS INC
COM
812578102
13
250
SH
SOLE
250
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
17
358
SH
SOLE
358
0
0
SEMPRA ENERGY
COM
816851109
106
1058
SH
SOLE
1058
0
0
SOUTHERN CO
COM
842587107
43
880
SH
SOLE
880
0
0
SOUTHWEST AIRLS CO
COM
844741108
137
2750
SH
SOLE
2750
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
2845
25955
SH
SOLE
25955
0
0
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
11
425
SH
SOLE
425
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3009
13461
SH
SOLE
13461
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
19
700
SH
SOLE
700
0
0
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
21
450
SH
SOLE
450
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
18
500
SH
SOLE
500
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
87
1800
SH
SOLE
1800
0
0
STARBUCKS CORP
COM
855244109
21
370
SH
SOLE
370
0
0
STATE STR CORP
COM
857477103
25
323
SH
SOLE
323
0
0
STRYKER CORP
COM
863667101
23
194
SH
SOLE
194
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
22
375
SH
SOLE
375
0
0
TESLA INC
COM
88160R101
34
159
SH
SOLE
159
0
0
TESSCO TECHNOLOGIES INC
COM
872386107
13
1000
SH
SOLE
1000
0
0
TEXAS INSTRS INC
COM
882508104
26
350
SH
SOLE
350
0
0
THERMO FISHER SCIENTIFIC
COM
883556102
1633
11575
SH
SOLE
11575
0
0
TIFFANY & CO NEW
COM
886547108
118
1525
SH
SOLE
1525
0
0
TOTAL S A
SPONSORED ADR
89151E109
237
4640
SH
SOLE
4640
0
0
TWITTER INC
COM
90184L102
16
1000
SH
SOLE
1000
0
0
UNDER ARMOUR INC
CL A
904311107
7
248
SH
SOLE
248
0
0
UNDER ARMOUR INC
CL C
904311206
3
123
SH
SOLE
123
0
0
UNILEVER N V
N Y SHS NEW
904784709
1032
25125
SH
SOLE
25125
0
0
UNION PAC CORP
COM
907818108
1965
18950
SH
SOLE
18950
0
0
US BANCORP DEL
COM NEW
902973304
1103
21476
SH
SOLE
21476
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
8
240
SH
SOLE
240
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
37
465
SH
SOLE
465
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
16
190
SH
SOLE
190
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
187
1951
SH
SOLE
1951
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
14
130
SH
SOLE
130
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
16
173
SH
SOLE
173
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
917
7956
SH
SOLE
7956
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
19
148
SH
SOLE
148
0
0
VANGUARD INTL EQUITY IND
FTSE EMR MKT ETF
922042858
211
5892
SH
SOLE
5892
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2788
35124
SH
SOLE
35124
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
2786
32512
SH
SOLE
32512
0
0
VANGUARD SPECIALIZED POR
DIV APP ETF
921908844
78
917
SH
SOLE
917
0
0
VANGUARD TAX MANAGED INT
FTSE DEV MKT ETF
921943858
319
8742
SH
SOLE
8742
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
582
5442
SH
SOLE
5442
0
0
VERISK ANALYTICS INC
COM
92345Y106
106
1300
SH
SOLE
1300
0
0
VERIZON COMMUNICATIONS I
COM
92343V104
2472
46317
SH
SOLE
46317
0
0
VERSUM MATLS INC
COM
92532W103
14
500
SH
SOLE
500
0
0
VIACOM INC NEW
CL B
92553P201
30
855
SH
SOLE
855
0
0
VISA INC
COM CL A
92826C839
2135
27369
SH
SOLE
27369
0
0
WABCO HLDGS INC
COM
92927K102
760
7156
SH
SOLE
7156
0
0
WALGREENS BOOTS ALLIANCE
COM
931427108
36
435
SH
SOLE
435
0
0
WELLS FARGO & CO NEW
COM
949746101
1374
24927
SH
SOLE
24927
0
0
WOODWARD INC
COM
980745103
35
500
SH
SOLE
500
0
0
WPP PLC NEW
ADR
92937A102
8
75
SH
SOLE
75
0
0
XYLEM INC
COM
98419M100
1520
30686
SH
SOLE
30686
0
0
YUM BRANDS INC
COM
988498101
25
397
SH
SOLE
397
0
0
YUM CHINA HLDGS INC
COM
98850P109
3
101
SH
SOLE
101
0
0
ZOETIS INC
CL A
98978V103
541
10110
SH
SOLE
10110
0
0