0000950123-21-005568.txt : 20210507
0000950123-21-005568.hdr.sgml : 20210507
20210507160109
ACCESSION NUMBER: 0000950123-21-005568
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210507
DATE AS OF CHANGE: 20210507
EFFECTIVENESS DATE: 20210507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 21902472
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
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13F-HR
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03-31-2021
03-31-2021
false
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
New York
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
05-07-2021
0
275
3189085
false
INFORMATION TABLE
2
4311.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
5814
30175
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DFND
30175
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ABBOTT LABORATORIES
COM
002824100
63148
526936
SH
DFND
526936
0
0
ABBVIE INC
COM
00287Y109
57325
529712
SH
DFND
529712
0
0
ACCELERATE DIAGNOSTICS INC
COM
00430H102
9131
1097419
SH
DFND
1097419
0
0
ADVANTAGE SOLUTIONS Inc
COM CL A
00791N102
321
27150
SH
DFND
27150
0
0
AFLAC INC
COM
001055102
32349
632062
SH
DFND
632062
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
333
2617
SH
DFND
2617
0
0
AGNICO EAGLE MINES LTD
COM
008474108
3586
62025
SH
DFND
62025
0
0
AIR LEASE CORP
CL A
00912X302
50887
1038506
SH
DFND
1038506
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
7091
25204
SH
DFND
25204
0
0
ALCON AG
ORD SHS
H01301128
7652
109030
SH
DFND
109030
0
0
ALECTOR INC
COM
014442107
2907
144322
SH
DFND
144322
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1868
8240
SH
DFND
8240
0
0
ALIGN TECHNOLOGY INC
COM
016255101
10180
18798
SH
DFND
18798
0
0
ALLEGHANY CORP DEL
COM
017175100
3659
5842
SH
DFND
5842
0
0
ALPHA METALLURGICAL RESOUR I
COM
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1063
84150
SH
DFND
84150
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0
ALPHABET INC
CAP STK CL A
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17189
8334
SH
DFND
8334
0
0
ALPHABET INC
CAP STK CL C
02079K107
106690
51575
SH
DFND
51575
0
0
ALTRIA GROUP INC
COM
02209S103
306
5975
SH
DFND
5975
0
0
AMAZON COM INC
COM
023135106
68457
22125
SH
DFND
22125
0
0
AMGEN INC
COM
031162100
2534
10185
SH
DFND
10185
0
0
ANALOG DEVICES INC
COM
032654105
64553
416255
SH
DFND
416255
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0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
332
5285
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DFND
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0
0
ANNALY CAPITAL MANAGEMENT INC
COM
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629
73100
SH
DFND
73100
0
0
ANNOVIS BIO INC
COM
03615A108
279
10000
SH
DFND
10000
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
971
107500
SH
DFND
107500
0
0
AON PLC
SHS CL A
G0403H108
365
1587
SH
DFND
1587
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
1406
29910
SH
DFND
29910
0
0
APPLE INC
COM
037833100
74930
613422
SH
DFND
613422
0
0
ARMSTRONG WORLD INDS INC
COM
04247X102
1127
12515
SH
DFND
12515
0
0
ASPIRA WOMENS HEALTH INC
COM
04537Y109
791
117200
SH
DFND
117200
0
0
AT&T INC
COM
00206R102
9075
299814
SH
DFND
299814
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
17192
91218
SH
DFND
91218
0
0
BALL CORP
COM
058498106
14182
167364
SH
DFND
167364
0
0
BARRICK GOLD CORP
COM
067901108
10747
542773
SH
DFND
542773
0
0
BAXTER INTERNATIONAL INC
COM
071813109
13463
159631
SH
DFND
159631
0
0
BECTON DICKINSON & CO
COM
075887109
1988
8175
SH
DFND
8175
0
0
BERKSHIRE HATHAWAY INC
CL A
084670108
20828
54
SH
DFND
54
0
0
BERKSHIRE HATHAWAY INC
CL B
084670702
77383
302903
SH
DFND
302903
0
0
BLACK KNIGHT INC
COM
09215C105
24620
332754
SH
DFND
332754
0
0
BLACKSTONE GROUP INC
COM
09260D107
2501
33556
SH
DFND
33556
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
8954
231662
SH
DFND
231662
0
0
BP MIDSTREAM PARTNERS LP
UNIT LTD PTNR
0556EL109
737
58200
SH
DFND
58200
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
43353
686730
SH
DFND
686730
0
0
BROOKFIELD ASSET MANAGEMENT
CL A LTD VT SH
112585104
47016
1056539
SH
DFND
1056539
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS
LP INT UNIT
G16252101
6551
123022
SH
DFND
123022
0
0
BROOKFIELD INFRASTRUCTURE
COM SB VTG SHS A
11275Q107
267
3500
SH
DFND
3500
0
0
BROOKFIELD RENEWABLE CORP
CL A SUB VTG
11284V105
2085
44552
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DFND
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0
0
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
1179
27675
SH
DFND
27675
0
0
BROWN & BROWN INC
COM
115236101
265
5800
SH
DFND
5800
0
0
CANNAE HLDGS INC
COM
13765N107
2048
51700
SH
DFND
51700
0
0
CARMAX INC
COM
143130102
64277
484527
SH
DFND
484527
0
0
CATERPILLAR INC
COM
149123101
7601
32780
SH
DFND
32780
0
0
CDK GLOBAL INC
COM
12508E101
1539
28464
SH
DFND
28464
0
0
CHARLES SCHWAB CORP
COM
808513105
596
9146
SH
DFND
9146
0
0
CHEVRON CORP
COM
166764100
24259
231500
SH
DFND
231500
0
0
CHUBB LTD
COM
H1467J104
29178
184709
SH
DFND
184709
0
0
CIGNA CORP
COM
125523100
937
3878
SH
DFND
3878
0
0
CISCO SYSTEMS INC
COM
17275R102
10619
205360
SH
DFND
205360
0
0
CLARIVATE PLC
ORD SHS
G21810109
18291
693085
SH
DFND
693085
0
0
COCA COLA CO
COM
191216100
15728
298396
SH
DFND
298396
0
0
COCA-COLA EUROPEAN PARTNERS
SHS
G25839104
41234
790535
SH
DFND
790535
0
0
COGNEX CORP
COM
192422103
1992
24000
SH
DFND
24000
0
0
COGNIZANT TECHNOLOGY
CL A
192446102
2170
27775
SH
DFND
27775
0
0
COLGATE PALMOLIVE CO
COM
194162103
27439
348081
SH
DFND
348081
0
0
COMCAST CORP
CL A
20030N101
31707
585979
SH
DFND
585979
0
0
COMMSCOPE HOLDING CO
COM
20337X109
47470
3090500
SH
DFND
3090500
0
0
COMSCORE INC
COM
20564W105
1664
454660
SH
DFND
454660
0
0
CONDUENT INC
COM
206787103
1075
161400
SH
DFND
161400
0
0
CONOCOPHILLIPS
COM
20825C104
562
10611
SH
DFND
10611
0
0
CONSOLIDATED EDISON INC
COM
209115104
491
6568
SH
DFND
6568
0
0
CONSTELLIUM SE
CL A SHS
F21107101
31720
2157830
SH
DFND
2157830
0
0
CORNING INC
COM
219350105
19504
448255
SH
DFND
448255
0
0
COSTCO WHOLESALE CORP
COM
22160K105
26352
74762
SH
DFND
74762
0
0
CRESTWOOD EQUITY PARTNERS
COM
226344208
614
22000
SH
DFND
22000
0
0
CULLEN FROST BANKERS INC
COM
229899109
573
5270
SH
DFND
5270
0
0
CUMMINS INC
COM
231021106
965
3724
SH
DFND
3724
0
0
CVS HEALTH CORP
COM
126650100
429
5700
SH
DFND
5700
0
0
D.R. HORTON INC
COM
23331A109
5616
63012
SH
DFND
63012
0
0
DANAHER CORP
COM
235851102
24154
107314
SH
DFND
107314
0
0
DATA I O CORP
COM
237690102
173
32000
SH
DFND
32000
0
0
DAVITA INC
COM
23918K108
4950
45930
SH
DFND
45930
0
0
DEERE & CO
COM
244199105
9257
24742
SH
DFND
24742
0
0
DERMTECH INC
COM
24984K105
552
10875
SH
DFND
10875
0
0
DEVON ENERGY CORP
COM
25179M103
317
14515
SH
DFND
14515
0
0
DISNEY WALT CO
COM
254687106
69108
374528
SH
DFND
374528
0
0
EASTERN BANKSHARES INC
COM
27627N105
810
42000
SH
DFND
42000
0
0
ECOLAB INC
COM
278865100
3370
15743
SH
DFND
15743
0
0
EMERSON ELEC CO
COM
291011104
4840
53649
SH
DFND
53649
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
869
113200
SH
DFND
113200
0
0
ENSTAR GROUP LIMITED
SHS
G3075P101
1395
5653
SH
DFND
5653
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
3163
143635
SH
DFND
143635
0
0
ESSENTIAL UTILTIES INC
COM
29670G102
426
9525
SH
DFND
9525
0
0
ESTEE LAUDER COMPANIES INC
CL A
518439104
647
2225
SH
DFND
2225
0
0
EVERBRIDGE INC
COM
29978A104
354
2925
SH
DFND
2925
0
0
EXICURE INC
COM
30205M101
290
133000
SH
DFND
133000
0
0
EXXON MOBIL CORP
COM
30231G102
11583
207470
SH
DFND
207470
0
0
FACEBOOK INC
CL A
30303M102
1818
6171
SH
DFND
6171
0
0
FALCON CAPITAL ACQUISI COR
COM CL A
30606L108
6653
667280
SH
DFND
667280
0
0
FEDEX CORP
COM
31428x106
47627
167676
SH
DFND
167676
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0
FERROGLOBE PLC
SHS
G33856108
6061
1603425
SH
DFND
1603425
0
0
FIDELITY NATIONAL INFORMATION
COM
31620M106
82033
583409
SH
DFND
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FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
12366
304129
SH
DFND
304129
0
0
FIRST CITIZENS BANCSHARES INC
CL A
31946M103
6894
8249
SH
DFND
8249
0
0
FISERV INC
COM
337738108
49796
418311
SH
DFND
418311
0
0
FOLEY TRASIMENE ACQUITN COR
UNIT 99/99/9999
34431F203
1555
145350
SH
DFND
145350
0
0
FORTIVE CORP
COM
34959J108
10094
142893
SH
DFND
142893
0
0
FRANCO NEV CORP
COM
351858105
28420
226837
SH
DFND
226837
0
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GENERAL ELECTRIC CO
COM
369604103
1935
147401
SH
DFND
147401
0
0
GENERAL MILLS INC
COM
370334104
306
4995
SH
DFND
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0
0
GENERAL MOTORS CORP
COM
37045V100
31065
540640
SH
DFND
540640
0
0
GILEAD SCIENCES
COM
375558103
352
5450
SH
DFND
5450
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5132
15695
SH
DFND
15695
0
0
HCA HEALTHCARE INC
COM
40412C101
12228
64926
SH
DFND
64926
0
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HEALTH ASSURN ACQUISITION CO
UNIT 99/99/9999
42226W208
178
16500
SH
DFND
16500
0
0
HESS CORP
COM
42809H107
248
3504
SH
DFND
3504
0
0
HOME DEPOT INC
COM
437076102
30468
99813
SH
DFND
99813
0
0
HONEYWELL INTL INC
COM
438516106
11911
54874
SH
DFND
54874
0
0
HOULIHAN LOKEY INC
CL A
441593100
1337
20100
SH
DFND
20100
0
0
IDEXX LABORATORIES INC
COM
45168D104
228
466
SH
DFND
466
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
19047
85983
SH
DFND
85983
0
0
INT'L FLAVORS & FRAGRANCES
COM
459506101
47840
342670
SH
DFND
342670
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0
INTEL CORP
COM
458140100
19599
306239
SH
DFND
306239
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1272
11390
SH
DFND
11390
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0
INTERNATIONAL BUSINESS MACHINES
COM
459200101
6897
51758
SH
DFND
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0
0
INTUIT
COM
461202103
1108
2892
SH
DFND
2892
0
0
INTUITIVE SURGICAL INC
COM
46120E602
525
710
SH
DFND
710
0
0
IPG PHOTONICS CORP
COM
44980X109
15947
75599
SH
DFND
75599
0
0
JOHNSON & JOHNSON
COM
478160104
29184
177573
SH
DFND
177573
0
0
JPMORGAN CHASE & CO
COM
46625H100
14527
95426
SH
DFND
95426
0
0
JUNIPER INDL HLDGS INC
COM CL A
48205G106
23582
1901750
SH
DFND
1901750
0
0
KIMBERLY CLARK CORP
COM
494368103
2649
19049
SH
DFND
19049
0
0
KINDER MORGAN INC
COM
49456B101
414
24893
SH
DFND
24893
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
2562
12643
SH
DFND
12643
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
34613
135721
SH
DFND
135721
0
0
LAKELAND BANCORP INC
COM
511637100
261
15000
SH
DFND
15000
0
0
LENNAR CORP
CL A
526057104
19914
196725
SH
DFND
196725
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
233
1554
SH
DFND
1554
0
0
LILLY ELI & CO
COM
532457108
374
2000
SH
DFND
2000
0
0
LOCKHEED MARTIN CORP
COM
539830109
27895
75493
SH
DFND
75493
0
0
LORDSTOWN MOTORS CORP
COM CL A
54405Q100
15816
1343750
SH
DFND
1343750
0
0
LOWES COMPANIES INC
COM
548661107
74704
392808
SH
DFND
392808
0
0
MAG SILVER CORP
COM
55903Q104
2479
165175
SH
DFND
165175
0
0
MARCUS CORP
COM
566330106
202
10100
SH
DFND
10100
0
0
MARKEL CORP
COM
570535104
1336
1172
SH
DFND
1172
0
0
MARTIN MARIETTA MATERIALS INC
COM
573284106
29250
87099
SH
DFND
87099
0
0
MCDONALDS CORP
COM
580135101
708
3160
SH
DFND
3160
0
0
MEDIAALPHA INC
CLA
58450V104
6721
189685
SH
DFND
189685
0
0
MEDTRONIC PLC
SHS
G5960L103
4046
34248
SH
DFND
34248
0
0
MERCK & CO INC
COM
58933Y105
16857
218671
SH
DFND
218671
0
0
MFA FINANCIAL INC
COM
55272X102
81
20000
SH
DFND
20000
0
0
MICRON TECHNOLOGY INC
COM
595112103
10601
120182
SH
DFND
120182
0
0
MICROSOFT CORP
COM
594918104
162890
690886
SH
DFND
690886
0
0
MID-AMER APT CMNTYS
COM
59522J103
217
1500
SH
DFND
1500
0
0
MITEK SYS INC
COM
606710200
1385
94990
SH
DFND
94990
0
0
MOLINA HEALTHCARE INC
COM
60855R100
13218
56544
SH
DFND
56544
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
16582
283301
SH
DFND
283301
0
0
NEW RESIDENTIAL INVESTMENT CORP
COM
64828T201
524
46600
SH
DFND
46600
0
0
NEW YORK COMMUNITY BANCORP INC
COM
649445103
42646
3379210
SH
DFND
3379210
0
0
NEWMONT CORPORATION
COM
651639106
2021
33528
SH
DFND
33528
0
0
NEXTERA ENERGY INC
COM
65339F101
1900
25128
SH
DFND
25128
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
27443
376550
SH
DFND
376550
0
0
NIKE INC
CL B
654106103
598
4500
SH
DFND
4500
0
0
NORTHERN TRUST CORP
COM
665859104
2158
20527
SH
DFND
20527
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
840
9827
SH
DFND
9827
0
0
NUTRIEN LTD
COM
67077M108
1862
34550
SH
DFND
34550
0
0
NVIDIA CORP
COM
67066G104
570
1068
SH
DFND
1068
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1083
5380
SH
DFND
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0
0
ORACLE CORP
COM
68389X105
4956
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SH
DFND
70630
0
0
PACKAGING CORP OF AMERICA
COM
695156109
13217
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SH
DFND
98280
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
1038
44562
SH
DFND
44562
0
0
PAN AMERICAN SILVER CORP
COM
697900108
1456
48500
SH
DFND
48500
0
0
PAR TECHNOLOGY CORP
COM
698884103
13548
207121
SH
DFND
207121
0
0
PARK CITY GROUP INC
COM
700215304
1554
254400
SH
DFND
254400
0
0
PARTY CITY HOLDCO INC
COM
702149105
116
20000
SH
DFND
20000
0
0
PAYPAL HLDGS INC
COM
70450Y103
429
1768
SH
DFND
1768
0
0
PAYSAFE LTD
ORD
G6964L107
14033
1039450
SH
DFND
1039450
0
0
PCSB FINANCIAL CORPORATION
COM
69324R104
291
17500
SH
DFND
17500
0
0
PEAPACK-GLADSTONE FNL CORP
COM
704699107
735
23799
SH
DFND
23799
0
0
PEPSICO INC
COM
713448108
23075
163130
SH
DFND
163130
0
0
PERKINELMER INC
COM
714046109
6534
50932
SH
DFND
50932
0
0
PETROCHINA COMPANY LTD
SPONSORED ADR
71646E100
618
17100
SH
DFND
17100
0
0
PFIZER INC
COM
717081103
10309
284534
SH
DFND
284534
0
0
PHILIP MORRIS INTL INC
COM
718172109
3544
39938
SH
DFND
39938
0
0
PHILLIPS 66
COM
718546104
854
10479
SH
DFND
10479
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
833
26300
SH
DFND
26300
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
1599
9116
SH
DFND
9116
0
0
PROCTER & GAMBLE CO
COM
742718109
8803
65004
SH
DFND
65004
0
0
PROLOGIS INC
COM
74340W103
1018
9600
SH
DFND
9600
0
0
PULMONX CORP
COM
745848101
2864
62610
SH
DFND
62610
0
0
PURE CYCLE CORP
COM
746228303
859
64000
SH
DFND
64000
0
0
QUALCOMM INC
COM
747525103
54395
410253
SH
DFND
410253
0
0
QUANTA SERVICES INC
COM
74762E102
12404
140991
SH
DFND
140991
0
0
QUANTERIX CORPORATION
COM
74766Q101
6275
107328
SH
DFND
107328
0
0
QUIDEL CORP
COM
74838J101
35110
274444
SH
DFND
274444
0
0
RAMACO RES INC
COM
75134P303
51
12000
SH
DFND
12000
0
0
RANGE RESOURCES CORP
COM
75281A109
121
11750
SH
DFND
11750
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
12539
162272
SH
DFND
162272
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
6154
13006
SH
DFND
13006
0
0
REMARK HOLDINGS INC
COM
75955K102
2872
1259610
SH
DFND
1259610
0
0
REYNOLDS CONSUMER PROD INC
COM
76171L106
405
13600
SH
DFND
13600
0
0
ROPER TECHNOLOGIES INC
COM
776696106
1440
3569
SH
DFND
3569
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1735
44245
SH
DFND
44245
0
0
S&P GLOBAL INC
COM
78409V104
3389
9605
SH
DFND
9605
0
0
SCHLUMBERGER LTD
COM
806857108
518
19067
SH
DFND
19067
0
0
SERVICENOW INC
COM
81762P102
26114
52217
SH
DFND
52217
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
755
28810
SH
DFND
28810
0
0
SHERWIN WILLIAMS CO
COM
824348106
790
1071
SH
DFND
1071
0
0
SILK ROAD MED INC
COM
82710M100
3759
74215
SH
DFND
74215
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
335
11000
SH
DFND
11000
0
0
SL GREEN RLTY CORP
COM
78440X804
37444
534996
SH
DFND
534996
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
547
53023
SH
DFND
53023
0
0
SNOWFLAKE INC
CL A
833445109
6177
26940
SH
DFND
26940
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
527
113340
SH
DFND
113340
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
922
3440
SH
DFND
3440
0
0
SPROTT INC
COM
852066208
6505
171180
SH
DFND
171180
0
0
SPROTT PHYSICAL SILVER TRUST
TR UNIT
85207K107
1756
200000
SH
DFND
200000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
9217
46159
SH
DFND
46159
0
0
STRYKER CORP
COM
863667101
486
1996
SH
DFND
1996
0
0
SUNCOR ENERGY INC
COM
867224107
577
27600
SH
DFND
27600
0
0
SURGERY PARTNERS INC
COM
86881A100
224
5050
SH
DFND
5050
0
0
SYSCO CORP
COM
871829107
42168
535539
SH
DFND
535539
0
0
TAYLOR MORRISON HOME CORP
COM
87724P106
485
15733
SH
DFND
15733
0
0
TELEFLEX INC
COM
879369106
1363
3280
SH
DFND
3280
0
0
TESLA INC
COM
88160R101
250
375
SH
DFND
375
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
23053
487473
SH
DFND
487473
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
6633
14534
SH
DFND
14534
0
0
TJX COMPANIES INC
COM
872540109
25765
389488
SH
DFND
389488
0
0
TOLL BROTHERS INC
COM
889478103
305
5375
SH
DFND
5375
0
0
TRIUMPH GROUP INC NEW
COM
896818101
26846
1460595
SH
DFND
1460595
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
324
17700
SH
DFND
17700
0
0
TWO HARBORS INVESTMENT CORP
COM
90187B408
730
99600
SH
DFND
99600
0
0
UGI CORP
COM
902681105
25344
618001
SH
DFND
618001
0
0
UNION PACIFIC CORP
COM
907818108
9507
43135
SH
DFND
43135
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1794
4823
SH
DFND
4823
0
0
UNIVERSAL HEALTH RLTY INCOME T
SH BEN INT
91359E105
1798
26533
SH
DFND
26533
0
0
US BANCORP DEL
COM
902973304
2850
51529
SH
DFND
51529
0
0
VALLEY NATL BANCORP
COM
919794107
481
35000
SH
DFND
35000
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
1041
5895
SH
DFND
5895
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1690
29067
SH
DFND
29067
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
368
1712
SH
DFND
1712
0
0
VIRNETX HOLDING CORP
COM
92823T108
4824
866050
SH
DFND
866050
0
0
VISA INC
COM CL A
92826C839
6088
28754
SH
DFND
28754
0
0
WABTEC
COM
929740108
375
4740
SH
DFND
4740
0
0
WALMART INC
COM
931142103
951
7000
SH
DFND
7000
0
0
WATERS CORP
COM
941848103
2450
8620
SH
DFND
8620
0
0
WELLS FARGO & CO
COM
949746101
546
13980
SH
DFND
13980
0
0
WELLTOWER INC
COM
95040Q104
10621
148277
SH
DFND
148277
0
0
WESTERN MIDSTREAM PARTNERS LP
COM UNIT LP INT
958669103
946
50900
SH
DFND
50900
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
1643
43000
SH
DFND
43000
0
0
WHITE MOUNTAINS INSURANCE GROUP
COM
G9618E107
39747
35651
SH
DFND
35651
0
0
WILEY JOHN & SONS INC
CL B
968223305
1065
20000
SH
DFND
20000
0
0
WILEY JOHN & SONS INC
CL A
968223206
42705
787923
SH
DFND
787923
0
0
WORKHORSE GROUP INC
COM
98138J206
673
48904
SH
DFND
48904
0
0
XENCOR INC
COM
98401F105
361
8380
SH
DFND
8380
0
0
XPO LOGISTICS INC
COM
983793100
1580
12811
SH
DFND
12811
0
0
XYLEM INC
COM
98419M100
1124
10687
SH
DFND
10687
0
0
YIELD10 BIOSCIENCE INC
COM
98585K862
2000
159450
SH
DFND
159450
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
17240
107696
SH
DFND
107696
0
0
ZOOM VIDEO COMMUNICATIONS INC
CL A
98980L101
225
700
SH
DFND
700
0
0
ETF MANAGERS TR
PRIME JUNIR SLVR
26924G102
577
40000
SH
DFND
40000
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
201
825
SH
DFND
825
0
0
ISHARES TR
S&P 100 ETF
464287101
297
1652
SH
DFND
1652
0
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
11637
867790
SH
DFND
867790
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
9295
535100
SH
DFND
535100
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
411
9125
SH
DFND
9125
0
0
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932778
210
1204
SH
DFND
1204
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
516
1416
SH
DFND
1416
0
0
EXICURE INC
COM
30205M101
109
50000
SH
DFND
50000
0
0
GENERAL AMERN INVS CO INC
COM
368802104
1712
42976
SH
DFND
42976
0
0
ASPIRATIONAL CONSUMER LIFEST
*W EXP 09/19/202
G05436111
34
24000
SH
DFND
24000
0
0
FALCON CAPITAL ACQUISITN COR
*W EXP 08/20/202
30606L116
250
162600
SH
DFND
162600
0
0
FOLEY TRASIMENE ACQUISTN COR
*W EXP 05/26/202
34431F112
120
75000
SH
DFND
75000
0
0
JUNIPER INDL HLDGS INC
*W EXP 11/13/202
48205G114
241
87600
SH
DFND
87600
0
0
PAYSAFE LIMITED
*W EXP 08/11/202
G6964L115
637
147057
SH
DFND
147057
0
0