0000950123-17-006945.txt : 20170809
0000950123-17-006945.hdr.sgml : 20170809
20170809111346
ACCESSION NUMBER: 0000950123-17-006945
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170809
DATE AS OF CHANGE: 20170809
EFFECTIVENESS DATE: 20170809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 171016866
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
06-30-2017
06-30-2017
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
08-09-2017
3
243
2901607
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
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form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
7432
35700
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0
0
ABBOTT LABORATORIES
COM
002824100
57450
1181860
SH
DFND
1,2,3
1181860
0
0
ABBVIE INC
COM
00287Y109
38051
524764
SH
DFND
1,2,3
524764
0
0
ACCELERATE DIAGNOSTICS INC
COM
00430H102
29982
1096239
SH
DFND
1,2,3
1096239
0
0
AFLAC INC
COM
001055102
5769
74260
SH
DFND
1,2,3
74260
0
0
AGNICO EAGLE MINES LTD
COM
008474108
7048
156200
SH
DFND
1,2,3
156200
0
0
AGRIUM INC
COM
008916108
4420
48840
SH
DFND
1,2,3
48840
0
0
AIR LEASE CORP
CL A
00912X302
25153
673250
SH
DFND
1,2,3
673250
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
744
5200
SH
DFND
1,2,3
5200
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
784
15733
SH
DFND
1,2,3
15733
0
0
ALASKA AIR GROUP INC
COM
011659109
22990
256125
SH
DFND
1,2,3
256125
0
0
ALLEGHANY CORP DEL
COM
017175100
3951
6643
SH
DFND
1,2,3
6643
0
0
ALLERGAN PLC
SHS
G0177J108
28149
115795
SH
DFND
1,2,3
115795
0
0
ALPHABET INC
CAP STK CL A
02079K305
10731
11543
SH
DFND
1,2,3
11543
0
0
ALPHABET INC
CAP STK CL C
02079K107
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66962
SH
DFND
1,2,3
66962
0
0
ALTRIA GROUP INC
COM
02209S103
2762
37095
SH
DFND
1,2,3
37095
0
0
AMAZON COM INC
COM
023135106
1738
1795
SH
DFND
1,2,3
1795
0
0
AMERIGAS PARTNERS LP
UNIT L P INT
030975106
15294
338591
SH
DFND
1,2,3
338591
0
0
AMGEN INC
COM
031162100
1470
8535
SH
DFND
1,2,3
8535
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
292
2650
SH
DFND
1,2,3
2650
0
0
APPLE INC
COM
037833100
62371
433075
SH
DFND
1,2,3
433075
0
0
AQUA AMERICA INC
COM
03836W103
439
13175
SH
DFND
1,2,3
13175
0
0
AT&T INC
COM
00206R102
1462
38744
SH
DFND
1,2,3
38744
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
9194
89736
SH
DFND
1,2,3
89736
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
244
109875
SH
DFND
1,2,3
109875
0
0
BALL CORP
COM
058498106
27425
649725
SH
DFND
1,2,3
649725
0
0
BAXTER INTERNATIONAL INC
COM
071813109
4520
74660
SH
DFND
1,2,3
74660
0
0
BECTON DICKINSON & CO
COM
075887109
1595
8175
SH
DFND
1,2,3
8175
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
16046
63
SH
DFND
1,2,3
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0
0
BERKSHIRE HATHAWAY INC. DEL
CL B
084670702
58177
343493
SH
DFND
1,2,3
343493
0
0
BOEING CO
COM
097023105
1580
7990
SH
DFND
1,2,3
7990
0
0
BP PLC
SPONSORED ADR
055622104
404
11650
SH
DFND
1,2,3
11650
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1432
25703
SH
DFND
1,2,3
25703
0
0
BROADCOM LIMITED
SHS
Y09827109
36869
158200
SH
DFND
1,2,3
158200
0
0
BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
62795
1601511
SH
DFND
1,2,3
1601511
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS
LP INT UNIT
G16252101
6996
171006
SH
DFND
1,2,3
171006
0
0
BRUNSWICK CORPORATION
COM
117043109
31841
507590
SH
DFND
1,2,3
507590
0
0
BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
218
3414
SH
DFND
1,2,3
3414
0
0
CAPITAL PRODUCT PARTNERS LP
COM UNIT LP
Y11082107
449
132000
SH
DFND
1,2,3
132000
0
0
CARMAX INC
COM
143130102
12054
191150
SH
DFND
1,2,3
191150
0
0
CATERPILLAR INC
COM
149123101
3804
35400
SH
DFND
1,2,3
35400
0
0
CBS CORPORATION
CL B
124857202
27514
431387
SH
DFND
1,2,3
431387
0
0
CDK GLOBAL INC
COM
12508E101
1786
28772
SH
DFND
1,2,3
28772
0
0
CEDAR FAIR LP
DEPOSITRY UNIT
150185106
17493
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SH
DFND
1,2,3
242620
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0
CELGENE CORP
COM
151020104
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SH
DFND
1,2,3
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CELGENE CORP
RIGHT 12/31/2030
151020112
414
333865
SH
DFND
1,2,3
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0
CENTRAL FUND OF CANADA LTD
CL A
153501101
4292
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SH
DFND
1,2,3
348100
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CERUS CORPORATION
COM
157085101
264
105000
SH
DFND
1,2,3
105000
0
0
CHEVRON CORP
COM
166764100
6499
62289
SH
DFND
1,2,3
62289
0
0
CHINA DISTANCE EDUCATION HLDGS
SPONSORED ADR
16944W104
208
23279
SH
DFND
1,2,3
23279
0
0
CHUBB LTD
COM
H1467J104
35238
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SH
DFND
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0
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CISCO SYSTEMS INC
COM
17275R102
6923
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SH
DFND
1,2,3
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0
0
COCA COLA CO
COM
191216100
14320
319276
SH
DFND
1,2,3
319276
0
0
COGNIZANT TECHNOLOGY SOLUTIONS
CL A
192446102
61295
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SH
DFND
1,2,3
923120
0
0
COLGATE-PALMOLIVE CO
COM
194162103
26775
361193
SH
DFND
1,2,3
361193
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COLONY NORTHSTAR INC
CL A COM
19625W104
55358
3928875
SH
DFND
1,2,3
3928875
0
0
COMCAST CORP
CL A
20030N101
19503
501099
SH
DFND
1,2,3
501099
0
0
COMMSCOPE HOLDING CO
COM
20337X109
13708
360460
SH
DFND
1,2,3
360460
0
0
CONOCOPHILLIPS
COM
20825C104
722
16431
SH
DFND
1,2,3
16431
0
0
CONSOLIDATED EDISON INC
COM
209115104
507
6268
SH
DFND
1,2,3
6268
0
0
CONSTELLIUM NV
CL A
N22035104
353
51150
SH
DFND
1,2,3
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0
CORNING INC
COM
219350105
1225
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SH
DFND
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COSTCO WHOLESALE CORP
COM
22160K105
12588
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SH
DFND
1,2,3
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0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTN
226344208
595
25300
SH
DFND
1,2,3
25300
0
0
CULLEN FROST BANKERS INC
COM
229899109
589
6270
SH
DFND
1,2,3
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0
0
CUMMINS INC
COM
231021106
992
6115
SH
DFND
1,2,3
6115
0
0
CVS HEALTH CORP
COM
126650100
313
3890
SH
DFND
1,2,3
3890
0
0
D.R. HORTON INC
COM
23331A109
2806
81175
SH
DFND
1,2,3
81175
0
0
DANAHER CORP
COM
235851102
11958
141700
SH
DFND
1,2,3
141700
0
0
DAVITA INC
COM
23918K108
5869
90625
SH
DFND
1,2,3
90625
0
0
DEERE & CO
COM
244199105
1073
8683
SH
DFND
1,2,3
8683
0
0
DELTA AIR LINES
COM
247361702
75782
1410155
SH
DFND
1,2,3
1410155
0
0
DEVON ENERGY CORP
COM
25179M103
801
25067
SH
DFND
1,2,3
25067
0
0
DISCOVERY COMMUNICATIONS INC
COM SER C
25470F302
1358
53875
SH
DFND
1,2,3
53875
0
0
DISNEY WALT CO
COM DISNEY
254687106
34292
322750
SH
DFND
1,2,3
322750
0
0
DOVER CORPORATION
COM
260003108
3635
45312
SH
DFND
1,2,3
45312
0
0
DUKE ENERGY CORP
COM
26441C204
324
3878
SH
DFND
1,2,3
3878
0
0
E I DU PONT DE NEMOURS & CO
COM
263534109
371
4599
SH
DFND
1,2,3
4599
0
0
ECOLAB INC
COM
278865100
1665
12545
SH
DFND
1,2,3
12545
0
0
ELBIT SYS LTD
ORD
M3760D101
737
5955
SH
DFND
1,2,3
5955
0
0
EMERSON ELEC CO COM
COM
291011104
1661
27858
SH
DFND
1,2,3
27858
0
0
ENCANA CORP
COM
292505104
1195
135752
SH
DFND
1,2,3
135752
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
517
28800
SH
DFND
1,2,3
28800
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
238
13500
SH
DFND
1,2,3
13500
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
896
33075
SH
DFND
1,2,3
33075
0
0
EQT CORPORATION
COM
26884L109
11654
198900
SH
DFND
1,2,3
198900
0
0
EVINE LIVE INC
CL A
300487105
50
50000
SH
DFND
1,2,3
50000
0
0
EXPRESS SCRIPTS INC
COM
30219G108
10929
171198
SH
DFND
1,2,3
171198
0
0
EXXON MOBIL CORP
COM
30231G102
31405
389015
SH
DFND
1,2,3
389015
0
0
FACEBOOK INC
CL A
30303M102
2320
15365
SH
DFND
1,2,3
15365
0
0
FEDEX CORP
COM
31428x106
33924
156096
SH
DFND
1,2,3
156096
0
0
FIDELITY NATIONAL INFORMATION
COM
31620M106
23365
273593
SH
DFND
1,2,3
273593
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
82203
1833660
SH
DFND
1,2,3
1833660
0
0
FIRST CITIZENS BANCSHARES, INC
CL A
31946M103
615
1650
SH
DFND
1,2,3
1650
0
0
FIRST MERCHANTS CORP
COM
320817109
402
10006
SH
DFND
1,2,3
10006
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
9744
724450
SH
DFND
1,2,3
724450
0
0
FORTIVE CORP
COM
34959J108
8032
126789
SH
DFND
1,2,3
126789
0
0
FOUNDATION MEDICINE INC
COM
350465100
1093
27485
SH
DFND
1,2,3
27485
0
0
FRANCO NEV CORP
COM
351858105
19685
272800
SH
DFND
1,2,3
272800
0
0
GASLOG PARTNERS LP
UNIT LTD PTNRP
Y2687W108
6585
290750
SH
DFND
1,2,3
290750
0
0
GENERAL ELECTRIC CO
COM
369604103
19511
722374
SH
DFND
1,2,3
722374
0
0
GENERAL MILLS INC
COM
370334104
415
7495
SH
DFND
1,2,3
7495
0
0
GENESIS ENERGY LP
UNIT LTD PARTN
371927104
24613
775690
SH
DFND
1,2,3
775690
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
118
10000
SH
DFND
1,2,3
10000
0
0
GGP INC
COM
36174X101
48507
2058850
SH
DFND
1,2,3
2058850
0
0
GILEAD SCIENCES
COM
375558103
5766
81460
SH
DFND
1,2,3
81460
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
18004
897050
SH
DFND
1,2,3
897050
0
0
GOLDCORP INC
COM
380956409
2358
182670
SH
DFND
1,2,3
182670
0
0
GRAMERCY PROPERTY TRUST
COM
385002308
22879
770061
SH
DFND
1,2,3
770061
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
1238
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
394
9220
SH
DFND
1,2,3
9220
0
0
HANESBRANDS INC
COM
410345102
35114
1516154
SH
DFND
1,2,3
1516154
0
0
HCA HEALTHCARE INC
COM
40412C101
11148
127845
SH
DFND
1,2,3
127845
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
57693
1883550
SH
DFND
1,2,3
1883550
0
0
HESS CORP
COM
42809H107
227
5175
SH
DFND
1,2,3
5175
0
0
HOME DEPOT INC
COM
437076102
16972
110638
SH
DFND
1,2,3
110638
0
0
HONEYWELL INTL INC
COM
438516106
7605
57053
SH
DFND
1,2,3
57053
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
7225
50435
SH
DFND
1,2,3
50435
0
0
INGREDION INC
COM
457187102
465
3900
SH
DFND
1,2,3
3900
0
0
INTEL CORP
COM
458140100
22458
665605
SH
DFND
1,2,3
665605
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1297
19680
SH
DFND
1,2,3
19680
0
0
INTERNATIONAL BUSINESS MACHINES
COM
459200101
585
3802
SH
DFND
1,2,3
3802
0
0
INTUIT INC
COM
461202103
384
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
28273
194850
SH
DFND
1,2,3
194850
0
0
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
216
6509
SH
DFND
1,2,3
6509
0
0
JELD-WEN HLDG INC
COM
47580P103
46765
1440710
SH
DFND
1,2,3
1440710
0
0
JOHNSON & JOHNSON
COM
478160104
30277
228872
SH
DFND
1,2,3
228872
0
0
JPMORGAN CHASE & CO
COM
46625h100
6008
65732
SH
DFND
1,2,3
65732
0
0
KIMBERLY CLARK CORP
COM
494368103
19511
151120
SH
DFND
1,2,3
151120
0
0
KINDER MORGAN INC
COM
49456B101
518
27044
SH
DFND
1,2,3
27044
0
0
KOPIN CORP
COM
500600101
41
11000
SH
DFND
1,2,3
11000
0
0
KRAFT HEINZ CO
COM
500754106
4612
53852
SH
DFND
1,2,3
53852
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
22460
145714
SH
DFND
1,2,3
145714
0
0
LENNAR CORP
CL A
526057104
9180
172175
SH
DFND
1,2,3
172175
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
921
10616
SH
DFND
1,2,3
10616
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1202
38561
SH
DFND
1,2,3
38561
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
349
8376
SH
DFND
1,2,3
8376
0
0
LILLY ELI & CO
COM
532457108
822
9985
SH
DFND
1,2,3
9985
0
0
LOCKHEED MARTIN CORP
COM
539830109
20639
74346
SH
DFND
1,2,3
74346
0
0
LOWES COMPANIES INC
COM
548661107
3983
51375
SH
DFND
1,2,3
51375
0
0
MARCUS CORP
COM
566330106
305
10100
SH
DFND
1,2,3
10100
0
0
MASTERCARD INC
CL A
57636Q104
899
7400
SH
DFND
1,2,3
7400
0
0
MATADOR RESOURCES COMPANY
COM
576485205
10964
513075
SH
DFND
1,2,3
513075
0
0
MC DONALDS CORP
COM
580135101
714
4660
SH
DFND
1,2,3
4660
0
0
MEDTRONIC PLC
SHS
G5960L103
4097
46166
SH
DFND
1,2,3
46166
0
0
MERCK & CO INC
COM
58933Y105
13682
213474
SH
DFND
1,2,3
213474
0
0
MERIDIAN BANCORP INC MD
COM
58958U103
8832
522615
SH
DFND
1,2,3
522615
0
0
MERRIMACK PHARMACEUTICALS
COM
590328100
1335
1076803
SH
DFND
1,2,3
1076803
0
0
MFA FINANCIAL INC
COM
55272X102
7510
895100
SH
DFND
1,2,3
895100
0
0
MICROSOFT CORP
COM
594918104
86217
1250785
SH
DFND
1,2,3
1250785
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
17794
411997
SH
DFND
1,2,3
411997
0
0
NEUROTROPE INC
COM
64129T207
1169
124793
SH
DFND
1,2,3
124793
0
0
NEWFIELD EXPLORATION CO
COM
651290108
888
31202
SH
DFND
1,2,3
31202
0
0
NEWMONT MINING CORPORATION
COM
651639106
472
14560
SH
DFND
1,2,3
14560
0
0
NEXTERA ENERGY INC
COM
65339F101
899
6417
SH
DFND
1,2,3
6417
0
0
NIKE INC
CL B
654106103
50618
857925
SH
DFND
1,2,3
857925
0
0
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
47551
1047375
SH
DFND
1,2,3
1047375
0
0
NORTHERN TRUST CORP
COM
665859104
2008
20660
SH
DFND
1,2,3
20660
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1844
22097
SH
DFND
1,2,3
22097
0
0
OHR PHARMACEUTICAL INC
COM
67778H200
187
292858
SH
DFND
1,2,3
292858
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
1358
407741
SH
DFND
1,2,3
407741
0
0
ORACLE CORP
COM
68389X105
499
9950
SH
DFND
1,2,3
9950
0
0
ORBCOMM INC
COM
68555P100
565
50000
SH
DFND
1,2,3
50000
0
0
PACKAGING CORP OF AMERICA
COM
695156109
12504
112255
SH
DFND
1,2,3
112255
0
0
PARETEUM CORP
COM
69946T207
122
213456
SH
DFND
1,2,3
213456
0
0
PARK CITY GROUP INC
COM
700215304
7306
601292
SH
DFND
1,2,3
601292
0
0
PCSB FINANCIAL CORPORATION
COM
69324R104
341
19999
SH
DFND
1,2,3
19999
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
256
8171
SH
DFND
1,2,3
8171
0
0
PEPSICO INC
COM
713448108
26142
226355
SH
DFND
1,2,3
226355
0
0
PFIZER INC
COM
717081103
10787
321149
SH
DFND
1,2,3
321149
0
0
PHILIP MORRIS INTL INC
COM
718172109
4876
41515
SH
DFND
1,2,3
41515
0
0
PHILLIPS 66
COM
718546104
951
11499
SH
DFND
1,2,3
11499
0
0
PROCTER & GAMBLE CO
COM
742718109
9784
112262
SH
DFND
1,2,3
112262
0
0
PROLOGIS INC
COM
74340W103
733
12500
SH
DFND
1,2,3
12500
0
0
PURECYCLE CORP
COM
746228303
496
64000
SH
DFND
1,2,3
64000
0
0
QUIDEL CORP
COM
74838J101
12859
473800
SH
DFND
1,2,3
473800
0
0
RANGE RESOURCES CORP
COM
75281A109
2630
113500
SH
DFND
1,2,3
113500
0
0
RAYTHEON CO
COM
755111507
9528
59002
SH
DFND
1,2,3
59002
0
0
RELX NV
SPONSORED ADR
75955B102
770
37237
SH
DFND
1,2,3
37237
0
0
REMARK HOLDINGS INC
COM
75955K102
643
229627
SH
DFND
1,2,3
229627
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
9379
176338
SH
DFND
1,2,3
176338
0
0
S&P GLOBAL INC
COM
78409V104
1804
12360
SH
DFND
1,2,3
12360
0
0
SCHLUMBERGER LTD
COM
806857108
17660
268229
SH
DFND
1,2,3
268229
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
1738
79742
SH
DFND
1,2,3
79742
0
0
SITO MOBILE LTD
COM
82988R203
2959
797695
SH
DFND
1,2,3
797695
0
0
SNAP ON INC
COM
833034101
332
2100
SH
DFND
1,2,3
2100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2551
419512
SH
DFND
1,2,3
419512
0
0
STANLEY BLACK & DECKER INC
COM
854502101
4222
30002
SH
DFND
1,2,3
30002
0
0
STARBUCKS CORP
COM
855244109
1152
19750
SH
DFND
1,2,3
19750
0
0
STERICYCLE INC
COM
858912108
7215
94532
SH
DFND
1,2,3
94532
0
0
SYSCO CORP
COM
871829107
4959
98538
SH
DFND
1,2,3
98538
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
291
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
522
9990
SH
DFND
1,2,3
9990
0
0
TELEFLEX INC
COM
879369106
971
4675
SH
DFND
1,2,3
4675
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
212
6384
SH
DFND
1,2,3
6384
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
23382
458289
SH
DFND
1,2,3
458289
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5507
31567
SH
DFND
1,2,3
31567
0
0
TIFFANY & CO
COM
886547108
23425
249550
SH
DFND
1,2,3
249550
0
0
TIME WARNER INC
COM
887317303
3311
32975
SH
DFND
1,2,3
32975
0
0
TJX COMPANIES INC
COM
872540109
21525
298260
SH
DFND
1,2,3
298260
0
0
TOLL BROTHERS INC
COM
889478103
52221
1321726
SH
DFND
1,2,3
1321726
0
0
UNDER ARMOUR INC
CL A
904311107
305
14000
SH
DFND
1,2,3
14000
0
0
UNDER ARMOUR INC
CL C
904311206
284
14098
SH
DFND
1,2,3
14098
0
0
UNI PIXEL INC
COM
904572203
38
100000
SH
DFND
1,2,3
100000
0
0
UNILEVER N V
N Y SHS
904784709
617
11160
SH
DFND
1,2,3
11160
0
0
UNION PACIFIC CORP
COM
907818108
5897
54145
SH
DFND
1,2,3
54145
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
6532
53490
SH
DFND
1,2,3
53490
0
0
UNIVERSAL HEALTH RLTY INCOME T
SH BEN INT
91359E105
2313
29083
SH
DFND
1,2,3
29083
0
0
US BANCORP DEL
COM
902973304
3750
72234
SH
DFND
1,2,3
72234
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
20981
1212800
SH
DFND
1,2,3
1212800
0
0
VALLEY NATL BANCORP COM
COM
919794107
413
35000
SH
DFND
1,2,3
35000
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
17371
168342
SH
DFND
1,2,3
168342
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2442
54678
SH
DFND
1,2,3
54678
0
0
VERMILLION INC
COM
92407M206
618
336000
SH
DFND
1,2,3
336000
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
205
1588
SH
DFND
1,2,3
1588
0
0
VIRNETX HOLDING CORP
COM
92823T108
4429
973400
SH
DFND
1,2,3
973400
0
0
VISA INC
COM CL A
92826C839
3949
42109
SH
DFND
1,2,3
42109
0
0
W.P. CAREY INC
COM
92936U109
2112
32000
SH
DFND
1,2,3
32000
0
0
WAL MART STORES INC
COM
931142103
518
6850
SH
DFND
1,2,3
6850
0
0
WELLS FARGO & CO
COM
949746101
2686
48466
SH
DFND
1,2,3
48466
0
0
WELLTOWER INC
COM
95040Q104
7137
95350
SH
DFND
1,2,3
95350
0
0
WESTROCK CO
COM
96145D105
46591
822291
SH
DFND
1,2,3
822291
0
0
WEYERHAEUSER CO
COM
962166104
4729
141160
SH
DFND
1,2,3
141160
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
855
43000
SH
DFND
1,2,3
43000
0
0
WHIRLPOOL CORP
COM
963320106
1691
8825
SH
DFND
1,2,3
8825
0
0
WHITE MOUNTAINS INSURANCE GROUP
COM
G9618E107
32403
37304
SH
DFND
1,2,3
37304
0
0
WILEY JOHN & SONS INC
CL B
968223305
1046
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN & SONS INC
CL A
968223206
20210
383131
SH
DFND
1,2,3
383131
0
0
WILLIAMS COMPANIES INC
COM
969457100
1675
55330
SH
DFND
1,2,3
55330
0
0
WORKHORSE GROUP INC
COM
98138J206
3434
930557
SH
DFND
1,2,3
930557
0
0
XENCOR INC
COM
98401F105
5035
238500
SH
DFND
1,2,3
238500
0
0
XPO LOGISTICS INC
COM
983793100
1718
26575
SH
DFND
1,2,3
26575
0
0
XYLEM INC
COM
98419M100
428
7725
SH
DFND
1,2,3
7725
0
0
YIELD10 BIOSCIENCE INC
COM
98585K201
379
72954
SH
DFND
1,2,3
72954
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
53074
413349
SH
DFND
1,2,3
413349
0
0
ISHARES TR
S&P 100 ETF
464287101
358
3350
SH
DFND
1,2,3
3350
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS
92189F791
305
9125
SH
DFND
1,2,3
9125
0
0
RICEBRAN TECHNOLOGIES
COM
762831204
41
42408
SH
DFND
1,2,3
42408
0
0
WORKHORSE GROUP INC
COM
98138J206
470
127500
SH
DFND
1,2,3
127500
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
17579
20251
SH
DFND
1,2,3
20251
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
5437
81228
SH
DFND
1,2,3
81228
0
0
GENERAL AMERICAN INVESTORS
COM
368802104
1184
34482
SH
DFND
1,2,3
34482
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
1817
36125
SH
DFND
1,2,3
36125
0
0