0000950123-17-005079.txt : 20170515
0000950123-17-005079.hdr.sgml : 20170515
20170515093754
ACCESSION NUMBER: 0000950123-17-005079
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 17841671
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
03-31-2017
03-31-2017
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
05-12-2017
3
255
2835323
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
6773
35400
SH
DFND
1,2,3
35400
0
0
ABBOTT LABORATORIES
COM
002824100
62295
1402735
SH
DFND
1,2,3
1402735
0
0
ABBVIE INC
COM
00287Y109
34420
528239
SH
DFND
1,2,3
528239
0
0
ACCELERATE DIAGNOSTICS INC
COM
00430H102
26529
1096239
SH
DFND
1,2,3
1096239
0
0
AFLAC INC
COM
001055102
5385
74360
SH
DFND
1,2,3
74360
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1576
29805
SH
DFND
1,2,3
29805
0
0
AGNICO EAGLE MINES LTD
COM
008474108
6629
156200
SH
DFND
1,2,3
156200
0
0
AGRIUM INC
COM
008916108
28337
296565
SH
DFND
1,2,3
296565
0
0
AIR LEASE CORP
CL A
00912X302
25463
657103
SH
DFND
1,2,3
657103
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
717
5300
SH
DFND
1,2,3
5300
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
939
15733
SH
DFND
1,2,3
15733
0
0
ALASKA AIR GROUP INC
COM
011659109
15899
172400
SH
DFND
1,2,3
172400
0
0
ALLEGHANY CORP DEL
COM
017175100
4083
6643
SH
DFND
1,2,3
6643
0
0
ALLERGAN PLC
SHS
G0177J108
51309
214754
SH
DFND
1,2,3
214754
0
0
ALPHABET INC
CAP STK CL A
02079K305
9812
11573
SH
DFND
1,2,3
11573
0
0
ALPHABET INC
CAP STK CL C
02079K107
58148
70095
SH
DFND
1,2,3
70095
0
0
ALTRIA GROUP INC
COM
02209S103
2649
37095
SH
DFND
1,2,3
37095
0
0
AMAZON COM INC
COM
023135106
1614
1820
SH
DFND
1,2,3
1820
0
0
AMERIGAS PARTNERS LP
UNIT LP INT
030975106
15855
336704
SH
DFND
1,2,3
336704
0
0
AMGEN INC
COM
031162100
1417
8635
SH
DFND
1,2,3
8635
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
302
2750
SH
DFND
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2750
0
0
APPLE INC
COM
037833100
59406
413520
SH
DFND
1,2,3
413520
0
0
AQUA AMERICA INC
COM
03836W103
383
11925
SH
DFND
1,2,3
11925
0
0
AT&T INC
COM
00206R102
1566
37685
SH
DFND
1,2,3
37685
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
9069
88576
SH
DFND
1,2,3
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0
0
AVEO PHARMACEUTICALS INC
COM
053588109
53
89375
SH
DFND
1,2,3
89375
0
0
BAXTER INTERNATIONAL INC
COM
071813109
3849
74210
SH
DFND
1,2,3
74210
0
0
BECTON DICKINSON & CO
COM
075887109
1500
8175
SH
DFND
1,2,3
8175
0
0
BERKSHIRE HATHAWAY INC
CL A
084670108
15741
63
SH
DFND
1,2,3
63
0
0
BERKSHIRE HATHAWAY INC
CL B
084670702
57050
342274
SH
DFND
1,2,3
342274
0
0
BOEING CO
COM
097023105
1434
8107
SH
DFND
1,2,3
8107
0
0
BP PLC
SPONSORED ADR
055622104
413
11950
SH
DFND
1,2,3
11950
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1398
25703
SH
DFND
1,2,3
25703
0
0
BROADCOM LIMITED
SHS
Y09827109
27416
125210
SH
DFND
1,2,3
125210
0
0
BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
60197
1651049
SH
DFND
1,2,3
1651049
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS
LP INT UNIT
G16252101
7264
187842
SH
DFND
1,2,3
187842
0
0
BRUNSWICK CORPORATION
COM
117043109
24091
393650
SH
DFND
1,2,3
393650
0
0
BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
234
3414
SH
DFND
1,2,3
3414
0
0
CAPITAL PRODUCT PARTNERS LP
COM UNIT LP
Y11082107
746
209000
SH
DFND
1,2,3
209000
0
0
CARMAX INC
COM
143130102
11691
197420
SH
DFND
1,2,3
197420
0
0
CATERPILLAR INC
COM
149123101
3284
35400
SH
DFND
1,2,3
35400
0
0
CBS CORPORATION
CL B
124857202
30286
436645
SH
DFND
1,2,3
436645
0
0
CDK GLOBAL INC
COM
12508E101
1870
28772
SH
DFND
1,2,3
28772
0
0
CEDAR FAIR LP
DEPOSITRY UNIT
150185106
19343
285250
SH
DFND
1,2,3
285250
0
0
CELGENE CORP
COM
151020104
202422
1626797
SH
DFND
1,2,3
1626797
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CELGENE CORP
RIGHT 12/31/2030
151020112
361
333865
SH
DFND
1,2,3
333865
0
0
CENTRAL FUND OF CANADA LTD
CL A
153501101
4477
348100
SH
DFND
1,2,3
348100
0
0
CERUS CORPORATION
COM
157085101
467
105000
SH
DFND
1,2,3
105000
0
0
CHEVRON CORP
COM
166764100
6873
64015
SH
DFND
1,2,3
64015
0
0
CHINA DISTANCE ED HLDGS LTD
SPONS ADR
16944W104
237
23279
SH
DFND
1,2,3
23279
0
0
CHUBB LTD
COM
H1467J104
34787
255317
SH
DFND
1,2,3
255317
0
0
CISCO SYSTEMS INC
COM
17275R102
7482
221363
SH
DFND
1,2,3
221363
0
0
COCA COLA CO
COM
191216100
13173
310401
SH
DFND
1,2,3
310401
0
0
COGNIZANT TECHNOLOGY SOLUTIONS
CL A
192446102
57126
959771
SH
DFND
1,2,3
959771
0
0
COLGATE PALMOLIVE CO
COM
194162103
26512
362234
SH
DFND
1,2,3
362234
0
0
COMCAST CORP NEW
CL A
20030N101
18989
505174
SH
DFND
1,2,3
505174
0
0
COMMSCOPE HOLDING CO INC
COM
20337X109
35197
843845
SH
DFND
1,2,3
843845
0
0
COMSCORE INC
COM
20564W105
7559
350103
SH
DFND
1,2,3
350103
0
0
CONOCOPHILLIPS
COM
20825C104
821
16464
SH
DFND
1,2,3
16464
0
0
CONSOLIDATED EDISON INC
COM
209115104
487
6268
SH
DFND
1,2,3
6268
0
0
CONSTELLIUM NV
CL A
N22035104
189
29000
SH
DFND
1,2,3
29000
0
0
CORNING INC
COM
219350105
1101
40770
SH
DFND
1,2,3
40770
0
0
COSTCO WHOLESALE CORP
COM
22160K105
12721
75858
SH
DFND
1,2,3
75858
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
7865
299609
SH
DFND
1,2,3
299609
0
0
CULLEN FROST BANKERS INC
COM
229899109
558
6270
SH
DFND
1,2,3
6270
0
0
CUMMINS INC
COM
231021106
925
6115
SH
DFND
1,2,3
6115
0
0
CVS HEALTH CORP
COM
126650100
288
3675
SH
DFND
1,2,3
3675
0
0
D.R. HORTON INC
COM
23331A109
2707
81275
SH
DFND
1,2,3
81275
0
0
DANAHER CORP
COM
235851102
11991
140201
SH
DFND
1,2,3
140201
0
0
DAVITA INC
COM
23918K108
6255
92025
SH
DFND
1,2,3
92025
0
0
DEERE & CO
COM
244199105
945
8683
SH
DFND
1,2,3
8683
0
0
DELTA AIR LINES INC
COM
247361702
66017
1436392
SH
DFND
1,2,3
1436392
0
0
DEVON ENERGY CORP
COM
25179M103
1076
25802
SH
DFND
1,2,3
25802
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
19247
185575
SH
DFND
1,2,3
185575
0
0
DISCOVERY COMMUNICATIONS
COM SER C
25470F302
1907
67365
SH
DFND
1,2,3
67365
0
0
DISNEY WALT CO
COM DISNEY
254687106
36921
325615
SH
DFND
1,2,3
325615
0
0
DOMINION RES INC VA
COM
25746U109
202
2602
SH
DFND
1,2,3
2602
0
0
DOVER CORPORATION
COM
260003108
3649
45412
SH
DFND
1,2,3
45412
0
0
DUKE ENERGY CORP
COM
26441C204
318
3878
SH
DFND
1,2,3
3878
0
0
E I DU PONT DE NEMOURS & CO
COM
263534109
419
5210
SH
DFND
1,2,3
5210
0
0
ECOLAB INC
COM
278865100
1423
11355
SH
DFND
1,2,3
11355
0
0
ELBIT SYS LTD
ORD
M3760D101
603
5310
SH
DFND
1,2,3
5310
0
0
EMERSON ELEC CO
COM
291011104
1729
28883
SH
DFND
1,2,3
28883
0
0
ENCANA CORP
COM
292505104
2129
181788
SH
DFND
1,2,3
181788
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
568
28800
SH
DFND
1,2,3
28800
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
262
13500
SH
DFND
1,2,3
13500
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
919
33275
SH
DFND
1,2,3
33275
0
0
EQT CORPORATION
COM
26884L109
16030
262350
SH
DFND
1,2,3
262350
0
0
EVINE LIVE INC
CL A
300487105
64
50000
SH
DFND
1,2,3
50000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
11588
175820
SH
DFND
1,2,3
175820
0
0
EXXON MOBIL CORP
COM
30231G102
31980
389947
SH
DFND
1,2,3
389947
0
0
FACEBOOK INC
CL A
30303M102
2175
15315
SH
DFND
1,2,3
15315
0
0
FEDEX CORP
COM
31428x106
34479
176681
SH
DFND
1,2,3
176681
0
0
FIDELITY NATIONAL INFORMATION SV
COM
31620M106
21939
275543
SH
DFND
1,2,3
275543
0
0
FIDELITY NATL FINANCIAL
FNF GROUP COM
31620R303
66828
1716185
SH
DFND
1,2,3
1716185
0
0
FIRST CITIZENS BANCSHARES INC
CL A
31946M103
327
975
SH
DFND
1,2,3
975
0
0
FIRST MERCHANTS CORP
COM
320817109
393
10006
SH
DFND
1,2,3
10006
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
14468
1102750
SH
DFND
1,2,3
1102750
0
0
FORTIVE CORP
COM
34959J108
7527
124999
SH
DFND
1,2,3
124999
0
0
FRANCO NEV CORP
COM
351858105
16535
252400
SH
DFND
1,2,3
252400
0
0
GASLOG PARTNERS LP
UNIT LTD PTNRP
Y2687W108
3503
142975
SH
DFND
1,2,3
142975
0
0
GENERAL ELECTRIC CO
COM
369604103
22549
756679
SH
DFND
1,2,3
756679
0
0
GENERAL MILLS INC
COM
370334104
442
7495
SH
DFND
1,2,3
7495
0
0
GENESIS ENERGY LP
UNIT LTD PARTN
371927104
14410
444465
SH
DFND
1,2,3
444465
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
128
10000
SH
DFND
1,2,3
10000
0
0
GILEAD SCIENCES
COM
375558103
5663
83375
SH
DFND
1,2,3
83375
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
23545
1053950
SH
DFND
1,2,3
1053950
0
0
GOLDCORP INC
COM
380956409
2665
182670
SH
DFND
1,2,3
182670
0
0
GRAMERCY PROPERTY TRUST
COM
385002308
43676
1660667
SH
DFND
1,2,3
1660667
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
25067
673850
SH
DFND
1,2,3
673850
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
1276
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
454
9220
SH
DFND
1,2,3
9220
0
0
HANESBRANDS INC
COM
410345102
35583
1714034
SH
DFND
1,2,3
1714034
0
0
HCA HOLDINGS INC
COM
40412C101
12269
137865
SH
DFND
1,2,3
137865
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
30528
742325
SH
DFND
1,2,3
742325
0
0
HESS CORP
COM
42809H107
293
6075
SH
DFND
1,2,3
6075
0
0
HOME DEPOT INC
COM
437076102
16531
112583
SH
DFND
1,2,3
112583
0
0
HONEYWELL INTL INC
COM
438516106
7349
58853
SH
DFND
1,2,3
58853
0
0
HOULIHAN LOKEY INC
CL A
441593100
551
16000
SH
DFND
1,2,3
16000
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
6824
51510
SH
DFND
1,2,3
51510
0
0
INGREDION INC
COM
457187102
584
4850
SH
DFND
1,2,3
4850
0
0
INTEL CORP
COM
458140100
37205
1031455
SH
DFND
1,2,3
1031455
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1178
19680
SH
DFND
1,2,3
19680
0
0
INTERNATIONAL BUSINESS MACHINES
COM
459200101
749
4299
SH
DFND
1,2,3
4299
0
0
INTUIT
COM
461202103
335
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
23518
194850
SH
DFND
1,2,3
194850
0
0
JANUS CAPITAL GROUP INC
COM
47102X105
182
13800
SH
DFND
1,2,3
13800
0
0
JELD-WEN HLDG INC
COM
47580P103
25641
780550
SH
DFND
1,2,3
780550
0
0
JOHNSON & JOHNSON CO
COM
478160104
28799
231223
SH
DFND
1,2,3
231223
0
0
JPMORGAN CHASE & CO
COM
46625H100
782
8907
SH
DFND
1,2,3
8907
0
0
KIMBERLY CLARK
COM
494368103
19958
151624
SH
DFND
1,2,3
151624
0
0
KINDER MORGAN INC
COM
49456B101
653
30044
SH
DFND
1,2,3
30044
0
0
KOPIN CORP
COM
500600101
45
11000
SH
DFND
1,2,3
11000
0
0
KRAFT HEINZ CO
COM
500754106
4890
53852
SH
DFND
1,2,3
53852
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
20463
142629
SH
DFND
1,2,3
142629
0
0
LENNAR CORP
CL A
526057104
8814
172175
SH
DFND
1,2,3
172175
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
894
10346
SH
DFND
1,2,3
10346
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1334
38057
SH
DFND
1,2,3
38057
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
335
8648
SH
DFND
1,2,3
8648
0
0
LILLY ELI & CO
COM
532457108
843
10025
SH
DFND
1,2,3
10025
0
0
LOCKHEED MARTIN CORP
COM
539830109
20031
74856
SH
DFND
1,2,3
74856
0
0
LOWES COMPANIES INC
COM
548661107
3636
44225
SH
DFND
1,2,3
44225
0
0
MARCUS CORP
COM
566330106
324
10100
SH
DFND
1,2,3
10100
0
0
MASTERCARD INC
CL A
57636Q104
832
7400
SH
DFND
1,2,3
7400
0
0
MATADOR RESOURCES COMPANY
COM
576485205
13717
576600
SH
DFND
1,2,3
576600
0
0
MATTEL INC
COM
577081102
235
9163
SH
DFND
1,2,3
9163
0
0
MC DONALDS CORP
COM
580135101
604
4660
SH
DFND
1,2,3
4660
0
0
MEDTRONIC PLC
SHS
G5960L103
3767
46766
SH
DFND
1,2,3
46766
0
0
MERCK & CO INC
COM
58933Y105
13541
213110
SH
DFND
1,2,3
213110
0
0
MERIDIAN BANCORP INC
COM
58958U103
10112
552590
SH
DFND
1,2,3
552590
0
0
MERRIMACK PHARMACEUTICALS
COM
590328100
3734
1212478
SH
DFND
1,2,3
1212478
0
0
MFA FINANCIAL INC
COM
55272X102
8886
1099800
SH
DFND
1,2,3
1099800
0
0
MICROSOFT CORP
COM
594918104
79871
1212737
SH
DFND
1,2,3
1212737
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
49091
1139538
SH
DFND
1,2,3
1139538
0
0
NEUROTROPE INC
COM
64129T207
1200
62793
SH
DFND
1,2,3
62793
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1152
31202
SH
DFND
1,2,3
31202
0
0
NEWMONT MINING CORPORATION
COM
651639106
480
14560
SH
DFND
1,2,3
14560
0
0
NEXTERA ENERGY INC
COM
65339F101
829
6460
SH
DFND
1,2,3
6460
0
0
NIKE INC
CL B
654106103
50581
907600
SH
DFND
1,2,3
907600
0
0
NOBLE ENERGY INC
COM
655044105
2627
76500
SH
DFND
1,2,3
76500
0
0
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
44252
849700
SH
DFND
1,2,3
849700
0
0
NORTHERN TRUST CORP
COM
665859104
1789
20660
SH
DFND
1,2,3
20660
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1597
21497
SH
DFND
1,2,3
21497
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
204
7300
SH
DFND
1,2,3
7300
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
3051
331296
SH
DFND
1,2,3
331296
0
0
ORACLE CORP
COM
68389X105
444
9950
SH
DFND
1,2,3
9950
0
0
ORBCOMM INC
COM
68555P100
478
50000
SH
DFND
1,2,3
50000
0
0
PACKAGING CORP OF AMERICA
COM
695156109
10681
116580
SH
DFND
1,2,3
116580
0
0
PARETEUM CORP
COM
69946T207
64
73876
SH
DFND
1,2,3
73876
0
0
PARK CITY GROUP INC
COM
700215304
7179
581292
SH
DFND
1,2,3
581292
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
242
8171
SH
DFND
1,2,3
8171
0
0
PEPSICO INC
COM
713448108
25558
228480
SH
DFND
1,2,3
228480
0
0
PFIZER INC
COM
717081103
11003
321624
SH
DFND
1,2,3
321624
0
0
PHILIP MORRIS INTL INC
COM
718172109
4710
41715
SH
DFND
1,2,3
41715
0
0
PHILLIPS 66
COM
718546104
900
11359
SH
DFND
1,2,3
11359
0
0
PROCTER & GAMBLE CO
COM
742718109
10205
113575
SH
DFND
1,2,3
113575
0
0
PROLOGIS INC
COM
74340W103
1021
19675
SH
DFND
1,2,3
19675
0
0
PURECYCLE CORP
COM
746228303
355
64000
SH
DFND
1,2,3
64000
0
0
QUIDEL CORP
COM
74838J101
10727
473800
SH
DFND
1,2,3
473800
0
0
RANGE RESOURCES CORP
COM
75281A109
3322
114150
SH
DFND
1,2,3
114150
0
0
RAYTHEON CO
COM
755111507
9112
59752
SH
DFND
1,2,3
59752
0
0
RELX NV
SPONSORED ADR
75955B102
921
49642
SH
DFND
1,2,3
49642
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
7737
146728
SH
DFND
1,2,3
146728
0
0
S&P GLOBAL INC
COM
78409V104
1616
12360
SH
DFND
1,2,3
12360
0
0
SCHLUMBERGER LTD
COM
806857108
28274
362026
SH
DFND
1,2,3
362026
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
107
24000
SH
DFND
1,2,3
24000
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
3745
180767
SH
DFND
1,2,3
180767
0
0
SILVER WHEATON CORP
COM
828336107
896
43000
SH
DFND
1,2,3
43000
0
0
SITO MOBILE LTD
COM
82988R203
2530
984392
SH
DFND
1,2,3
984392
0
0
SNAP ON INC
COM
833034101
354
2100
SH
DFND
1,2,3
2100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
3550
434562
SH
DFND
1,2,3
434562
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3986
30002
SH
DFND
1,2,3
30002
0
0
STARBUCKS CORP
COM
855244109
1139
19500
SH
DFND
1,2,3
19500
0
0
STERICYCLE INC
COM
858912108
7836
94532
SH
DFND
1,2,3
94532
0
0
SYSCO CORP
COM
871829107
5085
97938
SH
DFND
1,2,3
97938
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
367
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
575
10415
SH
DFND
1,2,3
10415
0
0
TELEFLEX INC
COM
879369106
911
4700
SH
DFND
1,2,3
4700
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
205
6384
SH
DFND
1,2,3
6384
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
21709
459654
SH
DFND
1,2,3
459654
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4865
31672
SH
DFND
1,2,3
31672
0
0
TIFFANY & CO
COM
886547108
26593
279045
SH
DFND
1,2,3
279045
0
0
TIME WARNER INC
COM
887317303
9114
93275
SH
DFND
1,2,3
93275
0
0
TJX COMPANIES INC
COM
872540109
17753
224500
SH
DFND
1,2,3
224500
0
0
TOLL BROTHERS INC
COM
889478103
41762
1156516
SH
DFND
1,2,3
1156516
0
0
UGI CORP NEW
COM
902681105
203
4100
SH
DFND
1,2,3
4100
0
0
UNDER ARMOUR INC
CL A
904311107
277
14000
SH
DFND
1,2,3
14000
0
0
UNDER ARMOUR INC
CL C
904311206
258
14098
SH
DFND
1,2,3
14098
0
0
UNI PIXEL INC
COM
904572203
85
100000
SH
DFND
1,2,3
100000
0
0
UNILEVER N V
N Y SHS
904784709
952
19153
SH
DFND
1,2,3
19153
0
0
UNION PACIFIC CORP
COM
907818108
5585
52729
SH
DFND
1,2,3
52729
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
6030
53740
SH
DFND
1,2,3
53740
0
0
UNIVERSAL HEALTH RLTY INCOME T
SH BEN INT
91359E105
1876
29083
SH
DFND
1,2,3
29083
0
0
US BANCORP DEL
COM
902973304
3729
72409
SH
DFND
1,2,3
72409
0
0
VALLEY NATL BANCORP
COM
919794107
413
35000
SH
DFND
1,2,3
35000
0
0
VANGUARD NATURAL RESOURCES LLC
COM UNIT
92205F106
1
11162
SH
DFND
1,2,3
11162
0
0
VAREX IMAGING CORP
COM
92214X106
1739
51764
SH
DFND
1,2,3
51764
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
15473
169792
SH
DFND
1,2,3
169792
0
0
VECTREN CORP
COM
92240G101
211
3600
SH
DFND
1,2,3
3600
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2673
54828
SH
DFND
1,2,3
54828
0
0
VERMILLION INC
COM
92407M206
702
336000
SH
DFND
1,2,3
336000
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
239
2188
SH
DFND
1,2,3
2188
0
0
VIACOM INC
CL B
92553P201
1186
25450
SH
DFND
1,2,3
25450
0
0
VIRNETX HOLDING CORP
COM
92823T108
1848
803400
SH
DFND
1,2,3
803400
0
0
VISA INC
COM CL A
92826C839
3742
42109
SH
DFND
1,2,3
42109
0
0
W.P. CAREY INC
COM
92936U109
2203
35400
SH
DFND
1,2,3
35400
0
0
WAL MART STORES INC
COM
931142103
494
6850
SH
DFND
1,2,3
6850
0
0
WELLS FARGO & CO
COM
949746101
2709
48666
SH
DFND
1,2,3
48666
0
0
WELLTOWER INC
COM
95040Q104
6498
91750
SH
DFND
1,2,3
91750
0
0
WESTROCK CO
COM
96145D105
44139
848341
SH
DFND
1,2,3
848341
0
0
WEYERHAEUSER CO
COM
962166104
4797
141160
SH
DFND
1,2,3
141160
0
0
WHIRLPOOL CORP
COM
963320106
1512
8825
SH
DFND
1,2,3
8825
0
0
WHITE MOUNTAINS INSURANCE GROUP
COM
G9618E107
32884
37374
SH
DFND
1,2,3
37374
0
0
WILEY JOHN & SONS INC
CL B
968223305
1084
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN & SONS INC
CL A
968223206
20991
390160
SH
DFND
1,2,3
390160
0
0
WILLIAMS COMPANIES INC
COM
969457100
1757
59380
SH
DFND
1,2,3
59380
0
0
WORKHORSE GROUP INC
COM
98138J206
3220
1224364
SH
DFND
1,2,3
1224364
0
0
XENCOR INC
COM
98401F105
5705
238500
SH
DFND
1,2,3
238500
0
0
XPO LOGISTICS INC
COM
983793100
1720
35925
SH
DFND
1,2,3
35925
0
0
XYLEM INC
COM
98419M100
379
7550
SH
DFND
1,2,3
7550
0
0
YIELD10 BIOSCIENCE INC
COM
98585K102
284
770534
SH
DFND
1,2,3
770534
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
62214
509494
SH
DFND
1,2,3
509494
0
0
ISHARES TR
S&P 100 ETF
464287101
398
3798
SH
DFND
1,2,3
3798
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
328
9125
SH
DFND
1,2,3
9125
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
3880
27862
SH
DFND
1,2,3
27862
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
4030
18627
SH
DFND
1,2,3
18627
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
3734
28013
SH
DFND
1,2,3
28013
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
516
10200
SH
DFND
1,2,3
10200
0
0
RICEBRAN TECHNOLOGIES
COM
762831204
36
42408
SH
DFND
1,2,3
42408
0
0
WORKHORSE GROUP INC
COM
98138J206
335
127500
SH
DFND
1,2,3
127500
0
0
AES TR III
PFD CV 6.75%
00808N202
256
5000
SH
DFND
1,2,3
5000
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
16059
18898
SH
DFND
1,2,3
18898
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
6157
86050
SH
DFND
1,2,3
86050
0
0
GENERAL AMERICAN INVESTORS INC
COM
368802104
1155
34482
SH
DFND
1,2,3
34482
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
1673
36125
SH
DFND
1,2,3
36125
0
0