0000950123-16-022120.txt : 20161114
0000950123-16-022120.hdr.sgml : 20161111
20161114111355
ACCESSION NUMBER: 0000950123-16-022120
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 161992149
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
09-30-2016
09-30-2016
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
11-11-2016
3
263
2750027
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
6172
35025
SH
DFND
1,2,3
35025
0
0
ABBOTT LABORATORIES
COM
002824100
25862
611549
SH
DFND
1,2,3
611549
0
0
ABBVIE INC
COM
00287Y109
33840
536543
SH
DFND
1,2,3
536543
0
0
ACCELERATE DIAGNOSTICS, INC
COM
00430H102
28520
1046239
SH
DFND
1,2,3
1046239
0
0
AFLAC INC
COM
001055102
5507
76620
SH
DFND
1,2,3
76620
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1441
30595
SH
DFND
1,2,3
30595
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
776
14700
SH
DFND
1,2,3
14700
0
0
AGNICO EAGLE MINES LTD
COM
008474108
8506
157000
SH
DFND
1,2,3
157000
0
0
AIR LEASE CORP
CL A
00912X302
18852
659624
SH
DFND
1,2,3
659624
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
752
5000
SH
DFND
1,2,3
5000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
834
15733
SH
DFND
1,2,3
15733
0
0
ALLEGHANY CORP DEL
COM
017175100
3524
6712
SH
DFND
1,2,3
6712
0
0
ALLERGAN PLC
SHS
G0177J108
55383
240473
SH
DFND
1,2,3
240473
0
0
ALPHABET INC
CAP STK CL A
02079K305
8974
11161
SH
DFND
1,2,3
11161
0
0
ALPHABET INC
CAP STK CL C
02079K107
56308
72441
SH
DFND
1,2,3
72441
0
0
ALTRIA GROUP INC
COM
02209S103
2355
37250
SH
DFND
1,2,3
37250
0
0
AMAZON COM INC
COM
023135106
1830
2185
SH
DFND
1,2,3
2185
0
0
AMERICAN ELECTRIC POWER INC
COM
025537101
286
4457
SH
DFND
1,2,3
4457
0
0
AMERICAN EXPRESS CO
COM
025816109
339
5300
SH
DFND
1,2,3
5300
0
0
AMERIGAS PARTNERS LP
UNIT L P INT
030975106
17124
375033
SH
DFND
1,2,3
375033
0
0
AMGEN INC
COM
031162100
1499
8985
SH
DFND
1,2,3
8985
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
283
2150
SH
DFND
1,2,3
2150
0
0
APPLE INC
COM
037833100
51558
456061
SH
DFND
1,2,3
456061
0
0
AQUA AMERICA INC
COM
03836W103
371
12175
SH
DFND
1,2,3
12175
0
0
AT&T INC
COM
00206R102
1608
39608
SH
DFND
1,2,3
39608
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
7840
88888
SH
DFND
1,2,3
88888
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
113
127500
SH
DFND
1,2,3
127500
0
0
BAXTER INTERNATIONAL INC
COM
071813109
3088
64865
SH
DFND
1,2,3
64865
0
0
BECTON DICKINSON & CO
COM
075887109
1474
8200
SH
DFND
1,2,3
8200
0
0
BERKSHIRE HATHAWAY INC
CL A
084670108
13622
63
SH
DFND
1,2,3
63
0
0
BERKSHIRE HATHAWAY INC
CL B
084670702
50600
350249
SH
DFND
1,2,3
350249
0
0
BOEING CO
COM
097023105
5229
39690
SH
DFND
1,2,3
39690
0
0
BP PLC
SPONSORED ADR
055622104
440
12514
SH
DFND
1,2,3
12514
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1430
26527
SH
DFND
1,2,3
26527
0
0
BROOKFIELD ASSET MANAGEMENT
CL A LTD VT SH
112585104
35352
1004897
SH
DFND
1,2,3
1004897
0
0
BROOKFIELD INFRASTRUCTURE PARTN
LP INT UNIT
G16252101
5903
170423
SH
DFND
1,2,3
170423
0
0
BRUNSWICK CORPORATION
COM
117043109
18892
387280
SH
DFND
1,2,3
387280
0
0
BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
259
3614
SH
DFND
1,2,3
3614
0
0
CAPITAL PRODUCT PARTNERS LP
COM UNIT LP
Y11082107
512
157000
SH
DFND
1,2,3
157000
0
0
CARMAX INC
COM
143130102
18042
338190
SH
DFND
1,2,3
338190
0
0
CATERPILLAR INC
COM
149123101
3307
37250
SH
DFND
1,2,3
37250
0
0
CBS CORPORATION
CL B
124857202
24853
454019
SH
DFND
1,2,3
454019
0
0
CDK GLOBAL INC
COM
12508E101
1650
28772
SH
DFND
1,2,3
28772
0
0
CEDAR FAIR LP
DEPOSITRY UNIT
150185106
31426
548550
SH
DFND
1,2,3
548550
0
0
CELGENE CORP
COM
151020104
179476
1716981
SH
DFND
1,2,3
1716981
0
0
CELGENE CORP
RIGHT 12/31/2030
151020112
347
333865
SH
DFND
1,2,3
333865
0
0
CENTRAL FUND OF CANADA LTD
CL A
153501101
3431
248100
SH
DFND
1,2,3
248100
0
0
CERUS CORPORATION
COM
157085101
652
105000
SH
DFND
1,2,3
105000
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
864
35500
SH
DFND
1,2,3
35500
0
0
CHEVRON CORP
COM
166764100
6729
65383
SH
DFND
1,2,3
65383
0
0
CHINA DISTANCE ED HLDGS LTD
SPONS ADR
16944W104
301
23279
SH
DFND
1,2,3
23279
0
0
CHUBB LTD
COM
H1467J104
27946
222412
SH
DFND
1,2,3
222412
0
0
CISCO SYSTEMS INC
COM
17275R102
7232
228000
SH
DFND
1,2,3
228000
0
0
COCA COLA CO
COM
191216100
13048
308317
SH
DFND
1,2,3
308317
0
0
COGNIZANT TECHNOLOGY SOLUTIONS
CL A
192446102
37648
789096
SH
DFND
1,2,3
789096
0
0
COLGATE-PALMOLIVE CO
COM
194162103
27237
367368
SH
DFND
1,2,3
367368
0
0
COMCAST CORP
CL A
20030N101
16824
253602
SH
DFND
1,2,3
253602
0
0
COMMSCOPE HOLDING CO
COM
20337X109
53053
1761965
SH
DFND
1,2,3
1761965
0
0
COMSCORE INC COM
COM
20564W105
17650
575653
SH
DFND
1,2,3
575653
0
0
CONOCOPHILLIPS
COM
20825C104
900
20713
SH
DFND
1,2,3
20713
0
0
CONSOLIDATED EDISON INC
COM
209115104
472
6268
SH
DFND
1,2,3
6268
0
0
CORNING INC
COM
219350105
964
40770
SH
DFND
1,2,3
40770
0
0
COSTCO WHOLESALE CORP
COM
22160K105
12658
82997
SH
DFND
1,2,3
82997
0
0
COVANTA HLDG CORP
COM
22282E102
618
40175
SH
DFND
1,2,3
40175
0
0
CRESCENT POINT ENERGY CORP
COM
22576C101
2684
203350
SH
DFND
1,2,3
203350
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTN
226344208
9495
446809
SH
DFND
1,2,3
446809
0
0
CULLEN FROST BANKERS INC
COM
229899109
451
6270
SH
DFND
1,2,3
6270
0
0
CUMMINS INC
COM
231021106
822
6415
SH
DFND
1,2,3
6415
0
0
CVS HEALTH CORP
COM
126650100
802
9010
SH
DFND
1,2,3
9010
0
0
D.R. HORTON INC
COM
23331A109
2618
86675
SH
DFND
1,2,3
86675
0
0
DANAHER CORP
COM
235851102
4522
57691
SH
DFND
1,2,3
57691
0
0
DAVITA INC
COM
23918K108
4318
65350
SH
DFND
1,2,3
65350
0
0
DEERE & CO
COM
244199105
741
8683
SH
DFND
1,2,3
8683
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
4000
56085
SH
DFND
1,2,3
56085
0
0
DELTA AIR LINES
COM
247361702
68582
1742418
SH
DFND
1,2,3
1742418
0
0
DEVON ENERGY CORP
COM
25179M103
1028
23316
SH
DFND
1,2,3
23316
0
0
DISCOVERY COMMUNICATIONS
COM SER C
25470F302
5191
197297
SH
DFND
1,2,3
197297
0
0
DISNEY WALT CO
COM DISNEY
254687106
30154
324730
SH
DFND
1,2,3
324730
0
0
DOVER CORPORATION
COM
260003108
3493
47437
SH
DFND
1,2,3
47437
0
0
DUKE ENERGY CORP
COM
26441C204
332
4148
SH
DFND
1,2,3
4148
0
0
E I DU PONT DE NEMOURS & CO
COM
263534109
362
5399
SH
DFND
1,2,3
5399
0
0
ECOLAB INC
COM
278865100
1329
10915
SH
DFND
1,2,3
10915
0
0
ELBIT SYS LTD
ORD
M3760D101
287
3000
SH
DFND
1,2,3
3000
0
0
ELEPHANT TALK COMM CORP
COM
286202205
246
1504980
SH
DFND
1,2,3
1504980
0
0
EMERSON ELEC CO
COM
291011104
3779
69319
SH
DFND
1,2,3
69319
0
0
ENCANA CORP
COM
292505104
2039
194722
SH
DFND
1,2,3
194722
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
534
31800
SH
DFND
1,2,3
31800
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
226
13500
SH
DFND
1,2,3
13500
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
954
34525
SH
DFND
1,2,3
34525
0
0
EQT CORPORATION
COM
26884L109
57951
797998
SH
DFND
1,2,3
797998
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
8718
114422
SH
DFND
1,2,3
114422
0
0
EVINE LIVE INC
CL A
300487105
115
50000
SH
DFND
1,2,3
50000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
17332
245734
SH
DFND
1,2,3
245734
0
0
EXXON MOBIL CORP
COM
30231G102
32735
375053
SH
DFND
1,2,3
375053
0
0
FACEBOOK INC
CL A
30303M102
2412
18805
SH
DFND
1,2,3
18805
0
0
FEDEX CORP
COM
31428x106
28592
163682
SH
DFND
1,2,3
163682
0
0
FIDELITY NATIONAL INFORMATION
COM
31620M106
21920
284568
SH
DFND
1,2,3
284568
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
62800
1701447
SH
DFND
1,2,3
1701447
0
0
FIRST CITIZENS BANCSHARES INC
CL A
31946M103
287
975
SH
DFND
1,2,3
975
0
0
FIRST MERCHANTS CORP
COM
320817109
268
10006
SH
DFND
1,2,3
10006
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
15881
1370200
SH
DFND
1,2,3
1370200
0
0
FORTIVE CORP
COM
34959J108
5829
114521
SH
DFND
1,2,3
114521
0
0
FOUNDATION MEDICINE INC
COM
350465100
221
9485
SH
DFND
1,2,3
9485
0
0
FRANCO NEVADA CORP
COM
351858105
18349
262620
SH
DFND
1,2,3
262620
0
0
GENERAL ELECTRIC CO
COM
369604103
30551
1031441
SH
DFND
1,2,3
1031441
0
0
GENERAL MILLS INC
COM
370334104
519
8125
SH
DFND
1,2,3
8125
0
0
GENESIS ENERGY LP
UNIT LTD PARTN
371927104
43334
1141275
SH
DFND
1,2,3
1141275
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
118
10000
SH
DFND
1,2,3
10000
0
0
GILEAD SCIENCES
COM
375558103
5809
73420
SH
DFND
1,2,3
73420
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
5959
281100
SH
DFND
1,2,3
281100
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
13735
699675
SH
DFND
1,2,3
699675
0
0
GOLDCORP INC
COM
380956409
3018
182670
SH
DFND
1,2,3
182670
0
0
GRAMERCY PROPERTY TRUST
COM
385002100
67850
7038358
SH
DFND
1,2,3
7038358
0
0
GTX INC DEL
COM
40052B108
16
20000
SH
DFND
1,2,3
20000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
21398
601410
SH
DFND
1,2,3
601410
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
1256
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
414
9220
SH
DFND
1,2,3
9220
0
0
HALYARD HEALTH INC
COM
40650V100
583
16826
SH
DFND
1,2,3
16826
0
0
HARBORONE BANCORP INC
COM
41165F101
1910
121200
SH
DFND
1,2,3
121200
0
0
HARMAN INTERNATIONAL INDS INC
COM
413086109
7640
90470
SH
DFND
1,2,3
90470
0
0
HCA HOLDINGS INC
COM
40412C101
10539
139355
SH
DFND
1,2,3
139355
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
36238
1133150
SH
DFND
1,2,3
1133150
0
0
HESS CORP
COM
42809H107
322
6000
SH
DFND
1,2,3
6000
0
0
HOME DEPOT INC
COM
437076102
14792
114948
SH
DFND
1,2,3
114948
0
0
HONEYWELL INTL INC
COM
438516106
7143
61265
SH
DFND
1,2,3
61265
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
6736
56207
SH
DFND
1,2,3
56207
0
0
INGREDION INC
COM
457187102
645
4850
SH
DFND
1,2,3
4850
0
0
INTEL CORP
COM
458140100
77926
2064265
SH
DFND
1,2,3
2064265
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
1060
3936
SH
DFND
1,2,3
3936
0
0
INTERNATIONAL BUSINESS MACHINES
COM
459200101
798
5024
SH
DFND
1,2,3
5024
0
0
INTUIT
COM
461202103
318
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
16536
200800
SH
DFND
1,2,3
200800
0
0
JANUS CAPITAL GROUP INC
COM
47102x105
228
16275
SH
DFND
1,2,3
16275
0
0
JOHNSON & JOHNSON
COM
478160104
29114
246461
SH
DFND
1,2,3
246461
0
0
JPMORGAN CHASE & CO
COM
46625h100
598
8973
SH
DFND
1,2,3
8973
0
0
KIMBERLY CLARK CORP
COM
494368103
19154
151847
SH
DFND
1,2,3
151847
0
0
KINDER MORGAN INC
COM
49456B101
755
32644
SH
DFND
1,2,3
32644
0
0
KOPIN CORP
COM
500600101
24
11000
SH
DFND
1,2,3
11000
0
0
KRAFT HEINZ CO
COM
500754106
4722
52752
SH
DFND
1,2,3
52752
0
0
LABORATORY CORP AMER HLDGS
COM
50540R409
18741
136316
SH
DFND
1,2,3
136316
0
0
LEVEL 3 COMMUNICATIONS INC
COM
52729N308
53093
1144730
SH
DFND
1,2,3
1144730
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
740
10346
SH
DFND
1,2,3
10346
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1257
38057
SH
DFND
1,2,3
38057
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
369
11048
SH
DFND
1,2,3
11048
0
0
LILLY ELI & CO
COM
532457108
801
9985
SH
DFND
1,2,3
9985
0
0
LIVEPERSON INC
COM
538146101
168
20000
SH
DFND
1,2,3
20000
0
0
LOCKHEED MARTIN CORP
COM
539830109
18711
78054
SH
DFND
1,2,3
78054
0
0
LOWES COMPANIES INC
COM
548661107
3244
44925
SH
DFND
1,2,3
44925
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
205
2900
SH
DFND
1,2,3
2900
0
0
MARCUS CORP
COM
566330106
253
10100
SH
DFND
1,2,3
10100
0
0
MASTERCARD INC
CL A
57636Q104
712
7000
SH
DFND
1,2,3
7000
0
0
MATADOR RESOURCES COMPANY
COM
576485205
31581
1297500
SH
DFND
1,2,3
1297500
0
0
MATTEL INC
COM
577081102
271
8954
SH
DFND
1,2,3
8954
0
0
MC DONALDS CORP
COM
580135101
564
4893
SH
DFND
1,2,3
4893
0
0
MCKESSON CORP
COM
58155Q103
34278
205567
SH
DFND
1,2,3
205567
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
309
3917
SH
DFND
1,2,3
3917
0
0
MEDTRONIC PLC
SHS
G5960L103
4209
48716
SH
DFND
1,2,3
48716
0
0
MERCK & CO INC
COM
58933Y105
14509
232486
SH
DFND
1,2,3
232486
0
0
MERIDIAN BANCORP INC MD
COM
58958U103
17644
1133190
SH
DFND
1,2,3
1133190
0
0
MERRIMACK PHARMACEUTICALS
COM
590328100
10234
1611678
SH
DFND
1,2,3
1611678
0
0
METABOLIX INC
COM
591018882
347
770534
SH
DFND
1,2,3
770534
0
0
MICROSOFT CORP
COM
594918104
81265
1410848
SH
DFND
1,2,3
1410848
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
9673
220343
SH
DFND
1,2,3
220343
0
0
NETFLIX INC
COM
64110L106
248
2515
SH
DFND
1,2,3
2515
0
0
NEVRO CORP
COM
64157F103
252
2410
SH
DFND
1,2,3
2410
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1548
35618
SH
DFND
1,2,3
35618
0
0
NEWMONT MINING CORPORATION
COM
651639106
471
12000
SH
DFND
1,2,3
12000
0
0
NEXTERA ENERGY INC
COM
65339F101
815
6660
SH
DFND
1,2,3
6660
0
0
NORTHERN TRUST CORP
COM
665859104
1405
20660
SH
DFND
1,2,3
20660
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1836
23247
SH
DFND
1,2,3
23247
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
210
8200
SH
DFND
1,2,3
8200
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
4290
58830
SH
DFND
1,2,3
58830
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
3309
289528
SH
DFND
1,2,3
289528
0
0
OPHTHOTECH CORP
COM
683745103
6494
140775
SH
DFND
1,2,3
140775
0
0
ORACLE CORP
COM
68389X105
399
10150
SH
DFND
1,2,3
10150
0
0
ORBCOMM INC
COM
68555P100
513
50000
SH
DFND
1,2,3
50000
0
0
PACIFIC GAS & ELECTRIC CORP
COM
69331C108
214
3500
SH
DFND
1,2,3
3500
0
0
PACKAGING CORP OF AMERICA
COM
695156109
10747
132255
SH
DFND
1,2,3
132255
0
0
PARK CITY GROUP INC
COM
700215304
6623
561292
SH
DFND
1,2,3
561292
0
0
PEPSICO INC
COM
713448108
26247
241306
SH
DFND
1,2,3
241306
0
0
PFIZER INC
COM
717081103
21975
648809
SH
DFND
1,2,3
648809
0
0
PHILIP MORRIS INTL INC
COM
718172109
4252
43739
SH
DFND
1,2,3
43739
0
0
PHILLIPS 66
COM
718546104
955
11859
SH
DFND
1,2,3
11859
0
0
POTLATCH CORP
COM
737630103
2755
70850
SH
DFND
1,2,3
70850
0
0
PROCTER & GAMBLE CO
COM
742718109
10353
115354
SH
DFND
1,2,3
115354
0
0
PROLOGIS INC
COM
74340W103
762
14225
SH
DFND
1,2,3
14225
0
0
PURECYCLE CORP
COM
746228303
367
64000
SH
DFND
1,2,3
64000
0
0
QUIDEL CORP
COM
74838J101
10758
487000
SH
DFND
1,2,3
487000
0
0
RANGE RESOURCES CORP
COM
75281A109
20615
532000
SH
DFND
1,2,3
532000
0
0
RAYONIER INC
COM
754907103
5583
210375
SH
DFND
1,2,3
210375
0
0
RAYTHEON CO
COM
755111507
7528
55297
SH
DFND
1,2,3
55297
0
0
RELX NV
SPONSORED ADR
75955B102
900
50402
SH
DFND
1,2,3
50402
0
0
REMARK MEDIA INC
COM
75954W107
1043
229627
SH
DFND
1,2,3
229627
0
0
ROKA BIOSCIENCE INC
COM
775431109
35
50000
SH
DFND
1,2,3
50000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
7488
149560
SH
DFND
1,2,3
149560
0
0
S&P GLOBAL INC
COM
78409V104
1576
12451
SH
DFND
1,2,3
12451
0
0
SABRE CORP
COM
78573M104
32129
1140135
SH
DFND
1,2,3
1140135
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
147
31750
SH
DFND
1,2,3
31750
0
0
SCHLUMBERGER LTD
COM
806857108
29562
375917
SH
DFND
1,2,3
375917
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
93
20000
SH
DFND
1,2,3
20000
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
4084
199590
SH
DFND
1,2,3
199590
0
0
SILVER WHEATON CORP
COM
828336107
1162
43000
SH
DFND
1,2,3
43000
0
0
SITO MOBILE LTD
COM
82988R203
3510
797695
SH
DFND
1,2,3
797695
0
0
SNAP ON INC
COM
833034101
319
2100
SH
DFND
1,2,3
2100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
6852
495062
SH
DFND
1,2,3
495062
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3866
31435
SH
DFND
1,2,3
31435
0
0
STARBUCKS CORP
COM
855244109
1045
19300
SH
DFND
1,2,3
19300
0
0
STERICYCLE INC
COM
858912108
7896
98532
SH
DFND
1,2,3
98532
0
0
SYSCO CORP
COM
871829107
4812
98188
SH
DFND
1,2,3
98188
0
0
T. ROWE PRICE GROUP
COM
74144T108
233
3500
SH
DFND
1,2,3
3500
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
436
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
714
10400
SH
DFND
1,2,3
10400
0
0
TELEFLEX INC
COM
879369106
937
5575
SH
DFND
1,2,3
5575
0
0
TESLA MTRS INC
COM
88160R101
324
1590
SH
DFND
1,2,3
1590
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
340
7384
SH
DFND
1,2,3
7384
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
18865
473036
SH
DFND
1,2,3
473036
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5190
32627
SH
DFND
1,2,3
32627
0
0
TIFFANY & CO
COM
886547108
21832
300595
SH
DFND
1,2,3
300595
0
0
TIME WARNER INC
COM
887317303
53936
677500
SH
DFND
1,2,3
677500
0
0
TJX COMPANIES INC
COM
872540109
18440
246592
SH
DFND
1,2,3
246592
0
0
TOLL BROTHERS INC
COM
889478103
42483
1422740
SH
DFND
1,2,3
1422740
0
0
UNDER ARMOUR INC
CL A
904311107
542
14000
SH
DFND
1,2,3
14000
0
0
UNDER ARMOUR INC
CL C
904311206
477
14098
SH
DFND
1,2,3
14098
0
0
UNI PIXEL INC
COM
904572203
167
100000
SH
DFND
1,2,3
100000
0
0
UNILEVER N V
N Y SHS
904784709
894
19393
SH
DFND
1,2,3
19393
0
0
UNION PACIFIC CORP
COM
907818108
5105
52345
SH
DFND
1,2,3
52345
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
5605
55168
SH
DFND
1,2,3
55168
0
0
UNIVERSAL HEALTH RLTY INCOME
SH BEN INT
91359E105
2022
32083
SH
DFND
1,2,3
32083
0
0
US BANCORP DEL
COM
902973304
3336
77770
SH
DFND
1,2,3
77770
0
0
VALLEY NATL BANCORP
COM
919794107
341
35000
SH
DFND
1,2,3
35000
0
0
VANGUARD NATURAL RESOURCES LLC
COM UNIT
92205F106
11
11912
SH
DFND
1,2,3
11912
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
17127
172082
SH
DFND
1,2,3
172082
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2824
54324
SH
DFND
1,2,3
54324
0
0
VERMILLION INC
COM
92407M206
488
375000
SH
DFND
1,2,3
375000
0
0
VIRNETX HOLDING CORP
COM
92823T108
2526
825400
SH
DFND
1,2,3
825400
0
0
VISA INC
COM CL A
92826C839
4357
52687
SH
DFND
1,2,3
52687
0
0
W.P. CAREY INC
COM
92936U109
2284
35400
SH
DFND
1,2,3
35400
0
0
WAL MART STORES INC
COM
931142103
494
6850
SH
DFND
1,2,3
6850
0
0
WELLS FARGO & CO
COM
949746101
2292
51766
SH
DFND
1,2,3
51766
0
0
WELLTOWER INC
COM
95040Q104
6388
85430
SH
DFND
1,2,3
85430
0
0
WESTROCK CO
COM
96145D105
38391
791900
SH
DFND
1,2,3
791900
0
0
WEYERHAEUSER CO
COM
962166104
4996
156410
SH
DFND
1,2,3
156410
0
0
WHIRLPOOL CORP
COM
963320106
2085
12855
SH
DFND
1,2,3
12855
0
0
WHITE MOUNTAINS INS GROUP LTD
COM
G9618E107
31427
37864
SH
DFND
1,2,3
37864
0
0
WILEY JOHN & SONS INC
CL B
968223305
1077
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN & SONS INC
CL A
968223206
20928
405506
SH
DFND
1,2,3
405506
0
0
WILLIAMS COMPANIES INC
COM
969457100
1873
60955
SH
DFND
1,2,3
60955
0
0
WISDOMTREE INVESTMENTS INC
COM
97717P104
911
88550
SH
DFND
1,2,3
88550
0
0
WORKHORSE GROUP INC
COM
98138J206
6428
887807
SH
DFND
1,2,3
887807
0
0
WR GRACE & CO
COM
38388F108
801
10850
SH
DFND
1,2,3
10850
0
0
XENCOR INC
COM
98401F105
6240
254800
SH
DFND
1,2,3
254800
0
0
XPO LOGISTICS INC
COM
983793100
1489
40600
SH
DFND
1,2,3
40600
0
0
XYLEM INC
COM
98419M100
383
7300
SH
DFND
1,2,3
7300
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
637
4899
SH
DFND
1,2,3
4899
0
0
ISHARES TR
S&P 100 ETF
464287101
424
4425
SH
DFND
1,2,3
4425
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS
92189F791
404
9125
SH
DFND
1,2,3
9125
0
0
RICEBRAN TECHNOLOGIES
COM
762831204
57
42408
SH
DFND
1,2,3
42408
0
0
WORKHORSE GROUP INC
COM
98138J206
923
127500
SH
DFND
1,2,3
127500
0
0
AES TR III
PFD CV 6.75%
00808N202
255
5000
SH
DFND
1,2,3
5000
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
17215
20952
SH
DFND
1,2,3
20952
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
9649
145605
SH
DFND
1,2,3
145605
0
0
GENERAL AMERICAN INVESTORS INC
COM
368802104
1019
31209
SH
DFND
1,2,3
31209
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
1441
58500
SH
DFND
1,2,3
58500
0
0