0000950123-16-016710.txt : 20160511
0000950123-16-016710.hdr.sgml : 20160511
20160511172345
ACCESSION NUMBER: 0000950123-16-016710
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160511
DATE AS OF CHANGE: 20160511
EFFECTIVENESS DATE: 20160511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 161640882
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
03-31-2016
03-31-2016
Cannell Peter B & Co Inc
545 Madison Avenue
11th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
05-11-2016
3
257
2789857
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
5803
34825
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ABBOTT LABORATORIES
COM
002824100
24946
596364
SH
DFND
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596364
0
0
ABBVIE INC
COM
00287Y109
31013
542949
SH
DFND
1,2,3
542949
0
0
ACCELERATE DIAGNOSTICS, INC
COM
00430H102
15034
1046239
SH
DFND
1,2,3
1046239
0
0
AFLAC INC
COM
001055102
5618
88970
SH
DFND
1,2,3
88970
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1164
29222
SH
DFND
1,2,3
29222
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0
AGIOS PHARMACEUTICALS
COM
00847X104
1609
39640
SH
DFND
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39640
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0
AGNICO EAGLE MINES LTD
COM
008474108
5677
157000
SH
DFND
1,2,3
157000
0
0
AIR LEASE CORP
CL A
00912X302
22030
685866
SH
DFND
1,2,3
685866
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
720
5000
SH
DFND
1,2,3
5000
0
0
AKAMAI TECHNOLOGIES, INC
COM
00971T101
874
15733
SH
DFND
1,2,3
15733
0
0
ALLEGHANY CORP DEL
COM
017175100
3321
6692
SH
DFND
1,2,3
6692
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0
ALLERGAN PLC
SHS
G0177J108
54861
204682
SH
DFND
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204682
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ALPHABET INC
CAP STK CL A
02079K305
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DFND
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ALPHABET INC
CAP STK CL C
02079K107
59300
79603
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DFND
1,2,3
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ALTRIA GROUP INC
COM
02209S103
2576
41112
SH
DFND
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41112
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AMAZON COM INC
COM
023135106
1279
2155
SH
DFND
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AMERIGAS PARTNERS LP
UNIT L P INT
030975106
19609
451086
SH
DFND
1,2,3
451086
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AMGEN INC
COM
031162100
1287
8585
SH
DFND
1,2,3
8585
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ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
268
2150
SH
DFND
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APPLE INC
COM
037833100
69571
638323
SH
DFND
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638323
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AQUA AMERICA INC
COM
03836W103
432
13575
SH
DFND
1,2,3
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AT&T INC
COM
00206R102
1484
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SH
DFND
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AUTOMATIC DATA PROCESSING
COM
053015103
7861
87632
SH
DFND
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AVEO PHARMACEUTICALS INC
COM
053588109
117
127500
SH
DFND
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BAXTER INTERNATIONAL INC
COM
071813109
1354
32965
SH
DFND
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0
BECTON DICKINSON & CO
COM
075887109
1230
8100
SH
DFND
1,2,3
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BERKSHIRE HATHAWAY INC
CL A
084670108
14515
68
SH
DFND
1,2,3
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BERKSHIRE HATHAWAY INC
CL B
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48611
342619
SH
DFND
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0
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BOEING CO
COM
097023105
69875
550455
SH
DFND
1,2,3
550455
0
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BP PLC
SPONSORED ADR
055622104
2947
97650
SH
DFND
1,2,3
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BRISTOL-MYERS SQUIBB CO
COM
110122108
1695
26527
SH
DFND
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26527
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BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
20801
597901
SH
DFND
1,2,3
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0
0
BROOKFIELD INFRASTRUCTURE PARTNERS
LP INT UNIT
G16252101
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167255
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DFND
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167255
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BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
249
3658
SH
DFND
1,2,3
3658
0
0
BUFFALO WILD WINGS INC
COM
119848109
29930
202065
SH
DFND
1,2,3
202065
0
0
CARMAX INC
COM
143130102
65666
1285055
SH
DFND
1,2,3
1285055
0
0
CATERPILLAR INC
COM
149123101
2906
37970
SH
DFND
1,2,3
37970
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CBS CORPORATION
CL B
124857202
20662
375053
SH
DFND
1,2,3
375053
0
0
CDK GLOBAL INC
COM
12508E101
1339
28772
SH
DFND
1,2,3
28772
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CEDAR FAIR LP
DEPOSITRY UNIT
150185106
36332
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DFND
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611140
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0
CELGENE CORP
COM
151020104
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DFND
1,2,3
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CELGENE CORP
RIGHT 12/31/2030
151020112
437
333865
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DFND
1,2,3
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CENTRAL FUND OF CANADA LTD
CL A
153501101
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DFND
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CERUS CORPORATION
COM
157085101
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DFND
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CF INDUSTRIES HOLDINGS INC
COM
125269100
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DFND
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CHEVRON CORP
COM
166764100
5564
58328
SH
DFND
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CHINA DISTANCE ED HLDGS LTD
SPONS ADR
16944W104
343
23279
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DFND
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CHUBB LTD
COM
H1467J104
31095
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SH
DFND
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CISCO SYSTEMS INC
COM
17275R102
6541
229750
SH
DFND
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CITIGROUP INC
COM
172967424
610
14620
SH
DFND
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COCA COLA CO
COM
191216100
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DFND
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COGNIZANT TECHNOLOGY SOLUTIONS
CL A
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DFND
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COLGATE-PALMOLIVE CO
COM
194162103
26079
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SH
DFND
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COMCAST CORP NEW
CL A
20030N101
15722
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SH
DFND
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COMMSCOPE HOLDING CO
COM
20337X109
55450
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SH
DFND
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COMSCORE INC
COM
20564W105
12934
430574
SH
DFND
1,2,3
430574
0
0
CONOCOPHILLIPS
COM
20825C104
1632
40533
SH
DFND
1,2,3
40533
0
0
CONSOLIDATED EDISON INC
COM
209115104
480
6268
SH
DFND
1,2,3
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0
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CORNING INC
COM
219350105
2338
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SH
DFND
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0
COSTCO WHOLESALE CORP
COM
22160K105
13144
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SH
DFND
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COVANTA HLDG CORP
COM
22282E102
713
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SH
DFND
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CRESCENT POINT ENERGY CORP
COM
22576C101
2814
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SH
DFND
1,2,3
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CULLEN FROST BANKERS INC
COM
229899109
362
6570
SH
DFND
1,2,3
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0
CUMMINS INC
COM
231021106
771
7015
SH
DFND
1,2,3
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CVS HEALTH CORP
COM
126650100
671
6470
SH
DFND
1,2,3
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0
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D.R. HORTON INC
COM
23331A109
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SH
DFND
1,2,3
87375
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0
DANAHER CORP
COM
235851102
4381
46180
SH
DFND
1,2,3
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0
0
DAVITA HEALTHCARE PARTNERS
COM
23918K108
4861
66250
SH
DFND
1,2,3
66250
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0
DEERE & CO
COM
244199105
5286
68664
SH
DFND
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DELPHI AUTOMOTIVE PLC
SHS
G27823106
4179
55700
SH
DFND
1,2,3
55700
0
0
DELTA AIR LINES
COM
247361702
60131
1235235
SH
DFND
1,2,3
1235235
0
0
DEVON ENERGY CORP
COM
25179M103
644
23461
SH
DFND
1,2,3
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0
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DISCOVERY COMMUNICATIONS
COM SER C
25470F302
5873
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DFND
1,2,3
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0
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DISNEY WALT CO
COM DISNEY
254687106
30831
310454
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DFND
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310454
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0
DOVER CORPORATION
COM
260003108
3090
48037
SH
DFND
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48037
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0
DUKE ENERGY CORP
COM
26441C204
327
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SH
DFND
1,2,3
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E I DU PONT DE NEMOURS & CO
COM
263534109
396
6248
SH
DFND
1,2,3
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0
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ECOLAB INC
COM
278865100
1206
10815
SH
DFND
1,2,3
10815
0
0
ELBIT SYS LTD
ORD
M3760D101
328
3500
SH
DFND
1,2,3
3500
0
0
ELEPHANT TALK COMM CORP
COM
286202205
331
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SH
DFND
1,2,3
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EMC CORP MASS
COM
268648102
710
26650
SH
DFND
1,2,3
26650
0
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EMERSON ELEC CO
COM
291011104
3968
72971
SH
DFND
1,2,3
72971
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ENCANA CORP
COM
292505104
1341
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SH
DFND
1,2,3
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0
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ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
227
31800
SH
DFND
1,2,3
31800
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ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
156
13900
SH
DFND
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13900
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ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
798
32400
SH
DFND
1,2,3
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EQT CORPORATION
COM
26884L109
64229
954940
SH
DFND
1,2,3
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0
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EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
17631
236875
SH
DFND
1,2,3
236875
0
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EVINE LIVE INC
CL A
300487105
59
50000
SH
DFND
1,2,3
50000
0
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EXPRESS SCRIPTS HLDG
COM
30219G108
18214
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DFND
1,2,3
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0
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EXXON MOBIL CORP
COM
30231G102
31510
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DFND
1,2,3
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FACEBOOK INC
CL A
30303M102
1919
16815
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DFND
1,2,3
16815
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FEDEX CORP
COM
31428x106
26657
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DFND
1,2,3
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FIDELITY NATIONAL INFORMATION SV
COM
31620M106
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DFND
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FIDELITY NATL FINANCIAL
FNF GROUP COM
31620R303
63338
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0
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FIRST CITIZENS BANCSHARES, INC
CL A
31946M103
245
975
SH
DFND
1,2,3
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FIRST MERCHANTS CORP COM
COM
320817109
236
10006
SH
DFND
1,2,3
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FLY LEASING LTD
SPONSORED ADR
34407D109
15755
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SH
DFND
1,2,3
1239600
0
0
FRANCO NEV CORP
COM
351858105
16120
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SH
DFND
1,2,3
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0
0
GENERAL ELECTRIC CO
COM
369604103
25258
794519
SH
DFND
1,2,3
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0
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GENERAL MILLS INC
COM
370334104
445
7025
SH
DFND
1,2,3
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0
0
GENESIS ENERGY LP
UNIT LTD PARTN
371927104
41710
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SH
DFND
1,2,3
1312060
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
53
10000
SH
DFND
1,2,3
10000
0
0
GILEAD SCIENCES
COM
375558103
6454
70255
SH
DFND
1,2,3
70255
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GOLAR LNG LTD BERMUDA
SHS
G9456A100
13197
734400
SH
DFND
1,2,3
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0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
8356
568825
SH
DFND
1,2,3
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0
0
GOLDCORP INC
COM
380956409
2965
182670
SH
DFND
1,2,3
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0
0
GRAMERCY PROPERTY TRUST
COM
385002100
62165
7356751
SH
DFND
1,2,3
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0
0
GTX INC
COM
40052B108
10
20000
SH
DFND
1,2,3
20000
0
0
H & R BLOCK
COM
093671105
25241
955358
SH
DFND
1,2,3
955358
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
54823
1340090
SH
DFND
1,2,3
1340090
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
728
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
317
8870
SH
DFND
1,2,3
8870
0
0
HALYARD HEALTH INC COM
COM
40650V100
490
17045
SH
DFND
1,2,3
17045
0
0
HARRIS CORP
COM
413875105
657
8439
SH
DFND
1,2,3
8439
0
0
HCA HOLDINGS INC
COM
40412C101
12076
154720
SH
DFND
1,2,3
154720
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
65102
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SH
DFND
1,2,3
1968615
0
0
HELMERICH & PAYNE INC
COM
423452101
1643
27980
SH
DFND
1,2,3
27980
0
0
HESS CORP
COM
42809H107
316
6000
SH
DFND
1,2,3
6000
0
0
HOME DEPOT INC
COM
437076102
15346
115015
SH
DFND
1,2,3
115015
0
0
HONEYWELL INTL INC
COM
438516106
7226
64493
SH
DFND
1,2,3
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0
0
ILLINOIS TOOL WORKS INC
COM
452308109
6105
59598
SH
DFND
1,2,3
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0
0
INGREDION INC
COM
457187102
518
4850
SH
DFND
1,2,3
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0
0
INTEL CORP
COM
458140100
8075
249625
SH
DFND
1,2,3
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0
0
INTERCONTINENTAL EXCHANGE,INC
COM
45866F104
926
3936
SH
DFND
1,2,3
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0
0
INTERNATIONAL BUSINESS MACHINES
COM
459200101
674
4449
SH
DFND
1,2,3
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0
0
INTERNATIONAL PAPER CO
COM
460146103
267
6500
SH
DFND
1,2,3
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0
0
INTUIT INC
COM
461202103
301
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
17467
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SH
DFND
1,2,3
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0
0
JANUS CAPITAL GROUP INC
COM
47102x105
244
16700
SH
DFND
1,2,3
16700
0
0
JOHNSON & JOHNSON
COM
478160104
29644
273973
SH
DFND
1,2,3
273973
0
0
JPMORGAN CHASE & CO
COM
46625h100
641
10823
SH
DFND
1,2,3
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0
0
KIMBERLY CLARK CORP
COM
494368103
20439
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SH
DFND
1,2,3
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0
0
KINDER MORGAN INC
COM
49456B101
583
32644
SH
DFND
1,2,3
32644
0
0
KOPIN CORP
COM
500600101
18
11000
SH
DFND
1,2,3
11000
0
0
KRAFT HEINZ CO COM
COM
500754106
4181
53223
SH
DFND
1,2,3
53223
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
16262
138841
SH
DFND
1,2,3
138841
0
0
LEVEL 3 COMMUNICATIONS
COM
52729N308
63849
1208110
SH
DFND
1,2,3
1208110
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
924
15946
SH
DFND
1,2,3
15946
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1429
38057
SH
DFND
1,2,3
38057
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
213
5524
SH
DFND
1,2,3
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0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
421
11048
SH
DFND
1,2,3
11048
0
0
LILLY ELI & CO
COM
532457108
726
10085
SH
DFND
1,2,3
10085
0
0
LIVEPERSON INC
COM
538146101
117
20000
SH
DFND
1,2,3
20000
0
0
LOCKHEED MARTIN CORP
COM
539830109
17497
78994
SH
DFND
1,2,3
78994
0
0
LOWES COMPANIES INC
COM
548661107
2271
29975
SH
DFND
1,2,3
29975
0
0
MARCUS CORP
COM
566330106
191
10100
SH
DFND
1,2,3
10100
0
0
MASTERCARD INC
CL A
57636Q104
765
8100
SH
DFND
1,2,3
8100
0
0
MATADOR RESOURCES COMPANY
COM
576485205
3145
165900
SH
DFND
1,2,3
165900
0
0
MATTEL INC
COM
577081102
338
10054
SH
DFND
1,2,3
10054
0
0
MC DONALDS CORP
COM
580135101
609
4843
SH
DFND
1,2,3
4843
0
0
MCGRAW HILL FINL INC
COM
580645109
1288
13008
SH
DFND
1,2,3
13008
0
0
MCKESSON CORP
COM
58155Q103
34810
221368
SH
DFND
1,2,3
221368
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
333
3917
SH
DFND
1,2,3
3917
0
0
MEDTRONIC PLC
SHS
G5960L103
3661
48816
SH
DFND
1,2,3
48816
0
0
MERCK & CO INC
COM
58933Y105
12321
232875
SH
DFND
1,2,3
232875
0
0
MERIDIAN BANCORP INC
COM
58958U103
12500
897990
SH
DFND
1,2,3
897990
0
0
MERRIMACK PHARMACEUTICALS
COM
590328100
9851
1176978
SH
DFND
1,2,3
1176978
0
0
METABOLIX INC
COM
591018882
1464
770534
SH
DFND
1,2,3
770534
0
0
MFA FINANCIAL INC
COM
55272X102
7898
1152950
SH
DFND
1,2,3
1152950
0
0
MICRON TECHNOLOGY INC
COM
595112103
7700
735400
SH
DFND
1,2,3
735400
0
0
MICROSOFT CORP
COM
594918104
82820
1499556
SH
DFND
1,2,3
1499556
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
8537
212782
SH
DFND
1,2,3
212782
0
0
NETFLIX INC
COM
64110L106
456
4465
SH
DFND
1,2,3
4465
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1184
35618
SH
DFND
1,2,3
35618
0
0
NEWMONT MINING CORPORATION
COM
651639106
492
18495
SH
DFND
1,2,3
18495
0
0
NEXTERA ENERGY INC
COM
65339F101
770
6510
SH
DFND
1,2,3
6510
0
0
NORTHERN TRUST CORP
COM
665859104
1376
21118
SH
DFND
1,2,3
21118
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1782
24597
SH
DFND
1,2,3
24597
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
2127
210403
SH
DFND
1,2,3
210403
0
0
ORACLE CORP
COM
68389X105
391
9550
SH
DFND
1,2,3
9550
0
0
ORBCOMM INC
COM
68555P100
507
50000
SH
DFND
1,2,3
50000
0
0
PACIFIC GAS & ELECTRIC CO
COM
69331C108
209
3500
SH
DFND
1,2,3
3500
0
0
PACKAGING CORP OF AMERICA
COM
695156109
9974
165140
SH
DFND
1,2,3
165140
0
0
PARK CITY GROUP INC
COM
700215304
4675
515432
SH
DFND
1,2,3
515432
0
0
PEPSICO INC
COM
713448108
26666
260206
SH
DFND
1,2,3
260206
0
0
PFIZER INC
COM
717081103
15716
530219
SH
DFND
1,2,3
530219
0
0
PHILIP MORRIS INTL INC
COM
718172109
4272
43545
SH
DFND
1,2,3
43545
0
0
PHILLIPS 66
COM
718546104
1018
11759
SH
DFND
1,2,3
11759
0
0
POTLATCH CORP
COM
737630103
8384
266150
SH
DFND
1,2,3
266150
0
0
PROCTER & GAMBLE CO
COM
742718109
9328
113324
SH
DFND
1,2,3
113324
0
0
PROLOGIS INC
COM
74340W103
1582
35800
SH
DFND
1,2,3
35800
0
0
PURE CYCLE CORP
COM
746228303
289
64000
SH
DFND
1,2,3
64000
0
0
QUIDEL CORP
COM
74838J101
8406
487000
SH
DFND
1,2,3
487000
0
0
RANGE RESOURCES CORP
COM
75281A109
3359
103750
SH
DFND
1,2,3
103750
0
0
RAYONIER INC
COM
754907103
15600
632100
SH
DFND
1,2,3
632100
0
0
RAYTHEON CO
COM
755111507
7677
62602
SH
DFND
1,2,3
62602
0
0
RELX NV
SPONSORED ADR
75955B102
884
50402
SH
DFND
1,2,3
50402
0
0
REMARK MEDIA INC
COM
75954W107
1086
229627
SH
DFND
1,2,3
229627
0
0
ROKA BIOSCIENCE INC COM
COM
775431109
40
58098
SH
DFND
1,2,3
58098
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
6267
129345
SH
DFND
1,2,3
129345
0
0
SABRE CORP
COM
78573M104
51764
1789900
SH
DFND
1,2,3
1789900
0
0
SANGAMO BIOSCIENCES INC
COM
800677106
192
31750
SH
DFND
1,2,3
31750
0
0
SCHLUMBERGER LTD
COM
806857108
21638
293398
SH
DFND
1,2,3
293398
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
4046
209540
SH
DFND
1,2,3
209540
0
0
SILVER WHEATON CORP
COM
828336107
713
43000
SH
DFND
1,2,3
43000
0
0
SITO MOBILE LTD
COM
82988R203
1149
450695
SH
DFND
1,2,3
450695
0
0
SNAP ON INC
COM
833034101
330
2100
SH
DFND
1,2,3
2100
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
3995
495062
SH
DFND
1,2,3
495062
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
370
3150
SH
DFND
1,2,3
3150
0
0
SPECTRA ENERGY CORP
COM
847560109
3528
115300
SH
DFND
1,2,3
115300
0
0
ST. JUDE MEDICAL INC
COM
790849103
4025
73175
SH
DFND
1,2,3
73175
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3444
32735
SH
DFND
1,2,3
32735
0
0
STARBUCKS CORP
COM
855244109
1110
18600
SH
DFND
1,2,3
18600
0
0
STERICYCLE INC
COM
858912108
15084
119532
SH
DFND
1,2,3
119532
0
0
SYSCO CORP
COM
871829107
4782
102333
SH
DFND
1,2,3
102333
0
0
T. ROWE PRICE GROUP
COM
74144T108
257
3500
SH
DFND
1,2,3
3500
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
408
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
2656
32275
SH
DFND
1,2,3
32275
0
0
TELEFLEX INC
COM
879369106
942
6000
SH
DFND
1,2,3
6000
0
0
TESLA MTRS INC
COM
88160R101
393
1710
SH
DFND
1,2,3
1710
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
395
7384
SH
DFND
1,2,3
7384
0
0
THE BANK OF NEW YORK MELLON CORP
COM
064058100
16899
458831
SH
DFND
1,2,3
458831
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5868
41442
SH
DFND
1,2,3
41442
0
0
TIFFANY & CO
COM
886547108
3912
53315
SH
DFND
1,2,3
53315
0
0
TIME WARNER INC
COM
887317303
53943
743525
SH
DFND
1,2,3
743525
0
0
TJX COMPANIES INC
COM
872540109
19796
252657
SH
DFND
1,2,3
252657
0
0
TOLL BROTHERS INC
COM
889478103
34097
1155455
SH
DFND
1,2,3
1155455
0
0
UNDER ARMOUR INC
CL A
904311107
1188
14000
SH
DFND
1,2,3
14000
0
0
UNILEVER N V
N Y SHS
904784709
893
19993
SH
DFND
1,2,3
19993
0
0
UNION PACIFIC CORP
COM
907818108
3882
48795
SH
DFND
1,2,3
48795
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
5460
54550
SH
DFND
1,2,3
54550
0
0
UNIVERSAL HEALTH RLTY INCOME T
COM
91359E105
1805
32083
SH
DFND
1,2,3
32083
0
0
US BANCORP DEL NEW
COM
902973304
3327
81967
SH
DFND
1,2,3
81967
0
0
VALLEY NATL BANCORP COM
COM
919794107
334
35000
SH
DFND
1,2,3
35000
0
0
VANGUARD NATURAL RESOURCES LLC
COM UNIT
92205F106
17
11912
SH
DFND
1,2,3
11912
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
14777
184663
SH
DFND
1,2,3
184663
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2831
52353
SH
DFND
1,2,3
52353
0
0
VERMILLION INC
COM
92407M206
551
375000
SH
DFND
1,2,3
375000
0
0
VIRNETX HOLDING CORP
COM
92823T108
3789
825400
SH
DFND
1,2,3
825400
0
0
VISA INC
COM CL A
92826C839
4070
53220
SH
DFND
1,2,3
53220
0
0
W.P. CAREY INC
COM
92936U109
3643
58525
SH
DFND
1,2,3
58525
0
0
WAL MART STORES INC
COM
931142103
470
6860
SH
DFND
1,2,3
6860
0
0
WELLS FARGO & CO
COM
949746101
2381
49241
SH
DFND
1,2,3
49241
0
0
WELLTOWER INC
COM
95040Q104
5801
83660
SH
DFND
1,2,3
83660
0
0
WEYERHAEUSER CO
COM
962166104
4948
159710
SH
DFND
1,2,3
159710
0
0
WHIRLPOOL CORP
COM
963320106
2495
13835
SH
DFND
1,2,3
13835
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD
COM
G9618E107
30624
38156
SH
DFND
1,2,3
38156
0
0
WILEY JOHN & SONS INC
CL B
968223305
987
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN & SONS INC
CL A
968223206
20161
412376
SH
DFND
1,2,3
412376
0
0
WILLIAMS COMPANIES INC
COM
969457100
1055
65655
SH
DFND
1,2,3
65655
0
0
WISDOMTREE INVESTMENTS INC
COM
97717P104
2081
182050
SH
DFND
1,2,3
182050
0
0
WORKHORSE GROUP INC
COM
98138J206
8011
873603
SH
DFND
1,2,3
873603
0
0
XENCOR INC
COM
98401F105
3419
254800
SH
DFND
1,2,3
254800
0
0
XPO LOGISTICS INC
COM
983793100
1340
43650
SH
DFND
1,2,3
43650
0
0
XYLEM INC
COM
98419M100
299
7300
SH
DFND
1,2,3
7300
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
512
4799
SH
DFND
1,2,3
4799
0
0
ISHARES TR
S&P 100 ETF
464287101
431
4721
SH
DFND
1,2,3
4721
0
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
303
10875
SH
DFND
1,2,3
10875
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1668
8112
SH
DFND
1,2,3
8112
0
0
RICEBRAN TECHNOLOGIES
COM
762831204
47
42408
SH
DFND
1,2,3
42408
0
0
AES TR III
PFD CV 6.75%
00808N202
253
5000
SH
DFND
1,2,3
5000
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
4553
4954
SH
DFND
1,2,3
4954
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
5584
60070
SH
DFND
1,2,3
60070
0
0
GENERAL AMERICAN INVESTORS INC
COM
368802104
975
31209
SH
DFND
1,2,3
31209
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
566
32000
SH
DFND
1,2,3
32000
0
0