0000950123-15-011764.txt : 20151113
0000950123-15-011764.hdr.sgml : 20151113
20151113090041
ACCESSION NUMBER: 0000950123-15-011764
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 151227062
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
09-30-2015
09-30-2015
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
11-13-2015
3
267
3075997
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M COMPANY
COM
88579Y101
4449
31381
SH
DFND
1,2,3
31381
0
0
ABBOTT LABORATORIES
COM
002824100
23629
587505
SH
DFND
1,2,3
587505
0
0
ABBVIE INC
COM
00287Y109
29754
546847
SH
DFND
1,2,3
546847
0
0
ABTECH HOLDINGS INC
COM
00400H108
15
350000
SH
DFND
1,2,3
350000
0
0
ACCELERATE DIAGNOSTICS, INC
COM
00430H102
16452
1016828
SH
DFND
1,2,3
1016828
0
0
AFLAC INC
COM
001055102
5172
88970
SH
DFND
1,2,3
88970
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1035
30152
SH
DFND
1,2,3
30152
0
0
AGIOS PHARMACEUTICALS
COM
00847X104
15449
218855
SH
DFND
1,2,3
218855
0
0
AGNICO EAGLE MINES LTD
COM
008474108
3975
157000
SH
DFND
1,2,3
157000
0
0
AIR LEASE CORP
CL A
00912X302
31725
1026029
SH
DFND
1,2,3
1026029
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
638
5000
SH
DFND
1,2,3
5000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1087
15733
SH
DFND
1,2,3
15733
0
0
ALLEGHANY CORP DEL
COM
017175100
2969
6342
SH
DFND
1,2,3
6342
0
0
ALLERGAN PLC
SHS
G0177J108
72742
267619
SH
DFND
1,2,3
267619
0
0
ALTRIA GROUP INC
COM
02209S103
2790
51282
SH
DFND
1,2,3
51282
0
0
AMAZON COM INC
COM
023135106
369
720
SH
DFND
1,2,3
720
0
0
AMERICAN AIRLINES GROUP
COM
02376R102
50474
1299865
SH
DFND
1,2,3
1299865
0
0
AMERICAN EXPRESS CO
COM
025816109
200
2700
SH
DFND
1,2,3
2700
0
0
AMERIGAS PARTNERS LP
UNIT LP INT
030975106
3142
75650
SH
DFND
1,2,3
75650
0
0
AMGEN INC
COM
031162100
1279
9250
SH
DFND
1,2,3
9250
0
0
ANALOG DEVICES INC
COM
032654105
92749
1644200
SH
DFND
1,2,3
1644200
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
213
2000
SH
DFND
1,2,3
2000
0
0
ANTERO MIDSTREAM PARTNERS LP
UNT LTD PARTN
03673L103
12384
693400
SH
DFND
1,2,3
693400
0
0
APPLE INC
COM
037833100
13348
121014
SH
DFND
1,2,3
121014
0
0
AQUA AMERICA INC
COM
03836W103
386
14575
SH
DFND
1,2,3
14575
0
0
AT&T INC
COM
00206R102
1234
37885
SH
DFND
1,2,3
37885
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
7042
87632
SH
DFND
1,2,3
87632
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
154
127500
SH
DFND
1,2,3
127500
0
0
BAXALTA INC
COM
07177M103
932
29565
SH
DFND
1,2,3
29565
0
0
BAXTER INTERNATIONAL INC
COM
071813109
901
27440
SH
DFND
1,2,3
27440
0
0
BECTON DICKINSON & CO
COM
075887109
1075
8100
SH
DFND
1,2,3
8100
0
0
BERKSHIRE HATHAWAY INC
CL A
084670108
13276
68
SH
DFND
1,2,3
68
0
0
BERKSHIRE HATHAWAY INC
CL B
084670702
44218
339096
SH
DFND
1,2,3
339096
0
0
BLACKSTONE GROUP LP
COM UNIT LTD
09253U108
5104
161175
SH
DFND
1,2,3
161175
0
0
BOEING CO
COM
097023105
88111
672863
SH
DFND
1,2,3
672863
0
0
BP PLC
SPONSORED ADR
055622104
5184
169645
SH
DFND
1,2,3
169645
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1588
26827
SH
DFND
1,2,3
26827
0
0
BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
19875
632151
SH
DFND
1,2,3
632151
0
0
BROOKFIELD INFRASTRUCTURE PTRS
LP INT UNIT
G16252101
7110
193355
SH
DFND
1,2,3
193355
0
0
BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
217
3658
SH
DFND
1,2,3
3658
0
0
BUFFALO WILD WINGS INC
COM
119848109
35772
184935
SH
DFND
1,2,3
184935
0
0
CAPSTEAD MORTGAGE CORP
COM NO PAR
14067E506
181
18300
SH
DFND
1,2,3
18300
0
0
CARMAX INC
COM
143130102
23696
399465
SH
DFND
1,2,3
399465
0
0
CATERPILLAR INC
COM
149123101
3335
51020
SH
DFND
1,2,3
51020
0
0
CBS CORPORATION
CL B
124857202
11620
291240
SH
DFND
1,2,3
291240
0
0
CDK GLOBAL INC
COM
12508E101
1375
28772
SH
DFND
1,2,3
28772
0
0
CEDAR FAIR LP
DEPOSITRY UNIT
150185106
46919
891832
SH
DFND
1,2,3
891832
0
0
CELGENE CORP
COM
151020104
212778
1967068
SH
DFND
1,2,3
1967068
0
0
CELGENE CORP
RIGHT 12/31/2030
151020112
538
333865
SH
DFND
1,2,3
333865
0
0
CENTRAL FUND OF CANADA LTD
CL A
153501101
1399
132100
SH
DFND
1,2,3
132100
0
0
CERUS CORPORATION
COM
157085101
477
105000
SH
DFND
1,2,3
105000
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
1594
35500
SH
DFND
1,2,3
35500
0
0
CHEVRON CORP
COM
166764100
3988
50553
SH
DFND
1,2,3
50553
0
0
CHINA DISTANCE E HLDGS LTD
SPONS ADR
16944W104
298
23279
SH
DFND
1,2,3
23279
0
0
CISCO SYSTEMS INC
COM
17275R102
6042
230175
SH
DFND
1,2,3
230175
0
0
CITIGROUP INC
COM
172967424
913
18410
SH
DFND
1,2,3
18410
0
0
COCA COLA CO
COM
191216100
12292
306370
SH
DFND
1,2,3
306370
0
0
COGNIZANT TECHNOLOGY SOLUTIONS
CL A
192446102
81655
1304177
SH
DFND
1,2,3
1304177
0
0
COLGATE-PALMOLIVE CO
COM
194162103
23556
371187
SH
DFND
1,2,3
371187
0
0
COMCAST CORP
CL A SPL
20030N200
1653
28875
SH
DFND
1,2,3
28875
0
0
COMCAST CORP
CL A
20030N101
13499
237317
SH
DFND
1,2,3
237317
0
0
COMMSCOPE HOLDING CO
COM
20337X109
63427
2112135
SH
DFND
1,2,3
2112135
0
0
CONOCOPHILLIPS
COM
20825C104
2975
62039
SH
DFND
1,2,3
62039
0
0
CONSOLIDATED EDISON INC
COM
209115104
419
6268
SH
DFND
1,2,3
6268
0
0
CORNING INC
COM
219350105
1782
104100
SH
DFND
1,2,3
104100
0
0
COSTCO WHOLESALE CORP
COM
22160K105
12254
84764
SH
DFND
1,2,3
84764
0
0
COVANTA HLDG CORP
COM
22282E102
1506
86300
SH
DFND
1,2,3
86300
0
0
CRESCENT POINT ENERGY CORP
COM
22576C101
3593
314350
SH
DFND
1,2,3
314350
0
0
CULLEN FROST BANKERS INC
COM
229899109
443
6970
SH
DFND
1,2,3
6970
0
0
CUMMINS INC
COM
231021106
673
6200
SH
DFND
1,2,3
6200
0
0
CVS HEALTH CORP
COM
126650100
771
7995
SH
DFND
1,2,3
7995
0
0
D.R. HORTON INC
COM
23331A109
3798
129375
SH
DFND
1,2,3
129375
0
0
DANAHER CORP
COM
235851102
2927
34355
SH
DFND
1,2,3
34355
0
0
DAVITA HEALTHCARE PARTNERS
COM
23918K108
5620
77700
SH
DFND
1,2,3
77700
0
0
DEERE & CO
COM
244199105
11233
151791
SH
DFND
1,2,3
151791
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
4235
55700
SH
DFND
1,2,3
55700
0
0
DELTA AIR LINES INC
COM
247361702
73506
1638202
SH
DFND
1,2,3
1638202
0
0
DEVON ENERGY CORP
COM
25179M103
3065
82636
SH
DFND
1,2,3
82636
0
0
DISCOVERY COMMUNICATIONS
COM SER C
25470F302
5397
222190
SH
DFND
1,2,3
222190
0
0
DISNEY WALT CO
COM DISNEY
254687106
30004
293577
SH
DFND
1,2,3
293577
0
0
DOVER CORPORATION
COM
260003108
2747
48037
SH
DFND
1,2,3
48037
0
0
DUKE ENERGY CORP
COM
26441C204
291
4048
SH
DFND
1,2,3
4048
0
0
E I DU PONT DE NEMOURS & CO
COM
263534109
272
5648
SH
DFND
1,2,3
5648
0
0
EATON CORP PLC
SHS
G29183103
1831
35700
SH
DFND
1,2,3
35700
0
0
ECOLAB INC
COM
278865100
1005
9160
SH
DFND
1,2,3
9160
0
0
ELBIT SYS LTD
ORD
M3760D101
336
4500
SH
DFND
1,2,3
4500
0
0
ELEPHANT TALK COMMUNICATIONS
COM
286202205
632
1504980
SH
DFND
1,2,3
1504980
0
0
EMC CORP MASS
COM
268648102
4288
177483
SH
DFND
1,2,3
177483
0
0
EMERSON ELEC CO
COM
291011104
3688
83501
SH
DFND
1,2,3
83501
0
0
ENCANA CORP
COM
292505104
2932
455309
SH
DFND
1,2,3
455309
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
22673
1089510
SH
DFND
1,2,3
1089510
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
446
24400
SH
DFND
1,2,3
24400
0
0
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
807
32400
SH
DFND
1,2,3
32400
0
0
EQT CORPORATION
COM
26884L109
67679
1044915
SH
DFND
1,2,3
1044915
0
0
EVINE LIVE INC
CL A
300487105
131
50000
SH
DFND
1,2,3
50000
0
0
EXPRESS SCRIPTS HLDG
COM
30219G108
23553
290921
SH
DFND
1,2,3
290921
0
0
EXXON MOBIL CORP
COM
30231G102
28258
380072
SH
DFND
1,2,3
380072
0
0
FACEBOOK INC
CL A
30303M102
1144
12723
SH
DFND
1,2,3
12723
0
0
FEDEX CORP
COM
31428x106
23865
165752
SH
DFND
1,2,3
165752
0
0
FIDELITY NATIONAL INFORMATION SV
COM
31620M106
17434
259895
SH
DFND
1,2,3
259895
0
0
FIDELITY NATL FINANCIAL
FNF GROUP COM
31620R303
12103
341227
SH
DFND
1,2,3
341227
0
0
FIRST MERCHANTS CORP
COM
320817109
262
10006
SH
DFND
1,2,3
10006
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
17639
1336250
SH
DFND
1,2,3
1336250
0
0
FOUNDATION MEDIC INC
COM
350465100
294
15910
SH
DFND
1,2,3
15910
0
0
FRANCO NEV CORP
COM
351858105
11601
263550
SH
DFND
1,2,3
263550
0
0
GENERAL ELECTRIC CO
COM
369604103
19285
764677
SH
DFND
1,2,3
764677
0
0
GENERAL MILLS INC
COM
370334104
394
7025
SH
DFND
1,2,3
7025
0
0
GENESIS ENERGY LP
UNIT LTD PARTN
371927104
35376
922703
SH
DFND
1,2,3
922703
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
79
10000
SH
DFND
1,2,3
10000
0
0
GILEAD SCIENCES
COM
375558103
7608
77485
SH
DFND
1,2,3
77485
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
37754
1354160
SH
DFND
1,2,3
1354160
0
0
GOLDCORP INC
COM
380956409
2287
182670
SH
DFND
1,2,3
182670
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
69416
399495
SH
DFND
1,2,3
399495
0
0
GRAMERCY PROPERTY TRUST
COM
38489R605
14480
697160
SH
DFND
1,2,3
697160
0
0
GTX INC
COM
40052B108
15
20000
SH
DFND
1,2,3
20000
0
0
H & R BLOCK
COM
093671105
57964
1601215
SH
DFND
1,2,3
1601215
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
55408
1073805
SH
DFND
1,2,3
1073805
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
1107
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
268
7580
SH
DFND
1,2,3
7580
0
0
HALYARD HEALTH INC
COM
40650V100
629
22107
SH
DFND
1,2,3
22107
0
0
HARRIS CORP
COM
413875105
636
8700
SH
DFND
1,2,3
8700
0
0
HCA HOLDINGS INC
COM
40412C101
75428
975029
SH
DFND
1,2,3
975029
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
76467
2671820
SH
DFND
1,2,3
2671820
0
0
HELMERICH & PAYNE INC
COM
423452101
4538
96030
SH
DFND
1,2,3
96030
0
0
HESS CORP
COM
42809H107
313
6258
SH
DFND
1,2,3
6258
0
0
HOME DEPOT INC
COM
437076102
13616
117895
SH
DFND
1,2,3
117895
0
0
HONEYWELL INTL INC
COM
438516106
6456
68181
SH
DFND
1,2,3
68181
0
0
HUGOTON ROYALTY TRUST TEX
UNIT BEN INT
444717102
208
70656
SH
DFND
1,2,3
70656
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
4929
59880
SH
DFND
1,2,3
59880
0
0
INGREDION INC
COM
457187102
423
4850
SH
DFND
1,2,3
4850
0
0
INTEL CORP
COM
458140100
7544
250300
SH
DFND
1,2,3
250300
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
925
3936
SH
DFND
1,2,3
3936
0
0
INTERNATIONAL BUSINESS MACHINE
COM
459200101
876
6040
SH
DFND
1,2,3
6040
0
0
INTUIT INC
COM
461202103
257
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
13827
182000
SH
DFND
1,2,3
182000
0
0
JANUS CAPITAL GROUP INC
COM
47102x105
245
17999
SH
DFND
1,2,3
17999
0
0
JOHNSON & JOHNSON
COM
478160104
25987
278383
SH
DFND
1,2,3
278383
0
0
JPMORGAN CHASE & CO
COM
46625h100
660
10823
SH
DFND
1,2,3
10823
0
0
KIMBERLY CLARK
COM
494368103
16645
152649
SH
DFND
1,2,3
152649
0
0
KINDER MORGAN INC
COM
49456B101
2964
107083
SH
DFND
1,2,3
107083
0
0
KOPIN CORP
COM
500600101
35
11000
SH
DFND
1,2,3
11000
0
0
KRAFT HEINZ CO
COM
500754106
2798
39647
SH
DFND
1,2,3
39647
0
0
LABORATORY CORP AMERHLDGS
COM
50540R409
15402
141991
SH
DFND
1,2,3
141991
0
0
LEGACY RESERVES LP
UNIT LP INT
524707304
434
106100
SH
DFND
1,2,3
106100
0
0
LEVEL 3 COMMUNICATIONS
COM
52729N308
71075
1626808
SH
DFND
1,2,3
1626808
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
816
15946
SH
DFND
1,2,3
15946
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1561
38057
SH
DFND
1,2,3
38057
0
0
LIBERTY MEDIA CORP DEL
COM SER C
531229300
381
11048
SH
DFND
1,2,3
11048
0
0
LILLY ELI & CO
COM
532457108
965
11529
SH
DFND
1,2,3
11529
0
0
LIVEPERSON INC
COM
538146101
151
20000
SH
DFND
1,2,3
20000
0
0
LOCKHEED MARTIN CORP
COM
539830109
16239
78334
SH
DFND
1,2,3
78334
0
0
LOWES COMPANIES INC
COM
548661107
2069
30025
SH
DFND
1,2,3
30025
0
0
MARCUS CORP
COM
566330106
195
10100
SH
DFND
1,2,3
10100
0
0
MASTERCARD INC
CL A
57636Q104
978
10850
SH
DFND
1,2,3
10850
0
0
MATADOR RESOURCES COMPANY
COM
576485205
7669
369750
SH
DFND
1,2,3
369750
0
0
MATTEL INC
COM
577081102
212
10054
SH
DFND
1,2,3
10054
0
0
MC DONALDS CORP
COM
580135101
477
4843
SH
DFND
1,2,3
4843
0
0
MCGRAW HILL FINL INC
COM
580645109
1130
13060
SH
DFND
1,2,3
13060
0
0
MCKESSON CORP
COM
58155Q103
60603
327532
SH
DFND
1,2,3
327532
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
285
4042
SH
DFND
1,2,3
4042
0
0
MEDTRONIC PLC
SHS
G5960L103
3490
52129
SH
DFND
1,2,3
52129
0
0
MERCK & CO INC
COM
58933Y105
11629
235461
SH
DFND
1,2,3
235461
0
0
MERIDIAN BANCORP INC
COM
58958U103
22177
1622300
SH
DFND
1,2,3
1622300
0
0
MERRIMACK PHARMACEUTICALS
COM
590328100
8946
1051178
SH
DFND
1,2,3
1051178
0
0
METABOLIX INC
COM
591018882
1110
804534
SH
DFND
1,2,3
804534
0
0
MFA FINANCIAL INC
COM
55272X102
11919
1750250
SH
DFND
1,2,3
1750250
0
0
MICROSOFT CORP
COM
594918104
48066
1085995
SH
DFND
1,2,3
1085995
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
8593
205232
SH
DFND
1,2,3
205232
0
0
NETFLIX INC
COM
64110L106
397
3845
SH
DFND
1,2,3
3845
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1178
35792
SH
DFND
1,2,3
35792
0
0
NEWMONT MINING CORPORATION
COM
651639106
326
20270
SH
DFND
1,2,3
20270
0
0
NEXTERA ENERGY INC
COM
65339F101
674
6910
SH
DFND
1,2,3
6910
0
0
NORTHERN TRUST CORP
COM
665859104
1439
21118
SH
DFND
1,2,3
21118
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
2316
25197
SH
DFND
1,2,3
25197
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
219
8200
SH
DFND
1,2,3
8200
0
0
NXP SEMICONDUCTOR NV
COM
N6596X109
79491
912953
SH
DFND
1,2,3
912953
0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
3491
210403
SH
DFND
1,2,3
210403
0
0
ONEBEACON INS GRP LT
CL A
G67742109
140
10000
SH
DFND
1,2,3
10000
0
0
ORACLE CORP
COM
68389X105
345
9550
SH
DFND
1,2,3
9550
0
0
ORBCOMM INC
COM
68555P100
279
50000
SH
DFND
1,2,3
50000
0
0
PACKAGING CORP OF AMERICA
COM
695156109
9920
164895
SH
DFND
1,2,3
164895
0
0
PARK CITY GROUP INC
COM
700215304
5448
515432
SH
DFND
1,2,3
515432
0
0
PARTNERRE LTD
COM
G6852T105
403
2900
SH
DFND
1,2,3
2900
0
0
PEPSICO INC
COM
713448108
25538
270812
SH
DFND
1,2,3
270812
0
0
PFIZER INC
COM
717081103
9604
305749
SH
DFND
1,2,3
305749
0
0
PHILIP MORRIS INTL INC
COM
718172109
3454
43545
SH
DFND
1,2,3
43545
0
0
PHILLIPS 66
COM
718546104
913
11884
SH
DFND
1,2,3
11884
0
0
PLAINS ALL AMERICAN PIPELINE
UNIT LTD PARTN
726503105
287
9441
SH
DFND
1,2,3
9441
0
0
PROCTER & GAMBLE CO
COM
742718109
8596
119487
SH
DFND
1,2,3
119487
0
0
PROLOGIS INC
COM
74340W103
23999
616950
SH
DFND
1,2,3
616950
0
0
PROVECTUS PHARMACEUTICAL
COM
74373P108
52
90000
SH
DFND
1,2,3
90000
0
0
PURE CYCLE CORP
COM
746228303
318
64000
SH
DFND
1,2,3
64000
0
0
QUIDEL CORP
COM
74838J101
9195
487000
SH
DFND
1,2,3
487000
0
0
RANGE RESOURCES CORP
COM
75281A109
7519
234100
SH
DFND
1,2,3
234100
0
0
RAYTHEON CO
COM
755111507
216
1979
SH
DFND
1,2,3
1979
0
0
RELX NV
SPONSORED ADR
75955B102
830
50402
SH
DFND
1,2,3
50402
0
0
REMARK MEDIA INC
COM
75954W107
1010
229627
SH
DFND
1,2,3
229627
0
0
RENTRAK CORP
COM
760174102
20299
375415
SH
DFND
1,2,3
375415
0
0
ROKA BIOSCIENCE INC
COM
775431109
142
73200
SH
DFND
1,2,3
73200
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
6928
146196
SH
DFND
1,2,3
146196
0
0
SCHLUMBERGER LTD
COM
806857108
22751
329862
SH
DFND
1,2,3
329862
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
4416
227647
SH
DFND
1,2,3
227647
0
0
SILVER WHEATON CORP
COM
828336107
516
43000
SH
DFND
1,2,3
43000
0
0
SITO MOBILE LTD
COM
82988R203
1803
450695
SH
DFND
1,2,3
450695
0
0
SNAP ON INC
COM
833034101
358
2375
SH
DFND
1,2,3
2375
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
7061
556422
SH
DFND
1,2,3
556422
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
347
3250
SH
DFND
1,2,3
3250
0
0
SPECTRA ENERGY CORP
COM
847560109
3053
116200
SH
DFND
1,2,3
116200
0
0
ST. JUDE MEDICAL INC
COM
790849103
4632
73425
SH
DFND
1,2,3
73425
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3194
32935
SH
DFND
1,2,3
32935
0
0
STARBUCKS CORP
COM
855244109
1057
18600
SH
DFND
1,2,3
18600
0
0
STERICYCLE INC
COM
858912108
16652
119532
SH
DFND
1,2,3
119532
0
0
SYSCO CORP
COM
871829107
11129
285583
SH
DFND
1,2,3
285583
0
0
T. ROWE PRICE GROUP
COM
74144T108
278
4000
SH
DFND
1,2,3
4000
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
369
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
10372
131855
SH
DFND
1,2,3
131855
0
0
TELEFLEX INC
COM
879369106
810
6525
SH
DFND
1,2,3
6525
0
0
TELEFONICA S.A.
SPONSORED ADR
879382208
1375
114163
SH
DFND
1,2,3
114163
0
0
TESLA MTRS INC
COM
88160R101
405
1630
SH
DFND
1,2,3
1630
0
0
TETRALOGIC PHARMACEUTICALS
COM
88165U109
22
11713
SH
DFND
1,2,3
11713
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
468
8284
SH
DFND
1,2,3
8284
0
0
THE BANK OF NEW YORK MELLON CORP
COM
064058100
16973
433526
SH
DFND
1,2,3
433526
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5081
41550
SH
DFND
1,2,3
41550
0
0
TIFFANY & CO
COM
886547108
3193
41355
SH
DFND
1,2,3
41355
0
0
TIME WARNER INC
COM
887317303
1757
25550
SH
DFND
1,2,3
25550
0
0
TJX COMPANIES INC
COM
872540109
18623
260757
SH
DFND
1,2,3
260757
0
0
UNDER ARMOUR INC
CL A
904311107
1307
13500
SH
DFND
1,2,3
13500
0
0
UNIFI INC
COM
904677200
1143
38335
SH
DFND
1,2,3
38335
0
0
UNILEVER N V
N Y SHS
904784709
804
19993
SH
DFND
1,2,3
19993
0
0
UNION PACIFIC CORP
COM
907818108
4102
46400
SH
DFND
1,2,3
46400
0
0
UNITED PARCEL SERVICE
CL B
911312106
1125
11400
SH
DFND
1,2,3
11400
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
5832
65535
SH
DFND
1,2,3
65535
0
0
UNIVERSAL HEALTH RLTY INCOME T
SH BEN INT
91359E105
1506
32083
SH
DFND
1,2,3
32083
0
0
US BANCORP DEL
COM
902973304
3339
81414
SH
DFND
1,2,3
81414
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1193
6690
SH
DFND
1,2,3
6690
0
0
VALLEY NATL BANCORP
COM
919794107
344
35000
SH
DFND
1,2,3
35000
0
0
VANGUARD NATURAL RESOURCES LLC
COM UNIT
92205F106
671
88343
SH
DFND
1,2,3
88343
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
15123
204970
SH
DFND
1,2,3
204970
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2274
52253
SH
DFND
1,2,3
52253
0
0
VERMILLION INC
COM
92407M206
758
375000
SH
DFND
1,2,3
375000
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
228
2188
SH
DFND
1,2,3
2188
0
0
VIRNETX HOLDING CORP
COM
92823T108
2961
831700
SH
DFND
1,2,3
831700
0
0
VISA INC
COM CL A
92826C839
3734
53600
SH
DFND
1,2,3
53600
0
0
W.P. CAREY INC
COM
92936U109
21818
377415
SH
DFND
1,2,3
377415
0
0
WAL MART STORES INC
COM
931142103
497
7660
SH
DFND
1,2,3
7660
0
0
WELLS FARGO & CO
COM
949746101
2806
54641
SH
DFND
1,2,3
54641
0
0
WELLTOWER INC
COM
95040Q104
9751
143985
SH
DFND
1,2,3
143985
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
1566
39725
SH
DFND
1,2,3
39725
0
0
WEYERHAEUSER CO
COM
962166104
14417
527337
SH
DFND
1,2,3
527337
0
0
WHIRLPOOL CORP
COM
963320106
20756
140945
SH
DFND
1,2,3
140945
0
0
WHITE MTNS INS GROUP LTD
COM
G9618E107
29033
38851
SH
DFND
1,2,3
38851
0
0
WILEY JOHN & SONS INC
CL B
968223305
991
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN & SONS INC
CL A
968223206
21397
427681
SH
DFND
1,2,3
427681
0
0
WILLIAMS COMPANIES INC
COM
969457100
2977
80785
SH
DFND
1,2,3
80785
0
0
WISDOMTREE INVESTMENTS INC
COM
97717P104
55834
3461475
SH
DFND
1,2,3
3461475
0
0
XENCOR INC
COM
98401F105
4170
340950
SH
DFND
1,2,3
340950
0
0
XPO LOGISTICS INC
COM
983793100
68793
2886835
SH
DFND
1,2,3
2886835
0
0
XYLEM INC
COM
98419M100
238
7240
SH
DFND
1,2,3
7240
0
0
YUM! BRANDS INC
COM
988498101
492
6150
SH
DFND
1,2,3
6150
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
470
4999
SH
DFND
1,2,3
4999
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
225
18000
SH
DFND
1,2,3
18000
0
0
ISHARES TR
S&P 100 ETF
464287101
451
5323
SH
DFND
1,2,3
5323
0
0
RICEBRAN TECHNOLOGIES
COM
762831204
95
42408
SH
DFND
1,2,3
42408
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
14055
14897
SH
DFND
1,2,3
14897
0
0
AES TR III
PFD CV 6.75%
00808N202
248
5000
SH
DFND
1,2,3
5000
0
0
GENERAL AMERICAN INVESTORS INC
COM
368802104
929
29976
SH
DFND
1,2,3
29976
0
0
KINDER MORGAN INC
*W EXP 05/25/2017
49456B119
1899
2064600
SH
DFND
1,2,3
2064600
0
0