0000950123-15-008873.txt : 20150813
0000950123-15-008873.hdr.sgml : 20150813
20150813115213
ACCESSION NUMBER: 0000950123-15-008873
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
EFFECTIVENESS DATE: 20150813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 151049553
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000016972
XXXXXXXX
06-30-2015
06-30-2015
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
06-30-2015
3
272
3529819
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3D SYSTEMS CORP
COM
88554D205
3525
180580
SH
DFND
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180580
0
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3M COMPANY
COM
88579Y101
4842
31381
SH
DFND
1,2,3
31381
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0
ABBOTT LABORATORIES
COM
002824100
28310
576805
SH
DFND
1,2,3
576805
0
0
ABBVIE INC
COM
00287Y109
36318
540532
SH
DFND
1,2,3
540532
0
0
ACCELERATE DIAGNOSTICS, INC
COM
00430H102
26244
1016828
SH
DFND
1,2,3
1016828
0
0
ADEPT TECHNOLOGY INC
COM
006854202
275
38186
SH
DFND
1,2,3
38186
0
0
AFLAC INC
COM
001055102
5572
89586
SH
DFND
1,2,3
89586
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1163
30152
SH
DFND
1,2,3
30152
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
17199
154755
SH
DFND
1,2,3
154755
0
0
AGNICO EAGLE MINES LTD
COM
008474108
4511
159000
SH
DFND
1,2,3
159000
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0
AIR LEASE CORP
CL A
00912X302
59669
1760153
SH
DFND
1,2,3
1760153
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
684
5000
SH
DFND
1,2,3
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AKAMAI TECHNOLOGIES INC
COM
00971T101
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15733
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ALLEGHANY CORP DEL
COM
017175100
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ALLERGAN PLC
SHS
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ALTRIA GROUP INC
COM
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AMAZON COM INC
COM
023135106
313
720
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AMERICAN AIRLINES GROUP
COM
02376R102
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1257800
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AMERICAN EXPRESS CO
COM
025816109
210
2700
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DFND
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AMERIGAS PARTNERS LP
UNIT LP INT
030975106
3458
75650
SH
DFND
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75650
0
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AMGEN INC
COM
031162100
1455
9475
SH
DFND
1,2,3
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ANALOG DEVICES INC
COM
032654105
99821
1555210
SH
DFND
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1555210
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ANHEUSER BUSCH INBEV SA/NV
SPONSRED ADR
03524A108
241
2000
SH
DFND
1,2,3
2000
0
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ANTERO MIDSTREAM PARTNERS LP
UNT LTD PARTN
03673L103
15416
538282
SH
DFND
1,2,3
538282
0
0
APPLE INC
COM
037833100
13128
104671
SH
DFND
1,2,3
104671
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APPLIED DNA SCIENCES COM
COM
03815U201
49
15834
SH
DFND
1,2,3
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0
AQUA AMERICA INC
COM
03836W103
362
14775
SH
DFND
1,2,3
14775
0
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AT&T INC
COM
00206R102
874
24618
SH
DFND
1,2,3
24618
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0
AUTOMATIC DATA PROCESSING
COM
053015103
7031
87632
SH
DFND
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AVEO PHARMACEUTICALS
COM
053588109
222
127500
SH
DFND
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BAXTER INTERNATIONAL INC
COM
071813109
2123
30355
SH
DFND
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BECTON DICKINSON & CO
COM
075887109
1147
8100
SH
DFND
1,2,3
8100
0
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BERKSHIRE HATHAWAY INC
CL A
084670108
13930
68
SH
DFND
1,2,3
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0
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BERKSHIRE HATHAWAY INC. DEL
CL B
084670702
45321
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SH
DFND
1,2,3
332973
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BLACKSTONE GROUP LP
COM UNIT LTD
09253U108
15839
387550
SH
DFND
1,2,3
387550
0
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BOEING CO
COM
097023105
93637
675008
SH
DFND
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BP PLC
SPONSRED ADR
055622104
6908
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SH
DFND
1,2,3
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BRISTOL-MYERS SQUIBB CO
COM
110122108
1785
26827
SH
DFND
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BROOKFIELD ASSET MANAGEMENT
CL A LTD VT SH
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22508
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DFND
1,2,3
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BROOKFIELD INFRASTRUCTURE PARTNERS
LP INT UNIT
G16252101
21923
491225
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DFND
1,2,3
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BUCKEYE PARTNERS LP
UNIT LTD PARTN
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270
3658
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DFND
1,2,3
3658
0
0
CAESARSTONE SDOT-YAM LTD
ORD SHS
M20598104
315
4600
SH
DFND
1,2,3
4600
0
0
CAPSTEAD MORTGAGE CORP
COM NO PAR
14067E506
203
18300
SH
DFND
1,2,3
18300
0
0
CARMAX INC
COM
143130102
41578
627965
SH
DFND
1,2,3
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CATERPILLAR INC
COM
149123101
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DFND
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CBS CORPORATION
CL B
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96096
1731460
SH
DFND
1,2,3
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0
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CDK GLOBAL INC
COM
12508E101
1553
28772
SH
DFND
1,2,3
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CEDAR FAIR LP
DEPOSITRY UNIT
150185106
48800
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SH
DFND
1,2,3
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CELGENE CORP
COM
151020104
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SH
DFND
1,2,3
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CELGENE CORP
RIGHT 12/31/2030
151020112
694
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SH
DFND
1,2,3
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CENTRAL FUND OF CANADA LTD
CL A
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SH
DFND
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CERUS CORPORATION
COM
157085101
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SH
DFND
1,2,3
105000
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CF INDUSTRIES HOLDINGS INC
COM
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2282
35500
SH
DFND
1,2,3
35500
0
0
CHEVRON CORP
COM
166764100
4811
49869
SH
DFND
1,2,3
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0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
230
4600
SH
DFND
1,2,3
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0
0
CHINA DISTANCE EDUCATION HLDGS
SPONS ADR
16944W104
373
23279
SH
DFND
1,2,3
23279
0
0
CHUBB CORP
COM
171232101
638
6705
SH
DFND
1,2,3
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0
0
CISCO SYSTEMS INC
COM
17275R102
7051
256760
SH
DFND
1,2,3
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0
0
COCA COLA CO
COM
191216100
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SH
DFND
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COGNIZANT TECHNOLOGY SOLUTIONS
CL A
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DFND
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COLGATE-PALMOLIVE CO
COM
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SH
DFND
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COMCAST CORP
CL A SPL
20030N200
1731
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DFND
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COMCAST CORP
CL A
20030N101
14411
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DFND
1,2,3
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CONOCOPHILLIPS
COM
20825C104
3079
50139
SH
DFND
1,2,3
50139
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CONSOLIDATED EDISON INC
COM
209115104
363
6268
SH
DFND
1,2,3
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0
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CORNING INC
COM
219350105
2178
110400
SH
DFND
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COSTCO WHOLESALE CORP
COM
22160K105
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SH
DFND
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COVANTA HLDG CORP
COM
22282E102
1410
66525
SH
DFND
1,2,3
66525
0
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CRESCENT POINT ENERGY CORP
COM
22576C101
7063
344850
SH
DFND
1,2,3
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0
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CULLEN FROST BANKERS INC
COM
229899109
548
6970
SH
DFND
1,2,3
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0
0
CUMMINS INC
COM
231021106
302
2300
SH
DFND
1,2,3
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0
0
D.R. HORTON INC
COM
23331A109
3540
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SH
DFND
1,2,3
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0
0
DANAHER CORP
COM
235851102
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26230
SH
DFND
1,2,3
26230
0
0
DAVITA HEALTHCARE PARTNERS
COM
23918K108
6270
78900
SH
DFND
1,2,3
78900
0
0
DEERE & CO
COM
244199105
15401
158691
SH
DFND
1,2,3
158691
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
4850
57000
SH
DFND
1,2,3
57000
0
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DELTA AIR LINES
COM
247361702
80535
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SH
DFND
1,2,3
1960442
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DEVON ENERGY CORP
COM
25179M103
5516
92716
SH
DFND
1,2,3
92716
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DIRECTV
COM
25490A309
6692
72123
SH
DFND
1,2,3
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DISCOVERY COMMUNICATIONS
COM SER C
25470F302
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DFND
1,2,3
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DISNEY WALT CO
COM DISNEY
254687106
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SH
DFND
1,2,3
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DOVER CORPORATION
COM
260003108
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SH
DFND
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DUKE ENERGY CORP
COM
26441C204
291
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SH
DFND
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E I DU PONT DE NEMOURS & CO
COM
263534109
361
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SH
DFND
1,2,3
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0
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ECOLAB INC
COM
278865100
910
8050
SH
DFND
1,2,3
8050
0
0
ELBIT SYS LTD
ORD
M3760D101
352
4500
SH
DFND
1,2,3
4500
0
0
ELEPHANT TALK COMMUNICATIONS CORP
COM
286202205
645
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SH
DFND
1,2,3
1654980
0
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EMC CORP MASS
COM
268648102
4689
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SH
DFND
1,2,3
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0
0
EMERSON ELEC CO COM
COM
291011104
11049
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SH
DFND
1,2,3
199341
0
0
ENCANA CORP
COM
292505104
5614
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SH
DFND
1,2,3
509459
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
36571
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SH
DFND
1,2,3
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ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
759
24400
SH
DFND
1,2,3
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ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
965
32300
SH
DFND
1,2,3
32300
0
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EQT CORPORATION
COM
26884L109
63831
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SH
DFND
1,2,3
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0
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EVINE LIVE INC
CL A
300487105
135
50000
SH
DFND
1,2,3
50000
0
0
EXPRESS SCRIPTS INC
COM
30219G108
24492
275377
SH
DFND
1,2,3
275377
0
0
EXXON MOBIL CORP
COM
30231G102
31823
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SH
DFND
1,2,3
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0
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FACEBOOK INC
CL A
30303M102
1048
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SH
DFND
1,2,3
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0
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FEDEX CORP
COM
31428x106
37007
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SH
DFND
1,2,3
217177
0
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FERRELLGAS PARTNERS LP
UNIT LTD PART
315293100
377
16750
SH
DFND
1,2,3
16750
0
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FIDELITY NATIONAL INFORMATION
COM
31620M106
16067
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DFND
1,2,3
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FIDELITY NATL FINANCIAL
FNF GROUP COM
31620R303
12622
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DFND
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FIRST CITIZENS BANCSHARES INC
CL A
31946M103
230
875
SH
DFND
1,2,3
875
0
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FIRST MERCHANTS CORP
COM
320817109
247
10006
SH
DFND
1,2,3
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0
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FLY LEASING LTD
SPONSORED ADR
34407D109
19663
1252450
SH
DFND
1,2,3
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0
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FRANCO NEV CORP
COM
351858105
12606
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SH
DFND
1,2,3
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0
0
GENERAC HOLDINGS INC
COM
368736104
4430
111450
SH
DFND
1,2,3
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0
0
GENERAL ELECTRIC CO
COM
369604103
20437
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SH
DFND
1,2,3
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0
0
GENERAL MILLS INC
COM
370334104
391
7025
SH
DFND
1,2,3
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0
0
GENESIS ENERGY LP
UNIT LTD PARTN
371927104
39195
893023
SH
DFND
1,2,3
893023
0
0
GENMARK DIAGNOSTICS INC
COM
372309104
91
10000
SH
DFND
1,2,3
10000
0
0
GILEAD SCIENCES
COM
375558103
8587
73340
SH
DFND
1,2,3
73340
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
48463
1035540
SH
DFND
1,2,3
1035540
0
0
GOLDCORP INC
COM
380956409
2959
182670
SH
DFND
1,2,3
182670
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
58422
279810
SH
DFND
1,2,3
279810
0
0
GOOGLE INC
CL A
38259P508
5738
10626
SH
DFND
1,2,3
10626
0
0
GOOGLE INC
CL C
38259P706
6369
12237
SH
DFND
1,2,3
12237
0
0
GRAINGER W W INC
COM
384802104
248
1050
SH
DFND
1,2,3
1050
0
0
GTX INC
COM
40052B108
29
20000
SH
DFND
1,2,3
20000
0
0
H & R BLOCK
COM
093671105
80690
2721424
SH
DFND
1,2,3
2721424
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
48033
729317
SH
DFND
1,2,3
729317
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
1329
159350
SH
DFND
1,2,3
159350
0
0
HALLIBURTON COMPANY
COM
406216101
292
6780
SH
DFND
1,2,3
6780
0
0
HALYARD HEALTH INC
COM
40650V100
976
24101
SH
DFND
1,2,3
24101
0
0
HARRIS CORP
COM
413875105
669
8700
SH
DFND
1,2,3
8700
0
0
HCA HOLDINGS INC
COM
40412C101
91736
1011204
SH
DFND
1,2,3
1011204
0
0
HD SUPPLY HOLDINGS INC
COM
40416M105
96514
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SH
DFND
1,2,3
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0
0
HEALTH CARE REIT INC
COM
42217K106
8265
125930
SH
DFND
1,2,3
125930
0
0
HELMERICH & PAYNE INC
COM
423452101
4620
65600
SH
DFND
1,2,3
65600
0
0
HESS CORP
COM
42809H107
419
6258
SH
DFND
1,2,3
6258
0
0
HOME DEPOT INC
COM
437076102
13072
117628
SH
DFND
1,2,3
117628
0
0
HONEYWELL INTL INC
COM
438516106
7159
70205
SH
DFND
1,2,3
70205
0
0
HUGOTON ROYALTY TRUST TEX
UNIT BEN INT
444717102
243
69556
SH
DFND
1,2,3
69556
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
5108
55646
SH
DFND
1,2,3
55646
0
0
INGREDION INC
COM
457187102
387
4850
SH
DFND
1,2,3
4850
0
0
INTEL CORP
COM
458140100
7922
260475
SH
DFND
1,2,3
260475
0
0
INTERCEPT PHARMACEUTICALS
COM
45845P108
13581
56265
SH
DFND
1,2,3
56265
0
0
INTERCONTINENTAL EXCHANGE,INC
COM
45866F104
880
3936
SH
DFND
1,2,3
3936
0
0
INTERNATIONAL BUSINESS MACHINE
COM
459200101
2105
12943
SH
DFND
1,2,3
12943
0
0
INTUIT INC
COM
461202103
291
2892
SH
DFND
1,2,3
2892
0
0
IPG PHOTONICS CORP
COM
44980X109
20382
239300
SH
DFND
1,2,3
239300
0
0
IRONWOOD PHARMACEUT INC
COM CL A
46333X108
190
15720
SH
DFND
1,2,3
15720
0
0
JANUS CAPITAL GROUP INC
COM
47102x105
308
17999
SH
DFND
1,2,3
17999
0
0
JOHNSON & JOHNSON CO
COM
478160104
27492
282088
SH
DFND
1,2,3
282088
0
0
JPMORGAN CHASE & CO
COM
46625h100
752
11098
SH
DFND
1,2,3
11098
0
0
KIMBERLY CLARK
COM
494368103
16176
152649
SH
DFND
1,2,3
152649
0
0
KINDER MORGAN INC
COM
49456B101
9920
258413
SH
DFND
1,2,3
258413
0
0
KOPIN CORP
COM
500600101
38
11000
SH
DFND
1,2,3
11000
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1997
23453
SH
DFND
1,2,3
23453
0
0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
17247
142278
SH
DFND
1,2,3
142278
0
0
LEGACY RESERVES LP
UNIT LP INT
524707304
709
82775
SH
DFND
1,2,3
82775
0
0
LEVEL 3 COMMUNICATIONS
COM
52729N308
80945
1536838
SH
DFND
1,2,3
1536838
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
381
7444
SH
DFND
1,2,3
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0
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
226
8147
SH
DFND
1,2,3
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0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
238
6596
SH
DFND
1,2,3
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0
0
LIBERTY MEDIA CORP DEL
COM SER C
531229300
474
13192
SH
DFND
1,2,3
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0
0
LILLY ELI & CO
COM
532457108
963
11529
SH
DFND
1,2,3
11529
0
0
LIVEPERSON INC
COM
538146101
196
20000
SH
DFND
1,2,3
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0
0
LOCKHEED MARTIN CORP
COM
539830109
14540
78214
SH
DFND
1,2,3
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0
0
LOWES COMPANIES INC
COM
548661107
2011
30025
SH
DFND
1,2,3
30025
0
0
MAGELLAN MIDSTREAM PRTNS LP
COM UNIT RP LP
559080106
205
2800
SH
DFND
1,2,3
2800
0
0
MAGNUM HUNTER RESOURCES INC
COM
55973B102
22
12000
SH
DFND
1,2,3
12000
0
0
MARATHON PETE CORP
COM
56585A102
209
4000
SH
DFND
1,2,3
4000
0
0
MARCUS CORP
COM
566330106
194
10100
SH
DFND
1,2,3
10100
0
0
MATTEL INC
COM
577081102
258
10054
SH
DFND
1,2,3
10054
0
0
MC DONALDS CORP
COM
580135101
460
4843
SH
DFND
1,2,3
4843
0
0
MCGRAW HILL FINL INC
COM
580645109
1312
13060
SH
DFND
1,2,3
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0
0
MCKESSON CORP
COM
58155Q103
54895
244182
SH
DFND
1,2,3
244182
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
376
4167
SH
DFND
1,2,3
4167
0
0
MEDTRONIC PLC
SHS
G5960L103
3993
53893
SH
DFND
1,2,3
53893
0
0
MERCK & CO INC
COM
58933Y105
13174
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SH
DFND
1,2,3
231411
0
0
MERIDIAN BANCORP INC
COM
58958U103
33318
2484550
SH
DFND
1,2,3
2484550
0
0
MERRIMACK PHARMACEUTICALS
COM
590328100
12998
1051178
SH
DFND
1,2,3
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0
0
METABOLIX INC
COM
591018882
392
104534
SH
DFND
1,2,3
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0
0
MFA FINANCIAL INC
COM
55272X102
11529
1560050
SH
DFND
1,2,3
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0
0
MICROSOFT CORP
COM
594918104
26381
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SH
DFND
1,2,3
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0
MONDELEZ INTERNATIONAL INC
CL A
609207105
8460
205632
SH
DFND
1,2,3
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0
0
NETFLIX INC
COM
64110L106
250
380
SH
DFND
1,2,3
380
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1293
35792
SH
DFND
1,2,3
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0
0
NEWMONT MINING CORPORATION
COM
651639106
484
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SH
DFND
1,2,3
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0
0
NEXTERA ENERGY INC
COM
65339F101
677
6910
SH
DFND
1,2,3
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0
0
NORTHERN TRUST CORP
COM
665859104
1615
21118
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DFND
1,2,3
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0
NOVARTIS AG
SPONSORED ADR
66987V109
1785
18147
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DFND
1,2,3
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0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
312
8200
SH
DFND
1,2,3
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0
NXP SEMICONDUCTOR NV
COM
N6596X109
82991
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SH
DFND
1,2,3
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0
0
ONCOMED PHARMACEUTICALS INC
COM
68234X102
4118
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SH
DFND
1,2,3
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0
ONEBEACON INS GRP LTD
CL A
G67742109
145
10000
SH
DFND
1,2,3
10000
0
0
ORACLE CORP
COM
68389X105
385
9550
SH
DFND
1,2,3
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0
ORBCOMM INC
COM
68555P100
338
50000
SH
DFND
1,2,3
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0
0
PACKAGING CORP OF AMERICA
COM
695156109
10406
166525
SH
DFND
1,2,3
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0
0
PALL CORP
COM
696429307
894
7180
SH
DFND
1,2,3
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0
0
PARK CITY GROUP INC
COM
700215304
6386
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SH
DFND
1,2,3
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0
PARTNERRE LTD
COM
G6852T105
373
2900
SH
DFND
1,2,3
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0
0
PEPSICO INC
COM
713448108
35003
375010
SH
DFND
1,2,3
375010
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0
PFIZER INC
COM
717081103
10247
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SH
DFND
1,2,3
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0
PHILIP MORRIS INTL INC
COM
718172109
2583
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SH
DFND
1,2,3
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0
PHILLIPS 66
COM
718546104
958
11896
SH
DFND
1,2,3
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0
0
PLAINS ALL AMERN PIPELINE
UNIT LTD PARTN
726503105
420
9641
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DFND
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0
PROCTER & GAMBLE CO
COM
742718109
9506
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DFND
1,2,3
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0
PROLOGIS INC
COM
74340W103
260
7000
SH
DFND
1,2,3
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0
0
PROVECTUS PHARMACEUTICAL INC
COM
74373P108
49
90000
SH
DFND
1,2,3
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0
0
PURE CYCLE CORP
COM
746228303
333
64000
SH
DFND
1,2,3
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0
0
QUIDEL CORP
COM
74838J101
11268
491000
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DFND
1,2,3
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0
0
RANGE RESOURCES CORP
COM
75281A109
24438
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DFND
1,2,3
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0
REED ELSEVIER NV
SPONS ADR
758204200
768
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SH
DFND
1,2,3
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0
0
REMARK MEDIA INC
COM
75954W107
930
229627
SH
DFND
1,2,3
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0
0
REMY INTL INC
COM
75971M108
3236
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SH
DFND
1,2,3
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0
RENTRAK CORP
COM
760174102
26225
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DFND
1,2,3
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0
0
ROKA BIOSCIENCE INC
COM
775431109
190
73200
SH
DFND
1,2,3
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0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
8596
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SH
DFND
1,2,3
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0
0
SCHLUMBERGER LTD
COM
806857108
28101
326040
SH
DFND
1,2,3
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0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
4936
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SH
DFND
1,2,3
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0
0
SILVER WHEATON CORP
COM
828336107
746
43000
SH
DFND
1,2,3
43000
0
0
SNAP ON INC
COM
833034101
378
2375
SH
DFND
1,2,3
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0
0
SOUTHWESTERN ENERGY CO
COM
845467109
13427
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SH
DFND
1,2,3
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0
SPDR GOLD TRUST
GOLD SHS
78463V107
253
2250
SH
DFND
1,2,3
2250
0
0
SPECTRA ENERGY CORP
COM
847560109
1224
37534
SH
DFND
1,2,3
37534
0
0
ST. JUDE MEDICAL INC
COM
790849103
5382
73650
SH
DFND
1,2,3
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0
0
STANLEY BLACK & DECKER INC
COM
854502101
3466
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SH
DFND
1,2,3
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0
0
STERICYCLE INC
COM
858912108
16274
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SH
DFND
1,2,3
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0
0
SYSCO CORP
COM
871829107
2546
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SH
DFND
1,2,3
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0
0
T. ROWE PRICE GROUP
COM
74144T108
311
4000
SH
DFND
1,2,3
4000
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
355
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
2838
34770
SH
DFND
1,2,3
34770
0
0
TELEFLEX INC
COM
879369106
891
6575
SH
DFND
1,2,3
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0
0
TELEFONICA S.A.
SPONSORED ADR
879382208
1621
114163
SH
DFND
1,2,3
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0
0
TESLA MTRS INC
COM
88160R101
437
1630
SH
DFND
1,2,3
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0
0
TETRALOGIC PHARMACEUTICALS
COM
88165U109
27
11713
SH
DFND
1,2,3
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0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
490
8284
SH
DFND
1,2,3
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0
0
THE BANK OF NEW YORK MELLON CORP
COM
064058100
17595
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DFND
1,2,3
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0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5430
41843
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DFND
1,2,3
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0
0
TIFFANY & CO
COM
886547108
3242
35315
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DFND
1,2,3
35315
0
0
TIME WARNER INC
COM
887317303
568
6498
SH
DFND
1,2,3
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0
0
TJX COMPANIES INC
COM
872540109
17282
261182
SH
DFND
1,2,3
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0
0
UNIFI INC
COM
904677200
4011
119735
SH
DFND
1,2,3
119735
0
0
UNILEVER N V
NY SHS
904784709
887
21193
SH
DFND
1,2,3
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0
0
UNION PACIFIC CORP
COM
907818108
3882
40700
SH
DFND
1,2,3
40700
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
8023
72325
SH
DFND
1,2,3
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0
0
UNIVERSAL HEALTH RLTY INCOME T
SH BEN INT
91359E105
1491
32083
SH
DFND
1,2,3
32083
0
0
US BANCORP DEL NEW
COM
902973304
3385
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SH
DFND
1,2,3
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0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1486
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SH
DFND
1,2,3
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0
0
VALLEY NATL BANCORP
COM
919794107
361
35000
SH
DFND
1,2,3
35000
0
0
VANGUARD NATURAL RESOURCES LLC
COM UNIT
92205F106
1364
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DFND
1,2,3
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0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
17398
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DFND
1,2,3
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0
0
VERIZON COMMUNICATIONS INC
COM
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2436
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DFND
1,2,3
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0
VERMILLION INC
COM
92407M206
776
375000
SH
DFND
1,2,3
375000
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0
VERTEX PHARMACEUTICALS INC
COM
92532F100
289
2338
SH
DFND
1,2,3
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0
0
VIRNETX HOLDING CORP
COM
92823T108
3493
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SH
DFND
1,2,3
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0
0
VISA INC
COM CL A
92826C839
3601
53620
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DFND
1,2,3
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0
0
W.P. CAREY INC
COM
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48294
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DFND
1,2,3
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0
0
WAL MART STORES INC
COM
931142103
543
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SH
DFND
1,2,3
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0
0
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COM
949746101
1858
33041
SH
DFND
1,2,3
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0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
1983
33050
SH
DFND
1,2,3
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0
0
WEYERHAEUSER CO
COM
962166104
15496
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SH
DFND
1,2,3
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0
0
WHIRLPOOL CORP
COM
963320106
77368
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DFND
1,2,3
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0
0
WHITE MOUNTAINS INSURANCE
COM
G9618E107
25470
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SH
DFND
1,2,3
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0
0
WILEY JOHN & SONS INC
CL B
968223305
1084
20000
SH
DFND
1,2,3
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0
0
WILEY JOHN AND SONS INC
CL A
968223206
22948
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SH
DFND
1,2,3
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0
0
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COM
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4335
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DFND
1,2,3
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COM
97717P104
28053
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SH
DFND
1,2,3
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0
XENCOR INC
COM
98401F105
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SH
DFND
1,2,3
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0
0
XPO LOGISTICS INC
COM
983793100
112315
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SH
DFND
1,2,3
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0
0
XYLEM INC
COM
98419M100
268
7240
SH
DFND
1,2,3
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0
0
YUM! BRANDS INC
COM
988498101
4927
54700
SH
DFND
1,2,3
54700
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
546
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SH
DFND
1,2,3
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0
0
ISHARES TR
S&P 100 ETF
464287101
484
5323
SH
DFND
1,2,3
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0
0
MARKET VECTORS ETF TR
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57061R544
220
9125
SH
DFND
1,2,3
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0
0
METABOLIX INC
COM
591018882
2625
700000
SH
DFND
1,2,3
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0
0
RICEBRAN TECHNOLOGIES
COM
762831204
144
42408
SH
DFND
1,2,3
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0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
15859
15166
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DFND
1,2,3
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0
0
GENERAL AMERICAN INVESTORS INC
COM
368802104
1043
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1,2,3
29976
0
0
KINDER MORGAN INC
*W EXP 5/25/201
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12455
4613100
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DFND
1,2,3
4613100
0
0