0000950123-11-045326.txt : 20110505 0000950123-11-045326.hdr.sgml : 20110505 20110505111528 ACCESSION NUMBER: 0000950123-11-045326 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110505 DATE AS OF CHANGE: 20110505 EFFECTIVENESS DATE: 20110505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 11813196 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y04831e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathleen Keating Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Kathleen Keating New York, NY 4/29/2011 ------------------------------------- ---------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: 1548971 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name --- -------------------- ---- 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc.
Peter B. Cannell & Co., Inc. FORM 13F 31-Mar-11
Voting Authority Value Shares/ Sh/ Put/ Invstmt Other ------------------- Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ -------------- ------------ -------- ------- --- ---- ------- -------- ------- ------ ---- ABBOTT LABORATORIES COM 002824100 789 16095 SH Defined 1,2,3 16095 AFFILIATED MANAGERS GROUP INC COM 008252108 1206 11025 SH Defined 1,2,3 11025 AFLAC INC COM 001055102 4404 83438 SH Defined 1,2,3 83438 AGILENT TECHNOLOGIES INC COM 00846U101 2088 46617 SH Defined 1,2,3 46617 ALLEGHENY TECHNOLOGIES INC COM 01741R102 51399 759000 SH Defined 1,2,3 759000 ALLERGAN INC COM 018490102 2047 28825 SH Defined 1,2,3 28825 AMGEN INC COM 031162100 1259 23550 SH Defined 1,2,3 23550 ANADARKO PETROLEUM CORP COM 032511107 4006 48900 SH Defined 1,2,3 48900 ANALOG DEVICES INC COM 032654105 66610 1691475 SH Defined 1,2,3 1691475 APPLE INC COM 037833100 81633 234275 SH Defined 1,2,3 234275 ASCENA RETAIL GROUP INC COM 04351G101 52669 1625090 SH Defined 1,2,3 1625090 AVNET INC COM 053807103 54735 1605595 SH Defined 1,2,3 1605595 BAXTER INTERNATIONAL INC COM 071813109 2095 38971 SH Defined 1,2,3 38971 BERKSHIRE HATHAWAY INC CL A CL A 084670108 251 2 SH Defined 1,2,3 2 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2232 68775 SH Defined 1,2,3 68775 BROOKFIELD INFRASTRUCTURE PTNR LP INT UNIT G16252101 29369 1321725 SH Defined 1,2,3 1321725 CAPITOL FEDERAL FINANCIAL INC COM 14057J101 564 50000 SH Defined 1,2,3 50000 CARMAX INC COM 143130102 1115 34750 SH Defined 1,2,3 34750 CATERPILLAR INC COM 149123101 2574 23117 SH Defined 1,2,3 23117 CELGENE CORP COM 151020104 74328 1291990 SH Defined 1,2,3 1291990 CENTURYLINK, INC COM 156700106 10101 243100 SH Defined 1,2,3 243100 CHEVRON CORP COM 166764100 814 7580 SH Defined 1,2,3 7580 CISCO SYSTEMS INC COM 17275R102 3566 207955 SH Defined 1,2,3 207955 COCA COLA CO COM 191216100 332 5000 SH Defined 1,2,3 5000 COLGATE-PALMOLIVE CO COM 194162103 688 8515 SH Defined 1,2,3 8515 CONTINENTAL RESOURCES INC COM 212015101 1939 27125 SH Defined 1,2,3 27125 CREE, INC COM 225447101 55663 1205865 SH Defined 1,2,3 1205865 CROWN HOLDINGS INC COM 228368106 57201 1482670 SH Defined 1,2,3 1482670 CSX CORP COM 126408103 70427 896020 SH Defined 1,2,3 896020 D.R. HORTON INC COM 23331A109 1722 147800 SH Defined 1,2,3 147800 DEERE & CO COM 244199105 2619 27031 SH Defined 1,2,3 27031 DEVON ENERGY CORP COM 25179M103 63660 693690 SH Defined 1,2,3 693690 DISNEY WALT CO. COM DISNEY 254687106 2859 66350 SH Defined 1,2,3 66350 DOMINION RESOURCES INC. COM 25746u109 591 13222 SH Defined 1,2,3 13222 DOVER CORPORATION COM 260003108 2123 32287 SH Defined 1,2,3 32287 DUKE ENERGY CORP NEW COM 26441C105 730 40200 SH Defined 1,2,3 40200 EMC CORP MASS COM 268648102 4787 180283 SH Defined 1,2,3 180283 ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 29250X103 1028 16345 SH Defined 1,2,3 16345 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 10767 166625 SH Defined 1,2,3 166625 ENCANA CORP COM 292505104 17365 502900 SH Defined 1,2,3 502900 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 744 31700 SH Defined 1,2,3 31700 EQT CORPORATION COM 26884L109 983 19700 SH Defined 1,2,3 19700 EXXON MOBIL CORP COM 30231G102 1557 18502 SH Defined 1,2,3 18502 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 60225 1084150 SH Defined 1,2,3 1084150 GENERAL ELECTRIC CO COM 369604103 2973 148300 SH Defined 1,2,3 148300
GENESIS ENERGY LP UNIT LTD PARTN 371927104 19629 693350 SH Defined 1,2,3 693350 GENTEX CORP COM 371901109 4475 147950 SH Defined 1,2,3 147950 HERTZ GLOBAL HOLDINGS INC COM 42805T105 58657 3752875 SH Defined 1,2,3 3752875 HOME DEPOT INC COM 437076102 982 26500 SH Defined 1,2,3 26500 HUGOTON ROYALTY TRUST UNIT BEN INT 444717102 2105 88500 SH Defined 1,2,3 88500 IMPERIAL OIL LTD COM NEW 453038408 368 7200 SH Defined 1,2,3 7200 INTERNATIONAL BUSINESS MACHINE COM 459200101 67456 413665 SH Defined 1,2,3 413665 INTERSIL CORP CL A 46069S109 2785 223700 SH Defined 1,2,3 223700 ISHARES SILVER TRUST ISHARES 46428Q109 542 14725 SH Defined 1,2,3 14725 JOHNSON & JOHNSON CO COM 478160104 2260 38136 SH Defined 1,2,3 38136 JOHNSON CONTROLS INC COM 478366107 30673 737875 SH Defined 1,2,3 737875 MDU RESOURCES GROUP INC COM 552690109 11134 484700 SH Defined 1,2,3 484700 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3980 70867 SH Defined 1,2,3 70867 MFA FINANCIAL, INC COM 55272X102 4282 522200 SH Defined 1,2,3 522200 MICROSOFT CORP. COM 594918104 4183 164936 SH Defined 1,2,3 164936 MOSAIC CO COM 61945A107 53691 681795 SH Defined 1,2,3 681795 NATURAL RESOURCE PARTNERS LP COM UNIT LP 63900P103 32594 929400 SH Defined 1,2,3 929400 NORTHROP GRUMMAN CORP COM 666807102 909 14491 SH Defined 1,2,3 14491 ORACLE CORP COM 68389X105 267 8000 SH Defined 1,2,3 8000 ORITANI FINANCIAL CORP COM 68633D103 32605 2571364 SH Defined 1,2,3 2571364 PALOMAR MEDICAL TECHNOLOGIES I COM NEW 697529303 2954 198900 SH Defined 1,2,3 198900 PAYCHEX INC COM 704326107 9830 313450 SH Defined 1,2,3 313450 PEPSICO INC COM 713448108 464 7200 SH Defined 1,2,3 7200 POTLATCH CORP COM 737630103 215 5350 SH Defined 1,2,3 5350 PROCTER & GAMBLE CO COM 742718109 576 9353 SH Defined 1,2,3 9353 RAYONIER INC COM 754907103 3348 53725 SH Defined 1,2,3 53725 REPUBLIC SERVICES INC COM 760759100 16540 550590 SH Defined 1,2,3 550590 SCOTTS MIRACLE-GRO CO CL A 810186106 57715 997675 SH Defined 1,2,3 997675 SOUTHWESTERN ENERGY CO COM 845467109 69586 1619408 SH Defined 1,2,3 1619408 SPDR GOLD TRUST GOLD SHS 78463V107 1164 8325 SH Defined 1,2,3 8325 SPECTRA ENERGY CORP COM 847560109 3952 145383 SH Defined 1,2,3 145383 ST. JUDE MEDICAL INC COM 790849103 3700 72180 SH Defined 1,2,3 72180 STANLEY BLACK & DECKER INC COM 854502101 3715 48500 SH Defined 1,2,3 48500 STILLWATER MINING CO COM 86074Q102 58237 2539775 SH Defined 1,2,3 2539775 SUNCOR ENERGY INC COM 867224107 345 7700 SH Defined 1,2,3 7700 TELEFONICA S.A. SPONSORED ADR 879382208 2512 99590 SH Defined 1,2,3 99590 TERADATA CORP COM 88076W103 1287 25375 SH Defined 1,2,3 25375 TERRITORIAL BANCORP INC COM 88145X108 10499 527050 SH Defined 1,2,3 527050 TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 2284 45528 SH Defined 1,2,3 45528 TFS FINANCIAL CORP COM 87240R107 4013 377900 SH Defined 1,2,3 377900 THERMO FISHER SCIENTIFIC INC COM 883556102 3956 71217 SH Defined 1,2,3 71217 TUPPERWARE BRANDS CORP COM 899896104 2877 48175 SH Defined 1,2,3 48175 U.S. STEEL CORP COM 912909108 920 17050 SH Defined 1,2,3 17050 UNILEVER N V N Y SHS NEW 904784709 1514 48281 SH Defined 1,2,3 48281 UNION PACIFIC CORP COM 907818108 511 5200 SH Defined 1,2,3 5200 VARIAN MEDICAL SYSTEMS INC COM 92220P105 1832 27090 SH Defined 1,2,3 27090 VIRNETX HOLDING CORP COM 92823T108 29962 1504875 SH Defined 1,2,3 1504875 VISA INC COM CL A 92826C839 3826 51970 SH Defined 1,2,3 51970 WAL MART STORES INC COM 931142103 1190 22867 SH Defined 1,2,3 22867 WHIRLPOOL CORP COM 963320106 64169 751745 SH Defined 1,2,3 751745 WR BERKLEY CORP COM 084423102 517 16050 SH Defined 1,2,3 16050 XEROX CORP. COM 984121103 32874 3086750 SH Defined 1,2,3 3086750 TELEFLEX, INC CONV SR SUB NTS NOTE 3.875% 879369AA4 7473 6635000 PRN Defined 1,2,3 6635000 REPORT SUMMARY 98 DATA RECORDS 1548971 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED