0000950123-14-005817.txt : 20140514
0000950123-14-005817.hdr.sgml : 20140514
20140514103444
ACCESSION NUMBER: 0000950123-14-005817
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140514
DATE AS OF CHANGE: 20140514
EFFECTIVENESS DATE: 20140514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CANNELL PETER B & CO INC
CENTRAL INDEX KEY: 0000016972
IRS NUMBER: 133346990
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01221
FILM NUMBER: 14839732
BUSINESS ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2127525255
MAIL ADDRESS:
STREET 1: 545 MADISON AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
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0000016972
XXXXXXXX
03-31-2014
03-31-2014
CANNELL PETER B & CO INC
545 MADISON AVENUE
11TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-01221
28-10208
Richmond Enterprises Inc.
28-10207
New York Community Bank
28-10200
New York Community Bancorp Inc.
N
Neal Muroff
Chief Compliance Officer
212 752 5255
/s/ Neal Muroff
New York
NY
05-12-2014
3
271
3057787
false
1
28-10208
Richmond Enterprises Inc.
2
28-10207
New York Community Bank
3
28-10200
New York Community Bancorp Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3D SYSTEMS CORP
COM
88554D205
4717
79750
SH
DFND
1,2,3
79750
0
0
3M COMPANY
COM
88579Y101
4227
31156
SH
DFND
1,2,3
31156
0
0
ABB LTD
SPONSORED ADR
000375204
2183
84640
SH
DFND
1,2,3
84640
0
0
ABBOTT LABORATORIES
COM
002824100
21254
551915
SH
DFND
1,2,3
551915
0
0
ABBVIE INC
COM
00287Y109
26171
509164
SH
DFND
1,2,3
509164
0
0
ACCESS MIDSTREAM PARTNERS LP
UNIT
00434L109
27901
484815
SH
DFND
1,2,3
484815
0
0
AFLAC INC
COM
001055102
3577
56736
SH
DFND
1,2,3
56736
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1886
33727
SH
DFND
1,2,3
33727
0
0
AGNICO EAGLE MINES LTD
COM
008474108
4226
139700
SH
DFND
1,2,3
139700
0
0
AIR LEASE CORP
CL A
00912X302
39637
1062945
SH
DFND
1,2,3
1062945
0
0
AIR PRODUCTS & CHEMICALS INC
COM
009158106
595
5000
SH
DFND
1,2,3
5000
0
0
ALLEGHANY CORP DEL COM
COM
017175100
2788
6843
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DFND
1,2,3
6843
0
0
ALTISOURCE PORTFOLIO SOLUTIONS
REG SHS
L0175J104
86314
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DFND
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ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
15706
497650
SH
DFND
1,2,3
497650
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ALTRIA GROUP INC
COM
02209S103
962
25692
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25692
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0
AMAZON COM INC
COM
023135106
306
910
SH
DFND
1,2,3
910
0
0
AMERICAN AIRLINES GROUP
COM
02376R102
57911
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DFND
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AMERICAN EXPRESS CO
COM
025816109
815
9050
SH
DFND
1,2,3
9050
0
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AMERICAN RLTY CAP PPTY COM
COM
02917T104
89923
6413919
SH
DFND
1,2,3
6413919
0
0
AMERIGAS PARTNERS - LP
UNIT LP INT
030975106
2757
65250
SH
DFND
1,2,3
65250
0
0
AMGEN INC
COM
031162100
1332
10800
SH
DFND
1,2,3
10800
0
0
ANADARKO PETROLEUM CORP
COM
032511107
208
2450
SH
DFND
1,2,3
2450
0
0
ANTERO RESOURCES CORP
COM
03674X106
41874
668910
SH
DFND
1,2,3
668910
0
0
APPLE INC
COM
037833100
10438
19447
SH
DFND
1,2,3
19447
0
0
AQUA AMERICA INC
COM
03836W103
451
18000
SH
DFND
1,2,3
18000
0
0
AT&T INC
COM
00206R102
904
25786
SH
DFND
1,2,3
25786
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
6553
84812
SH
DFND
1,2,3
84812
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
225
150400
SH
DFND
1,2,3
150400
0
0
BAXTER INTERNATIONAL INC
COM
071813109
1918
26065
SH
DFND
1,2,3
26065
0
0
BAYTEX ENERGY CORP COM
COM
07317Q105
298
7249
SH
DFND
1,2,3
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0
0
BECTON DICKINSON & CO
COM
075887109
948
8100
SH
DFND
1,2,3
8100
0
0
BED BATH & BEYOND INC
COM
075896100
932
13550
SH
DFND
1,2,3
13550
0
0
BERKSHIRE HATHAWAY INC
CL A
084670108
12927
69
SH
DFND
1,2,3
69
0
0
BERKSHIRE HATHAWAY INC. DEL -
CL B
084670702
42442
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SH
DFND
1,2,3
339616
0
0
BHP BILLITON LTD ADR
SPONSORED ADR
088606108
252
3714
SH
DFND
1,2,3
3714
0
0
BIODEL INC COM NEW
COM
09064M204
191
69861
SH
DFND
1,2,3
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0
0
BLACKROCK INC
COM
09247X101
833
2650
SH
DFND
1,2,3
2650
0
0
BOEING CO
COM
097023105
966
7700
SH
DFND
1,2,3
7700
0
0
BP PLC ADR
SPONSORED ADR
055622104
6470
134510
SH
DFND
1,2,3
134510
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
1399
26936
SH
DFND
1,2,3
26936
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0
BROOKFIELD ASSET MANAGEMENT
CL A LTD VT SH
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55404
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1,2,3
1356280
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BROOKFIELD INFRASTRUCTURE PART
LP INT UNIT
G16252101
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574190
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DFND
1,2,3
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0
BROOKFIELD RESIDENTIAL PROPERT
COM
11283W104
41921
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SH
DFND
1,2,3
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BUCKEYE PARTNERS LP
UNIT LTD PARTN
118230101
443
5908
SH
DFND
1,2,3
5908
0
0
CAPSTEAD MORTGAGE CORP
COM NO PAR
14067E506
13231
1045100
SH
DFND
1,2,3
1045100
0
0
CARMAX INC
COM
143130102
2853
60965
SH
DFND
1,2,3
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0
0
CATERPILLAR INC
COM
149123101
5010
50420
SH
DFND
1,2,3
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CEDAR FAIR LP
DEOSITRY UNIT
150185106
47768
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SH
DFND
1,2,3
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0
0
CELGENE CORP
COM
151020104
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SH
DFND
1,2,3
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0
0
CENOVUS ENERGY INC
COM
15135U109
8583
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SH
DFND
1,2,3
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0
0
CENTRAL FUND OF CANADA LTD
CL A
153501101
1132
82300
SH
DFND
1,2,3
82300
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
1851
7100
SH
DFND
1,2,3
7100
0
0
CHEVRON CORP
COM
166764100
5959
50113
SH
DFND
1,2,3
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0
0
CHICAGO BRIDGE & IRON
COM
167250109
5619
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SH
DFND
1,2,3
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0
CHINA MOBILE LTD
SPONSORED ADR
16941M109
809
17755
SH
DFND
1,2,3
17755
0
0
CHUBB CORP
COM
171232101
623
6980
SH
DFND
1,2,3
6980
0
0
CIMAREX ENERGY
COM
171798101
217
1818
SH
DFND
1,2,3
1818
0
0
CISCO SYSTEMS INC
COM
17275R102
5652
252197
SH
DFND
1,2,3
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0
0
COCA COLA CO
COM
191216100
9510
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DFND
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CL A
192446102
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DFND
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COLGATE-PALMOLIVE CO
COM
194162103
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DFND
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COMCAST CORP
CL A SPL
20030N200
1408
28875
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DFND
1,2,3
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COMCAST CORP
CL A
20030N101
11293
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DFND
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CONOCOPHILLIPS
COM
20825C104
3671
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DFND
1,2,3
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CONSOLIDATED EDISON INC
COM
209115104
558
10406
SH
DFND
1,2,3
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CONTINENTAL RESOURCES INC
COM
212015101
4144
33350
SH
DFND
1,2,3
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0
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CORNING INC
COM
219350105
13580
652250
SH
DFND
1,2,3
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COSTCO WHOLESALE CORP
COM
22160K105
8846
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SH
DFND
1,2,3
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CRESCENT POINT ENERGY CORP
COM
22576C101
5294
145000
SH
DFND
1,2,3
145000
0
0
CROWN HOLDINGS INC
COM
228368106
11037
246700
SH
DFND
1,2,3
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0
0
CULLEN FROST BANKERS COM
COM
229899109
556
7170
SH
DFND
1,2,3
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0
0
CUMMINS INC
COM
231021106
268
1800
SH
DFND
1,2,3
1800
0
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CYNOSURE INC
CL A
232577205
5135
175250
SH
DFND
1,2,3
175250
0
0
D.R. HORTON INC
COM
23331A109
2608
120450
SH
DFND
1,2,3
120450
0
0
DANAHER CORP
COM
235851102
514
6850
SH
DFND
1,2,3
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0
0
DAVITA HEALTHCARE PARTNERS
COM
23918K108
4758
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SH
DFND
1,2,3
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DEERE & CO
COM
244199105
19158
210986
SH
DFND
1,2,3
210986
0
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DELTA AIR LINES INC
COM
247361702
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SH
DFND
1,2,3
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DENBURY RESOURCES INC
COM
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SH
DFND
1,2,3
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DEVON ENERGY CORP
COM
25179M103
3352
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DFND
1,2,3
50076
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DIRECTV
COM
25490A309
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DFND
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DISCOVERY COMMUNICATIONS
COM SER A
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DISCOVERY COMMUNICATIONS
COM SER C
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DISNEY WALT CO
COM DISNEY
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DFND
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DOVER CORPORATION
COM
260003108
2202
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SH
DFND
1,2,3
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DUKE ENERGY CORP
COM
26441C204
412
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DFND
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E I DU PONT DE NEMOURS & CO
COM
263534109
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SH
DFND
1,2,3
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ECOLAB INC
COM
278865100
347
3217
SH
DFND
1,2,3
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EL PASO PIPELINE PARTNERS LP
COM UNIT LPI
283702108
216
7100
SH
DFND
1,2,3
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ELBIT SYS LTD
ORD
M3760D101
214
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DFND
1,2,3
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ELEPHANT TALK COMMUNICATIONS
COM
286202205
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EMC CORP MASS
COM
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DFND
1,2,3
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EMERSON ELEC CO COM
COM
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DFND
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ENCANA CORP
COM
292505104
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DFND
1,2,3
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ENDURO ROYALTY TRUST
TR UNIT
29269K100
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DFND
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ENERGY TRANSFER EQUITY LP
COM UT LTD PTN
29273V100
767
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DFND
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ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
832
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ENTERPRISE PRODUCTS PARTNERS L
COM
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EOG RESOURCES INC
COM
26875P101
808
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DFND
1,2,3
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EQT CORPORATION
COM
26884L109
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DFND
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EXPRESS SCRIPTS HLDG CO
COM
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EXXON MOBIL CORP
COM
30231G102
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FACEBOOK INC
CL A
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783
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DFND
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FEDEX CORP
COM
31428x106
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DFND
1,2,3
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FERRELLGAS PARTNERS LP
UNIT LTD PART
315293100
304
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FIDELITY NATIONAL FINANCIAL
CL A
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FIDELITY NATIONAL INFORMATION SV
COM
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FIRST MERCHANTS CORP
COM
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FRANCO NEV CORP
COM
351858105
8801
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DFND
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FREEPORT-MCMORAN COPPER & GOLD
COM
35671D857
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GENERAC HOLDINGS INC
COM
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GENERAL ELECTRIC CO
COM
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DFND
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GENERAL MILLS INC
COM
370334104
399
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SH
DFND
1,2,3
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GENESIS ENERGY LP
UNIT LTD PARTN
371927104
51028
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SH
DFND
1,2,3
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GILEAD SCIENCES INC
COM
375558103
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DFND
1,2,3
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GOLDCORP INC
COM
380956409
3603
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SH
DFND
1,2,3
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GOOGLE INC
CL A
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11185
10036
SH
DFND
1,2,3
10036
0
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GRAINGER W W INC
COM
384802104
265
1050
SH
DFND
1,2,3
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0
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H & R BLOCK
COM
093671105
81647
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SH
DFND
1,2,3
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0
0
HAIN CELESTIAL GROUP INC
COM
405217100
47545
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SH
DFND
1,2,3
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HALLIBURTON COMPANY
COM
406216101
513
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SH
DFND
1,2,3
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HARRIS CORP DEL
COM
413875105
636
8700
SH
DFND
1,2,3
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HEALTH CARE REIT INC
COM
42217K106
21303
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SH
DFND
1,2,3
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HESS CORP
COM
42809H107
585
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SH
DFND
1,2,3
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0
HEWLETT PACKARD CO
COM
428236103
295
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SH
DFND
1,2,3
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HOLOGIC INC
COM
436440101
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SH
DFND
1,2,3
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0
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HOME DEPOT INC
COM
437076102
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SH
DFND
1,2,3
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HOME LOAN SERVICING SOLUTIONS
ORD SHS
G6648D109
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SH
DFND
1,2,3
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0
HONEYWELL INTL INC
COM
438516106
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SH
DFND
1,2,3
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0
HOSPIRA INC
COM
441060100
3090
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SH
DFND
1,2,3
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HUGOTON ROYALTY TRUST TEX
UNIT BEN INT
444717102
1596
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SH
DFND
1,2,3
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0
0
ILLINOIS TOOL WORKS INC
COM
452308109
4654
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SH
DFND
1,2,3
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0
INGREDION INC
COM
457187102
330
4850
SH
DFND
1,2,3
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0
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INTEL CORP
COM
458140100
4971
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SH
DFND
1,2,3
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INTERCONTINENTAL EXCHANGE GRO
COM
45866F104
779
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DFND
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INTERNATIONAL BUSINESS MACHINES
COM
459200101
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SH
DFND
1,2,3
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0
INTUIT INC
COM
461202103
225
2892
SH
DFND
1,2,3
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0
IPG PHOTONICS CORP
COM
44980X109
12260
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SH
DFND
1,2,3
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IRONWOOD PHARMACEUT INC
COM CL A
46333X108
250
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SH
DFND
1,2,3
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0
JANUS CAPITAL GROUP INC
COM
47102x105
216
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SH
DFND
1,2,3
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0
JC PENNEY CO
COM
708160106
89
10350
SH
DFND
1,2,3
10350
0
0
JOHNSON & JOHNSON CO
COM
478160104
28459
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SH
DFND
1,2,3
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0
JPMORGAN CHASE & CO
COM
46625h100
514
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SH
DFND
1,2,3
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0
0
KIMBERLY CLARK
COM
494368103
17005
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SH
DFND
1,2,3
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KINDER MORGAN ENERGY PARTNERS
UT LTD PARTNER
494550106
204
2752
SH
DFND
1,2,3
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KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
1060
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SH
DFND
1,2,3
14786
0
0
KRAFT FOODS GROUP INC COM
COM
50076Q106
1786
31840
SH
DFND
1,2,3
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0
LABORATORY CORP AMERICA HLDGS
COM
50540R409
14501
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SH
DFND
1,2,3
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0
0
LEGACY RESERVES LP
UNIT LP INT
524707304
6146
247415
SH
DFND
1,2,3
247415
0
0
LEVEL 3 COMMUNICATIONS INC
COM
52729N308
59479
1519640
SH
DFND
1,2,3
1519640
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
235
8147
SH
DFND
1,2,3
8147
0
0
LIBERTY MEDIA CORP DELEWARE
CL A
531229102
788
6026
SH
DFND
1,2,3
6026
0
0
LILLY ELI & CO
COM
532457108
693
11779
SH
DFND
1,2,3
11779
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
1283
45300
SH
DFND
1,2,3
45300
0
0
LOCKHEED MARTIN CORP
COM
539830109
12804
78434
SH
DFND
1,2,3
78434
0
0
LOWES COMPANIES INC
COM
548661107
1949
39850
SH
DFND
1,2,3
39850
0
0
LYONDELLBASELL INDUSTRIES NV
SHS A
N53745100
13240
148870
SH
DFND
1,2,3
148870
0
0
MARCUS CORP
COM
566330106
169
10100
SH
DFND
1,2,3
10100
0
0
MATTEL INC
COM
577081102
403
10054
SH
DFND
1,2,3
10054
0
0
MC DONALDS CORP
COM
580135101
1714
17485
SH
DFND
1,2,3
17485
0
0
MCGRAW HILL FINL INC
COM
580645109
1073
14060
SH
DFND
1,2,3
14060
0
0
MCKESSON CORP
COM
58155Q103
50606
286605
SH
DFND
1,2,3
286605
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
346
4167
SH
DFND
1,2,3
4167
0
0
MEDICAL PPTYS TR INC
COM
58463J304
243
19000
SH
DFND
1,2,3
19000
0
0
MEDTRONIC INC
COM
585055106
3726
60543
SH
DFND
1,2,3
60543
0
0
MERCK & CO INC
COM
58933Y105
12536
220823
SH
DFND
1,2,3
220823
0
0
MERRIMACK PHARMACEUTICALS INC
COM
590328100
138
27400
SH
DFND
1,2,3
27400
0
0
METLIFE INC
COM
59156R108
24083
456111
SH
DFND
1,2,3
456111
0
0
MFA FINANCIAL INC
COM
55272X102
3994
515400
SH
DFND
1,2,3
515400
0
0
MICRON TECHNOLOGY INC
COM
595112103
99123
4189460
SH
DFND
1,2,3
4189460
0
0
MICROSOFT CORP
COM
594918104
82634
2015954
SH
DFND
1,2,3
2015954
0
0
MILLENNIAL MEDIA INC
COM
60040N105
90
13000
SH
DFND
1,2,3
13000
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
22520
651817
SH
DFND
1,2,3
651817
0
0
MOSAIC CO
COM
61945C103
8779
175575
SH
DFND
1,2,3
175575
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1380
43992
SH
DFND
1,2,3
43992
0
0
NEWMONT MINING CORPORATION
COM
651639106
491
20944
SH
DFND
1,2,3
20944
0
0
NEXTERA ENERGY INC
COM
65339F101
642
6710
SH
DFND
1,2,3
6710
0
0
NOBLE CORP PLC
SHS USD
G65431101
2839
86725
SH
DFND
1,2,3
86725
0
0
NORTHERN TRUST CORP
COM
665859104
1384
21118
SH
DFND
1,2,3
21118
0
0
NORTHROP GRUMMAN CORP
COM
666807102
407
3301
SH
DFND
1,2,3
3301
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
3023
35558
SH
DFND
1,2,3
35558
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
2820
164230
SH
DFND
1,2,3
164230
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
279
8200
SH
DFND
1,2,3
8200
0
0
ONEBEACON INS GRP LTD
CL A
G67742109
186
12000
SH
DFND
1,2,3
12000
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
386
7200
SH
DFND
1,2,3
7200
0
0
ORACLE CORP
COM
68389X105
391
9550
SH
DFND
1,2,3
9550
0
0
PACKAGING CORP OF AMERICA
COM
695156109
12491
177500
SH
DFND
1,2,3
177500
0
0
PALL CORP
COM
696429307
658
7354
SH
DFND
1,2,3
7354
0
0
PARTNERRE LTD
COM
G6852T105
300
2900
SH
DFND
1,2,3
2900
0
0
PEPSICO INC
COM
713448108
21407
256370
SH
DFND
1,2,3
256370
0
0
PERKIN ELMER INC
COM
714046109
13517
299980
SH
DFND
1,2,3
299980
0
0
PFIZER INC
COM
717081103
9912
308594
SH
DFND
1,2,3
308594
0
0
PHILIP MORRIS INTL INC
COM
718172109
2533
30934
SH
DFND
1,2,3
30934
0
0
PHILLIPS 66
COM
718546104
910
11809
SH
DFND
1,2,3
11809
0
0
PLAINS ALL AM PIPELINE
UNIT LTD PARTN
726503105
531
9641
SH
DFND
1,2,3
9641
0
0
PLUM CREEK TIMBER CO
COM
729251108
504
12000
SH
DFND
1,2,3
12000
0
0
PROCTER & GAMBLE CO
COM
742718109
8199
101721
SH
DFND
1,2,3
101721
0
0
PROLOGIS INC
COM
74340W103
286
7000
SH
DFND
1,2,3
7000
0
0
QUALCOMM INC
COM
747525103
4999
63390
SH
DFND
1,2,3
63390
0
0
QUIDEL CORP
COM
74838J101
7065
258800
SH
DFND
1,2,3
258800
0
0
RANGE RESOURCES CORP
COM
75281A109
72437
873053
SH
DFND
1,2,3
873053
0
0
RAYONIER INC
COM
754907103
3422
74544
SH
DFND
1,2,3
74544
0
0
RAYTHEON CO
COM
755111507
217
2194
SH
DFND
1,2,3
2194
0
0
REED ELSEVIER NV
SPONS ADR
758204200
710
16386
SH
DFND
1,2,3
16386
0
0
RELIANCE STEEL & ALUM COM
COM
759509102
484
6850
SH
DFND
1,2,3
6850
0
0
RENTRAK CORP
COM
760174102
2289
37979
SH
DFND
1,2,3
37979
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
10001
136888
SH
DFND
1,2,3
136888
0
0
SCHLUMBERGER LTD
COM
806857108
75015
769385
SH
DFND
1,2,3
769385
0
0
SEADRILL PARTNERS LLC
COMUNIT REP LB
Y7545W109
29693
989750
SH
DFND
1,2,3
989750
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
6022
251964
SH
DFND
1,2,3
251964
0
0
SIEMENS AG
SPONSORED ADR
826197501
264
1955
SH
DFND
1,2,3
1955
0
0
SNAP ON INC
COM
833034101
312
2750
SH
DFND
1,2,3
2750
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
20416
443720
SH
DFND
1,2,3
443720
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
833
6736
SH
DFND
1,2,3
6736
0
0
SPECTRA ENERGY CORP
COM
847560109
1455
39384
SH
DFND
1,2,3
39384
0
0
SPRINT CORP
COM SER 1
85207U105
42447
4618775
SH
DFND
1,2,3
4618775
0
0
ST. JUDE MEDICAL INC
COM
790849103
3165
48400
SH
DFND
1,2,3
48400
0
0
STANLEY BLACK & DECKER INC
COM
854502101
2981
36695
SH
DFND
1,2,3
36695
0
0
STERICYCLE INC
COM
858912108
8650
76132
SH
DFND
1,2,3
76132
0
0
SYSCO CORP
COM
871829107
2632
72858
SH
DFND
1,2,3
72858
0
0
T. ROWE PRICE GROUP
COM
74144T108
379
4600
SH
DFND
1,2,3
4600
0
0
TANGER FACTORY OUTLET CTRS
COM
875465106
392
11200
SH
DFND
1,2,3
11200
0
0
TARGET CORP
COM
87612E106
2627
43420
SH
DFND
1,2,3
43420
0
0
TELEFLEX INC
COM
879369106
912
8500
SH
DFND
1,2,3
8500
0
0
TELEFONICA S.A.
SPONSORED ADR
879382208
1822
115363
SH
DFND
1,2,3
115363
0
0
TERRITORIAL BANCORP INC
COM
88145X108
1508
69800
SH
DFND
1,2,3
69800
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
475
8984
SH
DFND
1,2,3
8984
0
0
THE BANK OF NEW YORK MELLON CO
COM
064058100
10695
303067
SH
DFND
1,2,3
303067
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5056
42048
SH
DFND
1,2,3
42048
0
0
THORATEC CORPORATION
COM
885175307
216
6040
SH
DFND
1,2,3
6040
0
0
TIFFANY & CO
COM
886547108
2326
27000
SH
DFND
1,2,3
27000
0
0
TIME WARNER INC
COM
887317303
412
6300
SH
DFND
1,2,3
6300
0
0
TJX COMPANIES INC
COM
872540109
13663
225270
SH
DFND
1,2,3
225270
0
0
TOLL BROTHERS INC
COM
889478103
24732
688915
SH
DFND
1,2,3
688915
0
0
TORNIER NV
SHS
N87237108
534
25187
SH
DFND
1,2,3
25187
0
0
TUESDAY MORNING CORP
COM
899035505
4481
316675
SH
DFND
1,2,3
316675
0
0
TUPPERWARE BRANDS CORP
COM
899896104
2863
34180
SH
DFND
1,2,3
34180
0
0
TWENTY FIRST CENTURY FOX
CL A
90130A101
3269
102250
SH
DFND
1,2,3
102250
0
0
UNILEVER N V
N Y SHS
904784709
925
22493
SH
DFND
1,2,3
22493
0
0
UNION PACIFIC CORP
COM
907818108
3759
20030
SH
DFND
1,2,3
20030
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
5718
48939
SH
DFND
1,2,3
48939
0
0
UNIVERSAL HEALTH RLTY INCOME T
SH BEN INT
91359E105
608
14400
SH
DFND
1,2,3
14400
0
0
US BANCORP DEL NEW
COM
902973304
3299
76962
SH
DFND
1,2,3
76962
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1654
12550
SH
DFND
1,2,3
12550
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
212
4000
SH
DFND
1,2,3
4000
0
0
VALLEY NATL BANCORP
COM
919794107
502
48189
SH
DFND
1,2,3
48189
0
0
VANGUARD NATURAL RESOURCES LLC
COM UNIT
92205F106
11881
399086
SH
DFND
1,2,3
399086
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
22068
262750
SH
DFND
1,2,3
262750
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2677
56268
SH
DFND
1,2,3
56268
0
0
VIRNETX HOLDING CORP
COM
92823T108
13358
942033
SH
DFND
1,2,3
942033
0
0
VISA INC
COM CL A
92826C839
3336
15455
SH
DFND
1,2,3
15455
0
0
W.P. CAREY INC
COM
92936U109
45014
749360
SH
DFND
1,2,3
749360
0
0
WAL MART STORES INC
COM
931142103
617
8075
SH
DFND
1,2,3
8075
0
0
WELLS FARGO & CO
COM
949746101
1773
35641
SH
DFND
1,2,3
35641
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
2506
51025
SH
DFND
1,2,3
51025
0
0
WEYERHAEUSER CO
COM
962166104
7032
239587
SH
DFND
1,2,3
239587
0
0
WHITE MOUNTAINS INS GROUP LTD
COM
G9618E107
23901
39842
SH
DFND
1,2,3
39842
0
0
WILEY JOHN & SONS INC
CL B
968223305
1139
20000
SH
DFND
1,2,3
20000
0
0
WILEY JOHN AND SONS INC
CL A
968223206
24452
424219
SH
DFND
1,2,3
424219
0
0
WILLIAMS COMPANIES INC DEL
COM
969457100
1171
28850
SH
DFND
1,2,3
28850
0
0
WISDOMTREE INVESTMENTS INC
COM
97717P104
2162
164750
SH
DFND
1,2,3
164750
0
0
WR GRACE & CO
COM
38388F108
68388
689603
SH
DFND
1,2,3
689603
0
0
XEROX CORP
COM
984121103
1201
106300
SH
DFND
1,2,3
106300
0
0
XPO LOGISTICS INC
COM
983793100
62317
2118915
SH
DFND
1,2,3
2118915
0
0
XYLEM INC
COM
98419M100
245
6740
SH
DFND
1,2,3
6740
0
0
YAHOO INC
COM
984332106
215
6000
SH
DFND
1,2,3
6000
0
0
YUM! BRANDS INC
COM
988498101
3796
50355
SH
DFND
1,2,3
50355
0
0
ZIMMER HOLDINGS INC
COM
98956P102
441
4660
SH
DFND
1,2,3
4660
0
0
ZYNGA INC CL A
CL A
98986T108
43
10000
SH
DFND
1,2,3
10000
0
0
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
284
15950
SH
DFND
1,2,3
15950
0
0
GENERAL AMERICAN INVESTORS CO
COM
368802104
1054
29904
SH
DFND
1,2,3
29904
0
0