-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E3akiupSciev/BsgI4Q3d+o9uZCaq1EgM/ARC10qOZrWRBg91Zbr2npwumc82ihH 1NHV3Sd0JFknzOvbwORKBQ== 0000950123-09-007705.txt : 20090501 0000950123-09-007705.hdr.sgml : 20090501 20090501115009 ACCESSION NUMBER: 0000950123-09-007705 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090501 DATE AS OF CHANGE: 20090501 EFFECTIVENESS DATE: 20090501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 09787757 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y01585e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: ____________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathleen Duffy Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Kathleen Duffy New York, NY 04/29/09 - ---------------------------- ------------------------ ---------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 69 Form 13F Information Table Value Total: 737105 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- -------------------------------- 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc. Peter B. Cannell & Co., Inc. FORM 13F 31-Mar-09
Voting Authority ----------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ---- ABBOTT LABORATORIES COM 002824100 983 20618 SH Defined 1,2,3 20618 AFLAC INC COM 001055102 1851 95618 SH Defined 1,2,3 95618 AGILENT TECHNOLOGIES INC COM 00846U101 1227 79850 SH Defined 1,2,3 79850 ALEXANDER & BALDWIN INC COM 014482103 3012 158300 SH Defined 1,2,3 158300 AMGEN INC COM 031162100 480 9700 SH Defined 1,2,3 9700 ANADARKO PETROLEUM CORP COM 032511107 494 12700 SH Defined 1,2,3 12700 APACHE CORP COM 037411105 11876 185300 SH Defined 1,2,3 185300 APPLE INC COM 037833100 33001 313940 SH Defined 1,2,3 313940 BAXTER INTERNATIONAL INC COM 071813109 1790 34951 SH Defined 1,2,3 34951 BOARDWALK PIPELINE PTNRS, LP UT LTD PTNR 096627104 26863 1199260 SH Defined 1,2,3 1199260 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 32072 2327465 SH Defined 1,2,3 2327465 BROOKFIELD INFRASTRUCTURE PTNR LP INT UNIT G16252101 7064 534325 SH Defined 1,2,3 534325 BROOKFIELD PROPERTIES CORP COM 112900105 1455 253475 SH Defined 1,2,3 253475 CATERPILLAR INC COM 149123101 1503 53750 SH Defined 1,2,3 53750 CELGENE CORP COM 151020104 6019 135555 SH Defined 1,2,3 135555 CENTERPOINT ENERGY INC COM 15189T107 5942 569700 SH Defined 1,2,3 569700 CERNER CORP COM 156782104 2639 60025 SH Defined 1,2,3 60025 CHEVRON CORP COM 166764100 825 12272 SH Defined 1,2,3 12272 CISCO SYSTEMS INC COM 17275R102 3429 204500 SH Defined 1,2,3 204500 COLGATE-PALMOLIVE CO COM 194162103 608 10315 SH Defined 1,2,3 10315 CONTINENTAL RESOURCES INC COM 212015101 5615 264725 SH Defined 1,2,3 264725 CROWN HOLDINGS INC COM 228368106 30642 1348075 SH Defined 1,2,3 1348075 DEERE & CO COM 244199105 2120 64500 SH Defined 1,2,3 64500 DISH NETWORK CORP CL A 25470M109 360 32400 SH Defined 1,2,3 32400 DISNEY WALT CO. COM 254687106 1587 87396 SH Defined 1,2,3 87396 DOMINION RESOURCES INC. COM 25746u109 658 21222 SH Defined 1,2,3 21222 DOVER CORPORATION COM 260003108 950 36000 SH Defined 1,2,3 36000 DUKE ENERGY CORP COM 26441C105 639 44600 SH Defined 1,2,3 44600 EMC CORP COM 268648102 2209 193750 SH Defined 1,2,3 193750 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 275 9200 SH Defined 1,2,3 9200 ENERGY TRANSFER PARTNERS LP UNIT LTD PTNR 29273R109 19817 537200 SH Defined 1,2,3 537200 EQT CORPORATION COM 26884L109 35297 1126620 SH Defined 1,2,3 1126620 EV3 INC COM 26928A200 16380 2307075 SH Defined 1,2,3 2307075 EXXON MOBIL CORP COM 30231G102 1802 26454 SH Defined 1,2,3 26454 GENERAL ELECTRIC CO COM 369604103 931 92100 SH Defined 1,2,3 92100 GENESIS ENERGY LP UNIT LTD PTNR 371927104 14088 1377165 SH Defined 1,2,3 1377165 GOLDCORP INC COM 380956409 36348 1090880 SH Defined 1,2,3 1090880 HOME DEPOT INC COM 437076102 721 30600 SH Defined 1,2,3 30600 HORMEL FOODS CORP COM 440452100 22632 713720 SH Defined 1,2,3 713720 HUDSON CITY BANCORP INC COM 443683107 6868 587532 SH Defined 1,2,3 587532 INTERNATIONAL BUSINESS MACHINE COM 459200101 32687 337365 SH Defined 1,2,3 337365 JOHNSON & JOHNSON CO COM 478160104 2530 48103 SH Defined 1,2,3 48103 MCCORMICK & CO INC COM NON VTG 579780206 27476 929185 SH Defined 1,2,3 929185 MEDCO HEALTH SOLUTIONS INC COM 58405U102 36914 892940 SH Defined 1,2,3 892940 MERCK & CO INC COM 589331107 316 11800 SH Defined 1,2,3 11800 METABOLIX INC COM 591018809 288 42300 SH Defined 1,2,3 42300 MFA FINANCIAL, INC COM 55272X102 6372 1083730 SH Defined 1,2,3 1083730 MICROSOFT CORP. COM 594918104 2951 160653 SH Defined 1,2,3 160653 NORTHROP GRUMMAN CORP COM 666807102 1135 26003 SH Defined 1,2,3 26003 PENN VIRGINIA RESOURCE PARTNER COM 707884102 5220 457935 SH Defined 1,2,3 457935 PEPSICO INC COM 713448108 447 8676 SH Defined 1,2,3 8676 PETSMART INC COM 716768106 3158 150650 SH Defined 1,2,3 150650 POTASH CORP OF SASKATCHEWAN IN COM 73755L107 27003 334160 SH Defined 1,2,3 334160 PROCTER & GAMBLE CO COM 742718109 531 11276 SH Defined 1,2,3 11276 RAYONIER INC COM 754907103 41168 1362290 SH Defined 1,2,3 1362290 REPUBLIC SERVICES INC COM 760759100 35869 2091490 SH Defined 1,2,3 2091490 ROMA FINANCIAL CORP COM 77581P109 15912 1228700 SH Defined 1,2,3 1228700 SOUTHWESTERN ENERGY CO COM 845467109 25021 842755 SH Defined 1,2,3 842755 SPDR GOLD TRUST GOLD SHS 78463V107 476 5275 SH Defined 1,2,3 5275 SPECTRA ENERGY CORP COM 847560109 1710 120900 SH Defined 1,2,3 120900 STANLEY WORKS COM 854616109 3009 103345 SH Defined 1,2,3 103345 TELEFLEX INC COM 879369106 24995 639420 SH Defined 1,2,3 639420
TERADATA CORP COM 88076W103 21148 1303800 SH Defined 1,2,3 1303800 TEVA PHARMACEUTICAL INDS LTD A ADR 881624209 1505 33397 SH Defined 1,2,3 33397 THERMO FISHER SCIENTIFIC INC COM 883556102 37684 1056467 SH Defined 1,2,3 1056467 UNILEVER N V NY SHS NEW 904784709 1190 60731 SH Defined 1,2,3 60731 URBAN OUTFITTERS INC COM 917047102 10435 637450 SH Defined 1,2,3 637450 VERTEX PHARMACEUTICALS INC COM 92532F100 24624 857075 SH Defined 1,2,3 857075 WAL MART STORES INC COM 931142103 2259 43350 SH Defined 1,2,3 43350 REPORT SUMMARY 69 DATA RECORDS 737105 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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