-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MAHvRARq1McCq9BYF8qUxn9delvLV0wZbdyByCvj7GTmXGUY0z+uskSaOtTH1udr PDpEwu7gSk4iLD4e1Tw0Xg== 0000950123-08-014043.txt : 20081031 0000950123-08-014043.hdr.sgml : 20081031 20081031120448 ACCESSION NUMBER: 0000950123-08-014043 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081031 DATE AS OF CHANGE: 20081031 EFFECTIVENESS DATE: 20081031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 081153236 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y00432e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathleen Duffy Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Kathleen Duffy New York, NY 10/30/08 - --------------------------------- ---------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: 1139190 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc. Peter B. Cannell & Co., Inc. FORM 13F 30-Sep-08
Voting Authority ----------------- Title Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- -------- --------- -------- ------- --- ---- ------- -------- ------- ------ ---- ABBOTT LABORATORIES COM 002824100 1199 20818 SH Defined 1,2,3 20818 AFFILIATED MANAGERS GROUP INC COM 008252108 1346 16250 SH Defined 1,2,3 16250 AFLAC INC COM 001055102 4583 78003 SH Defined 1,2,3 78003 AGILENT TECHNOLOGIES INC COM 00846U101 2503 84400 SH Defined 1,2,3 84400 ALEXANDER & BALDWIN INC COM 014482103 6017 136650 SH Defined 1,2,3 136650 ALLERGAN INC COM 018490102 26513 514820 SH Defined 1,2,3 514820 AMGEN INC COM 031162100 575 9700 SH Defined 1,2,3 9700 ANADARKO PETROLEUM CORP COM 032511107 43192 890370 SH Defined 1,2,3 890370 APPLE INC COM 037833100 966 8500 SH Defined 1,2,3 8500 BARRICK GOLD CORPORATION COM 067901108 220 6000 SH Defined 1,2,3 6000 BAXTER INTERNATIONAL INC COM 071813109 2379 36251 SH Defined 1,2,3 36251 BERKSHIRE HATHAWAY INC DEL CL A 084670108 261 2 SH Defined 1,2,3 2 BOARDWALK PIPELINE PTNRS UT 096627104 28679 1392205 SH Defined 1,2,3 1392205 BROOKFIELD ASSET MGMT INC CL A 112585104 59819 2180007 SH Defined 1,2,3 2180007 BROOKFIELD INFRASTRUCTURE PTNR LP G16252101 9159 582279 SH Defined 1,2,3 582279 BURLINGTON NORTHERN SANTA FE C COM 12189T104 55320 598505 SH Defined 1,2,3 598505 CELGENE CORP COM 151020104 10343 163455 SH Defined 1,2,3 163455 CERNER CORP COM 156782104 2820 63175 SH Defined 1,2,3 63175 CHEVRON CORP COM 166764100 950 11522 SH Defined 1,2,3 11522 CHUBB CORP COM 171232101 258 4700 SH Defined 1,2,3 4700 CISCO SYSTEMS INC COM 17275R102 4839 214500 SH Defined 1,2,3 214500 CLEVELAND CLIFFS INC COM 185896107 34261 647165 SH Defined 1,2,3 647165 COGNIZANT TECHNOLOGY SOLUTIONS CL A 192446102 31506 1380015 SH Defined 1,2,3 1380015 COLGATE-PALMOLIVE CO COM 194162103 835 11080 SH Defined 1,2,3 11080 COMMSCOPE INC COM 203372107 43617 1259145 SH Defined 1,2,3 1259145 DEERE & CO COM 244199105 1663 33600 SH Defined 1,2,3 33600 DISH NETWORK CORP CL A 25470M109 752 35800 SH Defined 1,2,3 35800 DISNEY WALT CO. COM 254687106 2925 95296 SH Defined 1,2,3 95296 DOMINION RESOURCES INC VA NEW COM 25746u109 908 21222 SH Defined 1,2,3 21222 DOVER CORPORATION COM 260003108 1513 37300 SH Defined 1,2,3 37300 DUKE ENERGY CORP NEW COM 26441C105 777 44600 SH Defined 1,2,3 44600 EMC CORP MASS COM 268648102 2440 204000 SH Defined 1,2,3 204000 EV3 INC COM 26928A200 18710 1863500 SH Defined 1,2,3 1863500 EXXON MOBIL CORP COM 30231G102 2085 26854 SH Defined 1,2,3 26854 FIDELITY NATIONAL FINANCIAL INC CL A 31620R105 10699 727800 SH Defined 1,2,3 727800 FIRST FINANCIAL NORTHWEST INC COM 32022K102 10822 1048600 SH Defined 1,2,3 1048600 GENERAL ELECTRIC CO COM 369604103 3036 119050 SH Defined 1,2,3 119050 GENESIS ENERGY LP UNIT 371927104 26409 1848050 SH Defined 1,2,3 1848050 HARLEY DAVIDSON INC. COM 412822108 224 6000 SH Defined 1,2,3 6000 HUDSON CITY BANCORP COM 443683107 14458 783650 SH Defined 1,2,3 783650 INTERNATIONAL BUSINESS MACHINE COM 459200101 59407 507925 SH Defined 1,2,3 507925 JOHNSON & JOHNSON COM 478160104 3499 50503 SH Defined 1,2,3 50503 KLA-TENCOR CORP COM 482480100 1232 38935 SH Defined 1,2,3 38935 MARKWEST ENERGY PARTNERS LP UNIT 570759100 12304 486700 SH Defined 1,2,3 486700 MARTIN MARIETTA MATERIALS INC COM 573284106 49817 444875 SH Defined 1,2,3 444875 MEDCO HEALTH SOLUTIONS INC COM 58405U102 36766 817015 SH Defined 1,2,3 817015 MERCK & CO INC COM 589331107 396 12550 SH Defined 1,2,3 12550 METABOLIX INC COM 591018809 460 42300 SH Defined 1,2,3 42300 MFA MORTGAGE INVTS CO COM 55272X102 32743 5037455 SH Defined 1,2,3 5037455 MICROSOFT CORP. COM 594918104 4341 162653 SH Defined 1,2,3 162653 NORTHROP GRUMMAN CORP COM 666807102 1412 23318 SH Defined 1,2,3 23318 ORITANI FINANCIAL CORP COM 686323106 8824 523675 SH Defined 1,2,3 523675 PENN VIRGINIA RESOURCE PARTNER COM 707884102 6368 386175 SH Defined 1,2,3 386175 PEPSICO INC COM 713448108 618 8676 SH Defined 1,2,3 8676 PETSMART INC COM 716768106 4119 166700 SH Defined 1,2,3 166700 PIONEER NATURAL RESOURCES CO COM 723787107 261 5000 SH Defined 1,2,3 5000 POTLATCH CORP NEW COM 737630103 269 5800 SH Defined 1,2,3 5800 PROCTER & GAMBLE CO COM 742718109 835 11986 SH Defined 1,2,3 11986 PRUDENTIAL FINANCIAL INC COM 744320102 410 5700 SH Defined 1,2,3 5700 RAYONIER INC COM 754907103 38568 814525 SH Defined 1,2,3 814525 ROMA FINANCIAL CORP COM 77581P109 18992 1287575 SH Defined 1,2,3 1287575 SANDISK CORP COM 80004C101 4336 221800 SH Defined 1,2,3 221800 SCHERING PLOUGH CORP COM 806605101 746 40400 SH Defined 1,2,3 40400
SONOCO PRODUCTS CO COM 835495102 951 32050 SH Defined 1,2,3 32050 SOUTHWESTERN ENERGY CO COM 845467109 51748 1694420 SH Defined 1,2,3 1694420 SPECTRA ENERGY CORP COM 847560109 3503 147200 SH Defined 1,2,3 147200 STANLEY WORKS COM 854616109 4560 109245 SH Defined 1,2,3 109245 TELEFLEX INC COM 879369106 23244 366100 SH Defined 1,2,3 366100 TERADATA CORP COM 88076W103 36155 1854100 SH Defined 1,2,3 1854100 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1614 35242 SH Defined 1,2,3 35242 TFS FINANCIAL CORP COM 87240R107 46589 3721170 SH Defined 1,2,3 3721170 THERMO FISHER SCIENTIFIC INC COM 883556102 61360 1115635 SH Defined 1,2,3 1115635 U.S. STEEL CORP COM 912909108 45086 580933 SH Defined 1,2,3 580933 UNILEVER N V NY SHS 904784709 1755 62336 SH Defined 1,2,3 62336 WAL MART STORES INC COM 931142103 2854 47650 SH Defined 1,2,3 47650 WATTS WATER TECHNOLOGIES INC CL A 942749102 271 9900 SH Defined 1,2,3 9900 WEYERHAEUSER CO COM 962166104 53860 889065 SH Defined 1,2,3 889065 XTO ENERGY INC COM 98385X106 49336 1060534 SH Defined 1,2,3 1060534 REPORT SUMMARY 78 DATA RECORDS 1139190 3 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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