0001697029-19-000004.txt : 20191119 0001697029-19-000004.hdr.sgml : 20191119 20191119135936 ACCESSION NUMBER: 0001697029-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 EFFECTIVENESS DATE: 20191119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wealth & Pension Services Group, Inc. CENTRAL INDEX KEY: 0001697029 IRS NUMBER: 161629047 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18898 FILM NUMBER: 191230455 BUSINESS ADDRESS: STREET 1: 2727 PACES FERRY RD. SE STREET 2: BLDG. TWO, SUITE 1475 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7703330113 MAIL ADDRESS: STREET 1: 2727 PACES FERRY RD. SE STREET 2: BLDG. TWO, SUITE 1475 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697029 XXXXXXXX 09-30-2019 09-30-2019 Wealth & Pension Services Group, Inc.

2727 PACES FERRY RD. SE BLDG. TWO, SUITE 1475 ATLANTA GA 30339

13F COMBINATION REPORT 028-18898 0001316397 028-11093 Aurora Investment Counsel N William Kring 7703330113 William Kring Atlanta GA 11-19-2019 0 121 138081 false INFORMATION TABLE 2 InfoTable.xml AMAZON COM INC COM COM 023135106 484 279 SH SOLE 1 0 0 279 APPLE INC COM COM 037833100 872 3895 SH SOLE 1 0 0 3895 BANK OF AMERICA CORPORATION COM COM 060505104 381 13068 SH SOLE 1 0 0 13068 COCA-COLA CO COM COM 191216100 433 7947 SH SOLE 1 0 0 7947 COLGATE-PALMOLIVE CO COM COM 194162103 477 6489 SH SOLE 1 0 0 6489 DELTA AIR LINES INC COM COM 247361702 712 12364 SH SOLE 1 0 0 12364 ENTERPRISE PRODS PARTNERS L P COM COM 293792107 322 11283 SH SOLE 1 0 0 11283 FS KKR CAPITAL CORP COM COM 302635107 552 94741 SH SOLE 1 0 0 94741 HOME DEPOT INC COM COM 437076102 285 1228 SH SOLE 1 0 0 1228 HORMEL FOODS CORP COM COM 440452100 988 22600 SH SOLE 1 0 0 22600 ISHARES INC MIN VOL GBL ETF GBL ETF 464286525 430 4539 SH SOLE 1 0 0 4539 ISHARES TRUST S&P 100 ETF S&P 100 ETF 464287101 216 1640 SH SOLE 1 0 0 1640 ISHARES TRUST CORE S&P TTL STK ETF CORE S&P TTL STK ETF 464287150 1426 21259 SH SOLE 1 0 0 21259 ISHARES TRUST SELECT DIVID ETF SELECT DIVID ETF 464287168 821 8051 SH SOLE 1 0 0 8051 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 561 4825 SH SOLE 1 0 0 4825 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 2727 9134 SH SOLE 1 0 0 9134 ISHARES TRUST CORE US AGGBD ET ETF CORE US AGGBD ET ETF 464287226 2114 18676 SH SOLE 1 0 0 18676 ISHARES TRUST MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 459 11239 SH SOLE 1 0 0 11239 ISHARES TRUST IBOXX INV CP ETF IBOXX INV CP ETF 464287242 1252 9821 SH SOLE 1 0 0 9821 ISHARES TRUST S&P 500 VAL ETF S&P 500 VAL ETF 464287408 670 5627 SH SOLE 1 0 0 5627 ISHARES TRUST RUS MID CAP ETF RUS MID CAP ETF 464287499 676 12080 SH SOLE 1 0 0 12080 ISHARES TRUST CORE S&P MCP ETF CORE S&P MCP ETF 464287507 994 5145 SH SOLE 1 0 0 5145 ISHARES TRUST U.S. CNSM SV ETF U.S. CNSM SV ETF 464287580 863 3969 SH SOLE 1 0 0 3969 ISHARES TRUST RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 4950 38595 SH SOLE 1 0 0 38595 ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 2767 17337 SH SOLE 1 0 0 17337 ISHARES TRUST RUS 1000 ETF RUS 1000 ETF 464287622 7245 44035 SH SOLE 1 0 0 44035 ISHARES TRUST CORE S&P US GWT ETF CORE S&P US GWT ETF 464287671 3549 56448 SH SOLE 1 0 0 56448 ISHARES TRUST RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 1086 6248 SH SOLE 1 0 0 6248 ISHARES TRUST U.S. UTILITS ETF UTILITS ETF 464287697 1411 8662 SH SOLE 1 0 0 8662 ISHARES TRUST U.S. REAL ES ETF U.S. REAL ES ETF 464287739 686 7337 SH SOLE 1 0 0 7337 ISHARES TRUST US INDUSTRIALS ETF US INDUSTRIALS ETF 464287754 283 1783 SH SOLE 1 0 0 1783 ISHARES TRUST US HLTHCARE ETF US HLTHCARE ETF 464287762 424 2245 SH SOLE 1 0 0 2245 ISHARES TRUST DOW JONES US ETF DOW JONES US ETF 464287846 532 3609 SH SOLE 1 0 0 3609 ISHARES TRUST EAFE SML CP ETF EAFE SML CP ETF 464288273 1852 32365 SH SOLE 1 0 0 32365 ISHARES TRUST NATIONAL MUN ETF NATIONAL MUN ETF 464288414 329 2883 SH SOLE 1 0 0 2883 ISHARES TRUST RESIDNL REAL EST RESIDNL REAL EST 464288562 250 3150 SH SOLE 1 0 0 3150 ISHARES TRUST MBS ETF MBS ETF 464288588 262 2420 SH SOLE 1 0 0 2420 ISHARES TRUST INTRM GOV CR ETF ISHARES TRUST INTRM GOV CR ETF 464288612 1583 13979 SH SOLE 1 0 0 13979 ISHARES TRUST BROAD USD INVT GRD CORP BD ETF BROAD USD INVT GRD CORP BD ETF 464288620 1653 28357 SH SOLE 1 0 0 28357 ISHARES TRUST INTRM TR CRP ETF INTRM TR CRP ETF 464288638 1745 30126 SH SOLE 1 0 0 30126 ISHARES TRUST 3 7 YR TREAS BD ETF TREAS BD ETF 464288661 2216 17479 SH SOLE 1 0 0 17479 ISHARES TRUST SHORT TREAS BD ETF SHORT TREAS BD ETF 464288679 1190 10757 SH SOLE 1 0 0 10757 ISHARES TRUST US AER DEF ETF US AER DEF ETF 464288760 706 3142 SH SOLE 1 0 0 3142 ISHARES TRUST RUS TP200 GR ETF TOP 200 ETF 464289438 512 5878 SH SOLE 1 0 0 5878 ISHARES TRUST RUS TOP 200 ETF TOP 200 ETF 464289446 277 4017 SH SOLE 1 0 0 4017 ISHARES TRUST AGGRES ALLOC ETF AGGRES ALLOC ETF 464289859 808 14719 SH SOLE 1 0 0 14719 ISHARES TRUST GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 798 17317 SH SOLE 1 0 0 17317 LAM RESEARCH CORP COM COM 512807108 270 1170 SH SOLE 1 0 0 1170 LEXICON PHARMACEUTICALS INC COM COM 528872302 32 10750 SH SOLE 1 0 0 10750 MCDONALD'S CORPORATION COM COM 580135101 246 1147 SH SOLE 1 0 0 1147 MICROSOFT CORP COM COM 594918104 580 4174 SH SOLE 1 0 0 4174 MICRON TECHNOLOGY INC COM COM 595112103 587 13689 SH SOLE 1 0 0 13689 NOKIA CORP SPONSORED ADR 654902204 58 11500 SH SOLE 1 0 0 11500 PROCTER & GAMBLE CO COM COM 742718109 494 3968 SH SOLE 1 0 0 3968 VANGUARD SPECIALIZED FUNDS DIV APP ETF DIV APP ETF 921908844 4538 37953 SH SOLE 1 0 0 37953 VANGUARD TAX MANAGED FUND FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 4077 99249 SH SOLE 1 0 0 99249 VANGUARD WHITEHALL FUNDS HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 811 9140 SH SOLE 1 0 0 9140 VANGUARD INTL EQUI FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 1489 36993 SH SOLE 1 0 0 36993 VANGUARD INTL EQUI FTSE EUROPE ETF FTSE EUROPE ETF 922042874 442 8241 SH SOLE 1 0 0 8241 VANGUARD INDEX FUNDS MID CAP ETF MID CAP ETF 922908629 446 2664 SH SOLE 1 0 0 2664 VANGUARD INDEX FUNDS LARGE CAP ETF LARGE CAP ETF 922908637 286 2100 SH SOLE 1 0 0 2100 VANGUARD INDEX FUNDS GROWTH ETF GROWTH ETF 922908736 384 2310 SH SOLE 1 0 0 2310 VANGUARD INDEX FUNDS VALUE ETF VALUE ETF 922908744 4509 40392 SH SOLE 1 0 0 40392 VANGUARD INDEX FUNDS SMALL CP ETF SMALL CP ETF 922908751 636 4132 SH SOLE 1 0 0 4132 VANGUARD INDEX FUNDS TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 286 1895 SH SOLE 1 0 0 1895 ISHARES INC CORE MSCI EMKT ETF CORE MSCI EMKT ETF 46090E103 1050 5561 SH SOLE 1 0 0 5561 AURORA CANNABIS INC COM 05156X108 49 11188 SH SOLE 1 0 0 11188 COLONY CREDIT REAL ESTATE INC COM CL A COM CL A 19625T101 1241 85852 SH SOLE 1 0 0 85852 ETF SERIES SOLUTIONS APTUS DEFINED ETF APTUS DEFINED ETF 26922A388 984 35929 SH SOLE 1 0 0 35929 ETF SERIES SOLUTIONS APTUS FORTIFIED ETF APTUS FORTIFIED ETF 26922A610 995 38132 SH SOLE 1 0 0 38132 FIRST TRUST EXCH TRADED FD FINLS ALPHADEX 33734X135 349 10966 SH SOLE 1 0 0 10966 FIRST TRUST EXCH TRADED ALPHAD EMERG MKT ALPH ETF EMERG MKT ALPH ETF 33737J182 336 14291 SH SOLE 1 0 0 14291 FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF LOW OPPT ETF 33739Q200 345 6635 SH SOLE 1 0 0 6635 INVESCO ACTIVELY MANAGD ETF TR OPTIMUM YIELD ETF OPTIMUM YIELD ETF 46090F100 188 12040 SH SOLE 1 0 0 12040 INVESCO EXCHANGE TRADED FUND T TAXABLE MUN BD ETF TAXABLE MUN BD ETF 46138G805 216 6674 SH SOLE 1 0 0 6674 ISHARES TRUST US TREAS BD ETF US TREAS BD ETF 46429B267 1515 57536 SH SOLE 1 0 0 57536 ISHARES TRUST CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 339 3600 SH SOLE 1 0 0 3600 ISHARES TRUST MIN VOL USA ETF MIN VOL USA ETF 46429B697 1944 30331 SH SOLE 1 0 0 30331 ISHARES TRUST INT RT HDG C B ETF INT RT HDG C B ETF 46431W705 251 2700 SH SOLE 1 0 0 2700 ISHARES TRUST USA QUALITY FCTR ETF FCTR ETF 46432F339 816 8831 SH SOLE 1 0 0 8831 ISHARES TRUST USA MOMENTUM FCT ETF USA MOMENTUM FCT ETF 46432F396 961 8059 SH SOLE 1 0 0 8059 ISHARES INC CORE MSCI EMKT ETF CORE MSCI EMKT ETF 46434G103 645 13167 SH SOLE 1 0 0 13167 ISHARES TRUST MULTIFACTOR USA ETF MULTIFACTOR USA ETF 46434V282 2125 66560 SH SOLE 1 0 0 66560 ISHARES TRUST MULTIFACTOR USA ETF MULTIFACTOR USA ETF 46434V290 355 8908 SH SOLE 1 0 0 8908 ISHARES TRUST CORE DIV GRWTH ETF CORE DIV GRWTH ETF 46434V621 1767 45156 SH SOLE 1 0 0 45156 ISHARES TRUST CORE MSCI EURO ETF CORE MSCI EURO ETF 46434V738 1108 24235 SH SOLE 1 0 0 24235 ISHARES TRUST HDG MSCI EAFE ETF HDG MSCI EAFE ETF 46434V803 536 17913 SH SOLE 1 0 0 17913 ISHARES TRUST ULTR SH TRM BD ULTR SH TRM BD 46434V878 200 3974 SH SOLE 1 0 0 3974 ISHARES TRUST IBONDS 21 TRM HG IBONDS 21 TRM HG 46435U226 213 8500 SH SOLE 1 0 0 8500 ISHARES TRUST EDGE US FIXD INM ETF EDGE US FIXD INM ETF 46435U796 677 6682 SH SOLE 1 0 0 6682 JPMORGAN CHASE & CO. COM COM 46625H100 321 2726 SH SOLE 1 0 0 2726 JP MORGAN ETF TRUST ULTRA SHRT MUNICIPAL INC ETF SHRT MUNICIPAL INC ETF 46641Q654 821 16280 SH SOLE 1 0 0 16280 JP MORGAN ETF TRUST ULTRA SHRT INC ETF ULTRA SHRT INC ETF 46641Q837 5503 109141 SH SOLE 1 0 0 109141 KITOV PHARMA LTD WARRANT WARRANT 49803V115 20 190524 SH SOLE 1 0 0 190524 PIMCO DYNAMIC INCOME FD SHS SHS 72201Y101 727 22352 SH SOLE 1 0 0 22352 PIMCO DYNAMIC CREDIT AND MRT COM SHS 72202D106 214 8762 SH SOLE 1 0 0 8762 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 2008 6765 SH SOLE 1 0 0 6765 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 903 6505 SH SOLE 1 0 0 6505 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK ETF 78463X509 1640 47849 SH SOLE 1 0 0 47849 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD ETF 78463X889 7085 241311 SH SOLE 1 0 0 241311 SPDR SERIES TRUST PORTFOLIO INTRMD ETF PORTFOLIO INTRMD ETF 78464A375 297 8429 SH SOLE 1 0 0 8429 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW ETF 78464A409 2349 60411 SH SOLE 1 0 0 60411 SPDR SERIES TRUST PORTFOLIO SHORT ETF PORTFOLIO SHORT ETF 78464A474 1934 62675 SH SOLE 1 0 0 62675 SPDR SERIES TRUST PORTFOLIO TL STK ETF PORTFOLIO TL STK ETF 78464A805 1150 31302 SH SOLE 1 0 0 31302 SPDR SERIES TRUST S&P 600 SML CAP ETF S&P 600 SML CAP ETF 78464A813 386 5742 SH SOLE 1 0 0 5742 SPDR SERIES TRUST PORTFOLIO MD ETF PORTFOLIO MD ETF 78464A847 2161 63760 SH SOLE 1 0 0 63760 SPDR SERIES TRUST PORTFOLIO LR ETF PORTFOLIO LR ETF 78464A854 7430 213201 SH SOLE 1 0 0 213201 SPDR SERIES TRUST NUVEEN BRC MUNIC ETF NUVEEN BRC MUNIC ETF 78468R721 256 5055 SH SOLE 1 0 0 5055 SPDR SERIES TRUST PORTFOLIO SM ETF PORTFOLIO SM ETF 78468R853 1534 51138 SH SOLE 1 0 0 51138 SELECT SECTOR SPDR TRUST ENERGY ETF ENERGY ETF 81369Y506 217 3658 SH SOLE 1 0 0 3658 SELECT SECTOR SPDR TRUST SBI INT-FINL ETF INT-FINL ETF 81369Y605 1231 43974 SH SOLE 1 0 0 43974 SENSEONICS HOLDINGS INC COM COM 81727U105 19 19287 SH SOLE 1 0 0 19287 22ND CENTURY GROUP INC COM COM 90137F103 148 65500 SH SOLE 1 0 0 65500 VANGUARD WORLD FDS INF TECH ETF INF TECH ETF 92204A702 541 2508 SH SOLE 1 0 0 2508 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS ETF SHORT TERM TREAS ETF 92206C102 706 11590 SH SOLE 1 0 0 11590 VICTORY PORTFOLIOS II VCSHS US 500 ENH ETF VCSHS US 500 ENH ETF 92647N782 781 15834 SH SOLE 1 0 0 15834 VICTORY PORTFOLIOS II VCSHS DEV ENH VL ETF VCSHS DEV ENH VL ETF 92647N816 314 10034 SH SOLE 1 0 0 10034 VICTORY PORTFOLIOS II VCSHS US EQ INCM ETF VCSHS US EQ INCM ETF 92647N824 625 13424 SH SOLE 1 0 0 13424 WISDOMTREE TRUST US SMALLCAP FUND US SMALLCAP FUND 97717W562 553 15528 SH SOLE 1 0 0 15528 WISDOMTREE TRUST FLOATNG RAT TREA ETF FLOATING RAT TREA ETF 97717X628 602 24021 SH SOLE 1 0 0 24021 CHUBB LIMITED COM COM H1467J104 400 2479 SH SOLE 1 0 0 2479