0001697029-19-000003.txt : 20190815 0001697029-19-000003.hdr.sgml : 20190815 20190814220933 ACCESSION NUMBER: 0001697029-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190815 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wealth & Pension Services Group, Inc. CENTRAL INDEX KEY: 0001697029 IRS NUMBER: 161629047 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18898 FILM NUMBER: 191028356 BUSINESS ADDRESS: STREET 1: 2727 PACES FERRY RD. SE STREET 2: BLDG. TWO, SUITE 1475 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7703330113 MAIL ADDRESS: STREET 1: 2727 PACES FERRY RD. SE STREET 2: BLDG. TWO, SUITE 1475 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697029 XXXXXXXX 06-30-2019 06-30-2019 Wealth & Pension Services Group, Inc.

2727 PACES FERRY RD. SE BLDG. TWO, SUITE 1475 ATLANTA GA 30339

13F COMBINATION REPORT 028-18898 0001316397 028-11093 Aurora Investment Counsel N William Kring 770-333-0113 William Kring Atlanta GA 06-30-2019 0 121 137477 false INFORMATION TABLE 2 InfoTable13F.xml 22ND CENTURY GROUP INC COM COM 90137F103 135 64500 SH SOLE 1 0 0 64500 AMAZON COM INC COM COM 023135106 528 279 SH SOLE 1 0 0 279 APPLE INC COM COM 037833100 774 3910 SH SOLE 1 0 0 3910 AT&T INC COM COM 00206R102 220 6574 SH SOLE 1 0 0 6574 AURORA CANNABIS INC COM COM 05156X108 80 10188 SH SOLE 1 0 0 10188 BANK OF AMERICA CORPORATION COM COM 060505104 376 12954 SH SOLE 1 0 0 12954 CERNER CORP COM COM 156782104 212 2890 SH SOLE 1 0 0 2890 CHUBB LIMITED COM COM H1467J104 340 2306 SH SOLE 1 0 0 2306 COCA-COLA CO COM COM 191216100 396 7786 SH SOLE 1 0 0 7786 COLGATE-PALMOLIVE CO COM COM 194162103 469 6539 SH SOLE 1 0 0 6539 COLONY CREDIT REAL ESTATE INC COM CL A COM CL A 19625T101 1420 91638 SH SOLE 1 0 0 91638 DELTA AIR LINES INC COM COM 247361702 699 12321 SH SOLE 1 0 0 12321 ENTERPRISE PRODS PARTNERS L P COM COM 293792107 322 11150 SH SOLE 1 0 0 11150 ETF SERIES SOLUTIONS APTUS DEFINED ETF APTUS DEFINED ETF 26922A388 1001 36633 SH SOLE 1 0 0 36633 ETF SERIES SOLUTIONS APTUS FORTIFIED ETF APTUS FORTIFIED ETF 26922A610 1390 53388 SH SOLE 1 0 0 53388 FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF LOW OPPT ETF 33739Q200 334 6455 SH SOLE 1 0 0 6455 FIRST TRUST EXCH TRADED ALPHAD EMERG MKT ALPH ETF EMERG MKT ALPH ETF 33737J182 351 13910 SH SOLE 1 0 0 13910 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF FINLS ALPHADEX ETF 33734X135 346 10934 SH SOLE 1 0 0 10934 FORD MOTOR CO COM COM 345370860 112 10976 SH SOLE 1 0 0 10976 FS KKR CAPITAL CORP COM COM 302635107 594 99691 SH SOLE 1 0 0 99691 HOME DEPOT INC COM COM 437076102 260 1248 SH SOLE 1 0 0 1248 HORMEL FOODS CORP COM COM 440452100 916 22600 SH SOLE 1 0 0 22600 INVESCO ACTIVELY MANAGD ETF TR OPTIMUM YIELD ETF OPTIMUM YIELD ETF 46090F100 178 10866 SH SOLE 1 0 0 10866 INVESCO EXCHANGE TRADED FUND T TAXABLE MUN BD ETF TAXABLE MUN BD ETF 46138G805 208 6619 SH SOLE 1 0 0 6619 INVESCO QQQ TRUST UNIT SER 1 ETF SER 1 ETF 46090E103 1030 5517 SH SOLE 1 0 0 5517 ISHARES INC CORE MSCI EMKT ETF CORE MSCI EMKT ETF 46434G103 677 13167 SH SOLE 1 0 0 13167 ISHARES INC MIN VOL GBL ETF GBL ETF 464286525 418 4539 SH SOLE 1 0 0 4539 ISHARES TRUST 3 7 YR TREAS BD ETF TREAS BD ETF 464288661 2198 17479 SH SOLE 1 0 0 17479 ISHARES TRUST AGGRES ALLOC ETF AGGRES ALLOC ETF 464289859 797 14455 SH SOLE 1 0 0 14455 ISHARES TRUST BROAD USD INVT GRD CORP BD ETF BROAD USD INVT GRD CORP BD ETF 464288620 1639 28727 SH SOLE 1 0 0 28727 ISHARES TRUST CORE DIV GRWTH ETF CORE DIV GRWTH ETF 46434V621 1727 45221 SH SOLE 1 0 0 45221 ISHARES TRUST CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 328 3475 SH SOLE 1 0 0 3475 ISHARES TRUST CORE MSCI EURO ETF CORE MSCI EURO ETF 46434V738 1107 23760 SH SOLE 1 0 0 23760 ISHARES TRUST CORE S&P MCP ETF CORE S&P MCP ETF 464287507 1378 7096 SH SOLE 1 0 0 7096 ISHARES TRUST CORE S&P TTL STK ETF CORE S&P TTL STK ETF 464287150 2492 37398 SH SOLE 1 0 0 37398 ISHARES TRUST CORE S&P US GWT ETF CORE S&P US GWT ETF 464287671 3482 55549 SH SOLE 1 0 0 55549 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 3354 11380 SH SOLE 1 0 0 11380 ISHARES TRUST CORE US AGGBD ET ETF CORE US AGGBD ET ETF 464287226 2134 19169 SH SOLE 1 0 0 19169 ISHARES TRUST DOW JONES US ETF DOW JONES US ETF 464287846 559 3828 SH SOLE 1 0 0 3828 ISHARES TRUST EAFE SML CP ETF EAFE SML CP ETF 464288273 1913 33329 SH SOLE 1 0 0 33329 ISHARES TRUST EDGE US FIXD INM ETF EDGE US FIXD INM ETF 46435U796 675 6682 SH SOLE 1 0 0 6682 ISHARES TRUST GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 774 16812 SH SOLE 1 0 0 16812 ISHARES TRUST HDG MSCI EAFE ETF HDG MSCI EAFE ETF 46434V803 445 14938 SH SOLE 1 0 0 14938 ISHARES TRUST IBOXX INV CP ETF IBOXX INV CP ETF 464287242 1036 8329 SH SOLE 1 0 0 8329 ISHARES TRUST INT RT HDG C B ETF INT RT HDG C B ETF 46431W705 250 2654 SH SOLE 1 0 0 2654 ISHARES TRUST INTRM GOV CR ETF INTRM GOV CR ETF 464288612 1590 14159 SH SOLE 1 0 0 14159 ISHARES TRUST INTRM TR CRP ETF INTRM TR CRP ETF 464288638 1736 30486 SH SOLE 1 0 0 30486 ISHARES TRUST MBS ETF MBS ETF 464288588 280 2605 SH SOLE 1 0 0 2605 ISHARES TRUST MIN VOL USA ETF MIN VOL USA ETF 46429B697 1900 30775 SH SOLE 1 0 0 30775 ISHARES TRUST MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 441 10276 SH SOLE 1 0 0 10276 ISHARES TRUST MULTIFACTOR USA ETF MULTIFACTOR USA ETF 46434V282 2110 66432 SH SOLE 1 0 0 66432 ISHARES TRUST MULTIFACTOR USA ETF MULTIFACTOR USA ETF 46434V290 360 8945 SH SOLE 1 0 0 8945 ISHARES TRUST NATIONAL MUN ETF NATIONAL MUN ETF 464288414 326 2883 SH SOLE 1 0 0 2883 ISHARES TRUST RUS 1000 ETF RUS 1000 ETF 464287622 7456 45799 SH SOLE 1 0 0 45799 ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 2716 17262 SH SOLE 1 0 0 17262 ISHARES TRUST RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 4829 37959 SH SOLE 1 0 0 37959 ISHARES TRUST RUS MID CAP ETF RUS MID CAP ETF 464287499 701 12548 SH SOLE 1 0 0 12548 ISHARES TRUST RUS TOP 200 ETF TOP 200 ETF 464289446 273 4017 SH SOLE 1 0 0 4017 ISHARES TRUST RUS TP200 GR ETF TOP 200 ETF 464289438 504 5878 SH SOLE 1 0 0 5878 ISHARES TRUST RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 1141 6621 SH SOLE 1 0 0 6621 ISHARES TRUST S&P 100 ETF S&P 100 ETF 464287101 213 1640 SH SOLE 1 0 0 1640 ISHARES TRUST S&P 500 VAL ETF S&P 500 VAL ETF 464287408 239 2050 SH SOLE 1 0 0 2050 ISHARES TRUST SELECT DIVID ETF SELECT DIVID ETF 464287168 851 8547 SH SOLE 1 0 0 8547 ISHARES TRUST SHORT TREAS BD ETF SHORT TREAS BD ETF 464288679 1190 10757 SH SOLE 1 0 0 10757 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 590 5112 SH SOLE 1 0 0 5112 ISHARES TRUST U.S. CNSM SV ETF U.S. CNSM SV ETF 464287580 899 4128 SH SOLE 1 0 0 4128 ISHARES TRUST U.S. REAL ES ETF U.S. REAL ES ETF 464287739 669 7658 SH SOLE 1 0 0 7658 ISHARES TRUST U.S. UTILITS ETF UTILITS ETF 464287697 369 2447 SH SOLE 1 0 0 2447 ISHARES TRUST ULTR SH TRM BD ETF ULTR SH TRM BD ETF 46434V878 200 3974 SH SOLE 1 0 0 3974 ISHARES TRUST US AER DEF ETF US AER DEF ETF 464288760 1069 4992 SH SOLE 1 0 0 4992 ISHARES TRUST US HLTHCARE ETF US HLTHCARE ETF 464287762 482 2470 SH SOLE 1 0 0 2470 ISHARES TRUST US INDUSTRIALS ETF US INDUSTRIALS ETF 464287754 298 1886 SH SOLE 1 0 0 1886 ISHARES TRUST US TREAS BD ETF US TREAS BD ETF 46429B267 1485 57536 SH SOLE 1 0 0 57536 ISHARES TRUST USA MOMENTUM FCT ETF USA MOMENTUM FCT ETF 46432F396 1018 8582 SH SOLE 1 0 0 8582 ISHARES TRUST USA QUALITY FCTR ETF FCTR ETF 46432F339 488 5331 SH SOLE 1 0 0 5331 JP MORGAN ETF TRUST ULTRA SHRT INC ETF ULTRA SHRT INC ETF 46641Q837 5333 105840 SH SOLE 1 0 0 105840 JP MORGAN ETF TRUST ULTRA SHRT MUNICIPAL INC ETF SHRT MUNICIPAL INC ETF 46641Q654 849 16843 SH SOLE 1 0 0 16843 JPMORGAN CHASE & CO. COM COM 46625H100 304 2720 SH SOLE 1 0 0 2720 KITOV PHARMA LTD WARRANT WARRANT 49803V115 21 190524 SH SOLE 1 0 0 190524 LAM RESEARCH CORP COM COM 512807108 229 1217 SH SOLE 1 0 0 1217 LEXICON PHARMACEUTICALS INC COM COM 528872302 68 10750 SH SOLE 1 0 0 10750 MCDONALD'S CORPORATION COM COM 580135101 238 1146 SH SOLE 1 0 0 1146 MICRON TECHNOLOGY INC COM COM 595112103 559 14484 SH SOLE 1 0 0 14484 MICROSOFT CORP COM COM 594918104 566 4229 SH SOLE 1 0 0 4229 PIMCO DYNAMIC CREDIT INCOME FU COM SHS COM SHS 72202D106 202 8476 SH SOLE 1 0 0 8476 PIMCO DYNAMIC INCOME FD SHS SHS 72201Y101 706 21950 SH SOLE 1 0 0 21950 PROCTER & GAMBLE CO COM COM 742718109 436 3975 SH SOLE 1 0 0 3975 SELECT SECTOR SPDR TRUST ENERGY ETF ENERGY ETF 81369Y506 263 4126 SH SOLE 1 0 0 4126 SELECT SECTOR SPDR TRUST SBI INT-FINL ETF INT-FINL ETF 81369Y605 1225 44399 SH SOLE 1 0 0 44399 SENSEONICS HOLDINGS INC COM COM 81727U105 39 19287 SH SOLE 1 0 0 19287 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD ETF 78463X889 6960 235204 SH SOLE 1 0 0 235204 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK ETF 78463X509 1689 47186 SH SOLE 1 0 0 47186 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 1678 5727 SH SOLE 1 0 0 5727 SPDR SERIES TRUST NUVEEN BRC MUNIC ETF NUVEEN BRC MUNIC ETF 78468R721 253 5044 SH SOLE 1 0 0 5044 SPDR SERIES TRUST PORTFOLIO INTRMD ETF PORTFOLIO INTRMD ETF 78464A375 293 8388 SH SOLE 1 0 0 8388 SPDR SERIES TRUST PORTFOLIO LR ETF PORTFOLIO LR ETF 78464A854 7191 208206 SH SOLE 1 0 0 208206 SPDR SERIES TRUST PORTFOLIO MD ETF PORTFOLIO MD ETF 78464A847 2165 63533 SH SOLE 1 0 0 63533 SPDR SERIES TRUST PORTFOLIO SHORT ETF PORTFOLIO SHORT ETF 78464A474 1917 62269 SH SOLE 1 0 0 62269 SPDR SERIES TRUST PORTFOLIO SM ETF PORTFOLIO SM ETF 78468R853 1547 50485 SH SOLE 1 0 0 50485 SPDR SERIES TRUST PORTFOLIO TL STK ETF PORTFOLIO TL STK ETF 78464A805 1113 30525 SH SOLE 1 0 0 30525 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW ETF 78464A409 2247 58010 SH SOLE 1 0 0 58010 SPDR SERIES TRUST S&P 600 SML CAP ETF S&P 600 SML CAP ETF 78464A813 387 5725 SH SOLE 1 0 0 5725 TRAVELCENTERS OF AMERICA COM COM 894174101 104 28841 SH SOLE 1 0 0 28841 VANGUARD INDEX FUNDS GROWTH ETF GROWTH ETF 922908736 390 2385 SH SOLE 1 0 0 2385 VANGUARD INDEX FUNDS LARGE CAP ETF LARGE CAP ETF 922908637 283 2100 SH SOLE 1 0 0 2100 VANGUARD INDEX FUNDS MID CAP ETF MID CAP ETF 922908629 451 2700 SH SOLE 1 0 0 2700 VANGUARD INDEX FUNDS SMALL CP ETF SMALL CP ETF 922908751 679 4331 SH SOLE 1 0 0 4331 VANGUARD INDEX FUNDS TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 286 1903 SH SOLE 1 0 0 1903 VANGUARD INDEX FUNDS VALUE ETF VALUE ETF 922908744 4327 39012 SH SOLE 1 0 0 39012 VANGUARD INTL EQUI FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 1757 41309 SH SOLE 1 0 0 41309 VANGUARD INTL EQUI FTSE EUROPE ETF FTSE EUROPE ETF 922042874 454 8263 SH SOLE 1 0 0 8263 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS ETF SHORT TERM TREAS ETF 92206C102 706 11590 SH SOLE 1 0 0 11590 VANGUARD SPECIALIZED FUNDS DIV APP ETF DIV APP ETF 921908844 4262 37009 SH SOLE 1 0 0 37009 VANGUARD TAX MANAGED FUND FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 4385 105129 SH SOLE 1 0 0 105129 VANGUARD WHITEHALL FUNDS HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 788 9023 SH SOLE 1 0 0 9023 VANGUARD WORLD FDS INF TECH ETF INF TECH ETF 92204A702 608 2883 SH SOLE 1 0 0 2883 VICTORY PORTFOLIOS II VCSHS DEV ENH VL ETF VCSHS DEV ENH VL ETF 92647N816 324 10101 SH SOLE 1 0 0 10101 VICTORY PORTFOLIOS II VCSHS US 500 ENH ETF VCSHS US 500 ENH ETF 92647N782 776 15866 SH SOLE 1 0 0 15866 VICTORY PORTFOLIOS II VCSHS US EQ INCM ETF VCSHS US EQ INCM ETF 92647N824 611 13424 SH SOLE 1 0 0 13424 WISDOMTREE TRUST FLOATNG RAT TREA ETF FLOATING RAT TREA ETF 97717X628 662 26412 SH SOLE 1 0 0 26412 WISDOMTREE TRUST US SMALLCAP FUND ETF US SMALLCAP FUND ETF 97717W562 649 18080 SH SOLE 1 0 0 18080