0001062993-20-002375.txt : 20200514 0001062993-20-002375.hdr.sgml : 20200514 20200514140754 ACCESSION NUMBER: 0001062993-20-002375 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Independent Advisor Alliance CENTRAL INDEX KEY: 0001696899 IRS NUMBER: 463825461 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17950 FILM NUMBER: 20876906 BUSINESS ADDRESS: STREET 1: 11525 N. COMMUNITY HOUSE ROAD STREET 2: SUITE 575 CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 980-318-5425 MAIL ADDRESS: STREET 1: 11525 N. COMMUNITY HOUSE ROAD STREET 2: SUITE 575 CITY: CHARLOTTE STATE: NC ZIP: 28277 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001696899 XXXXXXXX 03-31-2020 03-31-2020 Independent Advisor Alliance
11525 N. COMMUNITY HOUSE ROAD SUITE 575 CHARLOTTE NC 28277
13F HOLDINGS REPORT 028-17950 N
Jessica Sexton CCO 980-318-5425 Jessica Sexton Charlotte NC 05-12-2020 0 474 687303 false
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 3416 25027 SH SOLE 25027 0 0 ABBOTT LABS COM 002824100 1577 19979 SH SOLE 19979 0 0 ABBVIE INC COM 00287Y109 2732 35863 SH SOLE 35863 0 0 ABM INDS INC COM 000957100 527 21625 SH SOLE 21625 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 492 3012 SH SOLE 3012 0 0 ACTIVISION BLIZZARD INC COM 00507V109 323 5436 SH SOLE 5436 0 0 ADOBE INC COM 00724F101 2756 8660 SH SOLE 8660 0 0 ADVANCED MICRO DEVICES INC COM 007903107 5054 111129 SH SOLE 111129 0 0 AGNC INVT CORP COM 00123Q104 1090 103010 SH SOLE 103010 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 222 2470 SH SOLE 2470 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3845 19773 SH SOLE 19773 0 0 ALLIANT ENERGY CORP COM 018802108 916 18968 SH SOLE 18968 0 0 ALLSTATE CORP COM 020002101 278 3028 SH SOLE 3028 0 0 ALPHABET INC CAP STK CL C 02079K107 10035 8630 SH SOLE 8630 0 0 ALPHABET INC CAP STK CL A 02079K305 8984 7732 SH SOLE 7732 0 0 ALTRIA GROUP INC COM 02209S103 2242 57979 SH SOLE 57979 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 5 1300 SH SOLE 1300 0 0 AMAZON COM INC COM 023135106 44307 22725 SH SOLE 22725 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 147 12078 SH SOLE 12078 0 0 AMERICAN ELEC PWR CO INC COM 025537101 605 7569 SH SOLE 7569 0 0 AMERICAN EXPRESS CO COM 025816109 637 7435 SH SOLE 7435 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 253 3608 SH SOLE 3608 0 0 AMER STATES WTR CO COM 029899101 938 11474 SH SOLE 11474 0 0 AMERICAN TOWER CORP NEW COM 03027X100 668 3069 SH SOLE 3069 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 271 2268 SH SOLE 2268 0 0 AMERIPRISE FINL INC COM 03076C106 308 3002 SH SOLE 3002 0 0 AMERISOURCEBERGEN CORP COM 03073E105 226 2549 SH SOLE 2549 0 0 AMGEN INC COM 031162100 2609 12871 SH SOLE 12871 0 0 ANALOG DEVICES INC COM 032654105 637 7105 SH SOLE 7105 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 106 20930 SH SOLE 20930 0 0 ANTHEM INC COM 036752103 484 2130 SH SOLE 2130 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 98 10650 SH SOLE 10650 0 0 APPLE INC COM 037833100 49707 195475 SH SOLE 195475 0 0 APPLIED MATLS INC COM 038222105 854 18633 SH SOLE 18633 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 257 7302 SH SOLE 7302 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 299 6698 SH SOLE 6698 0 0 AT&T INC COM 00206R102 9054 310600 SH SOLE 310600 0 0 AURORA CANNABIS INC COM 05156X108 26 29125 SH SOLE 29125 0 0 AUTODESK INC COM 052769106 319 2045 SH SOLE 2045 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 737 5394 SH SOLE 5394 0 0 BK OF AMERICA CORP COM 060505104 4721 222382 SH SOLE 222382 0 0 BARRICK GOLD CORPORATION COM 067901108 707 38588 SH SOLE 38588 0 0 BECTON DICKINSON & CO COM 075887109 461 2006 SH SOLE 2006 0 0 BERKLEY W R CORP COM 084423102 242 4640 SH SOLE 4640 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 272 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11257 61572 SH SOLE 61572 0 0 BILIBILI INC SPONS ADS REP Z 090040106 3 145 SH SOLE 145 0 0 BIOGEN INC COM 09062X103 202 637 SH SOLE 637 0 0 BLACKROCK INC COM 09247X101 784 1783 SH SOLE 1783 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 3309 72607 SH SOLE 72607 0 0 BOEING CO COM 097023105 4277 28676 SH SOLE 28676 0 0 BOOKING HLDGS INC COM 09857L108 1001 744 SH SOLE 744 0 0 BOSTON SCIENTIFIC CORP COM 101137107 301 9211 SH SOLE 9211 0 0 BP PLC SPONSORED ADR 055622104 1154 47325 SH SOLE 47325 0 0 BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 164 29550 SH SOLE 29550 0 0 BRIGHTVIEW HLDGS INC COM 10948C107 475 42905 SH SOLE 42905 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1921 34463 SH SOLE 34463 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 460 13454 SH SOLE 13454 0 0 BROADCOM INC COM 11135F101 1373 5791 SH SOLE 5791 0 0 BROOKFIELD PPTY REIT INC CL A 11282X103 150 17650 SH SOLE 17650 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 0 54 SH SOLE 54 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 838 16646 SH SOLE 16646 0 0 DISNEY WALT CO COM DISNEY 254687106 1 1 SH Call SOLE 1 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1 10 SH Call SOLE 10 0 0 ALPHABET INC CAP STK CL A 02079K305 0 2 SH Call SOLE 2 0 0 IQIYI INC SPONSORED ADS 46267X108 0 12 SH Call SOLE 12 0 0 ROKU INC COM CL A 77543R102 1 2 SH Call SOLE 2 0 0 UNION PAC CORP COM 907818108 1 14 SH Call SOLE 14 0 0 CITIGROUP INC COM NEW 172967424 0 10 SH Call SOLE 10 0 0 FISERV INC COM 337738108 0 1 SH Call SOLE 1 0 0 MASTERCARD INC CL A 57636Q104 1 4 SH Call SOLE 4 0 0 TARGET CORP COM 87612E106 4 9 SH Call SOLE 9 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10 4 SH Call SOLE 4 0 0 APPLE INC COM 037833100 4 5 SH Call SOLE 5 0 0 JPMORGAN CHASE & CO COM 46625H100 4 4 SH Call SOLE 4 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 31 29121 SH SOLE 29121 0 0 CAMPBELL SOUP CO COM 134429109 800 17326 SH SOLE 17326 0 0 CANOPY GROWTH CORP COM 138035100 163 11319 SH SOLE 11319 0 0 CATERPILLAR INC DEL COM 149123101 2818 24288 SH SOLE 24288 0 0 CENTERPOINT ENERGY INC COM 15189T107 412 26698 SH SOLE 26698 0 0 CERNER CORP COM 156782104 341 5418 SH SOLE 5418 0 0 CHEMOURS CO COM 163851108 19 2164 SH SOLE 2164 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2 12955 SH SOLE 12955 0 0 CHEVRON CORP NEW COM 166764100 4225 58313 SH SOLE 58313 0 0 CHIMERA INVT CORP COM NEW 16934Q208 93 10220 SH SOLE 10220 0 0 CHUBB LIMITED COM H1467J104 1149 10283 SH SOLE 10283 0 0 CHURCH & DWIGHT INC COM 171340102 2526 39363 SH SOLE 39363 0 0 CIGNA CORP NEW COM 125523100 421 2374 SH SOLE 2374 0 0 CINCINNATI FINL CORP COM 172062101 1861 24661 SH SOLE 24661 0 0 CINTAS CORP COM 172908105 1815 10480 SH SOLE 10480 0 0 CISCO SYS INC COM 17275R102 3412 86802 SH SOLE 86802 0 0 CITIGROUP INC COM NEW 172967424 1109 26334 SH SOLE 26334 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 192 10202 SH SOLE 10202 0 0 CLEARWAY ENERGY INC CL C 18539C204 366 19470 SH SOLE 19470 0 0 CLOROX CO DEL COM 189054109 4004 23113 SH SOLE 23113 0 0 COCA COLA CO COM 191216100 7932 179264 SH SOLE 179264 0 0 COCA COLA CONSOLIDATED INC COM 191098102 210 1007 SH SOLE 1007 0 0 COLGATE PALMOLIVE CO COM 194162103 2241 33765 SH SOLE 33765 0 0 COLONY CAP INC NEW CL A COM 19626G108 19 10703 SH SOLE 10703 0 0 COMCAST CORP NEW CL A 20030N101 1847 53710 SH SOLE 53710 0 0 COMMERCE BANCSHARES INC COM 200525103 602 11955 SH SOLE 11955 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 278 26753 SH SOLE 26753 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 296 22071 SH SOLE 22071 0 0 COMPASS MINERALS INTL INC COM 20451N101 205 5320 SH SOLE 5320 0 0 CONAGRA BRANDS INC COM 205887102 375 12772 SH SOLE 12772 0 0 CONOCOPHILLIPS COM 20825C104 1195 38797 SH SOLE 38797 0 0 CONSOLIDATED EDISON INC COM 209115104 596 7636 SH SOLE 7636 0 0 CONSTELLATION BRANDS INC CL A 21036P108 703 4901 SH SOLE 4901 0 0 CORTEVA INC COM 22052L104 243 10325 SH SOLE 10325 0 0 COSTCO WHSL CORP NEW COM 22160K105 2470 8664 SH SOLE 8664 0 0 CRONOS GROUP INC COM 22717L101 25 4468 SH SOLE 4468 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 589 4079 SH SOLE 4079 0 0 CSX CORP COM 126408103 2021 35270 SH SOLE 35270 0 0 CUMMINS INC COM 231021106 528 3904 SH SOLE 3904 0 0 CVS HEALTH CORP COM 126650100 2239 37741 SH SOLE 37741 0 0 D R HORTON INC COM 23331A109 232 6838 SH SOLE 6838 0 0 DANAHER CORPORATION COM 235851102 200 1448 SH SOLE 1448 0 0 DEERE & CO COM 244199105 1124 8133 SH SOLE 8133 0 0 DELL TECHNOLOGIES INC CL C 24703L202 403 10192 SH SOLE 10192 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 957 33534 SH SOLE 33534 0 0 DIGITAL RLTY TR INC COM 253868103 657 4728 SH SOLE 4728 0 0 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 195 53743 SH SOLE 53743 0 0 DOCUSIGN INC COM 256163106 247 2675 SH SOLE 2675 0 0 DOLLAR GEN CORP NEW COM 256677105 643 4258 SH SOLE 4258 0 0 DOLLAR TREE INC COM 256746108 661 8992 SH SOLE 8992 0 0 DOMINION ENERGY INC COM 25746U109 4661 64571 SH SOLE 64571 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 693 74435 SH SOLE 74435 0 0 DOVER CORP COM 260003108 1892 22537 SH SOLE 22537 0 0 DOW INC COM 260557103 682 23311 SH SOLE 23311 0 0 DRIVE SHACK INC COM 262077100 30 19932 SH SOLE 19932 0 0 DROPBOX INC CL A 26210C104 189 10435 SH SOLE 10435 0 0 DTE ENERGY CO COM 233331107 726 7646 SH SOLE 7646 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 9400 116216 SH SOLE 116216 0 0 DUPONT DE NEMOURS INC COM 26614N102 417 12225 SH SOLE 12225 0 0 EATON CORP PLC SHS G29183103 1196 15390 SH SOLE 15390 0 0 ECOLAB INC COM 278865100 230 1475 SH SOLE 1475 0 0 ELECTRONIC ARTS INC COM 285512109 689 6880 SH SOLE 6880 0 0 LILLY ELI & CO COM 532457108 4525 32617 SH SOLE 32617 0 0 EMERSON ELEC CO COM 291011104 1795 37674 SH SOLE 37674 0 0 ENBRIDGE INC COM 29250N105 4046 139085 SH SOLE 139085 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 569 123668 SH SOLE 123668 0 0 ENTERGY CORP NEW COM 29364G103 295 3143 SH SOLE 3143 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1046 73155 SH SOLE 73155 0 0 EOG RES INC COM 26875P101 826 22985 SH SOLE 22985 0 0 EPR PPTYS COM SH BEN INT 26884U109 255 10516 SH SOLE 10516 0 0 EVERGY INC COM 30034W106 275 4987 SH SOLE 4987 0 0 EVERSOURCE ENERGY COM 30040W108 522 6680 SH SOLE 6680 0 0 EXACT SCIENCES CORP COM 30063P105 331 5700 SH SOLE 5700 0 0 EXELON CORP COM 30161N101 675 18326 SH SOLE 18326 0 0 EXXON MOBIL CORP COM 30231G102 4176 109972 SH SOLE 109972 0 0 FACEBOOK INC CL A 30303M102 12168 72950 SH SOLE 72950 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 432 5793 SH SOLE 5793 0 0 FEDEX CORP COM 31428X106 674 5558 SH SOLE 5558 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 857 7044 SH SOLE 7044 0 0 FIRST CMNTY CORP S C COM 319835104 1068 67936 SH SOLE 67936 0 0 FIRST HORIZON NATL CORP COM 320517105 178 22129 SH SOLE 22129 0 0 FIRSTENERGY CORP COM 337932107 520 12972 SH SOLE 12972 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 83 22351 SH SOLE 22351 0 0 FISERV INC COM 337738108 367 3868 SH SOLE 3868 0 0 FORD MTR CO DEL COM 345370860 529 109523 SH SOLE 109523 0 0 FREEPORT-MCMORAN INC CL B 35671D857 786 116387 SH SOLE 116387 0 0 FUELCELL ENERGY INC COM 35952H601 22 14500 SH SOLE 14500 0 0 GENERAL DYNAMICS CORP COM 369550108 698 5273 SH SOLE 5273 0 0 GENERAL ELECTRIC CO COM 369604103 1314 165466 SH SOLE 165466 0 0 GENERAL MLS INC COM 370334104 1175 22264 SH SOLE 22264 0 0 GENERAL MTRS CO COM 37045V100 393 18893 SH SOLE 18893 0 0 GENTEX CORP COM 371901109 322 14551 SH SOLE 14551 0 0 GENUINE PARTS CO COM 372460105 1533 22770 SH SOLE 22770 0 0 GILEAD SCIENCES INC COM 375558103 1278 17092 SH SOLE 17092 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 471 12436 SH SOLE 12436 0 0 GLOBAL NET LEASE INC COM NEW 379378201 434 32443 SH SOLE 32443 0 0 GLOBAL PMTS INC COM 37940X102 342 2372 SH SOLE 2372 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 747 4834 SH SOLE 4834 0 0 HANESBRANDS INC COM 410345102 257 32610 SH SOLE 32610 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 48 29368 SH SOLE 29368 0 0 HEXO CORP COM 428304109 9 10200 SH SOLE 10200 0 0 HIGHWOODS PPTYS INC COM 431284108 352 9949 SH SOLE 9949 0 0 HOLLYFRONTIER CORP COM 436106108 208 8486 SH SOLE 8486 0 0 HOME BANCSHARES INC COM 436893200 256 21344 SH SOLE 21344 0 0 HOME DEPOT INC COM 437076102 11972 64120 SH SOLE 64120 0 0 HONEYWELL INTL INC COM 438516106 1625 12144 SH SOLE 12144 0 0 HORMEL FOODS CORP COM 440452100 801 17167 SH SOLE 17167 0 0 HUMANA INC COM 444859102 484 1541 SH SOLE 1541 0 0 ILLINOIS TOOL WKS INC COM 452308109 974 6851 SH SOLE 6851 0 0 INSULET CORP COM 45784P101 670 4043 SH SOLE 4043 0 0 INTEL CORP COM 458140100 6083 112391 SH SOLE 112391 0 0 INTERNATIONAL TOWER HILL MIN COM 46050R102 6 15000 SH SOLE 15000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1786 16101 SH SOLE 16101 0 0 INTUIT COM 461202103 561 2437 SH SOLE 2437 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1060 2140 SH SOLE 2140 0 0 IQIYI INC SPONSORED ADS 46267X108 673 37790 SH SOLE 37790 0 0 IQVIA HLDGS INC COM 46266C105 299 2774 SH SOLE 2774 0 0 ISHARES GOLD TRUST ISHARES 464285105 324 21522 SH SOLE 21522 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 251 19249 SH SOLE 19249 0 0 JD COM INC SPON ADR CL A 47215P106 286 7069 SH SOLE 7069 0 0 JOHNSON & JOHNSON COM 478160104 11902 90762 SH SOLE 90762 0 0 JOHNSON CTLS INTL PLC SHS G51502105 269 9985 SH SOLE 9985 0 0 JPMORGAN CHASE & CO COM 46625H100 7565 84033 SH SOLE 84033 0 0 KELLOGG CO COM 487836108 581 9688 SH SOLE 9688 0 0 KIMBERLY CLARK CORP COM 494368103 1431 11189 SH SOLE 11189 0 0 KINDER MORGAN INC DEL COM 49456B101 505 36313 SH SOLE 36313 0 0 KKR & CO INC CL A 48251W104 813 34644 SH SOLE 34644 0 0 KOHLS CORP COM 500255104 157 10748 SH SOLE 10748 0 0 KROGER CO COM 501044101 345 11455 SH SOLE 11455 0 0 L BRANDS INC COM 501797104 159 13722 SH SOLE 13722 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 579 3214 SH SOLE 3214 0 0 LAM RESEARCH CORP COM 512807108 381 1586 SH SOLE 1586 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 318 6211 SH SOLE 6211 0 0 LANCASTER COLONY CORP COM 513847103 787 5438 SH SOLE 5438 0 0 LEIDOS HOLDINGS INC COM 525327102 230 2511 SH SOLE 2511 0 0 LEXINGTON REALTY TRUST COM 529043101 827 83321 SH SOLE 83321 0 0 LINCOLN NATL CORP IND COM 534187109 267 10156 SH SOLE 10156 0 0 LINDE PLC SHS G5494J103 2018 11665 SH SOLE 11665 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 127 84309 SH SOLE 84309 0 0 LOCKHEED MARTIN CORP COM 539830109 3347 9875 SH SOLE 9875 0 0 LOWES COS INC COM 548661107 3930 45675 SH SOLE 45675 0 0 LPL FINL HLDGS INC COM 50212V100 298 5473 SH SOLE 5473 0 0 LSB INDS INC COM 502160104 58 27810 SH SOLE 27810 0 0 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 188 40086 SH SOLE 40086 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 512 10313 SH SOLE 10313 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 317 8700 SH SOLE 8700 0 0 MANITOWOC CO INC COM NEW 563571405 2 225 SH SOLE 225 0 0 MARATHON OIL CORP COM 565849106 37 11188 SH SOLE 11188 0 0 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 28 25252 SH SOLE 25252 0 0 MASCO CORP COM 574599106 249 7195 SH SOLE 7195 0 0 MASTERCARD INC CL A 57636Q104 5223 21622 SH SOLE 21622 0 0 MCDONALDS CORP COM 580135101 7026 42494 SH SOLE 42494 0 0 MCKESSON CORP COM 58155Q103 228 1684 SH SOLE 1684 0 0 MEDTRONIC PLC SHS G5960L103 1346 14922 SH SOLE 14922 0 0 MERCK & CO. INC COM 58933Y105 3050 39646 SH SOLE 39646 0 0 METLIFE INC COM 59156R108 563 18417 SH SOLE 18417 0 0 MGE ENERGY INC COM 55277P104 962 14692 SH SOLE 14692 0 0 MICRON TECHNOLOGY INC COM 595112103 1138 27052 SH SOLE 27052 0 0 MICROSOFT CORP COM 594918104 38228 242392 SH SOLE 242392 0 0 MITEK SYS INC COM NEW 606710200 9031 1146116 SH SOLE 1146116 0 0 MONDELEZ INTL INC CL A 609207105 2424 48412 SH SOLE 48412 0 0 MORGAN STANLEY COM NEW 617446448 833 24504 SH SOLE 24504 0 0 MPLX LP COM UNIT REP LTD 55336V100 124 10713 SH SOLE 10713 0 0 NETFLIX INC COM 64110L106 6279 16723 SH SOLE 16723 0 0 NEW AGE BEVERAGES CORP COM 64157V108 112 80250 SH SOLE 80250 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 191 38124 SH SOLE 38124 0 0 NEWELL BRANDS INC COM 651229106 155 11680 SH SOLE 11680 0 0 NEWMONT CORP COM 651639106 451 9952 SH SOLE 9952 0 0 NEXTERA ENERGY INC COM 65339F101 4076 16941 SH SOLE 16941 0 0 NIKE INC CL B 654106103 2849 34438 SH SOLE 34438 0 0 NISOURCE INC COM 65473P105 289 11590 SH SOLE 11590 0 0 NORDSON CORP COM 655663102 860 6365 SH SOLE 6365 0 0 NORFOLK SOUTHERN CORP COM 655844108 958 6564 SH SOLE 6564 0 0 NORTHROP GRUMMAN CORP COM 666807102 1709 5649 SH SOLE 5649 0 0 NORTHWEST NAT HLDG CO COM 66765N105 702 11363 SH SOLE 11363 0 0 NOVARTIS A G SPONSORED ADR 66987V109 355 4300 SH SOLE 4300 0 0 NOVO-NORDISK A S ADR 670100205 610 10136 SH SOLE 10136 0 0 NVIDIA CORP COM 67066G104 4697 17820 SH SOLE 17820 0 0 NVR INC COM 62944T105 213 83 SH SOLE 83 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 506 1682 SH SOLE 1682 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 2024 624759 SH SOLE 624759 0 0 OKTA INC CL A 679295105 405 3316 SH SOLE 3316 0 0 OLIN CORP COM PAR $1 680665205 210 18021 SH SOLE 18021 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 209 7893 SH SOLE 7893 0 0 ORACLE CORP COM 68389X105 1271 26290 SH SOLE 26290 0 0 PALO ALTO NETWORKS INC COM 697435105 278 1694 SH SOLE 1694 0 0 PARKER HANNIFIN CORP COM 701094104 1812 13966 SH SOLE 13966 0 0 PAYCHEX INC COM 704326107 681 10830 SH SOLE 10830 0 0 PAYPAL HLDGS INC COM 70450Y103 2379 24851 SH SOLE 24851 0 0 PEPSICO INC COM 713448108 5352 44561 SH SOLE 44561 0 0 PFIZER INC COM 717081103 3149 96467 SH SOLE 96467 0 0 PHILIP MORRIS INTL INC COM 718172109 2614 35822 SH SOLE 35822 0 0 PHILLIPS 66 COM 718546104 257 4786 SH SOLE 4786 0 0 PINTEREST INC CL A 72352L106 192 12407 SH SOLE 12407 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 86 16301 SH SOLE 16301 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 61 10844 SH SOLE 10844 0 0 PNC FINL SVCS GROUP INC COM 693475105 576 6014 SH SOLE 6014 0 0 POLYMET MINING CORP COM 731916102 23 98088 SH SOLE 98088 0 0 PORTMAN RIDGE FIN CORP COM 73688F102 20 21528 SH SOLE 21528 0 0 PPL CORP COM 69351T106 1136 46036 SH SOLE 46036 0 0 PRICE T ROWE GROUP INC COM 74144T108 300 3076 SH SOLE 3076 0 0 PROCTER & GAMBLE CO COM 742718109 17466 158779 SH SOLE 158779 0 0 PROLOGIS INC. COM 74340W103 630 7836 SH SOLE 7836 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 134 135000 SH SOLE 135000 0 0 PRUDENTIAL FINL INC COM 744320102 785 15051 SH SOLE 15051 0 0 TESLA INC COM 88160R101 2 1 SH Put SOLE 1 0 0 QUAD / GRAPHICS INC COM CL A 747301109 62 24786 SH SOLE 24786 0 0 QUALCOMM INC COM 747525103 3248 48009 SH SOLE 48009 0 0 QUEST DIAGNOSTICS INC COM 74834L100 230 2864 SH SOLE 2864 0 0 R1 RCM INC COM 749397105 245 27006 SH SOLE 27006 0 0 RAYTHEON CO COM NEW 755111507 966 7368 SH SOLE 7368 0 0 REALTY INCOME CORP COM 756109104 453 9081 SH SOLE 9081 0 0 RETAIL PPTYS AMER INC CL A 76131V202 88 16999 SH SOLE 16999 0 0 ROKU INC COM CL A 77543R102 324 3702 SH SOLE 3702 0 0 ROPER TECHNOLOGIES INC COM 776696106 220 705 SH SOLE 705 0 0 ROYAL BK CDA COM 780087102 722 11735 SH SOLE 11735 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 493 15310 SH SOLE 15310 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 733 22435 SH SOLE 22435 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 584 16739 SH SOLE 16739 0 0 RPM INTL INC COM 749685103 264 4440 SH SOLE 4440 0 0 S&P GLOBAL INC COM 78409V104 422 1722 SH SOLE 1722 0 0 SALESFORCE COM INC COM 79466L302 1241 8617 SH SOLE 8617 0 0 SANOFI SPONSORED ADR 80105N105 362 8272 SH SOLE 8272 0 0 SCHWAB CHARLES CORP COM 808513105 305 9064 SH SOLE 9064 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 671 13751 SH SOLE 13751 0 0 SERVICENOW INC COM 81762P102 211 735 SH SOLE 735 0 0 SHERWIN WILLIAMS CO COM 824348106 1940 4221 SH SOLE 4221 0 0 SHOPIFY INC CL A 82509L107 949 2275 SH SOLE 2275 0 0 SIRIUS XM HLDGS INC COM 82968B103 174 35294 SH SOLE 35294 0 0 SJW GROUP COM 784305104 745 12903 SH SOLE 12903 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 296 3312 SH SOLE 3312 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 262 9754 SH SOLE 9754 0 0 SMITH & NEPHEW GROUP PLC SPDN ADR NEW 83175M205 213 5937 SH SOLE 5937 0 0 SMITH A O CORP COM 831865209 216 5717 SH SOLE 5717 0 0 SOUTHERN CO COM 842587107 10969 202611 SH SOLE 202611 0 0 SOUTHERN MO BANCORP INC COM 843380106 503 20735 SH SOLE 20735 0 0 SOUTHWEST AIRLS CO COM 844741108 327 9172 SH SOLE 9172 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4633 31295 SH SOLE 31295 0 0 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 223 6145 SH SOLE 6145 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 210 8030 SH SOLE 8030 0 0 STANLEY BLACK & DECKER INC COM 854502101 521 5214 SH SOLE 5214 0 0 STARBUCKS CORP COM 855244109 2500 38023 SH SOLE 38023 0 0 STATE STR CORP COM 857477103 231 4339 SH SOLE 4339 0 0 STEPAN CO COM 858586100 622 7031 SH SOLE 7031 0 0 STEREOTAXIS INC COM NEW 85916J409 151 49850 SH SOLE 49850 0 0 STRYKER CORP COM 863667101 865 5195 SH SOLE 5195 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 249 17611 SH SOLE 17611 0 0 SUNOCO LP COM UT REP LP 86765K109 183 11729 SH SOLE 11729 0 0 SYNOPSYS INC COM 871607107 236 1833 SH SOLE 1833 0 0 SYSCO CORP COM 871829107 1183 25930 SH SOLE 25930 0 0 T MOBILE US INC COM 872590104 1814 21626 SH SOLE 21626 0 0 TAILORED BRANDS INC COM 87403A107 18 10200 SH SOLE 10200 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 442 9253 SH SOLE 9253 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 216 1819 SH SOLE 1819 0 0 TARGET CORP COM 87612E106 1927 20728 SH SOLE 20728 0 0 TC ENERGY CORP COM 87807B107 1252 28251 SH SOLE 28251 0 0 TELADOC HEALTH INC COM 87918A105 284 1835 SH SOLE 1835 0 0 TELEFLEX INCORPORATED COM 879369106 274 935 SH SOLE 935 0 0 TERRAFORM PWR INC COM CL A 88104R209 345 21891 SH SOLE 21891 0 0 TESLA INC COM 88160R101 1449 2765 SH SOLE 2765 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 118 13135 SH SOLE 13135 0 0 TEXAS INSTRS INC COM 882508104 1029 10301 SH SOLE 10301 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 538 1416 SH SOLE 1416 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1546 5453 SH SOLE 5453 0 0 TIFFANY & CO NEW COM 886547108 267 2064 SH SOLE 2064 0 0 TJX COS INC NEW COM 872540109 427 8935 SH SOLE 8935 0 0 TOOTSIE ROLL INDS INC COM 890516107 774 21512 SH SOLE 21512 0 0 TOTAL S.A. SPONSORED ADS 89151E109 687 18443 SH SOLE 18443 0 0 THE TRADE DESK INC COM CL A 88339J105 356 1847 SH SOLE 1847 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 405 4909 SH SOLE 4909 0 0 TRAVELERS COMPANIES INC COM 89417E109 1323 13315 SH SOLE 13315 0 0 TRUIST FINL CORP COM 89832Q109 1355 43925 SH SOLE 43925 0 0 TWITTER INC COM 90184L102 714 29074 SH SOLE 29074 0 0 TYSON FOODS INC CL A 902494103 319 5518 SH SOLE 5518 0 0 US BANCORP DEL COM NEW 902973304 670 19444 SH SOLE 19444 0 0 UBER TECHNOLOGIES INC COM 90353T100 519 18587 SH SOLE 18587 0 0 ULTA BEAUTY INC COM 90384S303 234 1332 SH SOLE 1332 0 0 UNILEVER PLC SPON ADR NEW 904767704 341 6748 SH SOLE 6748 0 0 UNION PAC CORP COM 907818108 1377 9761 SH SOLE 9761 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2892 30954 SH SOLE 30954 0 0 UNITED RENTALS INC COM 911363109 1011 9825 SH SOLE 9825 0 0 UNITED STATES STL CORP NEW COM 912909108 29 4521 SH SOLE 4521 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2649 28081 SH SOLE 28081 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4277 17149 SH SOLE 17149 0 0 US FOODS HLDG CORP COM 912008109 324 18284 SH SOLE 18284 0 0 VALERO ENERGY CORP COM 91913Y100 325 7171 SH SOLE 7171 0 0 VENTAS INC COM 92276F100 228 8494 SH SOLE 8494 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 10710 199338 SH SOLE 199338 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 257 1081 SH SOLE 1081 0 0 VIACOMCBS INC CL B 92556H206 386 27587 SH SOLE 27587 0 0 VISA INC COM CL A 92826C839 14445 89652 SH SOLE 89652 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 536 38917 SH SOLE 38917 0 0 WP CAREY INC COM 92936U109 645 11097 SH SOLE 11097 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 523 11439 SH SOLE 11439 0 0 WALMART INC COM 931142103 5030 44274 SH SOLE 44274 0 0 DISNEY WALT CO COM DISNEY 254687106 9100 94204 SH SOLE 94204 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 38 46995 SH SOLE 46995 0 0 WASTE MGMT INC DEL COM 94106L109 1893 20456 SH SOLE 20456 0 0 WEC ENERGY GROUP INC COM 92939U106 1239 14056 SH SOLE 14056 0 0 WELLS FARGO CO NEW COM 949746101 1850 64457 SH SOLE 64457 0 0 WELLTOWER INC COM 95040Q104 941 20555 SH SOLE 20555 0 0 WESTROCK CO COM 96145D105 226 7999 SH SOLE 7999 0 0 WEYERHAEUSER CO COM 962166104 249 14676 SH SOLE 14676 0 0 XENIA HOTELS & RESORTS INC COM 984017103 198 19262 SH SOLE 19262 0 0 XPO LOGISTICS INC COM 983793100 276 5663 SH SOLE 5663 0 0 YUM BRANDS INC COM 988498101 701 10231 SH SOLE 10231 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 225 2223 SH SOLE 2223 0 0 ZOETIS INC CL A 98978V103 1913 16256 SH SOLE 16256 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1157 7915 SH SOLE 7915 0 0 3M CO COM 88579Y101 357 2616 SH SOLE 2616 0 0 ALPHABET INC CAP STK CL C 02079K107 487 419 SH SOLE 419 0 0 ALPHABET INC CAP STK CL A 02079K305 215 185 SH SOLE 185 0 0 ALTRIA GROUP INC COM 02209S103 228 5895 SH SOLE 5895 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 132 33100 SH SOLE 33100 0 0 AMAZON COM INC COM 023135106 926 475 SH SOLE 475 0 0 AMERICAN OUTDOOR BRANDS CORP COM 02874P103 86 10400 SH SOLE 10400 0 0 APPLE INC COM 037833100 1657 6515 SH SOLE 6515 0 0 BENEFYTT TECHNOLOGIES INC COM CL A 08182C106 793 35400 SH SOLE 35400 0 0 BILIBILI INC SPONS ADS REP Z 090040106 1778 75900 SH SOLE 75900 0 0 BK OF AMERICA CORP COM 060505104 341 16072 SH SOLE 16072 0 0 BLACKROCK CAP INVT CORP COM 092533108 42 19071 SH SOLE 19071 0 0 BOEING CO COM 097023105 351 2354 SH SOLE 2354 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 48 48125 SH SOLE 48125 0 0 CATERPILLAR INC DEL COM 149123101 326 2810 SH SOLE 2810 0 0 CHEMOURS CO COM 163851108 333 37519 SH SOLE 37519 0 0 CHEVRON CORP NEW COM 166764100 229 3166 SH SOLE 3166 0 0 COCA COLA CO COM 191216100 332 7497 SH SOLE 7497 0 0 COSTCO WHSL CORP NEW COM 22160K105 529 1856 SH SOLE 1856 0 0 CRONOS GROUP INC COM 22717L101 126 22139 SH SOLE 22139 0 0 CRONOS GROUP INC COM 22717L101 70 35100 SH Call SOLE 35100 0 0 DISNEY WALT CO COM DISNEY 254687106 708 7331 SH SOLE 7331 0 0 FIDELITY COVINGTON TR MSCI UTILS INDEX 316092865 243 6777 SH SOLE 6777 0 0 FIDELITY COVINGTON TR QLTY FCTOR ETF 316092790 678 22193 SH SOLE 22193 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 233 3151 SH SOLE 3151 0 0 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 241 1839 SH SOLE 1839 0 0 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 248 2005 SH SOLE 2005 0 0 GENERAL ELECTRIC CO COM 369604103 83 10421 SH SOLE 10421 0 0 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 165 11283 SH SOLE 11283 0 0 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 1058 10500 SH SOLE 10500 0 0 HOME DEPOT INC COM 437076102 524 2809 SH SOLE 2809 0 0 INTEL CORP COM 458140100 680 12562 SH SOLE 12562 0 0 INVESCO EXCHANGE TRADED FD T DWA UTILS MUMT 46137V795 224 7762 SH SOLE 7762 0 0 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 898 19141 SH SOLE 19141 0 0 INVESCO EXCHANGE-TRADED FD T DWA SMLCP MENT 46138E842 334 8198 SH SOLE 8198 0 0 IQIYI INC SPONSORED ADS 46267X108 336 18900 SH SOLE 18900 0 0 ISHARES INC CORE MSCI EMKT 46434G103 260 6421 SH SOLE 6421 0 0 ISHARES TR CORE S&P US GWT 464287671 222 3885 SH SOLE 3885 0 0 ISHARES TR US TREAS BD ETF 46429B267 216 7708 SH SOLE 7708 0 0 ISHARES TR USA QUALITY FCTR 46432F339 546 6741 SH SOLE 6741 0 0 ISHARES TR CORE S&P500 ETF 464287200 5609 21706 SH SOLE 21706 0 0 ISHARES TR CORE DIV GRWTH 46434V621 209 6402 SH SOLE 6402 0 0 ISHARES TR CORE US AGGBD ET 464287226 301 2610 SH SOLE 2610 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 254 2388 SH SOLE 2388 0 0 ISHARES TR SHORT TREAS BD 464288679 571 5144 SH SOLE 5144 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 1189 22020 SH SOLE 22020 0 0 ISHARES TR PHLX SEMICND ETF 464287523 410 2000 SH SOLE 2000 0 0 ISHARES TR RUS 1000 ETF 464287622 229 1620 SH SOLE 1620 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1340 26862 SH SOLE 26862 0 0 ISHARES TR CORE S&P MCP ETF 464287507 909 6316 SH SOLE 6316 0 0 JOHNSON & JOHNSON COM 478160104 480 3659 SH SOLE 3659 0 0 JPMORGAN CHASE & CO COM 46625H100 502 5578 SH SOLE 5578 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 226 5000 SH SOLE 5000 0 0 LILLY ELI & CO COM 532457108 376 2710 SH SOLE 2710 0 0 MANITOWOC CO INC COM NEW 563571405 269 31700 SH SOLE 31700 0 0 MEDTRONIC PLC SHS G5960L103 361 4005 SH SOLE 4005 0 0 MERCK & CO. INC COM 58933Y105 264 3429 SH SOLE 3429 0 0 MICROSOFT CORP COM 594918104 722 4578 SH SOLE 4578 0 0 NETFLIX INC COM 64110L106 257 684 SH SOLE 684 0 0 OKTA INC CL A 679295105 274 2242 SH SOLE 2242 0 0 PEPSICO INC COM 713448108 375 3121 SH SOLE 3121 0 0 PFIZER INC COM 717081103 411 12598 SH SOLE 12598 0 0 PHILIP MORRIS INTL INC COM 718172109 282 3869 SH SOLE 3869 0 0 PROCTER & GAMBLE CO COM 742718109 296 2688 SH SOLE 2688 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 219 51631 SH SOLE 51631 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 203 4524 SH SOLE 4524 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 247 4778 SH SOLE 4778 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 464 7895 SH SOLE 7895 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 215 3731 SH SOLE 3731 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 400 6535 SH SOLE 6535 0 0 SCIENTIFIC GAMES CORP COM 80874P109 131 13500 SH SOLE 13500 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 294 3664 SH SOLE 3664 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 801 3108 SH SOLE 3108 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 365 10207 SH SOLE 10207 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 291 3466 SH SOLE 3466 0 0 SPDR SER TR SSGA US LRG ETF 78468R804 307 3388 SH SOLE 3388 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 368 14249 SH SOLE 14249 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 718 23742 SH SOLE 23742 0 0 STARBUCKS CORP COM 855244109 240 3648 SH SOLE 3648 0 0 TARGET CORP COM 87612E106 409 4399 SH SOLE 4399 0 0 TARGET CORP COM 87612E106 211 50000 SH SOLE 50000 0 0 UNITED STATES STL CORP NEW COM 912909108 289 45870 SH SOLE 45870 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 95 10158 SH SOLE 10158 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 752 8809 SH SOLE 8809 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 398 3086 SH SOLE 3086 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 392 3788 SH SOLE 3788 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 637 11850 SH SOLE 11850 0 0 VISA INC COM CL A 92826C839 493 3061 SH SOLE 3061 0 0 WALMART INC COM 931142103 301 2647 SH SOLE 2647 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 311 5890 SH SOLE 5890 0 0