0001062993-18-004534.txt : 20181113
0001062993-18-004534.hdr.sgml : 20181113
20181113094334
ACCESSION NUMBER: 0001062993-18-004534
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
EFFECTIVENESS DATE: 20181113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Independent Advisor Alliance
CENTRAL INDEX KEY: 0001696899
IRS NUMBER: 463825461
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17950
FILM NUMBER: 181175730
BUSINESS ADDRESS:
STREET 1: 11525 N. COMMUNITY HOUSE ROAD
STREET 2: SUITE 575
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
BUSINESS PHONE: 980-318-5425
MAIL ADDRESS:
STREET 1: 11525 N. COMMUNITY HOUSE ROAD
STREET 2: SUITE 575
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001696899
XXXXXXXX
09-30-2018
09-30-2018
Independent Advisor Alliance
11525 N. COMMUNITY HOUSE ROAD
SUITE 575
CHARLOTTE
NC
28277
13F HOLDINGS REPORT
028-17950
N
Jessica Sexton
CCO
980-318-5425
Jessica Sexton
Charlotte
NC
11-12-2018
0
388
555395
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AMAZON COM INC
COM
023135106
5
1
SH
SOLE
0
0
1
MASCO CORP
COM
574599106
0
2
SH
SOLE
0
0
2
MICRON TECHNOLOGY INC
COM
595112103
0
10
SH
SOLE
0
0
10
AES CORP
COM
00130H105
512
36475
SH
SOLE
0
0
36475
AMC NETWORKS INC
CL A
00164V103
317
4795
SH
Call
SOLE
0
0
4795
AT&T INC
COM
00206R102
6267
201039
SH
SOLE
0
0
201039
ABBOTT LABS
COM
002824100
1769
25699
SH
SOLE
0
0
25699
ABBVIE INC
COM
00287Y109
3890
44564
SH
SOLE
0
0
44564
ACTIVISION BLIZZARD INC
COM
00507V109
266
3352
SH
SOLE
0
0
3352
ADOBE SYS INC
COM
00724F101
2081
7597
SH
SOLE
0
0
7597
ADVANCED MICRO DEVICES INC
COM
007903107
221
7035
SH
Call
SOLE
0
0
7035
ADVANCED MICRO DEVICES INC
COM
007903107
0
10
SH
SOLE
0
0
10
AETNA INC NEW
COM
00817Y108
1230
8482
SH
SOLE
0
0
8482
ALASKA AIR GROUP INC
COM
011659109
417
6229
SH
SOLE
0
0
6229
ALBEMARLE CORP
COM
012653101
1194
11837
SH
SOLE
0
0
11837
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1643
11215
SH
Call
SOLE
0
0
11215
ALLIANT ENERGY CORP
COM
018802108
210
4946
SH
SOLE
0
0
4946
ALLY FINL INC
COM
02005N100
557
21385
SH
SOLE
0
0
21385
ALPHABET INC
CAP STK CL C
02079K107
7150
6107
SH
SOLE
0
0
6107
ALPHABET INC
CAP STK CL A
02079K305
7093
6134
SH
SOLE
0
0
6134
ALTABA INC
COM
021346101
1044
15524
SH
SOLE
0
0
15524
ALTRIA GROUP INC
COM
02209S103
5958
100179
SH
SOLE
0
0
100179
AMAZON COM INC
COM
023135106
30619
15591
SH
Call
SOLE
0
0
15591
AMERICAN AIRLS GROUP INC
COM
02376R102
304
7678
SH
Call
SOLE
0
0
7678
AMERICAN AIRLS GROUP INC
COM
02376R102
0
2
SH
SOLE
0
0
2
AMERICAN ELEC PWR INC
COM
025537101
227
3272
SH
SOLE
0
0
3272
AMERICAN EXPRESS CO
COM
025816109
564
5342
SH
SOLE
0
0
5342
AMERICAN STS WTR CO
COM
029899101
1184
19706
SH
SOLE
0
0
19706
AMERICAN TOWER CORP NEW
COM
03027X100
378
2638
SH
SOLE
0
0
2638
AMERIPRISE FINL INC
COM
03076C106
435
2960
SH
SOLE
0
0
2960
AMGEN INC
COM
031162100
1727
8927
SH
SOLE
0
0
8927
ANNALY CAP MGMT INC
COM
035710409
129
12741
SH
SOLE
0
0
12741
ANTHEM INC
COM
036752103
478
2054
SH
SOLE
0
0
2054
APERGY CORP
COM
03755L104
227
5187
SH
SOLE
0
0
5187
APPLE INC
COM
037833100
30340
140625
SH
Call
SOLE
0
0
140625
APPLE INC
COM
037833100
1
2
SH
SOLE
0
0
2
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
718
41309
SH
SOLE
0
0
41309
APPLIED MATLS INC
COM
038222105
589
15844
SH
SOLE
0
0
15844
ARAMARK
COM
03852U106
222
5214
SH
SOLE
0
0
5214
ARCHER DANIELS MIDLAND CO
COM
039483102
241
5399
SH
SOLE
0
0
5399
AUTODESK INC
COM
052769106
217
1469
SH
SOLE
0
0
1469
AUTOMATIC DATA PROCESSING IN
COM
053015103
444
3067
SH
SOLE
0
0
3067
BB&T CORP
COM
054937107
1959
44288
SH
SOLE
0
0
44288
BP PLC
SPONSORED ADR
055622104
2116
46625
SH
SOLE
0
0
46625
BAIDU INC
SPON ADR REP A
056752108
401
1799
SH
SOLE
0
0
1799
BANK AMER CORP
COM
060505104
3962
141923
SH
SOLE
0
0
141923
BANK OZK
COM
06417N103
1003
26746
SH
SOLE
0
0
26746
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
449
17387
SH
SOLE
0
0
17387
BECTON DICKINSON & CO
COM
075887109
251
1084
SH
SOLE
0
0
1084
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4107
19379
SH
SOLE
0
0
19379
BIOGEN INC
COM
09062X103
392
1303
SH
SOLE
0
0
1303
BLACKROCK INC
COM
09247X101
331
820
SH
SOLE
0
0
820
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2532
65327
SH
SOLE
0
0
65327
BLUEKNIGHT ENERGY PARTNERS L
COM UNIT
09625U109
128
55366
SH
SOLE
0
0
55366
BOEING CO
COM
097023105
8061
22989
SH
SOLE
0
0
22989
BOOKING HLDGS INC
COM
09857L108
213
145
SH
SOLE
0
0
145
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
275
24395
SH
SOLE
0
0
24395
BRIGHTVIEW HLDGS INC
COM
10948C107
258
16925
SH
SOLE
0
0
16925
BRISTOL MYERS SQUIBB CO
COM
110122108
1425
23610
SH
SOLE
0
0
23610
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
330
7473
SH
SOLE
0
0
7473
BROADCOM INC
COM
11135F101
548
2233
SH
SOLE
0
0
2233
BRUNSWICK CORP
COM
117043109
211
3172
SH
SOLE
0
0
3172
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
290
7895
SH
SOLE
0
0
7895
CBL & ASSOC PPTYS INC
COM
124830100
132
35917
SH
SOLE
0
0
35917
CBS CORP NEW
CL B
124857202
375
6732
SH
SOLE
0
0
6732
CME GROUP INC
COM CL A
12572Q105
208
1509
SH
SOLE
0
0
1509
CSX CORP
COM
126408103
1526
21018
SH
SOLE
0
0
21018
CVS HEALTH CORP
COM
126650100
999
14388
SH
SOLE
0
0
14388
CALIFORNIA WTR SVC GROUP
COM
130788102
376
8939
SH
SOLE
0
0
8939
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
121
19206
SH
SOLE
0
0
19206
CANADA GOOSE HOLDINGS INC
SHS SUB VTG
135086106
217
3910
SH
SOLE
0
0
3910
CANADIAN NATL RY CO
COM
136375102
752
9355
SH
SOLE
0
0
9355
CANOPY GROWTH CORP
COM
138035100
506
10368
SH
SOLE
0
0
10368
CARNIVAL CORP
UNIT 99/99/9999
143658300
257
5759
SH
SOLE
0
0
5759
CARVANA CO
CL A
146869102
902
15695
SH
SOLE
0
0
15695
CATERPILLAR INC DEL
COM
149123101
1970
14935
SH
SOLE
0
0
14935
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
269
5108
SH
SOLE
0
0
5108
CELANESE CORP DEL
COM
150870103
209
1892
SH
SOLE
0
0
1892
CELGENE CORP
COM
151020104
904
11960
SH
SOLE
0
0
11960
CHENIERE ENERGY INC
COM NEW
16411R208
249
3549
SH
SOLE
0
0
3549
CHESAPEAKE ENERGY CORP
COM
165167107
120
45020
SH
SOLE
0
0
45020
CHEVRON CORP NEW
COM
166764100
4767
39416
SH
SOLE
0
0
39416
CHURCH & DWIGHT INC
COM
171340102
1920
32303
SH
SOLE
0
0
32303
CIMAREX ENERGY CO
COM
171798101
366
3860
SH
SOLE
0
0
3860
CINCINNATI FINL CORP
COM
172062101
2053
27279
SH
SOLE
0
0
27279
CISCO SYS INC
COM
17275R102
5986
126231
SH
SOLE
0
0
126231
CITIGROUP INC
COM NEW
172967424
2697
39823
SH
SOLE
0
0
39823
CLOROX CO DEL
COM
189054109
2182
14530
SH
SOLE
0
0
14530
COCA COLA CO
COM
191216100
3741
83444
SH
SOLE
0
0
83444
COLGATE PALMOLIVE CO
COM
194162103
2309
34790
SH
SOLE
0
0
34790
COLONY CR REAL ESTATE INC
COM CL A
19625T101
1236
56908
SH
SOLE
0
0
56908
COLONY CAP INC NEW
CL A COM
19626G108
145
23770
SH
SOLE
0
0
23770
COMCAST CORP NEW
CL A
20030N101
804
23453
SH
SOLE
0
0
23453
COMERICA INC
COM
200340107
427
4920
SH
SOLE
0
0
4920
COMPASS DIVERSIFIED HOLDINGS
SH BEN INT
20451Q104
438
24714
SH
SOLE
0
0
24714
CONOCOPHILLIPS
COM
20825C104
4103
52054
SH
SOLE
0
0
52054
CONSOLIDATED EDISON INC
COM
209115104
428
5692
SH
SOLE
0
0
5692
CONSTELLATION BRANDS INC
CL A
21036P108
2322
14787
SH
SOLE
0
0
14787
CORPORATE CAP TR INC
COM
219880101
5214
342374
SH
SOLE
0
0
342374
COSTCO WHSL CORP NEW
COM
22160K105
1012
4729
SH
SOLE
0
0
4729
CRANE CO
COM
224399105
278
2832
SH
SOLE
0
0
2832
CROWN CASTLE INTL CORP NEW
COM
22822V101
630
6165
SH
SOLE
0
0
6165
CUMMINS INC
COM
231021106
336
2387
SH
SOLE
0
0
2387
CYPRESS SEMICONDUCTOR CORP
COM
232806109
117
15438
SH
SOLE
0
0
15438
D R HORTON INC
COM
23331A109
1815
48931
SH
SOLE
0
0
48931
DXC TECHNOLOGY CO
COM
23355L106
403
4518
SH
SOLE
0
0
4518
DARDEN RESTAURANTS INC
COM
237194105
226
2066
SH
SOLE
0
0
2066
DEERE & CO
COM
244199105
1300
8951
SH
SOLE
0
0
8951
DELL TECHNOLOGIES INC
COM CL V
24703L103
1307
13853
SH
SOLE
0
0
13853
DELTA AIR LINES INC DEL
COM NEW
247361702
876
15495
SH
SOLE
0
0
15495
DIAGEO P L C
SPON ADR NEW
25243Q205
331
2691
SH
SOLE
0
0
2691
DIGITAL RLTY TR INC
COM
253868103
569
5111
SH
SOLE
0
0
5111
DISNEY WALT CO
COM DISNEY
254687106
6196
57309
SH
SOLE
0
0
57309
DOLLAR TREE INC
COM
256746108
850
10341
SH
SOLE
0
0
10341
DOMINION ENERGY INC
COM
25746U109
2654
40223
SH
SOLE
0
0
40223
DOMINOS PIZZA INC
COM
25754A201
956
3355
SH
SOLE
0
0
3355
DORCHESTER MINERALS LP
COM UNIT
25820R105
1006
50777
SH
SOLE
0
0
50777
DOVER CORP
COM
260003108
2232
25322
SH
SOLE
0
0
25322
DOWDUPONT INC
COM
26078J100
3416
55127
SH
SOLE
0
0
55127
DRIVE SHACK INC
COM
262077100
113
19332
SH
SOLE
0
0
19332
DUKE ENERGY CORP NEW
COM NEW
26441C204
7147
93398
SH
SOLE
0
0
93398
EOG RES INC
COM
26875P101
2111
16363
SH
SOLE
0
0
16363
EPR PPTYS
COM SH BEN INT
26884U109
218
3232
SH
SOLE
0
0
3232
EASTMAN CHEM CO
COM
277432100
863
9108
SH
SOLE
0
0
9108
EMERSON ELEC CO
COM
291011104
2892
37348
SH
SOLE
0
0
37348
ENBRIDGE INC
COM
29250N105
2364
72291
SH
SOLE
0
0
72291
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
187
16595
SH
SOLE
0
0
16595
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
183
10136
SH
SOLE
0
0
10136
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
955
41364
SH
SOLE
0
0
41364
ENTERPRISE PRODS PARTNERS L
COM
293792107
1261
47320
SH
SOLE
0
0
47320
ENVIVA PARTNERS LP
COM UNIT
29414J107
236
7344
SH
SOLE
0
0
7344
EQUIFAX INC
COM
294429105
250
2115
SH
SOLE
0
0
2115
EXACT SCIENCES CORP
COM
30063P105
411
5195
SH
Call
SOLE
0
0
5195
EXELON CORP
COM
30161N101
790
18258
SH
SOLE
0
0
18258
EXPEDIA GROUP INC
COM NEW
30212P303
241
2215
SH
SOLE
0
0
2215
EZCORP INC
NOTE 2.125% 6/1
302301AB2
17
17000
SH
SOLE
0
0
17000
EXXON MOBIL CORP
COM
30231G102
7013
84892
SH
SOLE
0
0
84892
FLIR SYS INC
COM
302445101
537
8728
SH
SOLE
0
0
8728
F M C CORP
COM NEW
302491303
500
5785
SH
SOLE
0
0
5785
FACEBOOK INC
CL A
30303M102
10176
64131
SH
Call
SOLE
0
0
64131
FASTENAL CO
COM
311900104
489
8658
SH
SOLE
0
0
8658
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
225
1795
SH
SOLE
0
0
1795
FEDEX CORP
COM
31428X106
2723
15541
SH
SOLE
0
0
15541
FIDELITY NATL INFORMATION SV
COM
31620M106
369
3505
SH
SOLE
0
0
3505
FIRST BANCORP N C
COM
318910106
387
14182
SH
SOLE
0
0
14182
FIRST CMNTY CORP S C
COM
319835104
1104
45984
SH
SOLE
0
0
45984
FIRST DATA CORP NEW
COM CL A
32008D106
337
14203
SH
SOLE
0
0
14203
FIRST MERCHANTS CORP
COM
320817109
204
4601
SH
SOLE
0
0
4601
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
0
14837
SH
SOLE
0
0
14837
FISERV INC
COM
337738108
216
2655
SH
SOLE
0
0
2655
FLEETCOR TECHNOLOGIES INC
COM
339041105
279
1254
SH
SOLE
0
0
1254
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
14
17000
SH
SOLE
0
0
17000
FORD MTR CO DEL
COM PAR $0.01
345370860
423
46507
SH
SOLE
0
0
46507
FREEPORT-MCMORAN INC
CL B
35671D857
483
40345
SH
SOLE
0
0
40345
GENERAL DYNAMICS CORP
COM
369550108
1289
6693
SH
SOLE
0
0
6693
GENERAL ELECTRIC CO
COM
369604103
2275
188662
SH
SOLE
0
0
188662
GENERAL MLS INC
COM
370334104
769
18198
SH
SOLE
0
0
18198
GENERAL MTRS CO
COM
37045V100
894
26200
SH
SOLE
0
0
26200
GENTEX CORP
COM
371901109
341
16504
SH
SOLE
0
0
16504
GENUINE PARTS CO
COM
372460105
2507
25307
SH
SOLE
0
0
25307
GILEAD SCIENCES INC
COM
375558103
526
7988
SH
SOLE
0
0
7988
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
441
12777
SH
SOLE
0
0
12777
GLOBAL NET LEASE INC
COM NEW
379378201
1387
67038
SH
SOLE
0
0
67038
GOLDCORP INC NEW
COM
380956409
126
12314
SH
SOLE
0
0
12314
GOLDMAN SACHS GROUP INC
COM
38141G104
516
2664
SH
SOLE
0
0
2664
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
115
10522
SH
SOLE
0
0
10522
GRAMERCY PPTY TR
COM NEW
385002308
320
11672
SH
SOLE
0
0
11672
GRUBHUB INC
COM
400110102
508
3700
SH
SOLE
0
0
3700
HP INC
COM
40434L105
260
10418
SH
SOLE
0
0
10418
HANESBRANDS INC
COM
410345102
289
16069
SH
SOLE
0
0
16069
HARLEY DAVIDSON INC
COM
412822108
201
4393
SH
SOLE
0
0
4393
HASBRO INC
COM
418056107
279
3036
SH
SOLE
0
0
3036
HELMERICH & PAYNE INC
COM
423452101
507
7747
SH
SOLE
0
0
7747
HIGHWOODS PPTYS INC
COM
431284108
476
10150
SH
SOLE
0
0
10150
HOLLYFRONTIER CORP
COM
436106108
264
5852
SH
SOLE
0
0
5852
HOME DEPOT INC
COM
437076102
9932
50362
SH
SOLE
0
0
50362
HONEYWELL INTL INC
COM
438516106
1815
12335
SH
SOLE
0
0
12335
HORMEL FOODS CORP
COM
440452100
1174
29881
SH
SOLE
0
0
29881
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
333
11682
SH
SOLE
0
0
11682
ILLINOIS TOOL WKS INC
COM
452308109
674
4735
SH
SOLE
0
0
4735
INTEL CORP
COM
458140100
2791
61282
SH
SOLE
0
0
61282
INTERNATIONAL BUSINESS MACHS
COM
459200101
1250
8610
SH
SOLE
0
0
8610
INTL PAPER CO
COM
460146103
607
12242
SH
SOLE
0
0
12242
INTUIT
COM
461202103
307
1402
SH
SOLE
0
0
1402
INTUITIVE SURGICAL INC
COM NEW
46120E602
1186
2119
SH
SOLE
0
0
2119
INVESCO DB MLTI SECTR CMMTY
ENERGY FD
46140H304
284
15311
SH
SOLE
0
0
15311
INVESCO DB MLTI SECTR CMMTY
OIL FD
46140H403
306
22040
SH
SOLE
0
0
22040
INVESTORS REAL ESTATE TR
SH BEN INT
461730103
217
36769
SH
SOLE
0
0
36769
IQVIA HLDGS INC
COM
46266C105
1455
11240
SH
SOLE
0
0
11240
IQIYI INC
SPONSORED ADS
46267X108
202
7525
SH
SOLE
0
0
7525
IRIDIUM COMMUNICATIONS INC
COM
46269C102
282
12500
SH
SOLE
0
0
12500
ISHARES GOLD TRUST
ISHARES
464285105
1711
150073
SH
SOLE
0
0
150073
ISHARES TR
CORE S&P SCP ETF
464287804
1
12163
SH
SOLE
0
0
12163
ISHARES SILVER TRUST
ISHARES
46428Q109
248
18200
SH
SOLE
0
0
18200
ISHARES TR
CORE MSCI EAFE
46432F842
2
26434
SH
SOLE
0
0
26434
JPMORGAN CHASE & CO
COM
46625H100
7157
67399
SH
SOLE
0
0
67399
JOHNSON & JOHNSON
COM
478160104
9108
67956
SH
SOLE
0
0
67956
KKR & CO INC
CL A
48251W104
484
17608
SH
SOLE
0
0
17608
KIMBERLY CLARK CORP
COM
494368103
1475
13172
SH
SOLE
0
0
13172
KIMCO RLTY CORP
COM
49446R109
344
21071
SH
SOLE
0
0
21071
KINDER MORGAN INC DEL
COM
49456B101
655
37358
SH
SOLE
0
0
37358
KOHLS CORP
COM
500255104
674
9534
SH
SOLE
0
0
9534
KRAFT HEINZ CO
COM
500754106
459
9154
SH
SOLE
0
0
9154
KROGER CO
COM
501044101
319
11807
SH
SOLE
0
0
11807
L BRANDS INC
COM
501797104
378
13280
SH
SOLE
0
0
13280
LSB INDS INC
COM
502160104
357
39435
SH
SOLE
0
0
39435
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
239
1608
SH
SOLE
0
0
1608
LAM RESEARCH CORP
COM
512807108
264
2876
SH
SOLE
0
0
2876
LANCASTER COLONY CORP
COM
513847103
1151
7797
SH
SOLE
0
0
7797
LEGACY RESVS INC
COM
524706108
191
35784
SH
SOLE
0
0
35784
LEIDOS HLDGS INC
COM
525327102
1270
25195
SH
SOLE
0
0
25195
LEXINGTON REALTY TRUST
COM
529043101
1680
208235
SH
SOLE
0
0
208235
LILLY ELI & CO
COM
532457108
2838
26459
SH
SOLE
0
0
26459
LINCOLN NATL CORP IND
COM
534187109
496
8427
SH
SOLE
0
0
8427
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
245
10950
SH
SOLE
0
0
10950
LOCKHEED MARTIN CORP
COM
539830109
6036
20665
SH
SOLE
0
0
20665
LOWES COS INC
COM
548661107
3254
30642
SH
SOLE
0
0
30642
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
178
11500
SH
SOLE
0
0
11500
MPLX LP
COM UNIT REP LTD
55336V100
268
7595
SH
SOLE
0
0
7595
MACYS INC
COM
55616P104
424
13416
SH
SOLE
0
0
13416
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1650
29283
SH
SOLE
0
0
29283
MANULIFE FINL CORP
COM
56501R106
249
17311
SH
SOLE
0
0
17311
MARATHON OIL CORP
COM
565849106
221
9247
SH
SOLE
0
0
9247
MARATHON PETE CORP
COM
56585A102
905
13181
SH
SOLE
0
0
13181
MARSH & MCLENNAN COS INC
COM
571748102
214
2592
SH
SOLE
0
0
2592
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
301
25407
SH
SOLE
0
0
25407
MASCO CORP
COM
574599106
804
22295
SH
Call
SOLE
0
0
22295
MASTERCARD INCORPORATED
CL A
57636Q104
1950
9095
SH
SOLE
0
0
9095
MAXIM INTEGRATED PRODS INC
COM
57772K101
240
4347
SH
SOLE
0
0
4347
MCDERMOTT INTL INC
COM
580037703
198
11054
SH
SOLE
0
0
11054
MCDONALDS CORP
COM
580135101
3086
19045
SH
SOLE
0
0
19045
MEDNAX INC
COM
58502B106
891
19171
SH
SOLE
0
0
19171
MERCK & CO INC
COM
58933Y105
1747
24670
SH
SOLE
0
0
24670
METLIFE INC
COM
59156R108
893
22063
SH
SOLE
0
0
22063
MICROSOFT CORP
COM
594918104
17918
157387
SH
Call
SOLE
0
0
157387
MICROSOFT CORP
COM
594918104
0
5
SH
SOLE
0
0
5
MICRON TECHNOLOGY INC
COM
595112103
1094
24413
SH
Call
SOLE
0
0
24413
MITEK SYS INC
COM NEW
606710200
4125
611045
SH
SOLE
0
0
611045
MONDELEZ INTL INC
CL A
609207105
1772
42275
SH
SOLE
0
0
42275
MORGAN STANLEY
COM NEW
617446448
2014
54541
SH
SOLE
0
0
54541
NATIONAL RETAIL PPTYS INC
COM
637417106
591
13473
SH
SOLE
0
0
13473
NETAPP INC
COM
64110D104
212
2947
SH
SOLE
0
0
2947
NETFLIX INC
COM
64110L106
10339
27647
SH
SOLE
0
0
27647
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
482
27895
SH
SOLE
0
0
27895
NEWELL BRANDS INC
COM
651229106
354
18168
SH
Call
SOLE
0
0
18168
NEWELL BRANDS INC
COM
651229106
0
2
SH
SOLE
0
0
2
NEXTERA ENERGY INC
COM
65339F101
1270
7657
SH
SOLE
0
0
7657
NIKE INC
CL B
654106103
6381
76839
SH
SOLE
0
0
76839
NORDSON CORP
COM
655663102
1120
8143
SH
SOLE
0
0
8143
NORFOLK SOUTHERN CORP
COM
655844108
953
5500
SH
SOLE
0
0
5500
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
11
20000
SH
SOLE
0
0
20000
NORTHROP GRUMMAN CORP
COM
666807102
725
2512
SH
SOLE
0
0
2512
NOVARTIS A G
SPONSORED ADR
66987V109
342
4549
SH
SOLE
0
0
4549
NUCOR CORP
COM
670346105
249
3919
SH
SOLE
0
0
3919
NUSTAR ENERGY LP
UNIT COM
67058H102
231
8052
SH
SOLE
0
0
8052
NVIDIA CORP
COM
67066G104
5314
18465
SH
Call
SOLE
0
0
18465
NVIDIA CORP
COM
67066G104
0
2
SH
SOLE
0
0
2
OAKTREE SPECIALTY LENDING CO
COM
67401P108
2501
503210
SH
SOLE
0
0
503210
OCCIDENTAL PETE CORP DEL
COM
674599105
237
2949
SH
SOLE
0
0
2949
ON SEMICONDUCTOR CORP
COM
682189105
236
21698
SH
SOLE
0
0
21698
ONEOK INC NEW
COM
682680103
352
6112
SH
SOLE
0
0
6112
ORACLE CORP
COM
68389X105
1377
27305
SH
SOLE
0
0
27305
OWENS ILL INC
COM NEW
690768403
478
25432
SH
SOLE
0
0
25432
PDL BIOPHARMA INC
NOTE 2.750%12/0
69329YAG9
20
21000
SH
SOLE
0
0
21000
PICO HLDGS INC
COM NEW
693366205
134
10650
SH
SOLE
0
0
10650
PHI INC
COM VTG
69336T106
96
10200
SH
SOLE
0
0
10200
PPG INDS INC
COM
693506107
255
2469
SH
SOLE
0
0
2469
PPL CORP
COM
69351T106
1386
47178
SH
SOLE
0
0
47178
PVH CORP
COM
693656100
273
1989
SH
SOLE
0
0
1989
PACKAGING CORP AMER
COM
695156109
226
2136
SH
SOLE
0
0
2136
PALO ALTO NETWORKS INC
COM
697435105
824
4057
SH
SOLE
0
0
4057
PARKER HANNIFIN CORP
COM
701094104
2675
14469
SH
SOLE
0
0
14469
PAYCHEX INC
COM
704326107
242
3366
SH
SOLE
0
0
3366
PAYPAL HLDGS INC
COM
70450Y103
662
7808
SH
SOLE
0
0
7808
PEPSICO INC
COM
713448108
4182
39250
SH
SOLE
0
0
39250
PFIZER INC
COM
717081103
2715
63893
SH
SOLE
0
0
63893
PHILIP MORRIS INTL INC
COM
718172109
2706
33684
SH
SOLE
0
0
33684
PHILLIPS 66
COM
718546104
450
4481
SH
SOLE
0
0
4481
PINNACLE FINL PARTNERS INC
COM
72346Q104
346
5889
SH
SOLE
0
0
5889
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
369
14442
SH
SOLE
0
0
14442
POLYMET MINING CORP
COM
731916102
34
34060
SH
SOLE
0
0
34060
PRAXAIR INC
COM
74005P104
2084
12373
SH
SOLE
0
0
12373
PRICE T ROWE GROUP INC
COM
74144T108
245
2288
SH
SOLE
0
0
2288
PRINCIPAL FINL GROUP INC
COM
74251V102
300
7156
SH
SOLE
0
0
7156
PROCTER AND GAMBLE CO
COM
742718109
7093
85954
SH
SOLE
0
0
85954
PROSPECT CAPITAL CORPORATION
COM
74348T102
0
57913
SH
SOLE
0
0
57913
PRUDENTIAL FINL INC
COM
744320102
311
3107
SH
SOLE
0
0
3107
QUALCOMM INC
COM
747525103
1149
16357
SH
SOLE
0
0
16357
RPM INTL INC
COM
749685103
400
7439
SH
SOLE
0
0
7439
RAYTHEON CO
COM NEW
755111507
1139
5945
SH
SOLE
0
0
5945
REGIONS FINL CORP NEW
COM
7591EP100
180
10300
SH
SOLE
0
0
10300
REPUBLIC SVCS INC
COM
760759100
304
4226
SH
SOLE
0
0
4226
RIO TINTO PLC
SPONSORED ADR
767204100
384
12277
SH
SOLE
0
0
12277
ROKU INC
COM CL A
77543R102
297
3885
SH
SOLE
0
0
3885
ROYAL BK CDA MONTREAL QUE
COM
780087102
897
11306
SH
SOLE
0
0
11306
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
800
11953
SH
SOLE
0
0
11953
S&P GLOBAL INC
COM
78409V104
211
1056
SH
SOLE
0
0
1056
SJW GROUP
COM
784305104
1055
17542
SH
SOLE
0
0
17542
SPDR GOLD TRUST
GOLD SHS
78463V107
600
6326
SH
SOLE
0
0
6326
SALESFORCE COM INC
COM
79466L302
1246
7899
SH
SOLE
0
0
7899
SAP SE
SPON ADR
803054204
327
3960
SH
SOLE
0
0
3960
SCANA CORP NEW
COM
80589M102
292
7816
SH
SOLE
0
0
7816
SCHLUMBERGER LTD
COM
806857108
424
9709
SH
SOLE
0
0
9709
SCHWAB CHARLES CORP NEW
COM
808513105
883
24808
SH
SOLE
0
0
24808
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
991
57631
SH
SOLE
0
0
57631
SHERWIN WILLIAMS CO
COM
824348106
2338
5142
SH
SOLE
0
0
5142
SIRIUS XM HLDGS INC
COM
82968B103
92
14676
SH
SOLE
0
0
14676
SIX FLAGS ENTMT CORP NEW
COM
83001A102
220
4019
SH
SOLE
0
0
4019
SNAP INC
CL A
83304A106
648
77535
SH
SOLE
0
0
77535
SOUTHERN CO
COM
842587107
6648
159480
SH
SOLE
0
0
159480
SOUTHWEST AIRLS CO
COM
844741108
851
14229
SH
SOLE
0
0
14229
SPECTRA ENERGY PARTNERS LP
COM
84756N109
858
23382
SH
SOLE
0
0
23382
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
464
6261
SH
SOLE
0
0
6261
SQUARE INC
CL A
852234103
337
3533
SH
SOLE
0
0
3533
STAMPS COM INC
COM NEW
852857200
243
1116
SH
SOLE
0
0
1116
STANLEY BLACK & DECKER INC
COM
854502101
1518
10310
SH
SOLE
0
0
10310
STARBUCKS CORP
COM
855244109
501
9090
SH
SOLE
0
0
9090
SUNOCO LP
COM U REP LP
86765K109
380
12781
SH
SOLE
0
0
12781
SUNTRUST BKS INC
COM
867914103
336
5317
SH
SOLE
0
0
5317
SUPPORT COM INC
COM NEW
86858W200
41
14000
SH
SOLE
0
0
14000
SYSCO CORP
COM
871829107
403
5594
SH
SOLE
0
0
5594
TJX COS INC NEW
COM
872540109
1148
10501
SH
SOLE
0
0
10501
T MOBILE US INC
COM
872590104
782
11328
SH
SOLE
0
0
11328
TARGET CORP
COM
87612E106
1084
12923
SH
SOLE
0
0
12923
TESLA INC
COM
88160R101
355
1144
SH
Call
SOLE
0
0
1144
TEXAS INSTRS INC
COM
882508104
578
6555
SH
SOLE
0
0
6555
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
1636
1887
SH
SOLE
0
0
1887
TEXAS ROADHOUSE INC
COM
882681109
201
2968
SH
SOLE
0
0
2968
THERMO FISHER SCIENTIFIC INC
COM
883556102
804
3529
SH
SOLE
0
0
3529
3M CO
COM
88579Y101
5620
26915
SH
SOLE
0
0
26915
TILRAY INC
COM CL 2
88688T100
216
1307
SH
SOLE
0
0
1307
TOOTSIE ROLL INDS INC
COM
890516107
278
9606
SH
SOLE
0
0
9606
TORONTO DOMINION BK ONT
COM NEW
891160509
807
17745
SH
SOLE
0
0
17745
TOWNEBANK PORTSMOUTH VA
COM
89214P109
271
9034
SH
SOLE
0
0
9034
TRAVELCENTERS AMER LLC
COM
894174101
105
18675
SH
SOLE
0
0
18675
TRAVELERS COMPANIES INC
COM
89417E109
1787
13892
SH
SOLE
0
0
13892
TWITTER INC
COM
90184L102
761
26882
SH
SOLE
0
0
26882
US BANCORP DEL
COM NEW
902973304
390
7490
SH
SOLE
0
0
7490
UNDER ARMOUR INC
CL A
904311107
240
11350
SH
SOLE
0
0
11350
UNION PAC CORP
COM
907818108
1788
11890
SH
SOLE
0
0
11890
UNITED PARCEL SERVICE INC
CL B
911312106
2927
26604
SH
SOLE
0
0
26604
UNITED RENTALS INC
COM
911363109
1133
7026
SH
SOLE
0
0
7026
UNITED STATES STL CORP NEW
COM
912909108
222
7353
SH
SOLE
0
0
7353
UNITED TECHNOLOGIES CORP
COM
913017109
3150
22854
SH
SOLE
0
0
22854
UNITEDHEALTH GROUP INC
COM
91324P102
8307
31555
SH
SOLE
0
0
31555
UNITI GROUP INC
COM
91325V108
211
10541
SH
SOLE
0
0
10541
V F CORP
COM
918204108
829
8994
SH
SOLE
0
0
8994
VALE S A
ADR
91912E105
259
17221
SH
SOLE
0
0
17221
VALERO ENERGY CORP NEW
COM
91913Y100
1187
13228
SH
SOLE
0
0
13228
VECTREN CORP
COM
92240G101
1075
15093
SH
SOLE
0
0
15093
VEREIT INC
COM
92339V100
228
33068
SH
SOLE
0
0
33068
VERIZON COMMUNICATIONS INC
COM
92343V104
5383
110193
SH
SOLE
0
0
110193
VIACOM INC NEW
CL B
92553P201
567
17847
SH
SOLE
0
0
17847
VISA INC
COM CL A
92826C839
14684
98256
SH
SOLE
0
0
98256
VISTRA ENERGY CORP
COM
92840M102
410
16337
SH
SOLE
0
0
16337
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
294
13851
SH
SOLE
0
0
13851
W P CAREY INC
COM
92936U109
586
9199
SH
SOLE
0
0
9199
WEC ENERGY GROUP INC
COM
92939U106
578
8886
SH
SOLE
0
0
8886
WALMART INC
COM
931142103
3741
47855
SH
SOLE
0
0
47855
WALGREENS BOOTS ALLIANCE INC
COM
931427108
256
3803
SH
SOLE
0
0
3803
WASHINGTON PRIME GROUP NEW
COM
93964W108
258
38531
SH
SOLE
0
0
38531
WASTE MGMT INC DEL
COM
94106L109
1400
17118
SH
SOLE
0
0
17118
WEBSTER FINL CORP CONN
COM
947890109
338
6946
SH
SOLE
0
0
6946
WELLS FARGO CO NEW
COM
949746101
2482
48413
SH
SOLE
0
0
48413
WELLTOWER INC
COM
95040Q104
980
15482
SH
SOLE
0
0
15482
WILLIAMS COS INC DEL
COM
969457100
424
17049
SH
SOLE
0
0
17049
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
1
11114
SH
SOLE
0
0
11114
WORLD WRESTLING ENTMT INC
CL A
98156Q108
873
9271
SH
SOLE
0
0
9271
XPO LOGISTICS INC
COM
983793100
448
3951
SH
SOLE
0
0
3951
XENIA HOTELS & RESORTS INC
COM
984017103
200
8460
SH
SOLE
0
0
8460
YUM BRANDS INC
COM
988498101
1033
12862
SH
SOLE
0
0
12862
ZOETIS INC
CL A
98978V103
2016
22124
SH
SOLE
0
0
22124
ALLERGAN PLC
SHS
G0177J108
254
1666
SH
SOLE
0
0
1666
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
345
2071
SH
SOLE
0
0
2071
EATON CORP PLC
SHS
G29183103
1192
14653
SH
SOLE
0
0
14653
INGERSOLL-RAND PLC
SHS
G47791101
311
3091
SH
SOLE
0
0
3091
JOHNSON CTLS INTL PLC
SHS
G51502105
234
9214
SH
SOLE
0
0
9214
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
223
19242
SH
SOLE
0
0
19242
MEDTRONIC PLC
SHS
G5960L103
1000
11881
SH
SOLE
0
0
11881
APTIV PLC
SHS
G6095L109
252
3001
SH
SOLE
0
0
3001
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
583
13309
SH
SOLE
0
0
13309
CHUBB LIMITED
COM
H1467J104
1440
10827
SH
SOLE
0
0
10827
TE CONNECTIVITY LTD
REG SHS
H84989104
214
2494
SH
SOLE
0
0
2494
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
212
11804
SH
SOLE
0
0
11804
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
349
3391
SH
SOLE
0
0
3391
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
869
6823
SH
SOLE
0
0
6823
FLEX LTD
ORD
Y2573F102
565
44058
SH
SOLE
0
0
44058
TEEKAY CORPORATION
COM
Y8564W103
329
46600
SH
SOLE
0
0
46600