0001085146-18-000290.txt : 20180201 0001085146-18-000290.hdr.sgml : 20180201 20180201123248 ACCESSION NUMBER: 0001085146-18-000290 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180201 DATE AS OF CHANGE: 20180201 EFFECTIVENESS DATE: 20180201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Worth Venture Partners, LLC CENTRAL INDEX KEY: 0001696778 IRS NUMBER: 461377713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17947 FILM NUMBER: 18565914 BUSINESS ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125589017 MAIL ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001696778 XXXXXXXX 12-31-2017 12-31-2017 false Worth Venture Partners, LLC

805 THIRD AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-17947 N Larry Wiseman 212-558-9017 /s/ Larry Wiseman New York NY 01-23-2018 2 70 79063 1 0001578299 028-17749 DLD Asset Management, LP 2 0001426318 028-12690 PCJ Investment Counsel Ltd. INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AEROHIVE NETWORKS INC COM 007786106 1060 181836 SH SOLE 181836 0 0 AIRGAIN INC COM 00938A104 611 67982 SH SOLE 67982 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 495 2870 SH SOLE 2870 0 0 ALPHABET INC CAP STK CL C 02079K107 1659 1585 SH SOLE 1585 0 0 ANI PHARMACEUTICALS INC NOTE 3.000%12/0 00182CAA1 1275 1102000 PRN OTR 1 0 1102000 0 APPTIO INC CL A 03835C108 867 36856 SH SOLE 36856 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 278 1600 SH SOLE 1600 0 0 BAIDU INC SPON ADR REP A 056752108 416 1777 SH SOLE 1777 0 0 CANADIAN PAC RY LTD COM 13645T100 431 2356 SH OTR 2 0 2356 0 CARROLS RESTAURANT GROUP INC COM 14574X104 146 11995 SH OTR 2 0 11995 0 CLEARFIELD INC COM 18482P103 597 48723 SH SOLE 48723 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5553 78195 SH OTR 1 0 78195 0 CONVERGYS CORP SDCV 5.750% 9/1 212485AE6 2344 1075000 PRN OTR 1 0 1075000 0 DSP GROUP INC COM 23332B106 963 77067 SH SOLE 77067 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 424 8561 SH OTR 2 0 8561 0 EXPEDIA INC DEL COM NEW 30212P303 833 6955 SH SOLE 6955 0 0 FIESTA RESTAURANT GROUP INC COM 31660B101 718 37800 SH SOLE 37800 0 0 GENCOR INDS INC COM 368678108 316 19084 SH SOLE 19084 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 1137 1075000 PRN OTR 1 0 1075000 0 GOODYEAR TIRE & RUBR CO COM 382550101 956 29600 SH SOLE 29600 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 225 3800 SH SOLE 3800 0 0 INTERDIGITAL INC NOTE 1.500% 3/0 458660AD9 1288 1076000 PRN OTR 1 0 1076000 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 2026 1614000 PRN OTR 1 0 1614000 0 IROBOT CORP COM 462726100 1143 14900 SH SOLE 14900 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 503 4000 SH SOLE 4000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2745 18009 SH SOLE 18009 0 0 KAMADA LTD SHS M6240T109 244 51322 SH SOLE 51322 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 3384 32160 SH OTR 1 0 32160 0 KINROSS GOLD CORP COM NO PAR 496902404 21 4870 SH OTR 2 0 4870 0 KINROSS GOLD CORP COM NO PAR 496902404 55 12847 SH SOLE 12847 0 0 LENNAR CORP CL A 526057104 250 3950 SH OTR 2 0 3950 0 LENNAR CORP CL A 526057104 367 5800 SH SOLE 5800 0 0 LIPOCINE INC NEW COM 53630X104 44 12838 SH OTR 1 0 12838 0 MARTIN MARIETTA MATLS INC COM 573284106 288 1300 SH SOLE 1300 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 571 8827 SH SOLE 8827 0 0 MOHAWK INDS INC COM 608190104 201 730 SH OTR 2 0 730 0 NETEASE INC SPONSORED ADR 64110W102 904 2620 SH SOLE 2620 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 1155 14760 SH SOLE 14760 0 0 NL INDS INC COM NEW 629156407 212 14901 SH OTR 1 0 14901 0 NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 5333 4299000 PRN OTR 1 0 4299000 0 OOMA INC COM 683416101 620 51914 SH SOLE 51914 0 0 OTONOMY INC COM 68906L105 299 53760 SH OTR 1 0 53760 0 OWENS CORNING NEW COM 690742101 289 3140 SH OTR 2 0 3140 0 OWENS CORNING NEW COM 690742101 17 180 SH SOLE 180 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 436 9557 SH OTR 1 0 9557 0 PINNACLE FOODS INC DEL COM 72348P104 3144 52868 SH OTR 1 0 52868 0 PIXELWORKS INC COM NEW 72581M305 1152 182030 SH SOLE 182030 0 0 PNC FINL SVCS GROUP INC COM 693475105 220 1527 SH OTR 2 0 1527 0 QUANTENNA COMMUNICATIONS INC COM 74766D100 492 40298 SH SOLE 40298 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1557 15774 SH SOLE 15774 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 323 5679 SH SOLE 5679 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1167 14116 SH SOLE 14116 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 411 14747 SH SOLE 14747 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 654 8643 SH SOLE 8643 0 0 SKECHERS U S A INC CL A 830566105 1813 47900 SH SOLE 47900 0 0 SM ENERGY CO NOTE 1.500% 7/0 78454LAM2 330 332800 PRN OTR 2 0 332800 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 2494 82000 SH SOLE 82000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 624 7352 SH SOLE 7352 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 226 5191 SH SOLE 5191 0 0 SUCAMPO PHARMACEUTICALS INC DBCV 3.250%12/1 864909AA4 2292 1878000 PRN OTR 1 0 1878000 0 TRANSGLOBE ENERGY CORP COM 893662106 30 21030 SH SOLE 21030 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 1868 1185000 PRN OTR 1 0 1185000 0 TRIPADVISOR INC COM 896945201 437 12700 SH SOLE 12700 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2617 33000 SH SOLE 33000 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 848 5151 SH SOLE 5151 0 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 1099 691000 PRN OTR 1 0 691000 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 2803 835000 PRN OTR 1 0 835000 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 1859 991000 PRN OTR 1 0 991000 0 WASTE CONNECTIONS INC COM 94106B101 247 3478 SH OTR 2 0 3478 0 YAHOO INC NOTE 12/0 984332AF3 6657 4944000 PRN OTR 1 0 4944000 0