0001085146-17-002225.txt : 20171107 0001085146-17-002225.hdr.sgml : 20171107 20171106201532 ACCESSION NUMBER: 0001085146-17-002225 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171106 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Worth Venture Partners, LLC CENTRAL INDEX KEY: 0001696778 IRS NUMBER: 461377713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17947 FILM NUMBER: 171180850 BUSINESS ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125589017 MAIL ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001696778 XXXXXXXX 09-30-2017 09-30-2017 Worth Venture Partners, LLC

805 THIRD AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-17947 N Larry Wiseman 212 558-9017 /s/ Larry Wiseman New York NY 11-01-2017 2 135 115256 false 1 0001578299 028-17749 DLD Asset Management, LP 2 0001426318 028-12690 PCJ Investment Counsel Ltd. INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AEROHIVE NETWORKS INCCOM007786106683166921SHSOLE 16692100AGREE REALTY CORPCOM0084921002404900SHSOLE 490000AIMMUNE THERAPEUTICS INCCOM00900T1077515300SHCallOTR10153000AIRGAIN INCCOM00938A10441245292SHSOLE 4529200ALCOBRA LTDSHSM2239P109275271982SHSOLE 27198200ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1023752170SHSOLE 217000ALPHABET INCCAP STK CL A02079K305233239SHSOLE 23900ALPHABET INCCAP STK CL C02079K10715201585SHSOLE 158500ANI PHARMACEUTICALS INCCOM00182C1031819700SHPutOTR10197000ANI PHARMACEUTICALS INCNOTE 3.000%12/000182CAA118911720000PRNOTR1017200000APOGEE ENTERPRISES INCCOM0375981092465100SHSOLE 510000APPTIO INCCL A03835C10875440849SHSOLE 4084900ATTUNITY LTDSHS NEWM153321211024152682SHSOLE 15268200AXOVANT SCIENCES LTDCOMG0750W1044162500SHCallOTR101625000BAIDU INCSPON ADR REP A0567521084401777SHSOLE 177700BALL CORPCOM0584981062897000SHSOLE 700000BANK AMER CORPCOM0605051042419496SHOTR2094960BANKUNITED INCCOM06652K1032266347SHOTR2063470BMC STK HLDGS INCCOM05591B10945921522SHOTR20215220BRISTOL MYERS SQUIBB COCOM1101221083943000SHCallOTR10430000CANADIAN PAC RY LTDCOM13645T1008144846SHOTR2048460CARROLS RESTAURANT GROUP INCCOM14574X10418817275SHOTR20172750CHART INDS INCNOTE 2.000% 8/016115QAC4539538000PRNOTR105380000CLEARFIELD INCCOM18482P10361745398SHSOLE 4539800CONSOLIDATED TOMOKA LD COCOM21022610660710105SHSOLE 1010500COTT CORP QUECOM22163N106382506SHSOLE 250600COTT CORP QUECOM22163N10620613714SHOTR20137140CSX CORPCOM1264081034608472SHOTR2084720DERMIRA INCCOM24983L1044113500SHPutOTR10135000DEVON ENERGY CORP NEWCOM25179M1032135790SHOTR2057900DEVON ENERGY CORP NEWCOM25179M10330830SHSOLE 83000DSP GROUP INCCOM23332B106109183906SHSOLE 8390600DYNEGY INC NEW DELUNIT 07/01/2019126817R4055458062SHOTR1080620E TRADE FINANCIAL CORPCOM NEW26924640155312671SHOTR20126710EASTERLY GOVT PPTYS INCCOM27616P10328813910SHSOLE 1391000ENCANA CORPCOM29250510418415650SHOTR20156500EQUITY COMWLTHCOM SH BEN INT2946281022819258SHSOLE 925800EXPEDIA INC DELCOM NEW30212P30310517300SHSOLE 730000FIESTA RESTAURANT GROUP INCCOM31660B10146124300SHSOLE 2430000FINISAR CORPCOM NEW31787A50733000SHPutOTR1030000FINISAR CORPCOM NEW31787A5071988966SHOTR1089660GENCOR INDS INCCOM36867810833719084SHSOLE 1908400GOODYEAR TIRE & RUBR COCOM38255010198429600SHSOLE 2960000GROUPE CGI INCCL A SUB VTG39945C1092134109SHOTR2041090IMMUNOMEDICS INCCOM45290710865478300SHCallOTR10783000IMMUNOMEDICS INCCOM4529071088267900SHPutOTR10679000INSMED INCCOM PAR $.0145766930795030454SHOTR10304540INSMED INCCOM PAR $.01457669307827800SHCallOTR10278000INSMED INCCOM PAR $.01457669307346500SHPutOTR10465000INTEL CORPCOM458140100745200SHPutOTR10452000INTEL CORPSDCV 2.950%12/1458140AD260804244000PRNOTR1042440000INTEL CORPSDCV 3.250% 8/0458140AF778374248000PRNOTR1042480000INTERACTIVE BROKERS GROUP INCOM45841N10781018000SHSOLE 1800000INVACARE CORPCOM461203101940100SHPutOTR10401000INVACARE CORPNOTE 5.000% 2/1461203AF821301775000PRNOTR1017750000ISHARES TRRUS 2000 VAL ETF4642876304964000SHSOLE 400000ISHARES TRRUSSELL 2000 ETF464287655192713009SHSOLE 1300900JPMORGAN CHASE & COCOM46625H1002542660SHOTR2026600KAMADA LTDSHSM6240T10924651322SHSOLE 5132200KINROSS GOLD CORPCOM NO PAR4969024045412847SHSOLE 1284700KINROSS GOLD CORPCOM NO PAR496902404317200SHOTR2072000KITE RLTY GROUP TRCOM NEW49803T30040620051SHSOLE 2005100LANNET INCCOM5160121014343300SHPutOTR10433000LENNAR CORPCL A5260571042514750SHOTR2047500LIBERTY GLOBAL PLCSHS CL CG5480U12056317200SHSOLE 1720000LIFE STORAGE INCCOM53223X1072783402SHSOLE 340200LIPOCINE INC NEWCOM53630X1049147300SHPutOTR10473000LIPOCINE INC NEWCOM53630X10417143138SHOTR10431380LOUISIANA PAC CORPCOM54634710528510522SHOTR20105220LOUISIANA PAC CORPCOM54634710519713SHSOLE 71300MADDEN STEVEN LTDCOM5562691082054730SHSOLE 473000MOLINA HEALTHCARE INCNOTE 1.125% 1/160855RAC446662688000PRNOTR1026880000NABORS INDUSTRIES LTDSHSG6359F103511400SHPutOTR10114000NABORS INDUSTRIES LTDSHSG6359F10314217559SHOTR10175590NABORS INDUSTRIES LTDSHSG6359F1031011700SHCallOTR10117000NETEASE INCSPONSORED ADR64110W1027462830SHSOLE 283000NEUROCRINE BIOSCIENCES INCCOM64125C10970211469SHOTR10114690NEXSTAR MEDIA GROUP INCCL A65336K103139322360SHSOLE 2236000NORTHSTAR REALTY EUROPE CORPCOM66706L10127121129SHSOLE 2112900NXP SEMICONDUCTORS N VCOMN6596X10961542SHOTR105420NXP SEMICONDUCTORS N VCOMN6596X1092037300SHCallOTR10373000NXP SEMICONDUCTORS N VCOMN6596X109418000SHPutOTR10180000NXP SEMICONDUCTORS N VDBCV 1.000%12/062952QAB652154299000PRNOTR1042990000OOMA INCCOM68341610169465758SHSOLE 6575800OTONOMY INCCOM68906L10510432075SHOTR10320750OVERSTOCK COM INC DELCOM6903701012167274SHOTR1072740OVERSTOCK COM INC DELCOM690370101840147000SHCallOTR101470000OVERSTOCK COM INC DELCOM6903701015874900SHPutOTR10749000OWENS CORNING NEWCOM6907421011992570SHOTR2025700OWENS CORNING NEWCOM69074210114180SHSOLE 18000OWENS RLTY MTG INCCOM69082810843523890SHSOLE 2389000PIXELWORKS INCCOM NEW72581M305663140795SHSOLE 14079500PNC FINL SVCS GROUP INCCOM6934751052611937SHOTR2019370PTC THERAPEUTICS INCCOM69366J2001300SHCallOTR103000PTC THERAPEUTICS INCCOM69366J200412187600SHPutOTR101876000PTC THERAPEUTICS INCCOM69366J200132566196SHOTR10661960QTS RLTY TR INCCOM CL A74736A1032675105SHSOLE 510500RAMCO-GERSHENSON PPTYS TRCOM SH BEN INT75145220233926027SHSOLE 2602700RED LION HOTELS CORPCOM75676410625929985SHSOLE 2998500RETAIL PPTYS AMER INCCL A76131V20223618000SHSOLE 1800000SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407135515041SHSOLE 1504100SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3084838939SHSOLE 893900SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20986810620SHSOLE 1062000SELECT SECTOR SPDR TRSBI INT-FINL81369Y60531712272SHSOLE 1227200SELECT SECTOR SPDR TRSBI INT-INDS81369Y7046879683SHSOLE 968300SILICOM LTDORDM84116108123921181SHSOLE 2118100SKECHERS U S A INCCL A83056610547418900SHSOLE 1890000SM ENERGY CONOTE 1.500% 7/078454LAM2223235800PRNOTR202358000SOHU COM INCCOM83408W1033496400SHSOLE 640000SPDR S&P 500 ETF TRTR UNIT78462F1037543000SHSOLE 300000SPDR S&P 500 ETF TRTR UNIT78462F10349107600SHPutOTR101076000SPDR SERIES TRUSTBLOMBERG BRC SRT78464A474251582000SHSOLE 8200000SPDR SERIES TRUSTS&P BIOTECH78464A8707208318SHSOLE 831800TESARO INCNOTE 3.000%10/0881569AA593562494000PRNOTR1024940000TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR8816242091599020SHOTR1090200TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR88162420912700SHCallOTR1027000TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR881624209818300SHPutOTR10183000TRANSGLOBE ENERGY CORPCOM8936621063021030SHSOLE 2103000TRI POINTE GROUP INCCOM87265H10934524980SHOTR20249800TRIPADVISOR INCCOM8969452013779300SHSOLE 930000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409264433000SHSOLE 3300000VANGUARD WORLD FDSINF TECH ETF92204A7028795783SHSOLE 578300VECTOR GROUP LTDCOM92240M108222700SHPutOTR10227000VECTOR GROUP LTDFRNT 1/192240MAY462664246000PRNOTR1042460000VEREIT INCCOM92339V10023328094SHSOLE 2809400VERISIGN INCSDCV 3.250% 8/192343EAD4151774864000PRNOTR1048640000VERSARTIS INCCOM92529L1026300SHPutOTR103000VERSARTIS INCCOM92529L1020300SHOTR103000VERSARTIS INCCOM92529L102172200SHCallOTR10722000WABASH NATL CORPNOTE 3.375% 5/0929566AH01969991000PRNOTR109910000WASTE CONNECTIONS INCCOM94106B1013595138SHOTR2051380XILINX INCCOM9839191013514955SHSOLE 495500YAHOO INCNOTE 12/0984332AF341243173000PRNOTR1031730000ZOGENIX INCCOM NEW98978L2044193700SHPutOTR101937000ZOGENIX INCCOM NEW98978L2049815000SHCallOTR10150000