President

0000950123-21-001377.txt : 20210210 0000950123-21-001377.hdr.sgml : 20210210 20210209180814 ACCESSION NUMBER: 0000950123-21-001377 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210209 EFFECTIVENESS DATE: 20210210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERISCOPE CAPITAL INC. CENTRAL INDEX KEY: 0001695320 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17747 FILM NUMBER: 21608250 BUSINESS ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: 416-365-2785 MAIL ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001695320 XXXXXXXX 12-31-2020 12-31-2020 false Periscope Capital Inc.

333 Bay Street, Suite 1240 Bay Adelaide Centre Toronto A6 M5H 2R2

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SHS CL A G7008A115 8423 813000 SH SOLE 813000 0 0 PERIDOT ACQUISITION CORP UNIT 99/99/9999 G7008A123 4792 425983 SH SOLE 425983 0 0 PERIPHAS CAPITAL PARTNERING UNIT 99/99/9999 713895209 3407 125000 SH SOLE 125000 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 2772 100000 SH SOLE 100000 0 0 PINE IS ACQUISITION CORP UNIT 99/99/9999 722615200 11007 1049277 SH SOLE 1049277 0 0 PMV CONSUMER ACQUISITION COR COM 693486102 508 50000 SH SOLE 50000 0 0 PMV CONSUMER ACQUISITION COR UNIT 08/31/2027 693486201 5250 500000 SH SOLE 500000 0 0 POPULATION HEALTH INVS CO IN UNIT 99/99/9999 G71716123 2090 200000 SH SOLE 200000 0 0 PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 3222 3015000 PRN SOLE 0 0 3015000 PRIME IMPACT ACQUISITION I SHS CL A G61074103 7969 789100 SH SOLE 789100 0 0 PRIME IMPACT ACQUISITION I UNIT 10/01/2030 G61074111 5424 511200 SH SOLE 511200 0 0 PROPERTY SOLUTIONS ACQUISITI *W EXP 03/20/202 74348Q116 78 74500 SH SOLE 0 0 74500 PROPERTY SOLUTIONS ACQUISITI COM 74348Q108 6149 611800 SH SOLE 611800 0 0 PROPERTY SOLUTIONS ACQUISITI UNIT 03/30/2027 74348Q207 3730 338200 SH SOLE 338200 0 0 PROPTECH INVESTMENT CORP II UNIT 99/99/9999 743497208 5314 500000 SH SOLE 500000 0 0 PTK ACQUISITION CORP *W EXP 12/12/202 69375F116 254 221000 SH SOLE 0 0 221000 PTK ACQUISITION CORP COM 69375F108 4577 451300 SH SOLE 451300 0 0 PTK ACQUISITION CORP UNIT 99/99/9999 69375F207 4259 383700 SH SOLE 383700 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 4712 2113000 PRN SOLE 0 0 2113000 QELL ACQUISITION CORP *W EXP 10/01/202 G7307X113 219 70000 SH SOLE 0 0 70000 QELL ACQUISITION CORP CL A G7307X105 7263 591000 SH SOLE 591000 0 0 QELL ACQUISITION CORP UNIT 10/01/2025 G7307X121 2643 199500 SH SOLE 199500 0 0 RAPID7 INC NOTE 1.250% 8/0 753422AB0 6539 3000000 PRN SOLE 0 0 3000000 RECHARGE ACQUISITION CORP UNIT 99/99/9999 756229209 10706 1000500 SH SOLE 1000500 0 0 REDBALL ACQUISITION CORP COM CL A G7417R105 9112 836700 SH SOLE 836700 0 0 REPLAY ACQUISITION CORP COM G75130107 17004 1635000 SH SOLE 1635000 0 0 REVOLUTION ACCELERTN ACQU CO UNIT 12/01/2025 76156P205 3138 301489 SH SOLE 301489 0 0 RICE ACQUISITION CORP UNIT 99/99/9999 762594208 1122 95000 SH SOLE 95000 0 0 RODGERS SILICON VALLEY AQ CO UNIT 11/30/2025 774873202 5608 420000 SH SOLE 420000 0 0 ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 10185 1007400 SH SOLE 1007400 0 0 ROMAN DBDR TECH ACQUISITION UNIT 99/99/9999 77584N200 1858 178679 SH SOLE 178679 0 0 ROTH CH ACQUISITION II CO UNIT 12/11/2025 778673202 832 80000 SH SOLE 80000 0 0 SANDBRIDGE ACQUISITION CORP *W EXP 09/14/202 799793112 59 45635 SH SOLE 0 0 45635 SANDBRIDGE ACQUISITION CORP COM CL A 799793104 5512 542000 SH SOLE 542000 0 0 SANDBRIDGE ACQUISITION CORP UNIT 99/99/9999 799793203 5400 508000 SH SOLE 508000 0 0 SC HEALTH CORP COM CL A G78516203 7870 767767 SH SOLE 767767 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 7740 750000 SH SOLE 750000 0 0 SCVX CORP COM G79448208 9393 912000 SH SOLE 912000 0 0 SCVX CORP UNIT 99/99/9999 G79448109 3868 338800 SH SOLE 338800 0 0 SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 3006 300000 SH SOLE 300000 0 0 SEAPORT GLOBAL ACQUISITN COR UNIT 99/99/9999 812227205 4729 450000 SH SOLE 450000 0 0 SENIOR CONNECT ACQUISITN COR UNIT 12/09/2023 81723H207 4447 432199 SH SOLE 432199 0 0 SEVEN OAKS ACQUISITION CORP UNIT 12/18/2025 81787X205 7763 750000 SH SOLE 750000 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 588 500000 PRN SOLE 0 0 500000 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8251L121 3905 299500 SH SOLE 299500 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8252P121 2631 199600 SH SOLE 199600 0 0 SOFTWARE ACQUISITN GRUP INC COM CL A 83407F101 2730 274314 SH SOLE 274314 0 0 SOFTWARE ACQUISITN GRUP INC UNIT 99/99/9999 83407F200 5015 470916 SH SOLE 470916 0 0 SPARTACUS ACQUISITION CORP *W EXP 10/31/202 84677L117 222 197500 SH SOLE 0 0 197500 SPARTACUS ACQUISITION CORP CL A 84677L109 5262 523050 SH SOLE 523050 0 0 SPARTACUS ACQUISITION CORP UNIT 10/31/2027 84677L208 3031 286394 SH SOLE 286394 0 0 SPARTAN ACQUISITION CORP II UNIT 99/99/9999 846775203 5399 500000 SH SOLE 500000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 168246 450000 SH Put SOLE 0 0 450000 SPORTS ENTERTAINMENT ACQU CO *W EXP 10/30/202 84918M114 395 291866 SH SOLE 0 0 291866 SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 8127 803100 SH SOLE 803100 0 0 SPORTS ENTERTAINMENT ACQU CO UNIT 99/99/9999 84918M205 4274 397600 SH SOLE 397600 0 0 SPRING VY ACQUISITION CORP UNIT 11/11/2025 G8377A116 2349 222780 SH SOLE 222780 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 1563 80772 SH SOLE 80772 0 0 SSR MNG INC NOTE 2.500% 4/0 784730AB9 7095 5152000 PRN SOLE 0 0 5152000 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 5710 551100 SH SOLE 551100 0 0 STARBOARD VALUE ACQUISITN CO UNIT 09/10/2025 85521J208 1030 100000 SH SOLE 100000 0 0 SUPERNOVA PARTNERS ACQUISITI UNIT 99/99/9999 86846V207 4524 389700 SH SOLE 389700 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 12930 1201677 SH SOLE 1201677 0 0 SUSTAINABLE OPPORTNTS ACQ CO UNIT 99/99/9999 G8598Y125 6430 544932 SH SOLE 544932 0 0 SWITCHBACK ENERGY ACQUISTN C *W EXP 07/25/202 87105M110 154 10000 SH SOLE 0 0 10000 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 111 80000 SH SOLE 0 0 80000 TAILWIND ACQUISITION CORP COM CL A 87403Q102 4233 409600 SH SOLE 409600 0 0 TAILWIND ACQUISITION CORP UNIT 09/07/2027 87403Q201 2488 229050 SH SOLE 229050 0 0 TEKKORP DIGITAL ACQUISITN CO UNIT 09/29/2027 G8739H122 1075 100000 SH SOLE 100000 0 0 THAYER VENTURES ACQU CORP UNIT 01/01/2030 88332T209 2095 200000 SH SOLE 200000 0 0 TIGA ACQUISITION CORP UNIT 99/99/9999 G88672129 1217 115073 SH SOLE 115073 0 0 TORTOISE ACQUISITION CORP II COM CL A G89554102 1133 106400 SH SOLE 106400 0 0 TORTOISE ACQUISITION CORP II UNIT 06/14/2027 G89554110 2815 249600 SH SOLE 249600 0 0 TPG PACE TECH OPPORTUNITIES *W EXP 10/09/202 G8990Y129 183 85000 SH SOLE 0 0 85000 TPG PACE TECH OPPORTUNITIES CL A COM G8990Y103 5961 537000 SH SOLE 537000 0 0 TPG PACE TECH OPPORTUNITIES UNIT 99/99/9999 G8990Y111 3442 298500 SH SOLE 298500 0 0 TREBIA ACQUISITION CORP COM CL A G9027T109 10818 1002600 SH SOLE 1002600 0 0 TREBIA ACQUISITION CORP UNIT 99/99/9999 G9027T125 3435 298800 SH SOLE 298800 0 0 TREPONT ACQUISITION CORP I UNIT 99/99/9999 G9095M119 6222 600000 SH SOLE 600000 0 0 TS INNOVATION ACQUISITN CORP UNIT 99/99/9999 87284T209 1054 100000 SH SOLE 100000 0 0 TURMERIC ACQUISITION CORP UNIT 10/08/2025 G9127T116 1567 150000 SH SOLE 150000 0 0 TUSCAN HLDGS CORP II COM 90070A103 8594 780600 SH SOLE 780600 0 0 TWC TECH HLDGS II CORP COM 90117G105 3363 321500 SH SOLE 321500 0 0 TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 4701 437400 SH SOLE 437400 0 0 TWILIO INC NOTE 0.250% 6/0 90138FAB8 9529 2000000 PRN SOLE 0 0 2000000 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 118 124381 SH SOLE 0 0 124381 UNION ACQUISITION CORP II SHS G9402Q100 11787 1133325 SH SOLE 1133325 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 4149 391000 SH SOLE 391000 0 0 VECTOR ACQUISITION CORP UNIT 09/30/2027 G9442R100 5908 549600 SH SOLE 549600 0 0 VENTOUX CCM ACQUISITION CORP UNIT 09/30/2025 92280L200 3090 300000 SH SOLE 300000 0 0 VESPER HEALTHCARE ACQSTN COR UNIT 99/99/9999 92538T203 336 27700 SH SOLE 27700 0 0 VG ACQUISITION CORP *W EXP 09/29/202 G9446E113 506 190700 SH SOLE 0 0 190700 VG ACQUISITION CORP SHS CL A G9446E105 6540 572100 SH SOLE 572100 0 0 VG ACQUISITION CORP UNIT 99/99/9999 G9446E121 4290 350760 SH SOLE 350760 0 0 VISTAS MEDIA ACQUISITION CO *W EXP 08/01/202 92840T115 214 248900 SH SOLE 0 0 248900 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 3520 348900 SH SOLE 348900 0 0 VISTAS MEDIA ACQUISITION CO UNIT 08/03/2025 92840T206 2703 251100 SH SOLE 251100 0 0 VIVEON HEALTH ACQUISITION CO UNIT 99/99/9999 92853V205 7189 700000 SH SOLE 700000 0 0 VPC IMPACT ACQUISITION HLDNG SHS CL A G9441E100 2520 250000 SH SOLE 250000 0 0 VPC IMPACT ACQUISITION HLDNG UNIT 09/22/2025 G9441E126 8029 750300 SH SOLE 750300 0 0 VY GLOBAL GROWTH UNIT 99/99/9999 G9444H126 814 75000 SH SOLE 75000 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 3344 2000000 PRN SOLE 0 0 2000000 YUCAIPA ACQUISITION CORP *W EXP 99/99/999 G9879L113 71 50000 SH SOLE 0 0 50000 YUCAIPA ACQUISITION CORP COM G9879L105 5355 530200 SH SOLE 530200 0 0 YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 4612 437490 SH SOLE 437490 0 0 YUNHONG INTL CL A SHS G98882106 3583 360400 SH SOLE 360400 0 0 YUNHONG INTL RIGHT 01/31/2027 G98882130 85 260400 SH SOLE 0 0 260400 ZANITE ACQUISITION CORP UNIT 10/08/2025 98907K202 6314 600200 SH SOLE 600200 0 0