0001694883-18-000007.txt : 20180814
0001694883-18-000007.hdr.sgml : 20180814
20180813213530
ACCESSION NUMBER: 0001694883-18-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180813
EFFECTIVENESS DATE: 20180814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Patriot Financial Group Insurance Agency, LLC
CENTRAL INDEX KEY: 0001694883
IRS NUMBER: 900138117
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17988
FILM NUMBER: 181014044
BUSINESS ADDRESS:
STREET 1: 182 TURNPIKE ROAD
STREET 2: SUITE 200
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
BUSINESS PHONE: 401-262-2047
MAIL ADDRESS:
STREET 1: 182 TURNPIKE ROAD
STREET 2: SUITE 200
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001694883
XXXXXXXX
06-30-2018
06-30-2018
Patriot Financial Group Insurance Agency, LLC
182 TURNPIKE ROAD
SUITE 200
WESTBOROUGH
MA
01581
13F HOLDINGS REPORT
028-17988
N
CAITLYN FRAMENT
CHIEF COMPLIANCE OFFICER
508-251-6100
CAITLYN FRAMENT
WESTBOROUGH
MA
08-13-2018
0
578
93512
false
INFORMATION TABLE
2
13FPatriotQ22018.xml
ADIENT PLC
COM
G0084W101
5
100
SH
SOLE
0
0
100
ALIBABA GROUP HLDG LTD
ADR
01609W102
19
100
SH
SOLE
0
0
100
ALPHABET INC
COM CL A
02079K305
73
65
SH
SOLE
0
0
65
ALPHABET INC
COM CL C
02079K107
95
85
SH
SOLE
0
0
85
AMERICAN INTL GROUP INC
COM
026874784
5
100
SH
SOLE
0
0
100
BECTON DICKINSON & CO
Common Stock
075887109
14
58
SH
SOLE
0
0
58
BIOGEN INC
Common Stock
09062X103
13
46
SH
SOLE
0
0
46
BLACKROCK INC
Common Stock
09247X101
8
16
SH
SOLE
0
0
16
BRITISH AMERN TOB PLC
Common Stock
110448107
3
52
SH
SOLE
0
0
52
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
3
28
SH
SOLE
0
0
28
CALIFORNIA RES CORP
Common Stock
13057Q206
0
2
SH
SOLE
0
0
2
CELGENE CORP
Common Stock
151020104
2
30
SH
SOLE
0
0
30
CHARTER COMMUNICATIONS INC N
COM CL A
16119P108
7
24
SH
SOLE
0
0
24
CHESAPEAKE ENERGY CORP
Common Stock
165167107
1
100
SH
SOLE
0
0
100
CIGNA CORPORATION
COM
125509109
17
100
SH
SOLE
0
0
100
CITIGROUP INC
COM
172967424
3
38
SH
SOLE
0
0
38
CME GROUP INC
Common Stock
12572Q105
8
50
SH
SOLE
0
0
50
COCA COLA EUROPEAN PARTNERS
COM
G25839104
4
100
SH
SOLE
0
0
100
COLONY CREDIT
Common Stock
19625T101
1927
92954
SH
SOLE
0
0
92954
COLUMBIA ETF TR II
MF Closed and MF Open
19762B806
1
100
SH
SOLE
0
0
100
CONSTELLATION BRANDS INC
COM CL A
21036P108
14
65
SH
SOLE
0
0
65
DANAHER CORP DEL
Common Stock
235851102
6
60
SH
SOLE
0
0
60
DBX ETF TR
MF Closed and MF Open
233051101
2
83
SH
SOLE
0
0
83
DBX ETF TR
MF Closed and MF Open
233051515
3
101
SH
SOLE
0
0
101
DELL TECHNOLOGIES INC
COM
24703L103
4
47
SH
SOLE
0
0
47
DOLLAR GEN CORP NEW
COM
256677105
10
100
SH
SOLE
0
0
100
EPR PPTYS
COM SH BEN INT
26884U109
2
32
SH
SOLE
0
0
32
FIRST TR EXCH TRD ALPHA FD I
MF Closed and MF Open
33737J182
1
54
SH
SOLE
0
0
54
FIRST TR EXCHANGE TRADED FD
MF Closed and MF Open
33739Q408
1
25
SH
SOLE
0
0
25
FIRST TR EXCHANGE TRADED FD
MF Closed and MF Open
33733E807
14
100
SH
SOLE
0
0
100
FITBIT INC
Common Stock
33812L102
0
66
SH
SOLE
0
0
66
FORTIVE CORP
COM
34959J108
1
13
SH
SOLE
0
0
13
FRANCO NEVADA CORP
Common Stock
351858105
5
75
SH
SOLE
0
0
75
FRONTIER COMMUNICATIONS CORP
Common Stock
35906A306
0
13
SH
SOLE
0
0
13
GENERAL DYNAMICS CORP
Common Stock
369550108
10
51
SH
SOLE
0
0
51
GRAINGER W W INC
Common Stock
384802104
22
70
SH
SOLE
0
0
70
GRUBHUB INC
COM
400110102
10
100
SH
SOLE
0
0
100
HARRIS CORP DEL
Common Stock
413875105
8
54
SH
SOLE
0
0
54
ILG INC
Common Stock
44967H101
1
35
SH
SOLE
0
0
35
INGEVITY CORP
Common Stock
45688C107
3
41
SH
SOLE
0
0
41
INTUITIVE SURGICAL INC
COM
46120E602
29
60
SH
SOLE
0
0
60
INVESCO DYNMC CR OPP FD
DYNMC BLDG CON ETF
46137V779
3
100
SH
SOLE
0
0
100
IROBOT CORP
COM
462726100
4
50
SH
SOLE
0
0
50
ISHARES TR
MF Closed and MF Open
464288281
1
11
SH
SOLE
0
0
11
ISHARES TR
MF Closed and MF Open
464288273
2
29
SH
SOLE
0
0
29
ISHARES TR
U.S. MED DVC ETF
464288810
6
30
SH
SOLE
0
0
30
ISHARES TR
MF Closed and MF Open
464288869
4
35
SH
SOLE
0
0
35
ISHARES TR
MF Closed and MF Open
464287622
5
36
SH
SOLE
0
0
36
ISHARES TR
MF Closed and MF Open
46432F396
5
50
SH
SOLE
0
0
50
ISHARES TR
MF Closed and MF Open
464289529
2
51
SH
SOLE
0
0
51
ISHARES TR
MF Closed and MF Open
46431W705
5
51
SH
SOLE
0
0
51
ISHARES TR
MF Closed and MF Open
464287473
5
57
SH
SOLE
0
0
57
ISHARES TR
MF Closed and MF Open
46429B655
3
58
SH
SOLE
0
0
58
ISHARES TR
MF Closed and MF Open
464286871
2
73
SH
SOLE
0
0
73
ISHARES TR
MF Closed and MF Open
464286145
3
91
SH
SOLE
0
0
91
ISHARES TR
MF Closed and MF Open
464288588
10
96
SH
SOLE
0
0
96
ISHARES TR
MF Closed and MF Open
464288125
8
100
SH
SOLE
0
0
100
ISHARES TR
MF Closed and MF Open
464287325
6
101
SH
SOLE
0
0
101
ISHARES TR
TRANS AVG ETF
464287192
19
101
SH
SOLE
0
0
101
ISHARES TR
MF Closed and MF Open
464287234
5
105
SH
SOLE
0
0
105
JOHNSON CTLS INTL PLC
Common Stock
G51502105
2
47
SH
SOLE
0
0
47
KINDER MORGAN INC DEL
Common Stock
49456B101
1
61
SH
SOLE
0
0
61
LAUDER ESTEE COS INC
Common Stock
518439104
14
96
SH
SOLE
0
0
96
LOCKHEED MARTIN CORP
COM
539830109
6
20
SH
SOLE
0
0
20
MARRIOTT INTL INC NEW
Common Stock
571903202
8
66
SH
SOLE
0
0
66
MASTERCARD INCORPORATED
Common Stock
57636Q104
9
45
SH
SOLE
0
0
45
MCDERMOTT INTL INC
Common Stock
580037703
0
23
SH
SOLE
0
0
23
MEDTRONIC PLC
Common Stock
G5960L103
4
41
SH
SOLE
0
0
41
MICROCHIP TECHNOLOGY INC
Common Stock
595017104
1
15
SH
SOLE
0
0
15
MOTOROLA SOLUTIONS INC
Common Stock
620076307
1
8
SH
SOLE
0
0
8
NVIDIA CORP
COM
67066G104
12
50
SH
SOLE
0
0
50
ONEOK INC NEW
Common Stock
682680103
2
24
SH
SOLE
0
0
24
PARKER HANNIFIN CORP
Common Stock
701094104
13
82
SH
SOLE
0
0
82
PENNEY J C INC
Common Stock
708160106
0
32
SH
SOLE
0
0
32
PENTAIR PLC
Common Stock
G7S00T104
0
11
SH
SOLE
0
0
11
PIMCO ETF TR
MF Closed and MF Open
72201R718
2
19
SH
SOLE
0
0
19
PJT PARTNERS INC
COM CL A
69343T107
0
2
SH
SOLE
0
0
2
PRICE T ROWE GROUP INC
Common Stock
74144T108
13
108
SH
SOLE
0
0
108
QORVO INC
COM
74736K101
8
100
SH
SOLE
0
0
100
RANDGOLD RES LTD
Common Stock
752344309
4
55
SH
SOLE
0
0
55
RAYTHEON CO
COM
755111507
8
40
SH
SOLE
0
0
40
REINSURANCE GROUP AMER INC
COM
759351604
1
10
SH
SOLE
0
0
10
RELIANCE STEEL AND ALUMINUM CO
COM
759509102
9
100
SH
SOLE
0
0
100
SCHWAB STRATEGIC TR
MF Closed and MF Open
808524607
3
41
SH
SOLE
0
0
41
SCHWAB STRATEGIC TR
MF Closed and MF Open
808524870
5
87
SH
SOLE
0
0
87
SELECT SECTOR SPDR TR
MF Closed and MF Open
81369Y100
2
36
SH
SOLE
0
0
36
SHERWIN WILLIAMS CO
Common Stock
824348106
14
35
SH
SOLE
0
0
35
SMUCKER J M CO
Common Stock
832696405
6
56
SH
SOLE
0
0
56
SOUTHWEST AIRLS CO
Common Stock
844741108
4
70
SH
SOLE
0
0
70
SPDR GOLD TRUST
Common Stock
78463V107
12
100
SH
SOLE
0
0
100
SPDR INDEX SHS FDS
MF Closed and MF Open
78463X756
3
71
SH
SOLE
0
0
71
SPDR S&P 500 ETF TR
MF Closed and MF Open
78462F103
24
87
SH
SOLE
0
0
87
SPDR SERIES TRUST
MF Closed and MF Open
78464A516
2
70
SH
SOLE
0
0
70
SPDR SERIES TRUST
S&P METALS MNG ETF
78464A755
4
100
SH
SOLE
0
0
100
SPEEDWAY MOTORSPORTS INC
Common Stock
847788106
0
5
SH
SOLE
0
0
5
SPROUTS FMRS MKT INC
Common Stock
85208M102
1
50
SH
SOLE
0
0
50
STATE STREET CORP
Common Stock
857477103
6
69
SH
SOLE
0
0
69
TE CONNECTIVITY LTD
Common Stock
H84989104
5
50
SH
SOLE
0
0
50
TESLA INC
COM
88160R101
24
70
SH
SOLE
0
0
70
THE BLACKSTONE GROUP LP
COM UNIT LTD
09253U108
3
104
SH
SOLE
0
0
104
TRAVELERS COMPANIES INC
Common Stock
89417E109
5
41
SH
SOLE
0
0
41
UNILEVER PLC
Common Stock
904767704
5
83
SH
SOLE
0
0
83
VALE S A
Common Stock
91912E105
1
55
SH
SOLE
0
0
55
VALERO ENERGY CORP NEW
Common Stock
91913Y100
8
70
SH
SOLE
0
0
70
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
6
25
SH
SOLE
0
0
25
VANGUARD INDEX FDS
MF Closed and MF Open
922908744
8
75
SH
SOLE
0
0
75
VANGUARD INTL EQUITY INDEX F
MF Closed and MF Open
922042676
3
44
SH
SOLE
0
0
44
VANGUARD MALVERN FDS
MF Closed and MF Open
922020805
2
51
SH
SOLE
0
0
51
VANGUARD SCOTTSDALE FDS
MF Closed and MF Open
92206C409
5
70
SH
SOLE
0
0
70
VANGUARD WORLD FDS
MF Closed and MF Open
92204A884
1
11
SH
SOLE
0
0
11
VISTEON CORP
COM
92839U206
0
2
SH
SOLE
0
0
2
VMWARE INC
COM CL A
928563402
15
100
SH
SOLE
0
0
100
WEB COM GROUP INC
COM
94733A104
0
6
SH
SOLE
0
0
6
WISDOMTREE TR
US TOTAL DIVIDND ETF
97717W109
2
25
SH
SOLE
0
0
25
WISDOMTREE TR
MF Closed and MF Open
97717W422
2
28
SH
SOLE
0
0
28
WISDOMTREE TR
MF Closed and MF Open
97717W570
3
77
SH
SOLE
0
0
77
WISDOMTREE TR
MF Closed and MF Open
97717W869
7
110
SH
SOLE
0
0
110
ZIOPHARM ONCOLOGY INC
COM
98973P101
0
100
SH
SOLE
0
0
100
3M CO
COM
88579Y101
30
150
SH
SOLE
0
0
150
ABERDEEN CHILE FD INC
COM
00301W105
5
648
SH
SOLE
0
0
648
ADAMIS PHARMACEUTICALS CORP
COM
00547W208
5
1500
SH
SOLE
0
0
1500
AERCAP HOLDINGS NV
COM
N00985106
14
250
SH
SOLE
0
0
250
AETNA INC NEW
COM
00817Y108
184
1000
SH
SOLE
0
0
1000
AIR LEASE CORP
COM CL A
00912X302
21
500
SH
SOLE
0
0
500
AK STL HLDG CORP
COM
001547108
19
4450
SH
SOLE
0
0
4450
ALBEMARLE CORP
COM
012653101
14
150
SH
SOLE
0
0
150
ALPS ETF TR
ALERIAN MLP ETF
00162Q866
15
1472
SH
SOLE
0
0
1472
ALTRIA GROUP INC
COM
02209S103
19
326
SH
SOLE
0
0
326
AMAZON COM INC
COM
023135106
428
252
SH
SOLE
0
0
252
AMERICAN EXPRESS CO
COM
025816109
18
183
SH
SOLE
0
0
183
AMPLIFY ETF TR
ONLIN RETL ETF
032108102
118
2300
SH
SOLE
0
0
2300
APPLE INC
Common Stock
037833100
570
3081
SH
SOLE
0
0
3081
APPLIED MATLS INC
Common Stock
038222105
9
200
SH
SOLE
0
0
200
APTOSE BIOSCIENCES INC
Common Stock
03835T200
112
28500
SH
SOLE
0
0
28500
AQUANTIA CORP
Common Stock
03842Q108
27
2300
SH
SOLE
0
0
2300
ARES CAP CORP
MF Closed and MF Open
04010L103
15
905
SH
SOLE
0
0
905
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
6
392
SH
SOLE
0
0
392
ARROW ETF TR
MF Closed and MF Open
04273H104
3
200
SH
SOLE
0
0
200
ARROW ELECTRS INC
COM
042735100
13
175
SH
SOLE
0
0
175
AT&T INC
Common Stock
00206R102
283
8803
SH
SOLE
0
0
8803
AURINIA PHARMACEUTICALS INC
Common Stock
05156V102
69
12200
SH
SOLE
0
0
12200
AUTOMATIC DATA PROCESSING IN
COM
053015103
17
126
SH
SOLE
0
0
126
AVANGRID INC
COM
05351W103
35
666
SH
SOLE
0
0
666
B2GOLD CORP
Common Stock
11777Q209
12
4552
SH
SOLE
0
0
4552
BAIDU INC
Common Stock
056752108
97
400
SH
SOLE
0
0
400
BANCO SANTANDER SA
Common Stock
05964H105
1
224
SH
SOLE
0
0
224
BANK AMER CORP
Common Stock
060505104
57
2024
SH
SOLE
0
0
2024
BANK NEW YORK MELLON CORP
Common Stock
064058100
13
245
SH
SOLE
0
0
245
BANK N S HALIFAX
Common Stock
064149107
41
710
SH
SOLE
0
0
710
BARCLAYS BANK PLC
Preferred Stock
06739H362
60
2280
SH
SOLE
0
0
2280
BARINGS PARTN INVS
MF Closed and MF Open
06761A103
29
2000
SH
SOLE
0
0
2000
BARNES GROUP INC
Common Stock
067806109
685
11634
SH
SOLE
0
0
11634
BARRICK GOLD CORP
Common Stock
067901108
17
1305
SH
SOLE
0
0
1305
BERKSHIRE HATHAWAY INC DEL
Common Stock
084670702
47
250
SH
SOLE
0
0
250
BLACKROCK MUNIVEST FD INC
MF Closed and MF Open
09253R105
11
1256
SH
SOLE
0
0
1256
BOEING CO
Common Stock
097023105
386
1150
SH
SOLE
0
0
1150
BOSTON SCIENTIFIC CORP
Common Stock
101137107
213
6528
SH
SOLE
0
0
6528
BP PLC
Common Stock
055622104
77
1696
SH
SOLE
0
0
1696
BRIGHTHOUSE FINL INC
Common Stock
10922N103
5
127
SH
SOLE
0
0
127
BRISTOL MYERS SQUIBB CO
Common Stock
110122108
167
3024
SH
SOLE
0
0
3024
CABOT CORP
COM
127055101
19
300
SH
SOLE
0
0
300
CALAMOS GBL CYN INCOME FUND
MF Closed and MF Open
12811L107
26
2900
SH
SOLE
0
0
2900
CAMBREX CORP
COM
132011107
16
300
SH
SOLE
0
0
300
CANADIAN NATL RY CO
Common Stock
136375102
13
165
SH
SOLE
0
0
165
CANADIAN NATURAL
Common Stock
136385101
38
1054
SH
SOLE
0
0
1054
CAPITAL ONE FINL CORP
Common Stock
14040H105
596
6488
SH
SOLE
0
0
6488
CARA THERAPEUTICS INC
Common Stock
140755109
4
200
SH
SOLE
0
0
200
CARRIAGE SVCS INC
Common Stock
143905107
16
654
SH
SOLE
0
0
654
CATERPILLAR INC DEL
Common Stock
149123101
197
1454
SH
SOLE
0
0
1454
CHEVRON CORP NEW
Common Stock
166764100
95
748
SH
SOLE
0
0
748
CHURCH & DWIGHT INC
Common Stock
171340102
15
275
SH
SOLE
0
0
275
CIRRUS LOGIC INC
Common Stock
172755100
23
600
SH
SOLE
0
0
600
CISCO SYS INC
Common Stock
17275R102
619
14384
SH
SOLE
0
0
14384
CLEVELAND CLIFFS INC
Common Stock
185899101
43
5100
SH
SOLE
0
0
5100
CLOROX CO DEL
Common Stock
189054109
1126
8328
SH
SOLE
0
0
8328
COCA COLA CO
Common Stock
191216100
486
11071
SH
SOLE
0
0
11071
COCA COLA BOTTLING CO CONS
Common Stock
191098102
20
150
SH
SOLE
0
0
150
COGNIZANT TECHNOLOGY SOLUTIO
Common Stock
192446102
13
165
SH
SOLE
0
0
165
COLGATE PALMOLIVE CO
Common Stock
194162103
13
208
SH
SOLE
0
0
208
COLONY CAP INC
Common Stock
19626G108
17
2744
SH
SOLE
0
0
2744
COLUMBIA PPTY TR INC
Common Stock
198287203
14
609
SH
SOLE
0
0
609
COMCAST CORP NEW
Common Stock
20030N101
62
1883
SH
SOLE
0
0
1883
COMPANIA DE MINAS BUENAVENTU
Common Stock
204448104
10
705
SH
SOLE
0
0
705
CONOCOPHILLIPS
Common Stock
20825C104
97
1394
SH
SOLE
0
0
1394
SELECT SECTOR SPDR TR
MF Closed and MF Open
81369Y407
53
482
SH
SOLE
0
0
482
CORPORATE CAP TR INC
Common Stock
219880101
526
33671
SH
SOLE
0
0
33671
COSTCO WHSL CORP NEW
Common Stock
22160K105
37
179
SH
SOLE
0
0
179
CSX CORP
Common Stock
126408103
104
1638
SH
SOLE
0
0
1638
CUMMINS INC
Common Stock
231021106
79
594
SH
SOLE
0
0
594
CVS HEALTH CORP
Common Stock
126650100
351
5450
SH
SOLE
0
0
5450
DECKERS OUTDOOR CORP
COM
243537107
23
200
SH
SOLE
0
0
200
DEERE & CO
Common Stock
244199105
36
257
SH
SOLE
0
0
257
DENALI THERAPEUTICS INC
Common Stock
24823R105
828
54305
SH
SOLE
0
0
54305
DIEBOLD NXDF INC
COM
253651103
5
433
SH
SOLE
0
0
433
DIGITAL RLTY TR INC
Common Stock
253868103
21
191
SH
SOLE
0
0
191
DOMINION ENERGY INC
Common Stock
25746U109
16
232
SH
SOLE
0
0
232
DOUBLELINE INCOME SOLUTIONS
MF Closed and MF Open
258622109
168
8399
SH
SOLE
0
0
8399
DOUBLELINE OPPORTUNISTIC CR
MF Closed and MF Open
258623107
13
600
SH
SOLE
0
0
600
DOWDUPONT INC
Common Stock
26078J100
103
1566
SH
SOLE
0
0
1566
DUKE ENERGY CORP NEW
Common Stock
26441C204
9
110
SH
SOLE
0
0
110
DYNAVAX TECHNOLOGIES CORP
Common Stock
268158201
319
20950
SH
SOLE
0
0
20950
DYNEX CAP INC
Common Stock
26817Q506
8
1300
SH
SOLE
0
0
1300
EAST WEST BANCORP INC
Common Stock
27579R104
13
195
SH
SOLE
0
0
195
EASTERLY GOVT PPTYS INC
Common Stock
27616P103
40
2011
SH
SOLE
0
0
2011
EATON VANCE FLTING RATE INC
MF Closed and MF Open
278279104
21
1450
SH
SOLE
0
0
1450
EBAY INC
Common Stock
278642103
6
158
SH
SOLE
0
0
158
EDITAS MEDICINE INC
Common Stock
28106W103
434
12125
SH
SOLE
0
0
12125
ELDORADO GOLD CORP NEW
Common Stock
284902103
2
2000
SH
SOLE
0
0
2000
LILLY ELI & CO
Common Stock
532457108
13
150
SH
SOLE
0
0
150
EMERSON ELEC CO
Common Stock
291011104
36
515
SH
SOLE
0
0
515
ENBRIDGE INC
Common Stock
29250N105
98
2744
SH
SOLE
0
0
2744
ENERGEN CORP
COM
29265N108
15
200
SH
SOLE
0
0
200
ENERGY TRANSFER PARTNERS LP
Oil & Gas, Real Estate and REIT
29278N103
113
5931
SH
SOLE
0
0
5931
ENLINK MIDSTREAM PARTNERS LP
Common Stock
29336U107
31
2011
SH
SOLE
0
0
2011
ENTERPRISE PRODS PARTNERS L
Oil & Gas, Real Estate and REIT
293792107
140
5050
SH
SOLE
0
0
5050
ENTREE RES LTD
Common Stock
29384J103
4
9708
SH
SOLE
0
0
9708
EQUITY COMWLTH
Preferred Stock
294628201
8
300
SH
SOLE
0
0
300
ETF MANAGERS TR
MF Closed and MF Open
26924G201
15
400
SH
SOLE
0
0
400
ETF MANAGERS TR
MF Closed and MF Open
26924G813
42
1500
SH
SOLE
0
0
1500
ETF MANAGERS TR
MF Closed and MF Open
26924G508
151
5127
SH
SOLE
0
0
5127
EVERSOURCE ENERGY
COM
30040W108
74
1261
SH
SOLE
0
0
1261
EVOLUS INC
Common Stock
30052C107
28
1000
SH
SOLE
0
0
1000
EXCHANGE TRAED CONCEPTS TR
MF Closed and MF Open
301505301
5
300
SH
SOLE
0
0
300
EXELON CORP
Common Stock
30161N101
9
200
SH
SOLE
0
0
200
EXXON MOBIL CORP
Common Stock
30231G102
812
9811
SH
SOLE
0
0
9811
FACEBOOK INC
Common Stock
30303M102
149
765
SH
SOLE
0
0
765
FIDELITY
MF Closed and MF Open
316092402
4
206
SH
SOLE
0
0
206
FIDELITY
MF Closed and MF Open
316092600
83
2011
SH
SOLE
0
0
2011
FIRST CONN BANCORP INC MD
Common Stock
319850103
83
2709
SH
SOLE
0
0
2709
FIRST TR EXCHANGE TRADED FD
MF Closed and MF Open
33738R118
12
335
SH
SOLE
0
0
335
FIRST TR EXCHANGE TRADED FD
MF Closed and MF Open
33733E807
12
530
SH
SOLE
0
0
530
FIRST TR EXCHANGE TRADED FD
MF Closed and MF Open
33734X192
61
1150
SH
SOLE
0
0
1150
FIRST TR BALUE LINE DIVID IN
MF Closed and MF Open
33734H106
37
1216
SH
SOLE
0
0
1216
FIRST TR EXCHANGE TRADED FD
MF Closed and MF Open
33733E203
95
5000
SH
SOLE
0
0
5000
FIRST TR EXCHANGE TRADED FD
MF Closed and MF Open
33738D101
232
10000
SH
SOLE
0
0
10000
FISERV INC
Common Stock
337738108
76
1020
SH
SOLE
0
0
1020
FLAHERTY & CRUMRINE PFD INC
MF Closed and MF Open
33848W106
28
1200
SH
SOLE
0
0
1200
FLEXSHARES TR
MF Closed and MF Open
33939L506
53
2177
SH
SOLE
0
0
2177
FLEXSHARES TR
MF Closed and MF Open
33939L837
29
1198
SH
SOLE
0
0
1198
FORD MTR CO DEL
Common Stock
345370860
42
3761
SH
SOLE
0
0
3761
FREEPORT-MCMORAN INC
Common Stock
35671D857
13
725
SH
SOLE
0
0
725
FS INVT CORP
MF Closed and MF Open
302635107
5642
767675
SH
SOLE
0
0
767675
FUELCELL ENERGY INC
Common Stock
35952H502
5
3507
SH
SOLE
0
0
3507
GABELLI DIVD & INCOME TR
COM
36242H104
12
527
SH
SOLE
0
0
527
GABELLI EQUITY TR INC
MF Closed and MF Open
362397101
19
3000
SH
SOLE
0
0
3000
GAIA INC NEW
COM CL A
36269P104
10
500
SH
SOLE
0
0
500
GAP INC DEL
Common Stock
364760108
36
1100
SH
SOLE
0
0
1100
GENERAL ELECTRIC CO
Common Stock
369604103
91
6680
SH
SOLE
0
0
6680
GENERAL MTRS CO
Common Stock
37045V100
31
789
SH
SOLE
0
0
789
GENL MILLS INC
Common Stock
370334104
7
155
SH
SOLE
0
0
155
GENWORTH FINL INC
Common Stock
37247D106
2
500
SH
SOLE
0
0
500
GERON CORP
Common Stock
374163103
10
3000
SH
SOLE
0
0
3000
GILEAD SCIENCES INC
Common Stock
375558103
39
545
SH
SOLE
0
0
545
GLADSTONE INVT CORP
MF Closed and MF Open
376546107
6
500
SH
SOLE
0
0
500
GLAXOSMITHKLINE PLC
Common Stock
37733W105
21
524
SH
SOLE
0
0
524
GLOBAL X FDS
MF Closed and MF Open
37950E226
16
1191
SH
SOLE
0
0
1191
GLOBAL X FDS
MF Closed and MF Open
37950E549
273
13006
SH
SOLE
0
0
13006
GOLD FIELDS LTD NEW
Common Stock
38059T106
5
1375
SH
SOLE
0
0
1375
GOLDCORP INC NEW
Common Stock
380956409
8
600
SH
SOLE
0
0
600
GOLDMAN SACHS ETF TR
MF Closed and MF Open
38148G107
10
1573
SH
SOLE
0
0
1573
GOLDMAN SACHS GROUP INC
Common Stock
38141G104
66
300
SH
SOLE
0
0
300
GOPRO INC
Common Stock
38268T103
7
1075
SH
SOLE
0
0
1075
GREAT PANTHER SILVER LTD
Common Stock
39115V101
1
1275
SH
SOLE
0
0
1275
GW PHARMACEUTICALS PLC
Common Stock
36197T103
23
165
SH
SOLE
0
0
165
HALOZYME THERAPEUTICS INC
COM
40637H109
7
400
SH
SOLE
0
0
400
HANESBRANDS INC
Common Stock
410345102
12
523
SH
SOLE
0
0
523
HARTFORD FINL SVCS GROUP INC
Common Stock
416515104
97
1901
SH
SOLE
0
0
1901
HCA HEALTHCARE INC
Common Stock
40412C101
17
162
SH
SOLE
0
0
162
HEALTHCARE TR AMER INC
Common Stock
42225P501
9
352
SH
SOLE
0
0
352
HFF INC
COM CL A
40418F108
10
300
SH
SOLE
0
0
300
HIGHLAND FDS I
MF Closed and MF Open
430101774
18
1017
SH
SOLE
0
0
1017
HOME DEPOT INC
Common Stock
437076102
45
232
SH
SOLE
0
0
232
HONEYWELL INTL INC
Common Stock
438516106
133
923
SH
SOLE
0
0
923
HORIZONS ETF TR I
MF Closed and MF Open
44053G108
1071
44541
SH
SOLE
0
0
44541
HP INC
Common Stock
40434L105
24
1056
SH
SOLE
0
0
1056
HRG GROUP INC
COM
40434J100
7
500
SH
SOLE
0
0
500
HUDSON PAC PPTYS INC
Common Stock
444097109
5
150
SH
SOLE
0
0
150
HUMANA INC
Common Stock
444859102
93
311
SH
SOLE
0
0
311
IAMGOLD CORP
Common Stock
450913108
20
3470
SH
SOLE
0
0
3470
ILLUMINA INC
Common Stock
452327109
904
3238
SH
SOLE
0
0
3238
INDEXIQ ETF TR
US RL EST SMCP ETF
45409B628
5
200
SH
SOLE
0
0
200
INDEXIQ ETF TR
MF Closed and MF Open
45409B800
14
450
SH
SOLE
0
0
450
INNOVATIVE INDL PPTYS INC
Common Stock
45781V101
72
1962
SH
SOLE
0
0
1962
INNOVATOR ETFS TR
IBD 50 ETF
45782C102
7
200
SH
SOLE
0
0
200
INTEL CORP
Common Stock
458140100
203
4078
SH
SOLE
0
0
4078
INTERNATIONAL BUSINESS MACHS
Common Stock
459200101
584
4181
SH
SOLE
0
0
4181
IRON MTN INC NEW
Common Stock
46284V101
280
8000
SH
SOLE
0
0
8000
ISHARES TR
MF Closed and MF Open
464288646
74
714
SH
SOLE
0
0
714
ISHARES TR
MF Closed and MF Open
464288760
306
1590
SH
SOLE
0
0
1590
ISHARES TR
MF Closed and MF Open
46429B663
11
125
SH
SOLE
0
0
125
ISHARES TR
MF Closed and MF Open
464289859
9
165
SH
SOLE
0
0
165
ISHARES TR
MF Closed and MF Open
464287150
13
211
SH
SOLE
0
0
211
ISHARES TR
MF Closed and MF Open
46434V621
8
235
SH
SOLE
0
0
235
ISHARES TR
MF Closed and MF Open
46432F842
36
573
SH
SOLE
0
0
573
ISHARES TR
MF Closed and MF Open
46432F834
45
752
SH
SOLE
0
0
752
ISHARES TR
MF Closed and MF Open
464287200
290
1061
SH
SOLE
0
0
1061
ISHARES TR
MF Closed and MF Open
464287507
243
1248
SH
SOLE
0
0
1248
ISHARES TR
MF Closed and MF Open
464287663
116
2167
SH
SOLE
0
0
2167
ISHARES TR
MF Closed and MF Open
46434G103
141
2694
SH
SOLE
0
0
2694
ISHARES TR
MF Closed and MF Open
464287804
238
2848
SH
SOLE
0
0
2848
ISHARES TR
MF Closed and MF Open
464287226
2002
18834
SH
SOLE
0
0
18834
ISHARES TR
MF Closed and MF Open
46434V639
129
4303
SH
SOLE
0
0
4303
ISHARES TR
MF Closed and MF Open
46429B689
15
215
SH
SOLE
0
0
215
ISHARES TR
MF Closed and MF Open
46432F339
24
292
SH
SOLE
0
0
292
ISHARES TR
MF Closed and MF Open
464287861
18
400
SH
SOLE
0
0
400
ISHARES TR
MF Closed and MF Open
464287572
40
871
SH
SOLE
0
0
871
ISHARES TR
MF Closed and MF Open
464287242
18
155
SH
SOLE
0
0
155
ISHARES TR
MF Closed and MF Open
464288513
74
864
SH
SOLE
0
0
864
ISHARES TR
MF Closed and MF Open
46434G830
10
337
SH
SOLE
0
0
337
ISHARES TR
MF Closed and MF Open
464288638
57
541
SH
SOLE
0
0
541
ISHARES TR
MF Closed and MF Open
464287127
23
152
SH
SOLE
0
0
152
ISHARES TR
MF Closed and MF Open
46432F875
5
200
SH
SOLE
0
0
200
ISHARES TR
MF Closed and MF Open
464287119
35
201
SH
SOLE
0
0
201
ISHARES TR
MF Closed and MF Open
46435G342
27
625
SH
SOLE
0
0
625
ISHARES TR
MF Closed and MF Open
464286806
4
138
SH
SOLE
0
0
138
ISHARES TR
MF Closed and MF Open
464287465
19
286
SH
SOLE
0
0
286
ISHARES TR
MF Closed and MF Open
464286749
11
340
SH
SOLE
0
0
340
ISHARES TR
MF Closed and MF Open
46434G822
25
437
SH
SOLE
0
0
437
ISHARES TR
MF Closed and MF Open
464286814
18
580
SH
SOLE
0
0
580
ISHARES TR
MF Closed and MF Open
464286707
19
627
SH
SOLE
0
0
627
ISHARES TR
MF Closed and MF Open
464288877
38
745
SH
SOLE
0
0
745
ISHARES TR
MF Closed and MF Open
464286103
17
765
SH
SOLE
0
0
765
ISHARES TR
MF Closed and MF Open
46435G334
30
875
SH
SOLE
0
0
875
ISHARES TR
MF Closed and MF Open
464287556
49
445
SH
SOLE
0
0
445
ISHARES TR
MF Closed and MF Open
464288778
280
5702
SH
SOLE
0
0
5702
ISHARES TR
MF Closed and MF Open
464287648
422
2066
SH
SOLE
0
0
2066
ISHARES TR
MF Closed and MF Open
464287630
397
3010
SH
SOLE
0
0
3010
ISHARES TR
MF Closed and MF Open
464287655
582
3553
SH
SOLE
0
0
3553
ISHARES TR
MF Closed and MF Open
464287499
1091
5142
SH
SOLE
0
0
5142
ISHARES TR
MF Closed and MF Open
464287614
827
5748
SH
SOLE
0
0
5748
ISHARES TR
MF Closed and MF Open
464287598
706
5817
SH
SOLE
0
0
5817
ISHARES TR
MF Closed and MF Open
464287101
41
346
SH
SOLE
0
0
346
ISHARES TR
MF Closed and MF Open
464287671
107
1862
SH
SOLE
0
0
1862
ISHARES TR
MF Closed and MF Open
464287168
250
2560
SH
SOLE
0
0
2560
ISHARES TR
Common Stock
46428Q109
5
350
SH
SOLE
0
0
350
ISHARES TR
MF Closed and MF Open
464287176
61
538
SH
SOLE
0
0
538
ISHARES TR
MF Closed and MF Open
464288828
48
273
SH
SOLE
0
0
273
ISHARES TR
MF Closed and MF Open
464288620
49
460
SH
SOLE
0
0
460
ISHARES TR
MF Closed and MF Open
464288687
28
746
SH
SOLE
0
0
746
ISHARES TR
MF Closed and MF Open
46429B267
40
1623
SH
SOLE
0
0
1623
ISHARES TR
MF Closed and MF Open
46431W507
3706
73864
SH
SOLE
0
0
73864
ISHARES TR
MF Closed and MF Open
46435U861
23
900
SH
SOLE
0
0
900
ITT INC
Common Stock
45073V108
14
267
SH
SOLE
0
0
267
JETBLUE AIRWAYS CORP
COM
477143101
17
900
SH
SOLE
0
0
900
HANCOCK JOHN INV TRUST
MF Closed and MF Open
41013P749
7
800
SH
SOLE
0
0
800
JOHNSON & JOHNSON
Common Stock
478160104
325
2678
SH
SOLE
0
0
2678
JPMORGAN CHASE & CO
Common Stock
46625H100
346
3323
SH
SOLE
0
0
3323
JPMORGAN CHASE FINL CO LLC
Preferred Stock
48129G703
238
12979
SH
SOLE
0
0
12979
KINROSS GOLD CORP
Common Stock
496902404
5
1225
SH
SOLE
0
0
1225
KIRKLAND LAKE GOLD LTD
Common Stock
49741E100
68
3243
SH
SOLE
0
0
3243
KITE RLTY GROUP TR
Common Stock
49803T300
34
1999
SH
SOLE
0
0
1999
KRAFT HEINZ CO
Common Stock
500754106
7
117
SH
SOLE
0
0
117
LANDSTAR SYS IINC
Common Stock
515098101
22
200
SH
SOLE
0
0
200
LATTICE STRATEGIES TR
MF Closed and MF Open
518416201
3772
166866
SH
SOLE
0
0
166866
LEGG MASON ETF INVESTMENT TR
MF Closed and MF Open
52468L505
5
182
SH
SOLE
0
0
182
LEGG MASON ETF INVESTMENT TR
MF Closed and MF Open
52468L406
1580
52889
SH
SOLE
0
0
52889
LKQ CORP
COM
501889208
5
150
SH
SOLE
0
0
150
LORAL SPACE & COMMUNICATNS
COM
543881106
26
700
SH
SOLE
0
0
700
MAGELLAN MIDSTREAM PRTNRS LP
Oil & Gas, Real Estate and REIT
559080106
252
3646
SH
SOLE
0
0
3646
MAIN STREET CAPITAL CORP
MF Closed and MF Open
56035L104
6
150
SH
SOLE
0
0
150
MANULIFE FINANCIAL CORP
COM
56501R106
5
302
SH
SOLE
0
0
302
MARATHON OIL CORP
Common Stock
565849106
8
400
SH
SOLE
0
0
400
MARVELL TECHNOLOGY GROUP LTD
COM
G5876H105
13
600
SH
SOLE
0
0
600
MAXIMUS INC
Common Stock
577933104
40
650
SH
SOLE
0
0
650
MCDONALDS CORP
Common Stock
580135101
1266
8078
SH
SOLE
0
0
8078
MERCK & CO INC
Common Stock
58933Y105
50
822
SH
SOLE
0
0
822
METLIFE INC
Common Stock
59156R108
96
2203
SH
SOLE
0
0
2203
MFA FINL INC
COM
55272X102
4
500
SH
SOLE
0
0
500
MICROSOFT CORP
Common Stock
594918104
931
9443
SH
SOLE
0
0
9443
MONDELEZ INTL CORP
Common Stock
609207105
65
1576
SH
SOLE
0
0
1576
MORGAN STANLEY
Common Stock
617446448
12
250
SH
SOLE
0
0
250
MOSAIC CO NEW
Common Stock
61945C103
25
894
SH
SOLE
0
0
894
MPLX LP
Oil & Gas, Real Estate and REIT
55336V100
41
1199
SH
SOLE
0
0
1199
NABORS INDUSTRIES LTD
Common Stock
G6359F103
3
442
SH
SOLE
0
0
442
NATIONAL GRID PLC
Common Stock
636274409
132
2355
SH
SOLE
0
0
2355
NETFLIX INC
Common Stock
64110L106
1145
2925
SH
SOLE
0
0
2925
NETSCOUT SYS INC
COM
64115T104
9
319
SH
SOLE
0
0
319
NEW YORK MTG TR INC
Common Stock
649604501
18
3000
SH
SOLE
0
0
3000
NEW YORK COMNTY BANCORP INC
Common Stock
649445103
8
700
SH
SOLE
0
0
700
NEWMONT MINING CORP
Common Stock
651639106
10
267
SH
SOLE
0
0
267
NIKE INC
Common Stock
654106103
240
3008
SH
SOLE
0
0
3008
NORFOLK SOUTHERN CORP
COM
655844108
23
150
SH
SOLE
0
0
150
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
3
191
SH
SOLE
0
0
191
NUVEEN DIVERSIFIED DIV
MF Closed and MF Open
670657105
52
3983
SH
SOLE
0
0
3983
NUVEEN BUILD AMER BD FD
MF Closed and MF Open
67074C103
55
2650
SH
SOLE
0
0
2650
NUVEEN TAX ADVANTAGED DIV GR
COM
67073G105
3
200
SH
SOLE
0
0
200
NUVEEN CONNECTICUT QLTY MUN
MF Closed and MF Open
67060D107
190
15975
SH
SOLE
0
0
15975
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
14
1700
SH
SOLE
0
0
1700
NUVEEN DIVERSIFIED DIV INCM
MF Closed and MF Open
6706EP105
99
8495
SH
SOLE
0
0
8495
NUVEEN DOW 30 DYN OVERWRITE
MF Closed and MF Open
67075F105
80
4336
SH
SOLE
0
0
4336
NUVEEN MUNICPAL CREDIT INC
COM SH BEN INT
67070X101
9
605
SH
SOLE
0
0
605
NUVEEN FLOATING RATE INCOME
MF Closed and MF Open
67072T108
5
500
SH
SOLE
0
0
500
NUVEEN GLOBAL HIGH INCOME FD
MF Closed and MF Open
67075G103
63
4100
SH
SOLE
0
0
4100
NUVEEN MTG OPPTY TERM FD 2
MF Closed and MF Open
67074R100
101
4464
SH
SOLE
0
0
4464
NUVEEN MTG OPPORTUNITY TERM
MF Closed and MF Open
670735109
234
9941
SH
SOLE
0
0
9941
NUVEEN MULTI MKT INCOME FD
MF Closed and MF Open
67075J107
36
5100
SH
SOLE
0
0
5100
NUVEEN NASDAQ 100 DYNAMIC OV
MF Closed and MF Open
670699107
5
200
SH
SOLE
0
0
200
NUVEEN PFD & INCM OPPORTNYS
MF Closed and MF Open
67073B106
71
7573
SH
SOLE
0
0
7573
NUVEEN PFD & INCOME TERM FD
COM
67075A106
19
800
SH
SOLE
0
0
800
NUVEEN PFD & INCM SECURITIES
MF Closed and MF Open
67072C105
454
51490
SH
SOLE
0
0
51490
NUVEEN REAL ESTATE INCOME FD
MF Closed and MF Open
67071B108
11
1150
SH
SOLE
0
0
1150
NUVEEN PFD & INCM SECURITIES
MF Closed and MF Open
67074Y105
410
25382
SH
SOLE
0
0
25382
NUVEEN S&P 500 BUY-WRITE INC
MF Closed and MF Open
6706ER101
309
21903
SH
SOLE
0
0
21903
NUVEEN SHT DUR CREDIT OPP COM
COM
67074X107
60
3500
SH
SOLE
0
0
3500
NUVEEN SR INCOME FD
MF Closed and MF Open
67067Y104
15
2350
SH
SOLE
0
0
2350
OCCIDENTAL PETE CORP DEL
Common Stock
674599105
22
266
SH
SOLE
0
0
266
OLD DOMINION FGHT LINES INC
COM
679580100
37
250
SH
SOLE
0
0
250
OMEGA HEALTHCARE INVS INC
COM
681936100
6
200
SH
SOLE
0
0
200
OPPENHEIMER ETF TR
MF Closed and MF Open
68386C302
147
2005
SH
SOLE
0
0
2005
OPPENHEIMER ETF TR
MF Closed and MF Open
68386C203
199
3258
SH
SOLE
0
0
3258
OPPENHEIMER ETF TR
MF Closed and MF Open
68386C104
229
4519
SH
SOLE
0
0
4519
ORACLE CORP
Common Stock
68389X105
18
406
SH
SOLE
0
0
406
PACER FDS TR
TRENDP US LAR CP ETF
69374H105
104
3550
SH
SOLE
0
0
3550
PACER FDS TR
US CASH COWS 100 ETF
69374H881
9
305
SH
SOLE
0
0
305
PACER FDS TR
MF Closed and MF Open
69374H709
5
150
SH
SOLE
0
0
150
PACER FDS TR
MF Closed and MF Open
69374H204
10
300
SH
SOLE
0
0
300
PACER FDS TR
MF Closed and MF Open
69374H808
81
2900
SH
SOLE
0
0
2900
PACER FDS TR
MF Closed and MF Open
69374H840
4
150
SH
SOLE
0
0
150
PAN AMERICAN SILVER CORP
Common Stock
697900108
4
202
SH
SOLE
0
0
202
PAYCHEX INC
Common Stock
704326107
27
400
SH
SOLE
0
0
400
PAYPAL HLDGS INC
Common Stock
70450Y103
51
612
SH
SOLE
0
0
612
PEOPLES UNITED FINANCIAL INC
Common Stock
712704105
5
250
SH
SOLE
0
0
250
PEPSICO INC
Common Stock
713448108
41
378
SH
SOLE
0
0
378
PFIZER INC
Common Stock
717081103
67
1844
SH
SOLE
0
0
1844
PHILIP MORRIS INTL INC
Common Stock
718172109
60
740
SH
SOLE
0
0
740
PIMCO ETF TR
MF Closed and MF Open
72201R205
16
300
SH
SOLE
0
0
300
PIMCO ETF TR
MF Closed and MF Open
72201R775
48
467
SH
SOLE
0
0
467
PIMCO CORPORATE & INCOME FD II
MF Closed and MF Open
72201B101
8
450
SH
SOLE
0
0
450
PPL CORP
Common Stock
69351T106
21
747
SH
SOLE
0
0
747
PRAXAIR INC
Common Stock
74005P104
21
130
SH
SOLE
0
0
130
PRINCIPAL EXCHANGE TRADED FD
MF Closed and MF Open
74255Y888
488
5131
SH
SOLE
0
0
5131
PROCTER & GAMBLE CO
Common Stock
742718109
56
715
SH
SOLE
0
0
715
PROSHARES TR
MF Closed and MF Open
74347B607
22
300
SH
SOLE
0
0
300
PROSHARES TR
MF Closed and MF Open
74347B235
142
2368
SH
SOLE
0
0
2368
PRUDENTIAL FINL INC
Common Stock
744320102
59
628
SH
SOLE
0
0
628
PTC INC
COM
69370C100
90
960
SH
SOLE
0
0
960
QUALCOMM INC
Common Stock
747525103
26
456
SH
SOLE
0
0
456
REALTY INCOME CORP
COM
756109104
11
200
SH
SOLE
0
0
200
RENAISSANCE CAP GREENWICH FD
IPO ETF
759937204
9
300
SH
SOLE
0
0
300
RMR GROUP INC
Common Stock
74967R106
17
218
SH
SOLE
0
0
218
ROYAL BK SCOTLAND GROUP PLC
Preferred Stock
780097739
35
1350
SH
SOLE
0
0
1350
RYDER SYS INC
COM
783549108
43
601
SH
SOLE
0
0
601
S&P GLOBAL INC
Common Stock
78409V104
28
136
SH
SOLE
0
0
136
SABRA HEALTH CARE REIT INC
Common Stock
78573L106
7
300
SH
SOLE
0
0
300
SANDSTORM GOLD LTF
Common Stock
80013R206
23
5020
SH
SOLE
0
0
5020
SANOFI
Common Stock
80105N105
5
129
SH
SOLE
0
0
129
SCHLUMBERGER LTD
Common Stock
806857108
12
182
SH
SOLE
0
0
182
SCHWAB CHARLES CORP NEW
Common Stock
808513105
41
795
SH
SOLE
0
0
795
SCHWAB STRATEGIC TR
MF Closed and MF Open
808524763
9
230
SH
SOLE
0
0
230
SCHWAB STRATEGIC TR
MF Closed and MF Open
808524730
25
910
SH
SOLE
0
0
910
SCHWAB STRATEGIC TR
MF Closed and MF Open
808524805
171
5168
SH
SOLE
0
0
5168
SCHWAB STRATEGIC TR
MF Closed and MF Open
808524300
7749
102258
SH
SOLE
0
0
102258
SEABRIDGE GOLD INC
Common Stock
811916105
16
1438
SH
SOLE
0
0
1438
SECTOR SECTOR SPDR TR
MF Closed and MF Open
81369Y308
12
241
SH
SOLE
0
0
241
SECTOR SECTOR SPDR TR
MF Closed and MF Open
81369Y506
200
2634
SH
SOLE
0
0
2634
SECTOR SECTOR SPDR TR
MF Closed and MF Open
81369Y605
218
8193
SH
SOLE
0
0
8193
SECTOR SECTOR SPDR TR
MF Closed and MF Open
81369Y209
17
206
SH
SOLE
0
0
206
SECTOR SECTOR SPDR TR
MF Closed and MF Open
81369Y704
83
1165
SH
SOLE
0
0
1165
SECTOR SECTOR SPDR TR
MF Closed and MF Open
81369Y803
70
1011
SH
SOLE
0
0
1011
SELECT INCOME REIT
Common Stock
81618T100
366
16293
SH
SOLE
0
0
16293
SECTOR SECTOR SPDR TR
MF Closed and MF Open
81369Y860
25
778
SH
SOLE
0
0
778
SEMPRA ENERGY
Common Stock
816851109
23
200
SH
SOLE
0
0
200
SIRIUS XM HLDGS INC
Common Stock
82968B103
68
10100
SH
SOLE
0
0
10100
SSGA ACTIVE ETF TR
MF Closed and MF Open
78467V608
84
1788
SH
SOLE
0
0
1788
SPDR SERIES TRUST
MF Closed and MF Open
78464A359
24
451
SH
SOLE
0
0
451
SPDR SERIES TRUST
MF Closed and MF Open
78464A417
64
1796
SH
SOLE
0
0
1796
SPDR SERIES TRUST
MF Closed and MF Open
78463X863
19
497
SH
SOLE
0
0
497
SPDR SERIES TRUST
MF Closed and MF Open
78464A375
20
612
SH
SOLE
0
0
612
SPDR SERIES TRUST
MF Closed and MF Open
78464A797
28
600
SH
SOLE
0
0
600
SPDR SERIES TRUST
MF Closed and MF Open
78464A698
77
1264
SH
SOLE
0
0
1264
SPDR INDEX SHS FDS
MF Closed and MF Open
78463X772
167
4349
SH
SOLE
0
0
4349
SPDR SERIES TRUST
MF Closed and MF Open
78464A763
19
200
SH
SOLE
0
0
200
SPDR SERIES TRUST
MF Closed and MF Open
78464A607
21
223
SH
SOLE
0
0
223
SPDR SERIES TRUST
MF Closed and MF Open
78464A201
106
1670
SH
SOLE
0
0
1670
SPDR SER TR
MF Closed and MF Open
78468R887
55
582
SH
SOLE
0
0
582
SPROTT PHYSICAL GOLD TRUST
MF Closed and MF Open
85208R101
308
24547
SH
SOLE
0
0
24547
STAG INDL INC
Common Stock
85254J102
27
1000
SH
SOLE
0
0
1000
STANLEY BLACK & DECKER INC
Common Stock
854502101
202
1519
SH
SOLE
0
0
1519
STARWOOD PPTY TR INC
COM
85571B105
8
358
SH
SOLE
0
0
358
STEEL DYNAMICS INC
COM
858119100
7
150
SH
SOLE
0
0
150
STRATEGY SHS
MF Closed and MF Open
86280R506
90
3750
SH
SOLE
0
0
3750
SUNOCO LP
Common Stock
86765K109
28
1127
SH
SOLE
0
0
1127
SUPER MICRO COMPUTER INC
COM
86800U104
12
500
SH
SOLE
0
0
500
SYMANTEC CORP
COM
871503108
10
503
SH
SOLE
0
0
503
SYNNEX CORP
COM
87162W100
24
250
SH
SOLE
0
0
250
TAHOE RES INC
Common Stock
873868103
2
500
SH
SOLE
0
0
500
TC PIPELINES LP
Oil & Gas, Real Estate and REIT
87233Q108
15
587
SH
SOLE
0
0
587
TEKLA HEALTHCARE OPPORTUNIT
MF Closed and MF Open
879105104
127
7474
SH
SOLE
0
0
7474
TELLURIAN INC NEW
Common Stock
87968A104
130
15600
SH
SOLE
0
0
15600
TERADATA CORP DEL
Common Stock
88076W103
8
200
SH
SOLE
0
0
200
TEXAS INSTRS INC
Common Stock
882508104
115
1041
SH
SOLE
0
0
1041
THERMO FISHER SCIENTIFIC INC
Common Stock
883556102
34
162
SH
SOLE
0
0
162
THL CR SR LN FD
MF Closed and MF Open
87244R103
22
1250
SH
SOLE
0
0
1250
TOOTSIE ROLL INDS INC
Common Stock
890516107
4
140
SH
SOLE
0
0
140
TRANSENTERIX INC
Common Stock
89366M201
3
700
SH
SOLE
0
0
700
TRANSMONTAIGNE PARTNERS L P
Oil & Gas, Real Estate and REIT
89376V100
7
200
SH
SOLE
0
0
200
TRANSOCEAN LTD
Common Stock
H8817H100
2
155
SH
SOLE
0
0
155
TRINITY INDS INC
COM
896522109
7
200
SH
SOLE
0
0
200
U S BANCORP DEL
Common Stock
902973304
59
1185
SH
SOLE
0
0
1185
UNDER ARMOUR INC
Common Stock
904311107
4
200
SH
SOLE
0
0
200
UNION PAC CORP
Common Stock
907818108
16
116
SH
SOLE
0
0
116
UNITED CONTL HLDGS INC
COM
910047109
21
300
SH
SOLE
0
0
300
UNITED FINL BANCORP INC NEW
Common Stock
910304104
431
24620
SH
SOLE
0
0
24620
UNITED PARCEL SERVICE INC
Common Stock
911312106
35
329
SH
SOLE
0
0
329
UNITED TECHNOLOGIES CORP
Common Stock
913017109
84
673
SH
SOLE
0
0
673
VANECK VECTORS ETF TR
MF Closed and MF Open
92189F460
8
302
SH
SOLE
0
0
302
VANECK VECTORS ETF TR
MF Closed and MF Open
92189F429
12
605
SH
SOLE
0
0
605
VANECK VECTORS ETF TR
MF Closed and MF Open
92189F437
18
617
SH
SOLE
0
0
617
VANECK VECTORS ETF TR
MF Closed and MF Open
92189F353
18
803
SH
SOLE
0
0
803
VANECK VECTORS ETF TR
MF Closed and MF Open
92189F494
23
1351
SH
SOLE
0
0
1351
VANECK VECTORS ETF TR
MF Closed and MF Open
92189F452
36
1511
SH
SOLE
0
0
1511
VANECK VECTORS ETF TR
MF Closed and MF Open
92189F411
40
2400
SH
SOLE
0
0
2400
VANECK VECTORS ETF TR
MF Closed and MF Open
92189F643
264
6063
SH
SOLE
0
0
6063
VANGUARD GROUP
MF Closed and MF Open
921908844
3167
31163
SH
SOLE
0
0
31163
VANGUARD INTL EQUITY INDEX F
MF Closed and MF Open
922042858
205
4865
SH
SOLE
0
0
4865
VANGUARD INTL EQUITY INDEX F
MF Closed and MF Open
922042874
7
131
SH
SOLE
0
0
131
VANGUARD INTL EQUITY INDEX F
MF Closed and MF Open
922042866
14
193
SH
SOLE
0
0
193
VANGUARD INTL EQUITY INDEX F
MF Closed and MF Open
921943858
412
9610
SH
SOLE
0
0
9610
VANGUARD WORLD FDS
MF Closed and MF Open
92204A702
102
561
SH
SOLE
0
0
561
VANGUARD SCOTTSDALE FDS
MF Closed and MF Open
92206C706
8
128
SH
SOLE
0
0
128
VANGUARD BD INDEX FD INC
MF Closed and MF Open
921937819
43
525
SH
SOLE
0
0
525
VANGUARD SCOTTSDALE FDS
MF Closed and MF Open
92206C870
191
2292
SH
SOLE
0
0
2292
VANGUARD INDEX FDS
MF Closed and MF Open
922908629
36
229
SH
SOLE
0
0
229
VANGUARD INDEX FDS
MF Closed and MF Open
922908512
47
426
SH
SOLE
0
0
426
VANGUARD SCOTTSDALE FDS
MF Closed and MF Open
92206C771
10
192
SH
SOLE
0
0
192
VANGUARD MUN BD FD INC
MF Closed and MF Open
922907746
132
2584
SH
SOLE
0
0
2584
VANGUARD BD INDEX FD INC
MF Closed and MF Open
921937827
22
281
SH
SOLE
0
0
281
VANGUARD INDEX FDS
MF Closed and MF Open
922908751
122
783
SH
SOLE
0
0
783
VANGUARD INDEX FDS
MF Closed and MF Open
922908611
172
1268
SH
SOLE
0
0
1268
VANGUARD CHARLOTTE FDS
MF Closed and MF Open
92203J407
59
1077
SH
SOLE
0
0
1077
VANGUARD STAR FD
MF Closed and MF Open
921909768
82
1522
SH
SOLE
0
0
1522
VANGUARD BD INDEX FD INC
MF Closed and MF Open
921937835
474
5985
SH
SOLE
0
0
5985
VANGUARD INDEX FDS
MF Closed and MF Open
922908769
1532
10912
SH
SOLE
0
0
10912
VERIZON COMMUNICATIONS INC
Common Stock
92343V104
441
8763
SH
SOLE
0
0
8763
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N808
30
1237
SH
SOLE
0
0
1237
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N857
195
7259
SH
SOLE
0
0
7259
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N840
17
425
SH
SOLE
0
0
425
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N881
179
5221
SH
SOLE
0
0
5221
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N824
87
1877
SH
SOLE
0
0
1877
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N873
14
300
SH
SOLE
0
0
300
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N832
35
723
SH
SOLE
0
0
723
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N774
80
1686
SH
SOLE
0
0
1686
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N865
92
2037
SH
SOLE
0
0
2037
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N782
637
12900
SH
SOLE
0
0
12900
VICTORY PORTFOLIOS II
MF Closed and MF Open
92647N766
13824
279744
SH
SOLE
0
0
279744
VISA INC
Common Stock
92826C839
252
1904
SH
SOLE
0
0
1904
VOYAGER THERAPEUTICS INC
Common Stock
92915B106
1256
64256
SH
SOLE
0
0
64256
W P CAREY INC
Common Stock
92936U109
28
426
SH
SOLE
0
0
426
WALGREENS BOOTS ALLIANCE INC
Common Stock
931427108
57
945
SH
SOLE
0
0
945
WALMART INC
Common Stock
931142103
879
10268
SH
SOLE
0
0
10268
DISNEY WALT CO
Common Stock
254687106
560
5340
SH
SOLE
0
0
5340
WASTE MGMT INC DEL
Common Stock
94106L109
11
140
SH
SOLE
0
0
140
WEBSTER FINL CORP CONN
Common Stock
947890109
200
3146
SH
SOLE
0
0
3146
WELLS FARGO CO NEW
Common Stock
949746101
28
505
SH
SOLE
0
0
505
WESTERN ASST MNGD MUN FD INC
Common Stock
95790D105
4
400
SH
SOLE
0
0
400
WESTROCK CO
Common Stock
96145D105
15
259
SH
SOLE
0
0
259
WEYERHAEUSER CO
Common Stock
962166104
15
400
SH
SOLE
0
0
400
WHEATON PRECIOUS METAL CORP
Common Stock
962879102
15
663
SH
SOLE
0
0
663
WISDOMTREE TR
MF Closed and MF Open
97717W281
71
1498
SH
SOLE
0
0
1498
WISDOMTREE TR
MF Closed and MF Open
97717W802
11
265
SH
SOLE
0
0
265
WISDOMTREE TR
MF Closed and MF Open
97717W760
72
1000
SH
SOLE
0
0
1000
WISDOMTREE TR
MF Closed and MF Open
97717W836
107
1393
SH
SOLE
0
0
1393
WISDOMTREE TR
MF Closed and MF Open
97717W380
15
312
SH
SOLE
0
0
312
WISDOMTREE TR
MF Closed and MF Open
97717W364
23
524
SH
SOLE
0
0
524
WISDOMTREE TR
MF Closed and MF Open
97717X669
26
635
SH
SOLE
0
0
635
WISDOMTREE TR
MF Closed and MF Open
97717X867
58
1697
SH
SOLE
0
0
1697
WISDOMTREE TR
MF Closed and MF Open
97717W208
12
175
SH
SOLE
0
0
175
WISDOMTREE TR
MF Closed and MF Open
97717W604
34
1163
SH
SOLE
0
0
1163
WISDOMTREE TR
MF Closed and MF Open
97717W505
56
1555
SH
SOLE
0
0
1555
WISDOMTREE TR
MF Closed and MF Open
97717W562
464
11989
SH
SOLE
0
0
11989
DBX ETF TR
MF Closed and MF Open
233051200
36
1132
SH
SOLE
0
0
1132
DBX ETF TR
MF Closed and MF Open
233051507
85
2040
SH
SOLE
0
0
2040
XL GROUP LTD
COM
G98294104
11
202
SH
SOLE
0
0
202
XYLEM INC
Common Stock
98419M100
9
135
SH
SOLE
0
0
135
YAMANA GOLD INC
Common Stock
98462Y100
8
2840
SH
SOLE
0
0
2840
YUM BRANDS INC
Common Stock
988498101
70
900
SH
SOLE
0
0
900
YUM CHINA HLDGS INC
Common Stock
98850P109
20
509
SH
SOLE
0
0
509
ZIMMER BIOMET HLDGS INC
COM
98956P102
13
120
SH
SOLE
0
0
120