0001085146-21-001357.txt : 20210429 0001085146-21-001357.hdr.sgml : 20210429 20210429110022 ACCESSION NUMBER: 0001085146-21-001357 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 EFFECTIVENESS DATE: 20210429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pettinga Financial Advisors, LLC CENTRAL INDEX KEY: 0001694592 IRS NUMBER: 274279360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19003 FILM NUMBER: 21868062 BUSINESS ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 BUSINESS PHONE: 812-436-4000 MAIL ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001694592 XXXXXXXX 03-31-2021 03-31-2021 false Pettinga Financial Advisors, LLC

519 MAIN STREET, STE 100 EVANSVILLE IN 47708

13F HOLDINGS REPORT 028-19003 N Tonya F Borders 812-436-4000 /s/ Tonya F Borders Evansville IL 04-26-2021 0 118 343122 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 277 2310 SH SOLE 0 0 2310 ABBVIE INC COM 00287Y109 218 2018 SH SOLE 0 0 2018 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 965 8670 SH SOLE 0 0 8670 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 3503 148390 SH SOLE 0 0 148390 ALPS ETF TR ALERIAN MLP 00162Q452 620 20340 SH SOLE 0 0 20340 AMAZON COM INC COM 023135106 139 45 SH OTR 0 0 45 AMAZON COM INC COM 023135106 668 216 SH SOLE 0 0 216 AMGEN INC COM 031162100 201 807 SH SOLE 0 0 807 ANTHEM INC COM 036752103 90 251 SH OTR 0 0 251 ANTHEM INC COM 036752103 244 681 SH SOLE 0 0 681 APPLE INC COM 037833100 177 1447 SH OTR 0 0 1447 APPLE INC COM 037833100 2740 22430 SH SOLE 0 0 22430 AT&T INC COM 00206R102 742 24512 SH SOLE 0 0 24512 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1037 4058 SH SOLE 0 0 4058 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4 15 SH OTR 0 0 15 BOEING CO COM 097023105 268 1052 SH SOLE 0 0 1052 BRISTOL-MYERS SQUIBB CO COM 110122108 717 11359 SH SOLE 0 0 11359 CATERPILLAR INC COM 149123101 200 864 SH SOLE 0 0 864 CHEVRON CORP NEW COM 166764100 268 2554 SH SOLE 0 0 2554 CINCINNATI FINL CORP COM 172062101 5436 52733 SH SOLE 0 0 52733 COSTCO WHSL CORP NEW COM 22160K105 359 1019 SH SOLE 0 0 1019 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 201 7200 SH SOLE 0 0 7200 DEERE & CO COM 244199105 1006 2689 SH SOLE 0 0 2689 DISNEY WALT CO COM 254687106 256 1387 SH SOLE 0 0 1387 DOUBLELINE INCOME SOLUTIONS COM 258622109 664 36540 SH SOLE 0 0 36540 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 5523 288578 SH SOLE 0 0 288578 ENTERPRISE PRODS PARTNERS L COM 293792107 329 14950 SH SOLE 0 0 14950 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 178 12351 SH SOLE 0 0 12351 FIRST CTZNS BANCSHARES INC N CL A 31946M103 405 485 SH SOLE 0 0 485 FRONTLINE LTD SHS NEW G3682E192 100 13930 SH SOLE 0 0 13930 GENESIS ENERGY L P UNIT LTD PARTN 371927104 164 17520 SH SOLE 0 0 17520 GERMAN AMERN BANCORP INC COM 373865104 362 7836 SH SOLE 0 0 7836 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 292 9250 SH SOLE 0 0 9250 GLOBAL X FDS GLOBAL X SILVER 37954Y848 772 19340 SH SOLE 0 0 19340 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 225 11750 SH SOLE 0 0 11750 HOME DEPOT INC COM 437076102 240 787 SH SOLE 0 0 787 INDIA FD INC COM 454089103 1771 82550 SH SOLE 0 0 82550 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 749 29800 SH SOLE 0 0 29800 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 8202 54081 SH SOLE 0 0 54081 INVESCO QQQ TR UNIT SER 1 46090E103 2984 9351 SH SOLE 0 0 9351 ISHARES GOLD TR ISHARES 464285105 1027 63166 SH SOLE 0 0 63166 ISHARES INC MSCI ISRAEL ETF 464286632 265 4115 SH SOLE 0 0 4115 ISHARES SILVER TR ISHARES 46428Q109 2743 120837 SH SOLE 0 0 120837 ISHARES TR 0-5YR HI YL CP 46434V407 229 4991 SH SOLE 0 0 4991 ISHARES TR 20 YR TR BD ETF 464287432 2487 18363 SH SOLE 0 0 18363 ISHARES TR CORE DIV GRWTH 46434V621 232 4806 SH SOLE 0 0 4806 ISHARES TR CORE HIGH DV ETF 46429B663 218 2300 SH SOLE 0 0 2300 ISHARES TR CORE S&P MCP ETF 464287507 7134 27409 SH SOLE 0 0 27409 ISHARES TR CORE S&P SCP ETF 464287804 18602 171398 SH SOLE 0 0 171398 ISHARES TR CORE S&P SCP ETF 464287804 101 930 SH OTR 0 0 930 ISHARES TR CORE S&P500 ETF 464287200 263 662 SH OTR 0 0 662 ISHARES TR CORE S&P500 ETF 464287200 21461 53946 SH SOLE 0 0 53946 ISHARES TR CORE TOTAL USD 46434V613 8843 167646 SH SOLE 0 0 167646 ISHARES TR CORE TOTAL USD 46434V613 41 770 SH OTR 0 0 770 ISHARES TR EAFE GRWTH ETF 464288885 14373 143071 SH SOLE 0 0 143071 ISHARES TR EAFE GRWTH ETF 464288885 287 2860 SH OTR 0 0 2860 ISHARES TR EAFE VALUE ETF 464288877 21037 412741 SH SOLE 0 0 412741 ISHARES TR EAFE VALUE ETF 464288877 352 6904 SH OTR 0 0 6904 ISHARES TR ESG AWR MSCI USA 46435G425 634 6983 SH OTR 0 0 6983 ISHARES TR ESG AWR MSCI USA 46435G425 37630 414110 SH SOLE 0 0 414110 ISHARES TR FALN ANGLS USD 46435G474 3867 132239 SH SOLE 0 0 132239 ISHARES TR FLTG RATE NT ETF 46429B655 433 8519 SH SOLE 0 0 8519 ISHARES TR GL CLEAN ENE ETF 464288224 1026 42228 SH SOLE 0 0 42228 ISHARES TR GLOBAL TECH ETF 464287291 174 566 SH OTR 0 0 566 ISHARES TR GLOBAL TECH ETF 464287291 8916 28975 SH SOLE 0 0 28975 ISHARES TR MSCI EAFE ETF 464287465 2595 34204 SH SOLE 0 0 34204 ISHARES TR MSCI EMG MKT ETF 464287234 453 8493 SH SOLE 0 0 8493 ISHARES TR MSCI USA MIN VOL 46429B697 71 1028 SH OTR 0 0 1028 ISHARES TR MSCI USA MIN VOL 46429B697 1378 19913 SH SOLE 0 0 19913 ISHARES TR MSCI USA MMENTM 46432F396 41 257 SH OTR 0 0 257 ISHARES TR MSCI USA MMENTM 46432F396 4646 28883 SH SOLE 0 0 28883 ISHARES TR MSCI USA VALUE 46432F388 11028 107635 SH SOLE 0 0 107635 ISHARES TR MSCI USA VALUE 46432F388 199 1937 SH OTR 0 0 1937 ISHARES TR NASDAQ BIOTECH 464287556 209 1389 SH SOLE 0 0 1389 ISHARES TR RUS 1000 GRW ETF 464287614 13137 54054 SH SOLE 0 0 54054 ISHARES TR RUS 2000 VAL ETF 464287630 1958 12280 SH SOLE 0 0 12280 ISHARES TR RUSSELL 2000 ETF 464287655 750 3395 SH SOLE 0 0 3395 ISHARES TR SELECT DIVID ETF 464287168 203 1775 SH SOLE 0 0 1775 ISHARES TR TIPS BD ETF 464287176 521 4148 SH SOLE 0 0 4148 ISHARES TR U.S. ENERGY ETF 464287796 6259 238638 SH SOLE 0 0 238638 ISHARES TR U.S. ENERGY ETF 464287796 58 2209 SH OTR 0 0 2209 ISHARES TR U.S. MED DVC ETF 464288810 61 185 SH OTR 0 0 185 ISHARES TR U.S. MED DVC ETF 464288810 5129 15527 SH SOLE 0 0 15527 ISHARES TR US TREAS BD ETF 46429B267 2844 108595 SH SOLE 0 0 108595 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 7032 235031 SH SOLE 0 0 235031 MCDONALDS CORP COM 580135101 474 2114 SH SOLE 0 0 2114 MICROSOFT CORP COM 594918104 1061 4498 SH SOLE 0 0 4498 NORDIC AMERICAN TANKERS LIMI COM G65773106 70 21400 SH SOLE 0 0 21400 OLD NATL BANCORP IND COM 680033107 1108 57307 SH SOLE 0 0 57307 OWL ROCK CAPITAL CORPORATION COM 69121K104 10783 783114 SH SOLE 0 0 783114 PEPSICO INC COM 713448108 287 2030 SH SOLE 0 0 2030 PROCTER AND GAMBLE CO COM 742718109 671 4958 SH SOLE 0 0 4958 SELECT SECTOR SPDR TR ENERGY 81369Y506 1397 28475 SH SOLE 0 0 28475 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4412 64595 SH SOLE 0 0 64595 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3655 31313 SH SOLE 0 0 31313 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1126 33075 SH SOLE 0 0 33075 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3900 60903 SH SOLE 0 0 60903 SHOPIFY INC CL A 82509L107 277 250 SH SOLE 0 0 250 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 8344 25270 SH SOLE 0 0 25270 SPDR GOLD TR GOLD SHS 78463V107 11300 70645 SH SOLE 0 0 70645 SPDR S&P 500 ETF TR TR UNIT 78462F103 14442 36438 SH SOLE 0 0 36438 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4133 8682 SH SOLE 0 0 8682 SPDR SER TR NUVEEN BLMBRG SR 78468R739 4767 96186 SH SOLE 0 0 96186 SPDR SER TR S&P BK ETF 78464A797 2134 41140 SH SOLE 0 0 41140 SPDR SER TR S&P HOMEBUILD 78464A888 863 12265 SH SOLE 0 0 12265 SPDR SER TR S&P METALS MNG 78464A755 647 16207 SH SOLE 0 0 16207 SPDR SER TR S&P OILGAS EXP 78468R556 747 9187 SH SOLE 0 0 9187 SPDR SER TR S&P REGL BKG 78464A698 294 4425 SH SOLE 0 0 4425 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 230 26250 SH SOLE 0 0 26250 UNITED STS GASOLINE FD LP UNITS 91201T102 1251 39709 SH SOLE 0 0 39709 UNIVERSAL DISPLAY CORP COM 91347P105 310 1310 SH SOLE 0 0 1310 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2628 80847 SH SOLE 0 0 80847 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3820 41588 SH SOLE 0 0 41588 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2162 14700 SH SOLE 0 0 14700 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 632 6249 SH SOLE 0 0 6249 VERIZON COMMUNICATIONS INC COM 92343V104 327 5620 SH SOLE 0 0 5620 WALMART INC COM 931142103 409 3010 SH SOLE 0 0 3010 WILLIAMS COS INC COM 969457100 218 9184 SH SOLE 0 0 9184