0001562762-18-000093.txt : 20180315 0001562762-18-000093.hdr.sgml : 20180315 20180315140510 ACCESSION NUMBER: 0001562762-18-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180313 FILED AS OF DATE: 20180315 DATE AS OF CHANGE: 20180315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stromquist Marty CENTRAL INDEX KEY: 0001699918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38071 FILM NUMBER: 18691965 MAIL ADDRESS: STREET 1: C/O NCS MULTISTAGE, LLC STREET 2: 19450 STATE HIGHWAY 249, SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCS Multistage Holdings, Inc. CENTRAL INDEX KEY: 0001692427 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 461527455 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19450 STATE HIGHWAY 249 STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 281-453-2222 MAIL ADDRESS: STREET 1: 19450 STATE HIGHWAY 249 STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77070 4 1 certent-form4.xml FORM 4 SUBMISSION X0306 4 2018-03-13 0001692427 NCS Multistage Holdings, Inc. NCSM 0001699918 Stromquist Marty C/O NCS MULTISTAGE HOLDINGS, INC. 19450 STATE HIGHWAY 249, SUITE 200 HOUSTON TX 77070 1 1 0 0 President Common Stock 2018-03-13 4 X 0 7253 1.24 A 31672 D Common Stock 2018-03-13 4 S 0 7253 17.39 D 24419 D Common Stock 2018-03-14 4 X 0 31900 1.24 A 56319 D Common Stock 2018-03-14 4 S 0 31900 16.60 D 24419 D Common Stock 2018-03-14 4 X 0 71325 1.24 A 95744 D Common Stock 2018-03-14 4 S 0 71325 16.02 D 24419 D Common Stock 221156 I See Footnote Option (right to buy) 1.24 2018-03-13 4 X 0 7253 0 D 2019-01-01 Common Stock 7253 234862 D Option (right to buy) 1.24 2018-03-14 4 X 0 31900 0 D 2019-01-01 Common Stock 31900 202962 D Option (right to buy) 1.24 2018-03-14 4 X 0 71325 0 D 2019-01-01 Common Stock 71325 131637 D Option (right to buy) 5.88 2022-12-21 Common Stock 251133 251133 D Includes 24,419 restricted stock units which vest in three equal annual installments beginning on March 1, 2019. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4. The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.18. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.10. These options have vested and are exercisable. Consists of 100,452 vested and exercisable options and 150,681 options that vest and become exercisable in three equal annual installments beginning on May 3, 2018. /s/ Kevin Trautner, attorney-in-fact 2018-03-15