0001562762-18-000093.txt : 20180315
0001562762-18-000093.hdr.sgml : 20180315
20180315140510
ACCESSION NUMBER: 0001562762-18-000093
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180315
DATE AS OF CHANGE: 20180315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stromquist Marty
CENTRAL INDEX KEY: 0001699918
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38071
FILM NUMBER: 18691965
MAIL ADDRESS:
STREET 1: C/O NCS MULTISTAGE, LLC
STREET 2: 19450 STATE HIGHWAY 249, SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NCS Multistage Holdings, Inc.
CENTRAL INDEX KEY: 0001692427
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 461527455
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19450 STATE HIGHWAY 249
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 281-453-2222
MAIL ADDRESS:
STREET 1: 19450 STATE HIGHWAY 249
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
certent-form4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-13
0001692427
NCS Multistage Holdings, Inc.
NCSM
0001699918
Stromquist Marty
C/O NCS MULTISTAGE HOLDINGS, INC.
19450 STATE HIGHWAY 249, SUITE 200
HOUSTON
TX
77070
1
1
0
0
President
Common Stock
2018-03-13
4
X
0
7253
1.24
A
31672
D
Common Stock
2018-03-13
4
S
0
7253
17.39
D
24419
D
Common Stock
2018-03-14
4
X
0
31900
1.24
A
56319
D
Common Stock
2018-03-14
4
S
0
31900
16.60
D
24419
D
Common Stock
2018-03-14
4
X
0
71325
1.24
A
95744
D
Common Stock
2018-03-14
4
S
0
71325
16.02
D
24419
D
Common Stock
221156
I
See Footnote
Option (right to buy)
1.24
2018-03-13
4
X
0
7253
0
D
2019-01-01
Common Stock
7253
234862
D
Option (right to buy)
1.24
2018-03-14
4
X
0
31900
0
D
2019-01-01
Common Stock
31900
202962
D
Option (right to buy)
1.24
2018-03-14
4
X
0
71325
0
D
2019-01-01
Common Stock
71325
131637
D
Option (right to buy)
5.88
2022-12-21
Common Stock
251133
251133
D
Includes 24,419 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.
The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.18.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.10.
These options have vested and are exercisable.
Consists of 100,452 vested and exercisable options and 150,681 options that vest and become exercisable in three equal annual installments beginning on May 3, 2018.
/s/ Kevin Trautner, attorney-in-fact
2018-03-15