0000016918-20-000011.txt : 20200110
0000016918-20-000011.hdr.sgml : 20200110
20200110170307
ACCESSION NUMBER: 0000016918-20-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200109
FILED AS OF DATE: 20200110
DATE AS OF CHANGE: 20200110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klein David Eric
CENTRAL INDEX KEY: 0001553612
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08495
FILM NUMBER: 20521848
MAIL ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
CITY: VICTOR
STATE: NY
ZIP: 14564
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC.
CENTRAL INDEX KEY: 0000016918
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 160716709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0229
BUSINESS ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
BUSINESS PHONE: 585-678-7100
MAIL ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
FORMER COMPANY:
FORMER CONFORMED NAME: CONSTELLATION BRANDS INC
DATE OF NAME CHANGE: 20000920
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC
DATE OF NAME CHANGE: 19970902
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_157869376848477.xml
FORM 4
X0306
4
2020-01-09
1
0000016918
CONSTELLATION BRANDS, INC.
STZ
0001553612
Klein David Eric
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR
NY
14564
0
1
0
0
Exec Vice Pres. & CFO
Class A Common Stock
2019-07-09
5
G
0
E
125
0
D
45380
D
Class A Common Stock
2019-07-09
5
G
0
E
96
0
D
45284
D
Class A Common Stock
2020-01-09
4
C
0
36488
A
81844
D
Class A Common Stock
2020-01-09
4
S
0
36488
195.4766
D
45356
D
Non-Qualified Stock Option (right to buy)
20.6
2020-01-09
5
M
0
E
21760
0
D
2021-04-05
Class 1 (convertible) Common Stock
21760.0
0
D
Non-Qualified Stock Option (right to buy)
24.5
2020-01-09
5
M
0
E
11640
0
D
2013-04-03
2022-04-03
Class 1 (convertible) Common Stock
11640.0
0
D
Non-Qualified Stock Option (right to buy)
47.79
2020-01-09
4
M
0
3088
0
D
2014-04-26
2023-04-26
Class 1 (convertible) Common Stock
3088.0
5712
D
Class 1 (convertible) Common Stock
2020-01-09
4
M
0
36488
A
Class A Common Stock
36488.0
36488
D
Class 1 (convertible) Common Stock
2020-01-09
4
C
0
36488
0
D
Class A Common Stock
36488.0
0
D
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $195.00 to $195.60, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Includes shares of Class A Common Stock acquired in July 2019 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
100% of this option has become exercisable.
Vesting schedule began on the date specified; 100% of this option has now vested.
Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
The shares of Class 1 Common Stock were acquired at the following prices: 21,760 shares at $20.60; 11,640 shares at $24.50; and 3,088 shares at $47.79.
/s/ H. Elaine Ziakas for David Eric Klein
2020-01-10