0000016918-20-000011.txt : 20200110 0000016918-20-000011.hdr.sgml : 20200110 20200110170307 ACCESSION NUMBER: 0000016918-20-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200109 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klein David Eric CENTRAL INDEX KEY: 0001553612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 20521848 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0229 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_157869376848477.xml FORM 4 X0306 4 2020-01-09 1 0000016918 CONSTELLATION BRANDS, INC. STZ 0001553612 Klein David Eric C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 0 1 0 0 Exec Vice Pres. & CFO Class A Common Stock 2019-07-09 5 G 0 E 125 0 D 45380 D Class A Common Stock 2019-07-09 5 G 0 E 96 0 D 45284 D Class A Common Stock 2020-01-09 4 C 0 36488 A 81844 D Class A Common Stock 2020-01-09 4 S 0 36488 195.4766 D 45356 D Non-Qualified Stock Option (right to buy) 20.6 2020-01-09 5 M 0 E 21760 0 D 2021-04-05 Class 1 (convertible) Common Stock 21760.0 0 D Non-Qualified Stock Option (right to buy) 24.5 2020-01-09 5 M 0 E 11640 0 D 2013-04-03 2022-04-03 Class 1 (convertible) Common Stock 11640.0 0 D Non-Qualified Stock Option (right to buy) 47.79 2020-01-09 4 M 0 3088 0 D 2014-04-26 2023-04-26 Class 1 (convertible) Common Stock 3088.0 5712 D Class 1 (convertible) Common Stock 2020-01-09 4 M 0 36488 A Class A Common Stock 36488.0 36488 D Class 1 (convertible) Common Stock 2020-01-09 4 C 0 36488 0 D Class A Common Stock 36488.0 0 D The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $195.00 to $195.60, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Includes shares of Class A Common Stock acquired in July 2019 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan. 100% of this option has become exercisable. Vesting schedule began on the date specified; 100% of this option has now vested. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. The shares of Class 1 Common Stock were acquired at the following prices: 21,760 shares at $20.60; 11,640 shares at $24.50; and 3,088 shares at $47.79. /s/ H. Elaine Ziakas for David Eric Klein 2020-01-10