MEMBER

0001398344-19-020320.txt : 20191114 0001398344-19-020320.hdr.sgml : 20191114 20191114141825 ACCESSION NUMBER: 0001398344-19-020320 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELCO Management Co., LLC CENTRAL INDEX KEY: 0001690717 IRS NUMBER: 133811111 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17577 FILM NUMBER: 191218894 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-603-7852 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001690717 XXXXXXXX 09-30-2019 09-30-2019 false ELCO Management Co., LLC

200 PARK AVENUE SUITE 1700 NEW YORK NY 10166

13F COMBINATION REPORT 028-17577 028-10662 MENDON CAPITAL ADVISORS CORP 028-14357 Water Asset Management LLC N JAMES ELLIOT MEMBER 212-603-7582 /s/ JAMES ELLIOT NEW YORK NY 11-14-2019 0 158 166175 INFORMATION TABLE 2 fp0046660_13fhr-table.xml 13F INFORMATION TABLE LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1521 17000 SH SOLE 17000 0 0 3M CO COM 88579y101 247 1500 SH SOLE 0 0 1500 SMITH A O CORP COM 831865209 72 1500 SH SOLE 1500 0 0 SMITH A O CORP COM 831865209 257 5389 SH DFND 0 5389 0 ABBOTT LABS COM 002824100 1557 18605 SH SOLE 0 0 18605 ABBVIE INC COM 00287y109 1401 18500 SH SOLE 0 0 18500 ABILITY INC SHS g8789k124 9 16000 SH SOLE 0 0 16000 ADVANCED MICRO DEVICES INC COM 007903107 290 10000 SH SOLE 0 0 10000 AIRNET TECHNOLOGY INC SPONSORED ADR 00941q104 19 20000 SH SOLE 135 0 1729 ALPHABET INC CAP STK CL C 02079k107 2272 1864 SH DFND 0 31194 0 AMALGAMATED BK NEW YORK N Y CLASS A 022663108 500 31194 SH SOLE 100 0 1534 AMAZON COM INC COM 023135106 2836 1634 SH SOLE 3600 0 0 AMEREN CORP COM 023608102 288 3600 SH SOLE 8600 0 17052 AMERICAN WTR WKS CO INC NEW COM 030420103 3187 25652 SH SOLE 0 0 2000 AMERICAN WTR WKS CO INC NEW COM 030420103 170 1372 SH SOLE 131000 0 51965 AMERIS BANCORP COM 03076k108 799 19854 SH SOLE 860 0 16286 ANALOG DEVICES INC COM 032654105 223 2000 SH SOLE 110 0 10320 ANTERO MIDSTREAM CORP COM 03676b102 1354 182965 SH DFND 0 7252 0 APPLE INC COM 037833100 3840 17146 SH DFND 0 4444 0 AQUA AMERICA INC COM 03836W103 468 10430 SH SOLE 0 0 1024 AQUA AMERICA INC COM 03836W103 325 7252 SH SOLE 0 0 20000 AQUA AMERICA INC UNIT 04/30/2022 03836w202 269 4444 SH DFND 0 19854 0 ASML HOLDING N V N Y REGISTRY SHS n07059210 254 1024 SH SOLE 10000 0 0 BAKER HUGHES A GE CO CL A 05722g100 232 10000 SH DFND 0 73218 0 BANCORP 34 INC COM 05970V106 1078 73218 SH DFND 0 64584 0 BANK7 CORP COM 06652n107 1214 64584 SH DFND 0 27447 0 BAYCOM CORP COM 07272m107 623 27447 SH SOLE 1510 0 10677 BLACKROCK ENHANCED EQT DIV T COM 09251a104 430 46800 SH SOLE 0 0 5000 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SH SOLE 0 0 675 ILLUMINA INC COM 452327109 4410 14496 SH DFND 0 10044 0 IMAX CORP COM 45245e109 230 10500 SH SOLE 45 0 4365 INTEL CORP COM 458140100 812 15760 SH SOLE 4285 0 18420 INTERCONTINENTAL EXCHANGE IN COM 45866f104 1016 11015 SH SOLE 30 0 5928 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137v100 433 6400 SH SOLE 43000 0 1647 ISHARES TR GLOB HLTHCRE ETF 464287325 785 12850 SH SOLE 1360 0 14631 JOHNSON & JOHNSON COM 478160104 584 4515 SH SOLE 9325 0 4460 JPMORGAN CHASE & CO COM 46625h100 1450 12323 SH SOLE 0 0 7695 KIMBELL RTY PARTNERS LP UNIT 49435r102 207 14100 SH SOLE 0 0 11600 KINDER MORGAN INC DEL COM 49456B101 1115 54104 SH SOLE 0 0 8000 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077b207 560 30100 SH SOLE 0 0 1350 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 256 40000 SH DFND 0 37925 0 LOCKHEED MARTIN CORP COM 539830109 263 675 SH SOLE 161000 0 0 LUTHER BURBANK CORP COM 550550107 114 10044 SH DFND 0 9680 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1721 25977 SH SOLE 28000 0 0 MARRIOTT INTL INC NEW CL A 571903202 548 4410 SH SOLE 3150 0 10994 MASCO CORP COM 574599106 230 5514 SH SOLE 0 0 3575 MASTEC INC COM 576323109 1474 22705 SH SOLE 5500 0 100 MCDONALDS CORP COM 580135101 1279 5958 SH SOLE 0 0 4000 MEDTRONIC PLC SHS g5960l103 2037 18756 SH SOLE 58000 0 0 MICROSOFT CORP COM 594918104 2223 15991 SH SOLE 7300 0 198 MPLX LP COM UNIT REP LTD 55336V100 3601 128545 SH DFND 0 21365 0 MUELLER WTR PRODS INC COM SER A 624758108 179 15893 SH SOLE 4400 0 0 NEXTERA ENERGY INC COM 65339F101 3212 13785 SH DFND 0 11280 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341b106 407 7695 SH SOLE 0 0 2500 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 1944 139720 SH SOLE 0 0 5000 NISOURCE INC COM 65473p105 347 11600 SH DFND 0 7662 0 NOAH HLDGS LTD SPON ADS CL A 65487x102 234 8000 SH SOLE 0 0 1900 NORFOLK SOUTHERN CORP COM 655844108 243 1350 SH SOLE 0 0 3950 OASIS PETE INC NEW COM 674215108 557 161000 SH SOLE 55 0 4400 ONEOK INC NEW COM 682680103 366 4970 SH SOLE 0 0 4093 ORIGIN BANCORP INC COM 68621t102 327 9680 SH SOLE 0 0 16450 PATTERSON UTI ENERGY INC COM 703481101 239 28000 SH SOLE 11600 0 12530 PBF LOGISTICS LP UNIT LTD PTNR 69318Q104 268 12670 SH DFND 0 27224 0 PHILLIPS 66 COM 718546104 1448 14144 SH DFND 0 75183 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 202 3575 SH SOLE 0 0 2450 PIONEER NAT RES CO COM 723787107 704 5600 SH SOLE 38 0 1584 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2368 114130 SH SOLE 0 0 3775 PRIMERICA INC COM 74164m108 509 4000 SH DFND 0 73702 0 PROCTER & GAMBLE CO COM 742718109 1681 13519 SH DFND 0 61957 0 PROPETRO HLDG CORP COM 74347m108 527 58000 SH SOLE 64035 0 46973 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 465 7498 SH SOLE 0 0 8910 RED RIVER BANCSHARES INC COM 75686r202 927 21365 SH DFND 0 11508 0 REXNORD CORP NEW COM 76169B102 119 4400 SH SOLE 0 0 10000 REXNORD CORP NEW COM 76169B102 305 11280 SH SOLE 0 0 3604 ROYAL BK CDA MONTREAL QUE COM 780087102 203 2500 SH SOLE 0 0 3000 ROYAL DUTCH 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