0001398344-17-014612.txt : 20171114
0001398344-17-014612.hdr.sgml : 20171114
20171114095357
ACCESSION NUMBER: 0001398344-17-014612
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELCO Management Co., LLC
CENTRAL INDEX KEY: 0001690717
IRS NUMBER: 133811111
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17577
FILM NUMBER: 171198877
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-603-7852
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
STREET 2: SUITE 1700
CITY: NEW YORK
STATE: NY
ZIP: 10166
13F-HR
1
primary_doc.xml
13F-HR
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false
false
0001690717
XXXXXXXX
09-30-2017
09-30-2017
false
ELCO Management Co., LLC
200 Park Avenue
Suite 1700
New York
NY
10166
13F COMBINATION REPORT
028-17577
Mendon Capital Advisors, Corp
Water Asset Management, LLC
N
JAMES ELLIOT
MEMBER
212-603-7582
/S/ JAMES ELLIOT
NEW YORK
NY
11-13-2017
0
146
177457
INFORMATION TABLE
2
fp0029134_13fhr-table.xml
13F INFORMATION TABLE
CHICAGO BRIDGE & IRON CO N V
COM
167250109
788
46900
SH
SOLE
40500
0
6400
CORE LABORATORIES N V
COM
N22717107
1012
10250
SH
SOLE
10100
0
150
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1783
18000
SH
SOLE
18000
0
0
SCHLUMBERGER LTD
COM
806857108
1756
25177
SH
SOLE
18797
0
6380
3M CO
COM
88579y101
315
1500
SH
SOLE
0
0
1500
SMITH A O
COM
831865209
89
1500
SH
SOLE
1500
0
0
SMITH A O
COM
831865209
135
2268
SH
DFND
0
2268
0
ABBOTT LABS
COM
002824100
982
18405
SH
SOLE
0
0
18405
ABBVIE INC
COM
00287y109
1644
18500
SH
SOLE
0
0
18500
ALLERGAN PLC
SHS
g0177j108
437
2132
SH
SOLE
15
0
2117
ALPHABET INC
CAP STK CL C
02079k107
1612
1681
SH
SOLE
5
0
1676
AMAZON COM INC
COM
023135106
1761
1832
SH
SOLE
25
0
1807
AMERICAN WTR WKS CO INC NEW
COM
030420103
1690
20885
SH
SOLE
4145
0
16740
AMERICAN WTR WKS CO INC NEW
COM
030420103
239
2959
SH
DFND
0
2959
0
ANADARKO PETE CORP
COM
032511107
1226
25100
SH
SOLE
24800
0
300
ANTERO RES CORP
COM
03674x106
486
24400
SH
SOLE
24400
0
0
APPLE INC
COM
037833100
2561
16618
SH
SOLE
180
0
16438
ATLANTIC CAP BANCSHARES INC
COM
048269203
572
31510
SH
DFND
0
31510
0
ATLANTIC COAST FINL CORP
COM
048426100
1388
157529
SH
DFND
0
157529
0
BANCORP 34 INC
COM
05970V106
483
34489
SH
DFND
0
34489
0
BOEING CO
COM
097023105
2567
10096
SH
SOLE
30
0
10066
CABOT OIL & GAS CORP
COM
127097103
1535
57400
SH
SOLE
54000
0
3400
CALIFORNIA WTR SVC GROUP
COM
130788102
114
3000
SH
SOLE
3000
0
0
CALIFORNIA WTR SVC GROUP
COM
130788102
124
3251
SH
DFND
0
3251
0
CHEESECAKE FACTORY INC
COM
163072101
213
5062
SH
SOLE
0
0
5062
CHENIERE ENERGY INC
COM NEW
16411R208
3253
72225
SH
SOLE
55200
0
17025
CHINACACHE INTL HLDG LTD
SPONSORED ADR
16950m107
98
115083
SH
SOLE
0
0
115083
CIVISTA BANCSHARES INC
COM NO PAR
178867107
488
21860
SH
DFND
0
21860
0
COCA COLA CO
COM
191216100
376
8355
SH
SOLE
45
0
8310
COLGATE PALMOLIVE CO
COM
194162103
2602
35720
SH
SOLE
0
0
35720
CONNECTICUT WTR SVC INC
COM
207797101
208
3500
SH
SOLE
3500
0
0
CONNECTICUT WTR SVC INC
COM
207797101
265
4474
SH
DFND
0
4474
0
CONSTELLATION BRANDS INC
CL A
21036p108
861
4315
SH
SOLE
10
0
4305
CUMMINS INC
COM
231021106
733
4360
SH
SOLE
1010
0
3350
CVS HEALTH CORP
COM
126650100
1291
15880
SH
SOLE
55
0
15825
DOMINION ENERGY INC
COM
25746u109
1522
19785
SH
SOLE
50
0
19735
DOWDUPONT INC
COM
26078j100
3970
57340
SH
SOLE
26595
0
30745
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336t100
340
19700
SH
SOLE
0
0
19700
EQT CORP
COM
26884L109
1523
23350
SH
SOLE
22000
0
1350
ESQUIRE FINL HLDGS INC
COM
29667j101
714
44400
SH
DFND
0
44400
0
EQUITY BANCSHARES INC
COM CL A
29460X109
656
18430
SH
DFND
0
18430
0
EVERSOURCE ENERGY
COM
30040w108
272
4500
SH
SOLE
0
0
4500
FNB CORP PA
COM
302520101
262
18708
SH
SOLE
248
0
18460
FANG HLDGS LTD
ADR
30711y102
40
10000
SH
SOLE
0
0
10000
FIRST CMNTY CORP S C
COM
319835104
1115
54509
SH
DFND
0
54509
0
FIRST FNDTN INC
COM
32026V104
660
36886
SH
DFND
0
36886
0
FIRST INTST BANCSYSTEM INC
COM CL A
32055y201
901
23564
SH
DFND
0
23564
0
FIRST SOUTH BANCORP INC VA
COM
33646w100
461
24868
SH
DFND
0
24868
0
FSB BANCORP INC
COM
30289C102
291
17550
SH
DFND
0
17550
0
FIRST BANCORP N C
COM
318910106
567
16475
SH
DFND
0
16475
0
GENERAL ELECTRIC CO
COM
369604103
1568
64835
SH
SOLE
21130
0
43705
GLOBAL WTR RES INC
COM
379463102
57
6000
SH
SOLE
6000
0
0
GLOBAL WTR RES INC
COM
379463102
166
17659
SH
DFND
0
17659
0
HALLIBURTON CO
COM
406216101
2778
60357
SH
SOLE
47500
0
12857
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
936
126690
SH
SOLE
125000
0
1690
HEXCEL CORP NEW
COM
428291108
5915
103006
SH
SOLE
53325
0
49681
HOME DEPOT INC
COM
437076102
2761
16882
SH
SOLE
40
0
16842
HONEYWELL INTL INC
COM
438516106
2797
19730
SH
SOLE
4840
0
14890
ILLUMINA INC
COM
452327109
2975
14935
SH
SOLE
30
0
14905
IMAX CORP
COM
45245e109
238
10500
SH
SOLE
0
0
10500
INTEL CORP
COM
458140100
611
16050
SH
SOLE
0
0
16050
INTERCONTINENTAL EXCHANGE IN
COM
45866f104
570
8290
SH
SOLE
0
0
8290
INVESTAR HLDG CORP
COM
46134l105
345
14330
SH
DFND
0
14330
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
422
3750
SH
SOLE
0
0
3750
JOHNSON & JOHNSON
COM
478160104
400
3075
SH
SOLE
0
0
3075
JPMORGAN CHASE & CO
COM
46625h100
1119
11715
SH
SOLE
45
0
11670
KINDER MORGAN INC DEL
COM
49456B101
568
29593
SH
SOLE
82
0
29511
MARRIOTT INTL INC NEW
CL A
571903202
554
5020
SH
SOLE
20
0
5000
MASTEC INC
COM
576323109
1137
24500
SH
SOLE
5000
0
19500
MCDONALDS CORP
COM
580135101
986
6290
SH
SOLE
15
0
6275
MEDTRONIC PLC
SHS
g5960l103
1546
19874
SH
SOLE
75
0
19799
MELROSE BANCORP INC
COM
585553100
239
12000
SH
DFND
0
12000
0
METLIFE INC
COM
59156r108
550
10580
SH
SOLE
50
0
10530
MICROSOFT CORP
COM
594918104
812
10900
SH
SOLE
65
0
10835
MIDDLESEX WATER CO
COM
596680108
82
2100
SH
SOLE
2100
0
0
MIDDLESEX WATER CO
COM
596680108
132
3365
SH
DFND
0
3365
0
MIDSOUTH BANCORP INC
COM
598039105
1026
85109
SH
DFND
0
85109
0
NEXTERA ENERGY INC
COM
65339F101
3196
21805
SH
SOLE
16000
0
5805
NISOURCE INC
COM
65473p105
322
12600
SH
SOLE
0
0
12600
NOAH HLDGS LTD
SPON ADS CL A
65487x102
257
8000
SH
SOLE
0
0
8000
OASIS PETE INC NEW
COM
674215108
1094
120000
SH
SOLE
120000
0
0
ONEOK INC NEW
COM
682680103
1423
25681
SH
SOLE
12200
0
13481
PARK STERLING CORP
COM
70086Y105
295
23745
SH
SOLE
0
0
23745
PARK STERLING CORP
COM
70086Y105
598
48145
SH
DFND
0
48145
0
PCSB FINL CORP
COM
69324r104
167
8860
SH
SOLE
0
0
8860
PCSB FINL CORP
COM
69324r104
582
30863
SH
DFND
0
30863
0
PHILLIPS 66
COM
718546104
3475
37930
SH
SOLE
19300
0
18630
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
321
6115
SH
SOLE
0
0
6115
PIONEER NAT RES CO
COM
723787107
900
6100
SH
SOLE
6000
0
100
PRIMERICA INC
COM
74164m108
326
4000
SH
SOLE
0
0
4000
PROCTER AND GAMBLE CO
COM
742718109
1151
12650
SH
SOLE
50
0
12600
PROPETRO HLDG CORP
COM
74347m108
560
39000
SH
SOLE
39000
0
0
REXNORD CORP NEW
COM
76169B102
112
4400
SH
SOLE
4400
0
0
REXNORD CORP NEW
COM
76169B102
100
3939
SH
DFND
0
3939
0
RICE ENERGY INC
COM
762760106
972
33600
SH
SOLE
33000
0
600
ROYAL BK CDA MONTREAL QUE
COM
780087102
209
2700
SH
SOLE
0
0
2700
RPC INC
COM
749660106
1010
40750
SH
SOLE
40000
0
750
SAP SE
SPON ADR
803054204
208
1900
SH
SOLE
0
0
1900
SELECT BANCORP INC NEW
COM
81617L108
574
48986
SH
DFND
0
48986
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369y209
403
4925
SH
SOLE
0
0
4925
SEMGROUP CORP
CL A
81663A105
3428
119230
SH
SOLE
84092
0
35138
SEMPRA ENERGY
COM
816851109
508
4455
SH
SOLE
20
0
4435
SI FINL GROUP INC MD
COM
78425v104
1495
100000
SH
DFND
0
100000
0
SINA CORP
ORD
g81477104
229
2000
SH
SOLE
0
0
2000
SM ENERGY CO
COM
78454l100
497
28000
SH
SOLE
28000
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
1206
33167
SH
DFND
0
33167
0
SOUTHERN NATL BANCORP OF VA
COM
843395104
1179
69417
SH
DFND
0
69417
0
SPDR GOLD TRUST
GOLD SHS
78463v107
304
2500
SH
SOLE
0
0
2500
SUNSHINE BANCORP INC
COM
86777J108
114
4900
SH
SOLE
0
0
4900
SUNSHINE BANCORP INC
COM
86777J108
1507
64864
SH
DFND
0
64864
0
TARGA RES CORP
COM
87612G101
4882
103211
SH
SOLE
50535
0
52676
TARO PHARMACEUTICAL INDS LTD
SHS
m8737e108
240
2126
SH
SOLE
0
0
2126
TRIUMPH BANCORP INC
COM
89679E300
2442
75731
SH
DFND
0
75731
0
U S SILICA HLDGS INC
COM
90346E103
311
10000
SH
SOLE
10000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1335
11500
SH
SOLE
2525
0
8975
UNIVERSAL DISPLAY CORP
COM
91347p105
387
3000
SH
SOLE
0
0
3000
VECTREN CORP
COM
92240G101
493
7500
SH
SOLE
7500
0
0
VERIZON COMMUNICATIONS INC
COM
92343v104
440
8895
SH
SOLE
25
0
8870
DISNEY WALT CO
COM DISNEY
254687106
1323
13420
SH
SOLE
40
0
13380
WELLS FARGO CO NEW
COM
949746101
907
16440
SH
SOLE
95
0
16345
WESTERN NEW ENG BANCORP INC
COM
958892101
155
14187
SH
DFND
0
14187
0
WESTLAKE CHEM CORP
COM
960413102
1080
13000
SH
SOLE
13000
0
0
WILLIAMS COS INC DEL
COM
969457100
9934
331035
SH
SOLE
124885
0
206150
XYLEM INC
COM
98419M100
315
5023
SH
SOLE
3500
0
1523
XYLEM INC
COM
98419M100
325
5185
SH
DFND
0
5185
0
ZIMMER BIOMET HLDGS INC
COM
98956p102
693
5920
SH
SOLE
15
0
5905
AMERICAN MIDSTREAM PARTNERS
COM UNITS
02752P100
3074
225180
SH
SOLE
135000
0
90180
ANDEAVOR LOGISTICS LP
COM UNIT LP INT
03350f106
1751
34975
SH
SOLE
10000
0
24975
DCP MIDSTREAM LP
COM UT LTD PTN
23311p100
645
18613
SH
SOLE
0
0
18613
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
8691
500058
SH
SOLE
201200
0
298858
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278n103
574
31383
SH
SOLE
0
0
31383
ENTERPRISE PRODS PARTNERS L
COM
293792107
1886
72357
SH
SOLE
0
0
72357
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
3429
130135
SH
SOLE
26000
0
104135
KIMBELL RTY PARTNERS LP
UNIT
49435r102
205
13000
SH
SOLE
13000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
2442
34366
SH
SOLE
0
0
34366
MPLX LP
COM UNIT REP LTD
55336V100
3687
105315
SH
SOLE
49000
0
56315
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
2662
230460
SH
SOLE
160000
0
70460
PBF LOGISTICS LP
UNIT LTD PTNR
69318Q104
352
16750
SH
SOLE
0
0
16750
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
2069
97625
SH
SOLE
78000
0
19625
SANCHEZ MIDSTREAM PARTNERS L
COM UNITS REP B
79971c201
638
56740
SH
SOLE
55960
0
780
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
2062
103082
SH
SOLE
44000
0
59082
SUNOCO LP
COM U REP LP
86765K109
4422
142190
SH
SOLE
56000
0
86190
TC PIPELINES LP
UT COM LTD PRT
87233q108
494
9450
SH
SOLE
0
0
9450
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
3087
74975
SH
SOLE
50000
0
24975
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
934
24005
SH
SOLE
0
0
24005
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
303
5900
SH
SOLE
0
0
5900