Chief Compliance Officer

0001690531-18-000004.txt : 20180816 0001690531-18-000004.hdr.sgml : 20180816 20180815182355 ACCESSION NUMBER: 0001690531-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180816 DATE AS OF CHANGE: 20180815 EFFECTIVENESS DATE: 20180816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clearwater Capital Advisors, LLC CENTRAL INDEX KEY: 0001690531 IRS NUMBER: 204356509 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17575 FILM NUMBER: 181021959 BUSINESS ADDRESS: STREET 1: 2800 W. HIGGINS ROAD STREET 2: SUITE 1025 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60169 BUSINESS PHONE: 847-841-8650 MAIL ADDRESS: STREET 1: 2800 W. HIGGINS ROAD STREET 2: SUITE 1025 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60169 FORMER COMPANY: FORMER CONFORMED NAME: Clearwater Capital Partners, LLC DATE OF NAME CHANGE: 20170515 FORMER COMPANY: FORMER CONFORMED NAME: BSC PRIVATE WEALTH MANAGEMENT, LLC DATE OF NAME CHANGE: 20161121 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001690531 XXXXXXXX 06-30-2018 06-30-2018 Clearwater Capital Advisors, LLC

2800 W. HIGGINS ROAD SUITE 1025 HOFFMAN ESTATES IL 60169

13F HOLDINGS REPORT 028-17575 N Jeffrey P DeHaan Chief Compliance Officer 8478418650 Jeffrey P DeHaan Hoffman Estates IL 08-15-2018 0 183 487761 false INFORMATION TABLE 2 CCP2Q1813F.xml FREEPORT-MCMORAN INC CALL 35671D907 0 10000 SH Call SOLE 0 0 10000 FREEPORT-MCMORAN INC CALL 35671D907 0 10000 SH Call SOLE 0 0 10000 INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 703 5535 SH SOLE 0 0 5535 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 5436 34309 SH SOLE 0 0 34309 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 366 3596 SH SOLE 0 0 3596 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 3635 55304 SH SOLE 0 0 55304 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 3994 34807 SH SOLE 0 0 34807 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 656 4060 SH SOLE 0 0 4060 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 262 8130 PRN SOLE 0 0 8130 HD SUPPLY HLDGS INC COM 40416M105 600 14000 SH Put SOLE 0 0 14000 HD SUPPLY HLDGS INC COM 40416M105 600 14000 SH Put SOLE 0 0 14000 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2595 37360 SH SOLE 0 0 37360 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 13209 496751 SH SOLE 0 0 496751 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1721 20728 SH SOLE 0 0 20728 VANGUARD STAR FD VG TL INTL STK F 921909768 362 6694 SH SOLE 0 0 6694 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 299 7075 SH SOLE 0 0 7075 VANGUARD INDEX FDS GROWTH ETF 922908736 9791 65355 SH SOLE 0 0 65355 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 13542 544960 SH SOLE 0 0 544960 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 5476 40739 SH SOLE 0 0 40739 VANGUARD INDEX FDS MID CAP ETF 922908629 617 3915 SH SOLE 0 0 3915 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 653 8019 SH SOLE 0 0 8019 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3879 75457 SH SOLE 0 0 75457 ISHARES TR EDGE MSCI USA VL 46432F388 1750 21186 SH SOLE 0 0 21186 VANGUARD GROUP DIV APP ETF 921908844 430 4234 SH SOLE 0 0 4234 VANGUARD WORLD FDS INF TECH ETF 92204A702 376 2075 SH SOLE 0 0 2075 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 2185 32394 SH SOLE 0 0 32394 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1972 25244 SH SOLE 0 0 25244 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 8554 102413 SH SOLE 0 0 102413 VANGUARD INDEX FDS SM CP VAL ETF 922908611 2010 14805 SH SOLE 0 0 14805 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1128 6418 SH SOLE 0 0 6418 ISHARES TR MIN VOL USA ETF 46429B697 1797 33804 SH SOLE 0 0 33804 ISHARES TR TIPS BD ETF 464287176 2182 19332 SH SOLE 0 0 19332 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 11085 312792 SH SOLE 0 0 312792 AT&T INC COM 00206R102 292 9106 SH SOLE 0 0 9106 ISHARES TR SHRT NAT MUN ETF 464288158 412 3921 SH SOLE 0 0 3921 ISHARES TR 0-5 YR TIPS ETF 46429B747 5997 60161 SH SOLE 0 0 60161 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 361 7687 SH SOLE 0 0 7687 STERICYCLE INC COM 858912108 265 4064 SH SOLE 0 0 4064 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 656 18671 SH SOLE 0 0 18671 SPDR S&P 500 ETF TR TR UNIT 78462F103 1460 5383 SH SOLE 0 0 5383 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 897 18917 SH SOLE 0 0 18917 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 276 16000 SH SOLE 0 0 16000 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 625 9888 SH SOLE 0 0 9888 ISHARES TR 0-5YR INVT GR CP 46434V100 428 8622 SH SOLE 0 0 8622 SPDR SER TR BLOOMBERG SRT TR 78468R408 736 26960 SH SOLE 0 0 26960 ISHARES TR 0-5YR HI YL CP 46434V407 1841 39492 SH SOLE 0 0 39492 SPDR SER TR NUVEEN BLMBRG SR 78468R739 263 5471 SH SOLE 0 0 5471 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 301 5941 SH SOLE 0 0 5941 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 367 5646 SH SOLE 0 0 5646 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1753 33009 SH SOLE 0 0 33009 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1608 29299 SH SOLE 0 0 29299 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3610 47643 SH SOLE 0 0 47643 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1535 59279 SH SOLE 0 0 59279 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 430 5841 SH SOLE 0 0 5841 INVESCO QQQ TR UNIT SER 1 46090E103 2044 11910 SH SOLE 0 0 11910 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 690 12594 SH SOLE 0 0 12594 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 225 8960 SH SOLE 0 0 8960 INVESCO EXCHANGE TRADED FD T RUSEL 2000 VAL 46137V480 1273 39593 SH SOLE 0 0 39593 INVESCO EXCHANGE TRADED FD T RUSEL 2000 PUR 46137V498 255 6971 SH SOLE 0 0 6971 INVESCO EXCHANGE TRADED FD T RUSSEL 200 GWT 46137V431 2486 48911 SH SOLE 0 0 48911 INVESCO EXCHNG TRADED FD TR VRDO TAX FREE 46138G862 220 8850 SH SOLE 0 0 8850 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1205 8661 SH SOLE 0 0 8661 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2456 21816 SH SOLE 0 0 21816 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 4168 227911 SH SOLE 0 0 227911 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 3619 248592 SH SOLE 0 0 248592 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 716 38777 SH SOLE 0 0 38777 ISHARES TR S&P US PFD STK 464288687 2293 60815 SH SOLE 0 0 60815 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 1751 99510 SH SOLE 0 0 99510 NETFLIX INC COM 64110L106 209 535 SH SOLE 0 0 535 ISHARES TR NATIONAL MUN ETF 464288414 6162 56507 SH SOLE 0 0 56507 MICROSOFT CORP COM 594918104 614 6226 SH SOLE 0 0 6226 UBS AG JERSEY BRH ALERIAN INFRST 902641646 4175 182137 SH SOLE 0 0 182137 VANGUARD WORLD FD MEGA GRWTH IND 921910816 3553 29865 SH SOLE 0 0 29865 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 260 732 SH SOLE 0 0 732 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 3345 182893 SH SOLE 0 0 182893 MCDONALDS CORP COM 580135101 275 1755 SH SOLE 0 0 1755 ISHARES TR MBS ETF 464288588 4155 39885 SH SOLE 0 0 39885 ISHARES TR IBOXX INV CP ETF 464287242 4172 36413 SH SOLE 0 0 36413 LOCKHEED MARTIN CORP COM 539830109 255 862 SH SOLE 0 0 862 INVESCO EXCHNG TRADED FD TR KBW PREM YIELD 46138E594 872 24417 SH SOLE 0 0 24417 JPMORGAN CHASE & CO COM 46625H100 544 5218 SH SOLE 0 0 5218 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 5533 155959 SH SOLE 0 0 155959 JOHNSON & JOHNSON COM 478160104 396 3261 SH SOLE 0 0 3261 ISHARES TR MRGSTR MD CP ETF 464288208 265 1445 SH SOLE 0 0 1445 ISHARES TR MRNGSTR LG-CP ET 464287127 236 1536 SH SOLE 0 0 1536 WISDOMTREE TR JAP HDG QTLY DIV 97717X586 885 31960 SH SOLE 0 0 31960 ISHARES TR U.S. TECH ETF 464287721 922 5172 SH SOLE 0 0 5172 ISHARES TR U.S. FINLS ETF 464287788 1704 14539 SH SOLE 0 0 14539 ISHARES TR CORE MSCI TOTAL 46432F834 355 5900 SH SOLE 0 0 5900 ISHARES TR GLOB TELECOM ETF 464287275 207 3837 SH SOLE 0 0 3837 ISHARES TR GLOBAL TECH ETF 464287291 1003 6095 SH SOLE 0 0 6095 ISHARES TR RUS MD CP GR ETF 464287481 870 6863 SH SOLE 0 0 6863 ISHARES TR RUS 2000 GRW ETF 464287648 2455 12014 SH SOLE 0 0 12014 ISHARES TR RUS 1000 GRW ETF 464287614 291 2022 SH SOLE 0 0 2022 ISHARES TR S&P 500 GRWT ETF 464287309 2791 17164 SH SOLE 0 0 17164 ISHARES TR CORE S&P500 ETF 464287200 742 2717 SH SOLE 0 0 2717 ISHARES TR CORE S&P US GWT 464287671 1742 30451 SH SOLE 0 0 30451 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 3862 163895 SH SOLE 0 0 163895 INTEL CORP COM 458140100 302 6077 SH SOLE 0 0 6077 ISHARES TR S&P SML 600 GWT 464287887 970 5131 SH SOLE 0 0 5131 ISHARES TR SP SMCP600VL ETF 464287879 502 3077 SH SOLE 0 0 3077 ISHARES TR CORE S&P SCP ETF 464287804 383 4591 SH SOLE 0 0 4591 ISHARES TR S&P MC 400GR ETF 464287606 800 3557 SH SOLE 0 0 3557 ISHARES TR CORE S&P MCP ETF 464287507 1575 8084 SH SOLE 0 0 8084 ISHARES INC CORE MSCI EMKT 46434G103 1082 20615 SH SOLE 0 0 20615 ISHARES TR U.S. UTILITS ETF 464287697 356 2695 SH SOLE 0 0 2695 ISHARES TR NASDAQ BIOTECH 464287556 1274 11598 SH SOLE 0 0 11598 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 1213 21480 SH SOLE 0 0 21480 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 1263 26830 SH SOLE 0 0 26830 ISHARES TR IBOXX HI YD ETF 464288513 8099 95189 SH SOLE 0 0 95189 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 3591 114121 SH SOLE 0 0 114121 ISHARES TR CUR HD EURZN ETF 46434V639 3367 112012 SH SOLE 0 0 112012 ISHARES TR HDG MSCI JAPAN 46434V886 3010 93324 SH SOLE 0 0 93324 ISHARES TR HDG MSCI EAFE 46434V803 1693 57191 SH SOLE 0 0 57191 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 20074 317927 SH SOLE 0 0 317927 HD SUPPLY HLDGS INC COM 40416M105 1211 28225 SH SOLE 0 0 28225 HOME DEPOT INC COM 437076102 468 2401 SH SOLE 0 0 2401 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 320 8638 SH SOLE 0 0 8638 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 6826 124678 SH SOLE 0 0 124678 ALPHABET INC CAP STK CL C 02079K107 204 183 SH SOLE 0 0 183 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 6166 185825 SH SOLE 0 0 185825 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 2400 36352 SH SOLE 0 0 36352 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 249 6454 SH SOLE 0 0 6454 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 2582 53220 SH SOLE 0 0 53220 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 7461 238144 SH SOLE 0 0 238144 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 368 4961 SH SOLE 0 0 4961 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 475 16140 SH SOLE 0 0 16140 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 8695 182028 SH SOLE 0 0 182028 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 17822 270155 SH SOLE 0 0 270155 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 5656 108110 SH SOLE 0 0 108110 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 743 39004 SH SOLE 0 0 39004 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 3018 69653 SH SOLE 0 0 69653 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 2756 40270 SH SOLE 0 0 40270 FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD 33737M201 584 16234 SH SOLE 0 0 16234 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 207 5556 SH SOLE 0 0 5556 FIRST TR EXCNGE TRD ALPHADEX MEGA CAP ALPHA 33737M508 213 6146 SH SOLE 0 0 6146 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 1821 34574 SH SOLE 0 0 34574 ISHARES TR FLTG RATE NT ETF 46429B655 421 8254 SH SOLE 0 0 8254 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 4070 68617 SH SOLE 0 0 68617 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 4361 168643 SH SOLE 0 0 168643 FACEBOOK INC CL A 30303M102 794 4086 SH SOLE 0 0 4086 WISDOMTREE TR US MIDCP EARNING 97717W570 3091 76941 SH SOLE 0 0 76941 WISDOMTREE TR US TOTAL EARNING 97717W596 825 26088 SH SOLE 0 0 26088 WISDOMTREE TR EUR HDG SMLCAP 97717X552 4422 147262 SH SOLE 0 0 147262 WISDOMTREE TR US SMALLCP ERNGS 97717W562 2692 69569 SH SOLE 0 0 69569 ISHARES INC MIN VOL EMRG MKT 464286533 1422 24587 SH SOLE 0 0 24587 ISHARES TR MSCI EMG MKT ETF 464287234 1217 28086 SH SOLE 0 0 28086 WISDOMTREE TR JPN SCAP HDG EQT 97717W521 4878 111852 SH SOLE 0 0 111852 WISDOMTREE TR JAPN HEDGE EQT 97717W851 23040 426818 SH SOLE 0 0 426818 WISDOMTREE TR GERMANY HEDEQ FD 97717W448 343 11510 SH SOLE 0 0 11510 ISHARES TR SELECT DIVID ETF 464287168 358 3663 SH SOLE 0 0 3663 WISDOMTREE TR ITL HIGH DIV FD 97717W802 259 6265 SH SOLE 0 0 6265 WISDOMTREE TR US TOTAL DIVIDND 97717W109 3566 39124 SH SOLE 0 0 39124 WISDOMTREE TR US MIDCAP DIVID 97717W505 4562 127428 SH SOLE 0 0 127428 WISDOMTREE TR INTL SMCAP DIV 97717W760 250 3476 SH SOLE 0 0 3476 WISDOMTREE TR US LARGECAP DIVD 97717W307 13166 146691 SH SOLE 0 0 146691 DISNEY WALT CO COM DISNEY 254687106 303 2893 SH SOLE 0 0 2893 WISDOMTREE TR US HIGH DIVIDEND 97717W208 4039 57756 SH SOLE 0 0 57756 WISDOMTREE TR EMG MKTS SMCAP 97717W281 866 18164 SH SOLE 0 0 18164 WISDOMTREE TR US QTLY DIV GRT 97717X669 22710 553777 SH SOLE 0 0 553777 WISDOMTREE TR US S CAP QTY DIV 97717X651 3883 105829 SH SOLE 0 0 105829 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 1247 50173 SH SOLE 0 0 50173 WISDOMTREE TR US SMALLCAP DIVD 97717W604 6609 222893 SH SOLE 0 0 222893 WISDOMTREE TR EMER MKT HIGH FD 97717W315 4337 101158 SH SOLE 0 0 101158 DBX ETF TR XTRACK MSCI JAPN 233051507 6473 155478 SH SOLE 0 0 155478 DBX ETF TR XTRACK MSCI EURO 233051697 6562 218079 SH SOLE 0 0 218079 DBX ETF TR XTRACK MSCI EAFE 233051200 2236 71226 SH SOLE 0 0 71226 CHEVRON CORP NEW COM 166764100 299 2361 SH SOLE 0 0 2361 CISCO SYS INC COM 17275R102 275 6389 SH SOLE 0 0 6389 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 985 37338 SH SOLE 0 0 37338 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1572 71443 SH SOLE 0 0 71443 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 9308 406463 SH SOLE 0 0 406463 BANK AMER CORP COM 060505104 611 21689 SH SOLE 0 0 21689 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 287 1546 SH SOLE 0 0 1546 ISHARES TR GRWT ALLOCAT ETF 464289867 333 7497 SH SOLE 0 0 7497 ISHARES TR AGGRES ALLOC ETF 464289859 772 14465 SH SOLE 0 0 14465 AMAZON COM INC COM 023135106 284 167 SH SOLE 0 0 167 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 570 34542 SH SOLE 0 0 34542 ALPS ETF TR ALERIAN MLP 00162Q866 1705 168773 SH SOLE 0 0 168773 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 9304 350037 SH SOLE 0 0 350037 AMGEN INC COM 031162100 422 2287 SH SOLE 0 0 2287 FIRST TR EXCHANGE TRADED FD RBA INDL ETF 33738R704 1613 60179 SH SOLE 0 0 60179 APPLE INC COM 037833100 4391 23723 SH SOLE 0 0 23723