Compliance Director

0001690370-21-000002.txt : 20210510 0001690370-21-000002.hdr.sgml : 20210510 20210510144441 ACCESSION NUMBER: 0001690370-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Resources Investment Advisors, LLC. CENTRAL INDEX KEY: 0001690370 IRS NUMBER: 431451524 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18121 FILM NUMBER: 21906376 BUSINESS ADDRESS: STREET 1: 4860 COLLEGE BLVD. STREET 2: SUITE 100 CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: 9133385300 MAIL ADDRESS: STREET 1: 4860 COLLEGE BLVD. STREET 2: SUITE 100 CITY: OVERLAND PARK STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Resources Investment Advisors, Inc. DATE OF NAME CHANGE: 20161117 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001690370 XXXXXXXX 03-31-2021 03-31-2021 Resources Investment Advisors, LLC.

4860 COLLEGE BLVD. SUITE 100 OVERLAND PARK KS 66211

13F HOLDINGS REPORT 028-18121 N Jessica Schubel Compliance Director 9135214000 Jessica Schubel Overland Park KS 05-10-2021 0 810 2138 false INFORMATION TABLE 2 q1-2021.xml ISHARES TR CORE S&P MCP ETF 464287507 4907 18852 SH SOLE 0 0 0 18852 ISHARES TR S&P MC 400VL ETF 464287705 1057 10369 SH SOLE 0 0 0 10369 ISHARES TR S&P MC 400GR ETF 464287606 1157 14766 SH SOLE 0 0 0 14766 ISHARES TR CORE S&P SCP ETF 464287804 7391 68100 SH SOLE 0 0 0 68100 ISHARES TR SP SMCP600VL ETF 464287879 374 3713 SH SOLE 0 0 0 3713 ISHARES TR S&P SML 600 GWT 464287887 258 2013 SH SOLE 0 0 0 2013 ISHARES TR S&P 500 VAL ETF 464287408 11562 81859 SH SOLE 0 0 0 81859 ISHARES TR CORE S&P500 ETF 464287200 17031 42810 SH SOLE 0 0 0 42810 ISHARES TR S&P 500 GRWT ETF 464287309 7705 118333 SH SOLE 0 0 0 118333 ISHARES TR RUS 1000 ETF 464287622 1094 4890 SH SOLE 0 0 0 4890 ISHARES TR RUS 1000 VAL ETF 464287598 1551 10234 SH SOLE 0 0 0 10234 ISHARES TR RUS 1000 GRW ETF 464287614 2827 11634 SH SOLE 0 0 0 11634 ISHARES TR RUSSELL 2000 ETF 464287655 1731 7834 SH SOLE 0 0 0 7834 ISHARES TR CORE S&P US GWT 464287671 7671 84497 SH SOLE 0 0 0 84497 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2378 4996 SH SOLE 0 0 0 4996 SPDR S&P 500 ETF TR TR UNIT 78462F103 12820 32346 SH SOLE 0 0 0 32346 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 542 8463 SH SOLE 0 0 0 8463 ADOBE SYSTEMS INCORPORATED COM 00724F101 351 738 SH SOLE 0 0 0 738 AMAZON COM INC COM 023135106 12848 4152 SH SOLE 0 0 0 4152 BRISTOL-MYERS SQUIBB CO COM 110122108 1623 25714 SH SOLE 0 0 0 25714 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4764 18649 SH SOLE 0 0 0 18649 EMERSON ELEC CO COM 291011104 970 10752 SH SOLE 0 0 0 10752 EXPEDITORS INTL WASH INC COM 302130109 267 2479 SH SOLE 0 0 0 2479 BOEING CO COM 097023105 3067 12041 SH SOLE 0 0 0 12041 HERSHEY CO COM 427866108 366 2315 SH SOLE 0 0 0 2315 MARATHON OIL CORP COM 565849106 125 11696 SH SOLE 0 0 0 11696 NEUROCRINE BIOSCIENCES INC COM 64125C109 211 2172 SH SOLE 0 0 0 2172 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 257 25116 SH SOLE 0 0 0 25116 EVERSOURCE ENERGY COM 30040W108 480 5544 SH SOLE 0 0 0 5544 REALTY INCOME CORP COM 756109104 245 3866 SH SOLE 0 0 0 3866 INVESCO QQQ TR UNIT SER 1 46090E103 12061 37794 SH SOLE 0 0 0 37794 AMGEN INC COM 031162100 11365 45678 SH SOLE 0 0 0 45678 ABBOTT LABS COM 002824100 2698 22511 SH SOLE 0 0 0 22511 ADVANCED MICRO DEVICES INC COM 007903107 1567 19962 SH SOLE 0 0 0 19962 BP PLC SPONSORED ADR 055622104 215 8848 SH SOLE 0 0 0 8848 FUELCELL ENERGY INC COM 35952H601 197 13674 SH SOLE 0 0 0 13674 ALTRIA GROUP INC COM 02209S103 706 13803 SH SOLE 0 0 0 13803 FEDEX CORP COM 31428X106 206 725 SH SOLE 0 0 0 725 INTEL CORP COM 458140100 3853 60199 SH SOLE 0 0 0 60199 ILLINOIS TOOL WKS INC COM 452308109 380 1713 SH SOLE 0 0 0 1713 ISHARES TR RUS 2000 GRW ETF 464287648 590 1961 SH SOLE 0 0 0 1961 KEYCORP COM 493267108 849 42504 SH SOLE 0 0 0 42504 ORACLE CORP COM 68389X105 798 11369 SH SOLE 0 0 0 11369 QUALCOMM INC COM 747525103 8944 67456 SH SOLE 0 0 0 67456 DISNEY WALT CO COM 254687106 4359 23626 SH SOLE 0 0 0 23626 HONEYWELL INTL INC COM 438516106 1490 6865 SH SOLE 0 0 0 6865 SEMPRA ENERGY COM 816851109 396 2990 SH SOLE 0 0 0 2990 STMICROELECTRONICS N V NY REGISTRY 861012102 476 12414 SH SOLE 0 0 0 12414 SYSCO CORP COM 871829107 225 2859 SH SOLE 0 0 0 2859 US BANCORP DEL COM NEW 902973304 646 11681 SH SOLE 0 0 0 11681 JOHNSON & JOHNSON COM 478160104 4325 26314 SH SOLE 0 0 0 26314 MEDTRONIC PLC SHS G5960L103 980 8294 SH SOLE 0 0 0 8294 PFIZER INC COM 717081103 3303 91180 SH SOLE 0 0 0 91180 LOWES COS INC COM 548661107 630 3314 SH SOLE 0 0 0 3314 ISHARES TR MSCI EAFE ETF 464287465 716 9433 SH SOLE 0 0 0 9433 CHEVRON CORP NEW COM 166764100 1417 13523 SH SOLE 0 0 0 13523 MICROSOFT CORP COM 594918104 18742 79492 SH SOLE 0 0 0 79492 UNITED PARCEL SERVICE INC CL B 911312106 1530 9002 SH SOLE 0 0 0 9002 AT&T INC COM 00206R102 3559 117562 SH SOLE 0 0 0 117562 PRUDENTIAL FINL INC COM 744320102 598 6562 SH SOLE 0 0 0 6562 TRUIST FINL CORP COM 89832Q109 706 12112 SH SOLE 0 0 0 12112 CITIGROUP INC COM NEW 172967424 754 10362 SH SOLE 0 0 0 10362 CISCO SYS INC COM 17275R102 3218 62226 SH SOLE 0 0 0 62226 DNP SELECT INCOME FD INC COM 23325P104 145 14698 SH SOLE 0 0 0 14698 INTERNATIONAL BUSINESS MACHS COM 459200101 669 5017 SH SOLE 0 0 0 5017 COCA COLA CO COM 191216100 1513 28711 SH SOLE 0 0 0 28711 LOCKHEED MARTIN CORP COM 539830109 2081 5631 SH SOLE 0 0 0 5631 PEPSICO INC COM 713448108 2598 18366 SH SOLE 0 0 0 18366 STRYKER CORPORATION COM 863667101 751 3084 SH SOLE 0 0 0 3084 JOHNSON CTLS INTL PLC SHS G51502105 297 4972 SH SOLE 0 0 0 4972 VERIZON COMMUNICATIONS INC COM 92343V104 3778 64968 SH SOLE 0 0 0 64968 SPDR SER TR S&P 600 SMCP GRW 78464A201 818 9526 SH SOLE 0 0 0 9526 SPDR SER TR PRTFLO S&P500 GW 78464A409 2625 46550 SH SOLE 0 0 0 46550 ISHARES TR RUS MID CAP ETF 464287499 781 10567 SH SOLE 0 0 0 10567 SPDR SER TR PORTFOLI S&P1500 78464A805 4057 82478 SH SOLE 0 0 0 82478 ISHARES TR COHEN STEER REIT 464287564 258 4462 SH SOLE 0 0 0 4462 SPDR SER TR DJ REIT ETF 78464A607 417 4400 SH SOLE 0 0 0 4400 ISHARES TR U.S. FINLS ETF 464287788 5499 73442 SH SOLE 0 0 0 73442 ISHARES TR US HLTHCARE ETF 464287762 1128 4469 SH SOLE 0 0 0 4469 ISHARES TR U.S. TECH ETF 464287721 8815 100507 SH SOLE 0 0 0 100507 SELECT SECTOR SPDR TR ENERGY 81369Y506 717 14605 SH SOLE 0 0 0 14605 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 355 10427 SH SOLE 0 0 0 10427 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 538 5467 SH SOLE 0 0 0 5467 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1444 10872 SH SOLE 0 0 0 10872 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 415 3552 SH SOLE 0 0 0 3552 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 279 1661 SH SOLE 0 0 0 1661 ISHARES TR NASDAQ BIOTECH 464287556 516 3424 SH SOLE 0 0 0 3424 ISHARES TR U.S. FIN SVC ETF 464287770 231 1351 SH SOLE 0 0 0 1351 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2004 13628 SH SOLE 0 0 0 13628 SCHWAB CHARLES CORP COM 808513105 267 4101 SH SOLE 0 0 0 4101 DEERE & CO COM 244199105 766 2048 SH SOLE 0 0 0 2048 BK OF AMERICA CORP COM 060505104 2739 70783 SH SOLE 0 0 0 70783 STARBUCKS CORP COM 855244109 669 6126 SH SOLE 0 0 0 6126 AUTOMATIC DATA PROCESSING IN COM 053015103 450 2388 SH SOLE 0 0 0 2388 EXXON MOBIL CORP COM 30231G102 4234 75838 SH SOLE 0 0 0 75838 AFLAC INC COM 001055102 339 6633 SH SOLE 0 0 0 6633 WALMART INC COM 931142103 3794 27929 SH SOLE 0 0 0 27929 APPLIED MATLS INC COM 038222105 423 3166 SH SOLE 0 0 0 3166 ANTHEM INC COM 036752103 595 1656 SH SOLE 0 0 0 1656 UNION PAC CORP COM 907818108 1478 6708 SH SOLE 0 0 0 6708 TEXAS INSTRS INC COM 882508104 1673 8854 SH SOLE 0 0 0 8854 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1168 9878 SH SOLE 0 0 0 9878 COMMERCE BANCSHARES INC COM 200525103 941 12289 SH SOLE 0 0 0 12289 TARGET CORP COM 87612E106 1416 7151 SH SOLE 0 0 0 7151 COLGATE PALMOLIVE CO COM 194162103 376 4769 SH SOLE 0 0 0 4769 COSTCO WHSL CORP NEW COM 22160K105 1576 4471 SH SOLE 0 0 0 4471 LILLY ELI & CO COM 532457108 1564 8371 SH SOLE 0 0 0 8371 CVS HEALTH CORP COM 126650100 1864 24775 SH SOLE 0 0 0 24775 DOMINION ENERGY INC COM 25746U109 313 4116 SH SOLE 0 0 0 4116 DIAGEO PLC SPON ADR NEW 25243Q205 230 1399 SH SOLE 0 0 0 1399 MCKESSON CORP COM 58155Q103 287 1473 SH SOLE 0 0 0 1473 MERCK & CO. INC COM 58933Y105 2195 28471 SH SOLE 0 0 0 28471 MICRON TECHNOLOGY INC COM 595112103 1788 20274 SH SOLE 0 0 0 20274 MORGAN STANLEY COM NEW 617446448 488 6278 SH SOLE 0 0 0 6278 NOVARTIS AG SPONSORED ADR 66987V109 364 4260 SH SOLE 0 0 0 4260 FIFTH THIRD BANCORP COM 316773100 285 7610 SH SOLE 0 0 0 7610 PROCTER AND GAMBLE CO COM 742718109 1985 14658 SH SOLE 0 0 0 14658 GENERAL ELECTRIC CO COM 369604103 872 66450 SH SOLE 0 0 0 66450 KIMBERLY-CLARK CORP COM 494368103 737 5299 SH SOLE 0 0 0 5299 GILEAD SCIENCES INC COM 375558103 741 11459 SH SOLE 0 0 0 11459 GOLDMAN SACHS GROUP INC COM 38141G104 203 622 SH SOLE 0 0 0 622 HOME DEPOT INC COM 437076102 2937 9621 SH SOLE 0 0 0 9621 TRANE TECHNOLOGIES PLC SHS G8994E103 536 3237 SH SOLE 0 0 0 3237 MCDONALDS CORP COM 580135101 2714 12108 SH SOLE 0 0 0 12108 NIKE INC CL B 654106103 869 6536 SH SOLE 0 0 0 6536 JPMORGAN CHASE & CO COM 46625H100 5834 38325 SH SOLE 0 0 0 38325 MONDELEZ INTL INC CL A 609207105 236 4026 SH SOLE 0 0 0 4026 BOOKING HOLDINGS INC COM 09857L108 287 123 SH SOLE 0 0 0 123 WELLS FARGO CO NEW COM 949746101 1240 31733 SH SOLE 0 0 0 31733 ISHARES TR 1 3 YR TREAS BD 464287457 492 5707 SH SOLE 0 0 0 5707 ISHARES TR BARCLAYS 7 10 YR 464287440 3093 27385 SH SOLE 0 0 0 27385 ISHARES TR 20 YR TR BD ETF 464287432 401 2962 SH SOLE 0 0 0 2962 ISHARES TR IBOXX INV CP ETF 464287242 419 3219 SH SOLE 0 0 0 3219 CORNING INC COM 219350105 455 10453 SH SOLE 0 0 0 10453 PROGRESSIVE CORP COM 743315103 349 3651 SH SOLE 0 0 0 3651 XCEL ENERGY INC COM 98389B100 258 3874 SH SOLE 0 0 0 3874 WADDELL & REED FINL INC CL A 930059100 204 8144 SH SOLE 0 0 0 8144 FORD MTR CO DEL COM 345370860 624 50912 SH SOLE 0 0 0 50912 UNITEDHEALTH GROUP INC COM 91324P102 2449 6583 SH SOLE 0 0 0 6583 SOUTHWEST AIRLS CO COM 844741108 423 6923 SH SOLE 0 0 0 6923 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 451 1633 SH SOLE 0 0 0 1633 AMERICAN TOWER CORP NEW COM 03027X100 611 2558 SH SOLE 0 0 0 2558 CROWN CASTLE INTL CORP NEW COM 22822V101 395 2293 SH SOLE 0 0 0 2293 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2062 26686 SH SOLE 0 0 0 26686 INTUIT COM 461202103 486 1270 SH SOLE 0 0 0 1270 MARSH & MCLENNAN COS INC COM 571748102 406 3332 SH SOLE 0 0 0 3332 3M CO COM 88579Y101 2213 11487 SH SOLE 0 0 0 11487 MAXIM INTEGRATED PRODS INC COM 57772K101 350 3830 SH SOLE 0 0 0 3830 OMNICOM GROUP INC COM 681919106 251 3388 SH SOLE 0 0 0 3388 COMCAST CORP NEW CL A 20030N101 946 17475 SH SOLE 0 0 0 17475 BARRICK GOLD CORP COM 067901108 207 10470 SH SOLE 0 0 0 10470 VANGUARD INDEX FDS TOTAL STK MKT 922908769 13560 65605 SH SOLE 0 0 0 65605 WASTE MGMT INC DEL COM 94106L109 207 1608 SH SOLE 0 0 0 1608 SMUCKER J M CO COM NEW 832696405 750 5926 SH SOLE 0 0 0 5926 NORFOLK SOUTHN CORP COM 655844108 601 2238 SH SOLE 0 0 0 2238 HUNTINGTON BANCSHARES INC COM 446150104 447 28409 SH SOLE 0 0 0 28409 WELLTOWER INC COM 95040Q104 613 8559 SH SOLE 0 0 0 8559 NEXTERA ENERGY INC COM 65339F101 2259 29877 SH SOLE 0 0 0 29877 DUKE ENERGY CORP NEW COM NEW 26441C204 408 4226 SH SOLE 0 0 0 4226 CONSTELLATION BRANDS INC CL A 21036P108 613 2689 SH SOLE 0 0 0 2689 CONOCOPHILLIPS COM 20825C104 2903 54795 SH SOLE 0 0 0 54795 CSX CORP COM 126408103 498 5168 SH SOLE 0 0 0 5168 APPLE INC COM 037833100 40820 334176 SH SOLE 0 0 0 334176 ALLSTATE CORP COM 020002101 392 3408 SH SOLE 0 0 0 3408 RPM INTL INC COM 749685103 271 2953 SH SOLE 0 0 0 2953 AMERICAN WTR WKS CO INC NEW COM 030420103 204 1359 SH SOLE 0 0 0 1359 OMEGA HEALTHCARE INVS INC COM 681936100 377 10296 SH SOLE 0 0 0 10296 SPDR SER TR PRTFLO S&P500 VL 78464A508 1004 26490 SH SOLE 0 0 0 26490 CATERPILLAR INC COM 149123101 1223 5276 SH SOLE 0 0 0 5276 KINDER MORGAN INC DEL COM 49456B101 348 20911 SH SOLE 0 0 0 20911 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1056 11066 SH SOLE 0 0 0 11066 ISHARES TR MSCI EMG MKT ETF 464287234 1268 23772 SH SOLE 0 0 0 23772 ELECTRONIC ARTS INC COM 285512109 467 3453 SH SOLE 0 0 0 3453 DTE ENERGY CO COM 233331107 279 2098 SH SOLE 0 0 0 2098 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 25503 180031 SH SOLE 0 0 0 180031 TEMPLETON EMERGING MKTS INCO COM 880192109 7713 1046513 SH SOLE 0 0 0 1046513 CHUBB LIMITED COM H1467J104 213 1347 SH SOLE 0 0 0 1347 ECOLAB INC COM 278865100 381 1779 SH SOLE 0 0 0 1779 SKYWORKS SOLUTIONS INC COM 83088M102 1349 7353 SH SOLE 0 0 0 7353 TERADYNE INC COM 880770102 946 7774 SH SOLE 0 0 0 7774 ISHARES TR S&P 100 ETF 464287101 374 2078 SH SOLE 0 0 0 2078 AON PLC SHS CL A G0403H108 316 1374 SH SOLE 0 0 0 1374 AMERICAN EXPRESS CO COM 025816109 964 6816 SH SOLE 0 0 0 6816 CRACKER BARREL OLD CTRY STOR COM 22410J106 432 2500 SH SOLE 0 0 0 2500 GENERAL MLS INC COM 370334104 283 4618 SH SOLE 0 0 0 4618 SONY CORP SPONSORED ADR 835699307 271 2553 SH SOLE 0 0 0 2553 AMEREN CORP COM 023608102 320 3937 SH SOLE 0 0 0 3937 HEALTHPEAK PROPERTIES INC COM 42250P103 229 7200 SH SOLE 0 0 0 7200 3-D SYS CORP DEL COM NEW 88554D205 1084 39502 SH SOLE 0 0 0 39502 GENERAL DYNAMICS CORP COM 369550108 891 4907 SH SOLE 0 0 0 4907 PIMCO CORPORATE & INCOME OPP COM 72201B101 183 10000 SH SOLE 0 0 0 10000 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 302 5034 SH SOLE 0 0 0 5034 PIMCO HIGH INCOME FD COM SHS 722014107 67 10000 SH SOLE 0 0 0 10000 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 243 6068 SH SOLE 0 0 0 6068 SOUTHERN CO COM 842587107 489 7860 SH SOLE 0 0 0 7860 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2033 39055 SH SOLE 0 0 0 39055 PAYCHEX INC COM 704326107 989 10093 SH SOLE 0 0 0 10093 TEXAS PACIFIC LAND CORPORATI COM 88262P102 955 601 SH SOLE 0 0 0 601 NORTHROP GRUMMAN CORP COM 666807102 1664 5140 SH SOLE 0 0 0 5140 ANNALY CAPITAL MANAGEMENT IN COM 035710409 156 18157 SH SOLE 0 0 0 18157 CIGNA CORP NEW COM 125523100 1629 6738 SH SOLE 0 0 0 6738 PNC FINL SVCS GROUP INC COM 693475105 418 2382 SH SOLE 0 0 0 2382 OREILLY AUTOMOTIVE INC COM 67103H107 1528 3013 SH SOLE 0 0 0 3013 NETFLIX INC COM 64110L106 1095 2099 SH SOLE 0 0 0 2099 CERNER CORP COM 156782104 8425 117208 SH SOLE 0 0 0 117208 ISHARES TR CORE US AGGBD ET 464287226 6270 55079 SH SOLE 0 0 0 55079 WP CAREY INC COM 92936U109 330 4670 SH SOLE 0 0 0 4670 ISHARES TR SELECT DIVID ETF 464287168 350 3064 SH SOLE 0 0 0 3064 ISHARES TR TIPS BD ETF 464287176 1411 11243 SH SOLE 0 0 0 11243 CARNIVAL CORP UNIT 99/99/9999 143658300 414 15615 SH SOLE 0 0 0 15615 ILLUMINA INC COM 452327109 344 896 SH SOLE 0 0 0 896 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1821 61378 SH SOLE 0 0 0 61378 ACTIVISION BLIZZARD INC COM 00507V109 599 6439 SH SOLE 0 0 0 6439 DOLLAR GEN CORP NEW COM 256677105 222 1096 SH SOLE 0 0 0 1096 NVIDIA CORPORATION COM 67066G104 7415 13888 SH SOLE 0 0 0 13888 FREEPORT-MCMORAN INC CL B 35671D857 764 23206 SH SOLE 0 0 0 23206 TRAVELERS COMPANIES INC COM 89417E109 365 2430 SH SOLE 0 0 0 2430 AMERICAN ELEC PWR CO INC COM 025537101 298 3518 SH SOLE 0 0 0 3518 MONSTER BEVERAGE CORP NEW COM 61174X109 253 2773 SH SOLE 0 0 0 2773 BAKER HUGHES COMPANY CL A 05722G100 237 10966 SH SOLE 0 0 0 10966 ISHARES TR MRGSTR MD CP ETF 464288208 533 2119 SH SOLE 0 0 0 2119 L3HARRIS TECHNOLOGIES INC COM 502431109 288 1421 SH SOLE 0 0 0 1421 EATON CORP PLC SHS G29183103 201 1453 SH SOLE 0 0 0 1453 ISHARES TR MRGSTR MD CP GRW 464288307 897 2372 SH SOLE 0 0 0 2372 UNITED RENTALS INC COM 911363109 1441 4375 SH SOLE 0 0 0 4375 GALLAGHER ARTHUR J & CO COM 363576109 812 6507 SH SOLE 0 0 0 6507 PRICE T ROWE GROUP INC COM 74144T108 412 2401 SH SOLE 0 0 0 2401 STANLEY BLACK & DECKER INC COM 854502101 392 1965 SH SOLE 0 0 0 1965 KANSAS CITY SOUTHERN COM NEW 485170302 209 790 SH SOLE 0 0 0 790 FIRST INDL RLTY TR INC COM 32054K103 331 7218 SH SOLE 0 0 0 7218 HENRY JACK & ASSOC INC COM 426281101 317 2091 SH SOLE 0 0 0 2091 CUMMINS INC COM 231021106 366 1414 SH SOLE 0 0 0 1414 BECTON DICKINSON & CO COM 075887109 347 1428 SH SOLE 0 0 0 1428 ENTERPRISE PRODS PARTNERS L COM 293792107 231 10513 SH SOLE 0 0 0 10513 METLIFE INC COM 59156R108 471 7745 SH SOLE 0 0 0 7745 YUM BRANDS INC COM 988498101 331 3063 SH SOLE 0 0 0 3063 SIERRA WIRELESS INC COM 826516106 180 12220 SH SOLE 0 0 0 12220 MGM RESORTS INTERNATIONAL COM 552953101 946 24909 SH SOLE 0 0 0 24909 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 138 28242 SH SOLE 0 0 0 28242 CINTAS CORP COM 172908105 225 659 SH SOLE 0 0 0 659 ALPHABET INC CAP STK CL A 02079K305 17144 8312 SH SOLE 0 0 0 8312 SPDR GOLD TR GOLD SHS 78463V107 1756 10977 SH SOLE 0 0 0 10977 WEC ENERGY GROUP INC COM 92939U106 383 4090 SH SOLE 0 0 0 4090 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 202 2471 SH SOLE 0 0 0 2471 GERON CORP COM 374163103 16 10000 SH SOLE 0 0 0 10000 VANGUARD INDEX FDS VALUE ETF 922908744 1463 11128 SH SOLE 0 0 0 11128 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3501 15305 SH SOLE 0 0 0 15305 VANGUARD INDEX FDS MID CAP ETF 922908629 5666 25597 SH SOLE 0 0 0 25597 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1813 10946 SH SOLE 0 0 0 10946 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1228 13368 SH SOLE 0 0 0 13368 NUVEEN MUN INCOME FD INC COM 67062J102 231 20208 SH SOLE 0 0 0 20208 TORONTO DOMINION BK ONT COM NEW 891160509 486 7456 SH SOLE 0 0 0 7456 BLACKROCK INC COM 09247X101 944 1252 SH SOLE 0 0 0 1252 VANGUARD INDEX FDS SMALL CP ETF 922908751 2801 13082 SH SOLE 0 0 0 13082 FASTENAL CO COM 311900104 547 10875 SH SOLE 0 0 0 10875 VANGUARD INDEX FDS GROWTH ETF 922908736 1851 7199 SH SOLE 0 0 0 7199 GARMIN LTD SHS H2906T109 296 2245 SH SOLE 0 0 0 2245 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 1740 120603 SH SOLE 0 0 0 120603 NUVEEN AMT FREE MUN CR INC F COM 67071L106 356 21094 SH SOLE 0 0 0 21094 SEAGATE TECHNOLOGY PLC SHS G7945M107 331 4312 SH SOLE 0 0 0 4312 AMERIPRISE FINL INC COM 03076C106 373 1606 SH SOLE 0 0 0 1606 HALOZYME THERAPEUTICS INC COM 40637H109 264 6321 SH SOLE 0 0 0 6321 NUVEEN QUALITY MUNCP INCOME COM 67066V101 257 16992 SH SOLE 0 0 0 16992 NUVEEN MUN VALUE FD INC COM 670928100 554 49749 SH SOLE 0 0 0 49749 NASDAQ INC COM 631103108 223 1511 SH SOLE 0 0 0 1511 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1555 5663 SH SOLE 0 0 0 5663 CUBIC CORP COM 229669106 224 3010 SH SOLE 0 0 0 3010 PACCAR INC COM 693718108 686 7386 SH SOLE 0 0 0 7386 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 326 3863 SH SOLE 0 0 0 3863 PARKER-HANNIFIN CORP COM 701094104 377 1196 SH SOLE 0 0 0 1196 ASML HOLDING N V N Y REGISTRY SHS N07059210 420 681 SH SOLE 0 0 0 681 CASEYS GEN STORES INC COM 147528103 321 1484 SH SOLE 0 0 0 1484 LIVE NATION ENTERTAINMENT IN COM 538034109 210 2481 SH SOLE 0 0 0 2481 VIACOMCBS INC CL B 92556H206 240 5318 SH SOLE 0 0 0 5318 SPDR SER TR S&P DIVID ETF 78464A763 569 4821 SH SOLE 0 0 0 4821 WEBSTER FINL CORP CONN COM 947890109 204 3700 SH SOLE 0 0 0 3700 AXT INC COM 00246W103 227 19498 SH SOLE 0 0 0 19498 BIOMARIN PHARMACEUTICAL INC COM 09061G101 487 6456 SH SOLE 0 0 0 6456 ISHARES GOLD TR ISHARES 464285105 237 14564 SH SOLE 0 0 0 14564 UNITED AIRLS HLDGS INC COM 910047109 354 6151 SH SOLE 0 0 0 6151 THERMO FISHER SCIENTIFIC INC COM 883556102 944 2068 SH SOLE 0 0 0 2068 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 445 9016 SH SOLE 0 0 0 9016 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 2623 129552 SH SOLE 0 0 0 129552 ISHARES TR EAFE VALUE ETF 464288877 245 4806 SH SOLE 0 0 0 4806 ISHARES TR EAFE GRWTH ETF 464288885 263 2615 SH SOLE 0 0 0 2615 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 237 1564 SH SOLE 0 0 0 1564 FIRST TR VALUE LINE DIVID IN SHS 33734H106 4879 128454 SH SOLE 0 0 0 128454 SALESFORCE COM INC COM 79466L302 605 2857 SH SOLE 0 0 0 2857 ENTEGRIS INC COM 29362U104 394 3523 SH SOLE 0 0 0 3523 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 402 4281 SH SOLE 0 0 0 4281 OVERSTOCK COM INC DEL COM 690370101 234 3524 SH SOLE 0 0 0 3524 INVESCO ACTIVELY MANAGED ETF EMGRING MKTS50 46090C305 883 15682 SH SOLE 0 0 0 15682 PEOPLES UNITED FINANCIAL INC COM 712704105 456 25482 SH SOLE 0 0 0 25482 ENBRIDGE INC COM 29250N105 517 14195 SH SOLE 0 0 0 14195 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 3254 70782 SH SOLE 0 0 0 70782 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 1296 4370 SH SOLE 0 0 0 4370 MONOLITHIC PWR SYS INC COM 609839105 268 759 SH SOLE 0 0 0 759 VANGUARD WORLD FDS INF TECH ETF 92204A702 1742 4860 SH SOLE 0 0 0 4860 ISHARES SILVER TR ISHARES 46428Q109 1198 52797 SH SOLE 0 0 0 52797 IROBOT CORP COM 462726100 223 1826 SH SOLE 0 0 0 1826 SPDR SER TR S&P BIOTECH 78464A870 721 5316 SH SOLE 0 0 0 5316 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 613 2075 SH SOLE 0 0 0 2075 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 275 1451 SH SOLE 0 0 0 1451 SPDR SER TR NUVEEN BLMBRG SR 78468R739 512 10341 SH SOLE 0 0 0 10341 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 514 15820 SH SOLE 0 0 0 15820 SIGNATURE BK NEW YORK N Y COM 82669G104 13057 57748 SH SOLE 0 0 0 57748 MASTERCARD INCORPORATED CL A 57636Q104 1317 3700 SH SOLE 0 0 0 3700 VAIL RESORTS INC COM 91879Q109 5005 17160 SH SOLE 0 0 0 17160 BLACKROCK MUNIASSETS FD INC COM 09254J102 165 10830 SH SOLE 0 0 0 10830 DIGITAL RLTY TR INC COM 253868103 279 1978 SH SOLE 0 0 0 1978 DYNEX CAP INC COM 26817Q886 189 10000 SH SOLE 0 0 0 10000 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 136 17751 SH SOLE 0 0 0 17751 WISDOMTREE TR US DIVID EX FNCL 97717W406 377 4000 SH SOLE 0 0 0 4000 WISDOMTREE TR US MIDCAP DIVID 97717W505 383 9487 SH SOLE 0 0 0 9487 WISDOMTREE TR US SMALLCAP DIVD 97717W604 386 12407 SH SOLE 0 0 0 12407 NUVEEN PFD & INCM SECURTIES COM 67072C105 181 18594 SH SOLE 0 0 0 18594 ISHARES TR CORE S&P TTL STK 464287150 1980 21618 SH SOLE 0 0 0 21618 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 2237 150527 SH SOLE 0 0 0 150527 WESTERN ALLIANCE BANCORP COM 957638109 922 9767 SH SOLE 0 0 0 9767 AMARIN CORP PLC SPONS ADR NEW 023111206 4349 700245 SH SOLE 0 0 0 700245 STRATASYS LTD SHS M85548101 328 12653 SH SOLE 0 0 0 12653 ARES CAPITAL CORP COM 04010L103 193 10295 SH SOLE 0 0 0 10295 BIODELIVERY SCIENCES INTL IN COM 09060J106 145 37000 SH SOLE 0 0 0 37000 PROSHARES TR ULTRASHRT S&P500 74347B383 21 1940 SH SOLE 0 0 0 1940 CAPITOL FED FINL INC COM 14057J101 139 10468 SH SOLE 0 0 0 10468 SUNPOWER CORP COM 867652406 901 26933 SH SOLE 0 0 0 26933 SPDR SER TR S&P METALS MNG 78464A755 830 20804 SH SOLE 0 0 0 20804 FIRST TR MORNINGSTAR DIVID L SHS 336917109 1018 31101 SH SOLE 0 0 0 31101 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 739 3446 SH SOLE 0 0 0 3446 SPDR SER TR S&P REGL BKG 78464A698 1239 18681 SH SOLE 0 0 0 18681 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 605 4486 SH SOLE 0 0 0 4486 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 1024 6518 SH SOLE 0 0 0 6518 EXACT SCIENCES CORP COM 30063P105 11282 85614 SH SOLE 0 0 0 85614 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 3898 55045 SH SOLE 0 0 0 55045 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2915 48034 SH SOLE 0 0 0 48034 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 583 6849 SH SOLE 0 0 0 6849 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 192 10192 SH SOLE 0 0 0 10192 ISHARES TR SHORT TREAS BD 464288679 918 8307 SH SOLE 0 0 0 8307 ISHARES TR IBOXX HI YD ETF 464288513 381 4367 SH SOLE 0 0 0 4367 ISHARES TR ISHS 1-5YR INVS 464288646 732 13381 SH SOLE 0 0 0 13381 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 602 7327 SH SOLE 0 0 0 7327 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1292 14563 SH SOLE 0 0 0 14563 DELTA AIR LINES INC DEL COM NEW 247361702 1334 27628 SH SOLE 0 0 0 27628 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 971 4453 SH SOLE 0 0 0 4453 SPDR SER TR PORTFOLIO S&P400 78464A847 11227 245343 SH SOLE 0 0 0 245343 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2599 30683 SH SOLE 0 0 0 30683 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1806 41248 SH SOLE 0 0 0 41248 BLACKSTONE GROUP INC COM 09260D107 3345 44885 SH SOLE 0 0 0 44885 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 552 21385 SH SOLE 0 0 0 21385 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 14879 113266 SH SOLE 0 0 0 113266 ISHARES TR MBS ETF 464288588 1429 13183 SH SOLE 0 0 0 13183 ISHARES TR PFD AND INCM SEC 464288687 5306 138169 SH SOLE 0 0 0 138169 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 340 1261 SH SOLE 0 0 0 1261 BANK NEW YORK MELLON CORP COM 064058100 200 4237 SH SOLE 0 0 0 4237 ACCURAY INC COM 004397105 1 164 SH SOLE 0 0 0 164 ISHARES TR 3 7 YR TREAS BD 464288661 260 2000 SH SOLE 0 0 0 2000 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 194 17102 SH SOLE 0 0 0 17102 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 713 7051 SH SOLE 0 0 0 7051 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1018 20734 SH SOLE 0 0 0 20734 ISHARES TR NATIONAL MUN ETF 464288414 14412 124186 SH SOLE 0 0 0 124186 CATCHMARK TIMBER TR INC CL A 14912Y202 149 14623 SH SOLE 0 0 0 14623 FIRST MAJESTIC SILVER CORP COM 32076V103 239 15370 SH SOLE 0 0 0 15370 EATON VANCE RISK-MANAGED DIV COM 27829G106 204 18901 SH SOLE 0 0 0 18901 SPDR SER TR BLMBRG BRC CNVRT 78464A359 414 4964 SH SOLE 0 0 0 4964 ALAMOS GOLD INC NEW COM CL A 011532108 95 12100 SH SOLE 0 0 0 12100 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 651 9490 SH SOLE 0 0 0 9490 LULULEMON ATHLETICA INC COM 550021109 307 1000 SH SOLE 0 0 0 1000 SPDR SER TR S&P SEMICNDCTR 78464A862 218 1193 SH SOLE 0 0 0 1193 SPDR SER TR PORTFLI TIPS ETF 78464A656 758 24827 SH SOLE 0 0 0 24827 MERCADOLIBRE INC COM 58733R102 374 254 SH SOLE 0 0 0 254 GRAN TIERRA ENERGY INC COM 38500T101 16 23000 SH SOLE 0 0 0 23000 SPDR SER TR SPDR BLOOMBERG 78468R663 548 5991 SH SOLE 0 0 0 5991 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 410 40514 SH SOLE 0 0 0 40514 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 917 22051 SH SOLE 0 0 0 22051 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 856 15112 SH SOLE 0 0 0 15112 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1219 13457 SH SOLE 0 0 0 13457 ISHARES TR EAFE SML CP ETF 464288273 1465 20394 SH SOLE 0 0 0 20394 MSCI INC COM 55354G100 286 681 SH SOLE 0 0 0 681 INVESCO EXCH TRADED FD TR II DWA DEV MKTS 46138E875 900 26514 SH SOLE 0 0 0 26514 INVESCO EXCH TRADED FD TR II DWA EMERG MKTS 46138E867 954 39737 SH SOLE 0 0 0 39737 VANGUARD WORLD FD MEGA GRWTH IND 921910816 442 2135 SH SOLE 0 0 0 2135 VISA INC COM CL A 92826C839 1637 7731 SH SOLE 0 0 0 7731 PHILIP MORRIS INTL INC COM 718172109 425 4789 SH SOLE 0 0 0 4789 FIRST TR EXCHANGE-TRADED FD NAT GAS ETF 33733E807 203 15857 SH SOLE 0 0 0 15857 SPDR SER TR PORTFOLIO LN TSR 78464A664 4416 113293 SH SOLE 0 0 0 113293 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 279 2343 SH SOLE 0 0 0 2343 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 205 3223 SH SOLE 0 0 0 3223 VANECK VECTORS ETF TR GAMING ETF 92189F882 442 8279 SH SOLE 0 0 0 8279 SPDR SER TR S&P 600 SML CAP 78464A813 39353 418738 SH SOLE 0 0 0 418738 SPDR SER TR PORTFOLIO S&P500 78464A854 552 11854 SH SOLE 0 0 0 11854 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 356 10056 SH SOLE 0 0 0 10056 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2759 93055 SH SOLE 0 0 0 93055 ISHARES TR NEW YORK MUN ETF 464288323 602 10442 SH SOLE 0 0 0 10442 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 852 56792 SH SOLE 0 0 0 56792 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 222 1250 SH SOLE 0 0 0 1250 VIRNETX HLDG CORP COM 92823T108 0 35 SH SOLE 0 0 0 35 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 1177 11402 SH SOLE 0 0 0 11402 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 5483 98983 SH SOLE 0 0 0 98983 PAYSIGN INC COM 70451A104 1166 266766 SH SOLE 0 0 0 266766 FIRST TR NASDAQ 100 TECH IND SHS 337345102 7391 51255 SH SOLE 0 0 0 51255 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 79 60000 SH SOLE 0 0 0 60000 REPRO MED SYS INC COM 759910102 40 11462 SH SOLE 0 0 0 11462 ENTERPRISE FINL SVCS CORP COM 293712105 1199 24245 SH SOLE 0 0 0 24245 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 209 904 SH SOLE 0 0 0 904 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 686 7055 SH SOLE 0 0 0 7055 CHROMADEX CORP COM NEW 171077407 226 24230 SH SOLE 0 0 0 24230 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1530 48124 SH SOLE 0 0 0 48124 ESPERION THERAPEUTICS INC NE COM 29664W105 661 23570 SH SOLE 0 0 0 23570 SPDR SER TR PORTFOLIO INTRMD 78464A375 895 24703 SH SOLE 0 0 0 24703 FS KKR CAP CORP COM 302635206 202 10185 SH SOLE 0 0 0 10185 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 395 4248 SH SOLE 0 0 0 4248 BROADCOM INC COM 11135F101 660 1423 SH SOLE 0 0 0 1423 SELECT MED HLDGS CORP COM 81619Q105 208 6094 SH SOLE 0 0 0 6094 SPDR SER TR WELLS FG PFD ETF 78464A292 336 7726 SH SOLE 0 0 0 7726 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2245 49877 SH SOLE 0 0 0 49877 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 4980 48869 SH SOLE 0 0 0 48869 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 286 3310 SH SOLE 0 0 0 3310 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 9158 94696 SH SOLE 0 0 0 94696 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2838 75435 SH SOLE 0 0 0 75435 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 9835 102412 SH SOLE 0 0 0 102412 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 56935 1727918 SH SOLE 0 0 0 1727918 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 19148 192112 SH SOLE 0 0 0 192112 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 58180 448293 SH SOLE 0 0 0 448293 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 62038 950341 SH SOLE 0 0 0 950341 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 463 7530 SH SOLE 0 0 0 7530 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 408 7638 SH SOLE 0 0 0 7638 LANTRONIX INC COM NEW 516548203 115 25213 SH SOLE 0 0 0 25213 TITAN MED INC COM NEW 88830X819 17 10250 SH SOLE 0 0 0 10250 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1222 30990 SH SOLE 0 0 0 30990 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2710 85281 SH SOLE 0 0 0 85281 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 644 7902 SH SOLE 0 0 0 7902 SPDR SER TR PORTFOLIO SHORT 78464A474 815 26035 SH SOLE 0 0 0 26035 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 27897 543278 SH SOLE 0 0 0 543278 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 300 12903 SH SOLE 0 0 0 12903 MAIN STR CAP CORP COM 56035L104 392 10014 SH SOLE 0 0 0 10014 INVESCO EXCH TRADED FD TR II S&P SMLCP ENGY 46138E164 165 26200 SH SOLE 0 0 0 26200 INVESCO EXCH TRADED FD TR II S&P SMLCP INFO 46138E115 564 4109 SH SOLE 0 0 0 4109 GLOBAL X FDS GLOBAL X SILVER 37954Y848 743 18619 SH SOLE 0 0 0 18619 TESLA INC COM 88160R101 7312 10947 SH SOLE 0 0 0 10947 GREEN DOT CORP CL A 39304D102 212 4625 SH SOLE 0 0 0 4625 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1545 30116 SH SOLE 0 0 0 30116 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 274 4850 SH SOLE 0 0 0 4850 NXP SEMICONDUCTORS N V COM N6596X109 1248 6198 SH SOLE 0 0 0 6198 WISDOMTREE TR EM LCL DEBT FD 97717X867 1012 31606 SH SOLE 0 0 0 31606 SCHWAB STRATEGIC TR US TIPS ETF 808524870 784 12817 SH SOLE 0 0 0 12817 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7752 21279 SH SOLE 0 0 0 21279 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1146 4877 SH SOLE 0 0 0 4877 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 285 2088 SH SOLE 0 0 0 2088 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 641 2929 SH SOLE 0 0 0 2929 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 220 6599 SH SOLE 0 0 0 6599 VANECK VECTORS ETF TR RARE EARTH STRAT 92189H805 337 4492 SH SOLE 0 0 0 4492 GLOBAL X FDS GLOBAL X GOLD EX 37954Y863 205 7015 SH SOLE 0 0 0 7015 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 545 28958 SH SOLE 0 0 0 28958 GENERAL MTRS CO COM 37045V100 722 12570 SH SOLE 0 0 0 12570 SHOPIFY INC CL A 82509L107 1006 909 SH SOLE 0 0 0 909 SCHWAB STRATEGIC TR US REIT ETF 808524847 1103 26838 SH SOLE 0 0 0 26838 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 64087 861042 SH SOLE 0 0 0 861042 VANGUARD STAR FDS VG TL INTL STK F 921909768 2694 42963 SH SOLE 0 0 0 42963 ISHARES TR CORE HIGH DV ETF 46429B663 336 3539 SH SOLE 0 0 0 3539 SPDR SER TR NUVEEN BBG BRCLY 78464A284 1983 33428 SH SOLE 0 0 0 33428 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 689 11846 SH SOLE 0 0 0 11846 SANDSTORM GOLD LTD COM NEW 80013R206 174 25620 SH SOLE 0 0 0 25620 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 159470 2955893 SH SOLE 0 0 0 2955893 ISHARES INC EM MKT SM-CP ETF 464286475 3610 62792 SH SOLE 0 0 0 62792 FLEXSHARES TR MORNSTAR UPSTR 33939L407 532 14706 SH SOLE 0 0 0 14706 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4357 59748 SH SOLE 0 0 0 59748 ISHARES TR MSCI USA MIN VOL 46429B697 952 13761 SH SOLE 0 0 0 13761 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 1000 16153 SH SOLE 0 0 0 16153 ISHARES TR MSCI EAFE MIN VL 46429B689 587 8037 SH SOLE 0 0 0 8037 ISHARES INC MSCI GBL MIN VOL 464286525 624 6322 SH SOLE 0 0 0 6322 ISHARES INC MSCI EMERG MRKT 464286533 2241 35487 SH SOLE 0 0 0 35487 WORKIVA INC COM CL A 98139A105 3575 40500 SH SOLE 0 0 0 40500 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 410 2147 SH SOLE 0 0 0 2147 PHILLIPS 66 COM 718546104 2353 28858 SH SOLE 0 0 0 28858 ISHARES INC JP MRG EM CRP BD 464286251 648 12470 SH SOLE 0 0 0 12470 FACEBOOK INC CL A 30303M102 13741 46654 SH SOLE 0 0 0 46654 APOLLO SR FLOATING RATE FD I COM 037636107 6659 448136 SH SOLE 0 0 0 448136 ISHARES INC JP MRGN EM HI BD 464286285 942 21188 SH SOLE 0 0 0 21188 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 230 717 SH SOLE 0 0 0 717 SERVICENOW INC COM 81762P102 356 712 SH SOLE 0 0 0 712 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 249 10934 SH SOLE 0 0 0 10934 PALO ALTO NETWORKS INC COM 697435105 334 1036 SH SOLE 0 0 0 1036 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 394 7293 SH SOLE 0 0 0 7293 FS KKR CAP CORP II COM 35952V303 855 43804 SH SOLE 0 0 0 43804 WORKDAY INC CL A 98138H101 311 1251 SH SOLE 0 0 0 1251 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 105327 1520311 SH SOLE 0 0 0 1520311 ISHARES INC CORE MSCI EMKT 46434G103 487 7564 SH SOLE 0 0 0 7564 ISHARES TR CORE MSCI EAFE 46432F842 1232 17094 SH SOLE 0 0 0 17094 DIAMONDBACK ENERGY INC COM 25278X109 338 4595 SH SOLE 0 0 0 4595 ISHARES TR CORE 1 5 YR USD 46432F859 1087 21199 SH SOLE 0 0 0 21199 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 371 7194 SH SOLE 0 0 0 7194 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 258 8109 SH SOLE 0 0 0 8109 ABBVIE INC COM 00287Y109 3090 28551 SH SOLE 0 0 0 28551 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 598 41428 SH SOLE 0 0 0 41428 ZOETIS INC CL A 98978V103 309 1962 SH SOLE 0 0 0 1962 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 514 25488 SH SOLE 0 0 0 25488 SPDR SER TR SSGA US SMAL ETF 78468R887 657 5894 SH SOLE 0 0 0 5894 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 382 8316 SH SOLE 0 0 0 8316 EATON VANCE MUN INCOME 2028 SHS 27829U105 308 14065 SH SOLE 0 0 0 14065 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 792 16282 SH SOLE 0 0 0 16282 AMERICAN FIN TR INC COM CLASS A 02607T109 115 11699 SH SOLE 0 0 0 11699 ISHARES TR MSCI USA MMENTM 46432F396 1532 9522 SH SOLE 0 0 0 9522 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 7844 137328 SH SOLE 0 0 0 137328 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 694 8961 SH SOLE 0 0 0 8961 ISHARES TR MSCI USA VALUE 46432F388 2542 24809 SH SOLE 0 0 0 24809 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 491 9500 SH SOLE 0 0 0 9500 ISHARES TR MSCI USA QLT FCT 46432F339 2560 21020 SH SOLE 0 0 0 21020 RINGCENTRAL INC CL A 76680R206 254 852 SH SOLE 0 0 0 852 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 457 9096 SH SOLE 0 0 0 9096 FLEXSHARES TR STOXX GLOBR INF 33939L795 664 11828 SH SOLE 0 0 0 11828 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 229 3878 SH SOLE 0 0 0 3878 FATE THERAPEUTICS INC COM 31189P102 2662 32284 SH SOLE 0 0 0 32284 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 335 16000 SH SOLE 0 0 0 16000 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 521 11447 SH SOLE 0 0 0 11447 TESLA INC COM 88160R101 448 40000 SH Call SOLE 0 0 0 40000 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 2676 59947 SH SOLE 0 0 0 59947 TANDEM DIABETES CARE INC COM NEW 875372203 423 4792 SH SOLE 0 0 0 4792 FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 33738R704 206 5065 SH SOLE 0 0 0 5065 ALPHABET INC CAP STK CL C 02079K107 3833 1853 SH SOLE 0 0 0 1853 JD.COM INC SPON ADR CL A 47215P106 466 5527 SH SOLE 0 0 0 5527 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2170 38449 SH SOLE 0 0 0 38449 ISHARES TR CORE DIV GRWTH 46434V621 1636 33897 SH SOLE 0 0 0 33897 ISHARES TR CORE MSCI PAC 46434V696 291 4378 SH SOLE 0 0 0 4378 ISHARES TR GLOBAL REIT ETF 46434V647 555 21767 SH SOLE 0 0 0 21767 CAREDX INC COM 14167L103 482 7079 SH SOLE 0 0 0 7079 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R886 303 13211 SH SOLE 0 0 0 13211 LISTED FD TR ROUNDHILL SPORTS 53656F789 595 19317 SH SOLE 0 0 0 19317 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 229 3817 SH SOLE 0 0 0 3817 MATINAS BIOPHARMA HLDGS INC COM 576810105 16 15000 SH SOLE 0 0 0 15000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3672 16197 SH SOLE 0 0 0 16197 FORWARD PHARMA A/S SPONSORD ADS NEW 34986J204 96 14083 SH SOLE 0 0 0 14083 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 279 3322 SH SOLE 0 0 0 3322 FIDELITY COVINGTON TRUST LTD TRM BD ETF 316188200 2428 46446 SH SOLE 0 0 0 46446 ARK ETF TR INNOVATION ETF 00214Q104 38003 316823 SH SOLE 0 0 0 316823 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1780 34868 SH SOLE 0 0 0 34868 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 1038 15735 SH SOLE 0 0 0 15735 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 251 14564 SH SOLE 0 0 0 14564 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 272 4262 SH SOLE 0 0 0 4262 STORE CAP CORP COM 862121100 246 7351 SH SOLE 0 0 0 7351 QORVO INC COM 74736K101 651 3562 SH SOLE 0 0 0 3562 INVITAE CORP COM 46185L103 1776 46484 SH SOLE 0 0 0 46484 ISHARES TR EXPONENTIAL TECH 46434V381 367 6189 SH SOLE 0 0 0 6189 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 240 8729 SH SOLE 0 0 0 8729 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 290 6016 SH SOLE 0 0 0 6016 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 7313 246213 SH SOLE 0 0 0 246213 CANOPY GROWTH CORP COM 138035100 717 22371 SH SOLE 0 0 0 22371 ETSY INC COM 29786A106 219 1086 SH SOLE 0 0 0 1086 ETF SER SOLUTIONS US GLB JETS 26922A842 1685 62629 SH SOLE 0 0 0 62629 ISHARES TR MSCI INTL MULTFT 46434V274 350 12200 SH SOLE 0 0 0 12200 PACER FDS TR TRENDP US LAR CP 69374H105 314 9038 SH SOLE 0 0 0 9038 PACER FDS TR TRENDP 100 ETF 69374H303 315 6020 SH SOLE 0 0 0 6020 TELADOC HEALTH INC COM 87918A105 2282 12556 SH SOLE 0 0 0 12556 PAYPAL HLDGS INC COM 70450Y103 3305 13608 SH SOLE 0 0 0 13608 KIRKLAND LAKE GOLD LTD COM 49741E100 14 400 SH SOLE 0 0 0 400 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 2871 58432 SH SOLE 0 0 0 58432 ISHARES TR CORE INTL AGGR 46435G672 2799 51013 SH SOLE 0 0 0 51013 SQUARE INC CL A 852234103 1250 5504 SH SOLE 0 0 0 5504 AXSOME THERAPEUTICS INC COM 05464T104 348 6141 SH SOLE 0 0 0 6141 SPDR SER TR PRTFLO S&P500 HI 78468R788 284 7381 SH SOLE 0 0 0 7381 ISHARES TR MSCI USA SML CP 46434V290 855 16306 SH SOLE 0 0 0 16306 WISDOMTREE TR YIELD ENHANCD US 97717X511 412 8039 SH SOLE 0 0 0 8039 ISHARES INC MSCI EMERG MKT 46434G889 235 4516 SH SOLE 0 0 0 4516 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R878 1469 42954 SH SOLE 0 0 0 42954 GLOBAL X FDS S&P 500 CATHOLIC 37954Y889 371 7487 SH SOLE 0 0 0 7487 INTELLIA THERAPEUTICS INC COM 45826J105 486 6058 SH SOLE 0 0 0 6058 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 109 12657 SH SOLE 0 0 0 12657 EATON VANCE 2021 TARGET TRM COM SHS BEN INT 27829W101 147 15005 SH SOLE 0 0 0 15005 TWILIO INC CL A 90138F102 288 846 SH SOLE 0 0 0 846 FIRST TR EXCH TRADED FD III RIVR FRNT DYN 33739P707 886 12085 SH SOLE 0 0 0 12085 THE TRADE DESK INC COM CL A 88339J105 283 435 SH SOLE 0 0 0 435 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 325 2668 SH SOLE 0 0 0 2668 JOHN HANCOCK EXCHANGE TRADED MULTI INTL ETF 47804J859 306 9424 SH SOLE 0 0 0 9424 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 64235 1279937 SH SOLE 0 0 0 1279937 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 4224 79947 SH SOLE 0 0 0 79947 SNAP INC CL A 83304A106 561 10727 SH SOLE 0 0 0 10727 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 26 25000 PRN SOLE 0 0 0 25000 WISDOMTREE TR YIELD ENHANCED 97717Y808 1733 33992 SH SOLE 0 0 0 33992 J P MORGAN EXCHANGE-TRADED F INTL BD OPP ETF 46641Q852 54641 1065127 SH SOLE 0 0 0 1065127 INDEXIQ ETF TR IQ CHAIKIN US 45409B396 518 15010 SH SOLE 0 0 0 15010 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 15604 307431 SH SOLE 0 0 0 307431 EATON VANCE FLOATING RATE 20 COM 27831H100 110 11732 SH SOLE 0 0 0 11732 DUPONT DE NEMOURS INC COM 26614N102 365 4724 SH SOLE 0 0 0 4724 ADVANCED MICRO DEVICES INC COM 007903107 12 20308 SH Call SOLE 0 0 0 20308 ROKU INC COM CL A 77543R102 2731 8384 SH SOLE 0 0 0 8384 SEA LTD SPONSORD ADS 81141R100 328 1469 SH SOLE 0 0 0 1469 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 100126 4740829 SH SOLE 0 0 0 4740829 JOHN HANCOCK EXCHANGE TRADED MULTIFACTR SML 47804J842 438 12929 SH SOLE 0 0 0 12929 PAVMED INC COM 70387R106 155 34969 SH SOLE 0 0 0 34969 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 119 117000 PRN SOLE 0 0 0 117000 VICTORY PORTFOLIOS II VICTORYSHS SMLCP 92647N568 226 3315 SH SOLE 0 0 0 3315 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 88581 1422079 SH SOLE 0 0 0 1422079 GENPREX INC COM 372446104 58 13398 SH SOLE 0 0 0 13398 EVERGY INC COM 30034W106 349 5863 SH SOLE 0 0 0 5863 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 518 10000 SH SOLE 0 0 0 10000 ETFIS SER TR I VIRTUS INFRCAP 26923G822 493 20476 SH SOLE 0 0 0 20476 INVESCO EXCHNG TRAD SLF INDE INVT GRD DEFSV 46139W502 205 7727 SH SOLE 0 0 0 7727 FIRST TR EXCHANGE-TRADED FD LUNT US FACTOR 33733E872 1453 44163 SH SOLE 0 0 0 44163 ABBOTT LABS COM 002824100 2 207900 SH Call SOLE 0 0 0 207900 NUTANIX INC CL A 67059N108 119 9900 SH Call SOLE 0 0 0 9900 TESLA INC COM 88160R101 0 19800 SH Call SOLE 0 0 0 19800 INNOVATOR ETFS TR S&P 500 BUFFER 45782C789 579 18688 SH SOLE 0 0 0 18688 NIO INC SPON ADS 62914V106 875 22451 SH SOLE 0 0 0 22451 ABBOTT LABS COM 002824100 29 19800 SH Call SOLE 0 0 0 19800 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 305 9759 SH SOLE 0 0 0 9759 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 1833 35921 SH SOLE 0 0 0 35921 FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 33739P830 291 14001 SH SOLE 0 0 0 14001 MODERNA INC COM 60770K107 339 2586 SH SOLE 0 0 0 2586 AMERICAN CENTY ETF TR DIVERSIFIED MU 025072505 36151 661979 SH SOLE 0 0 0 661979 FIRST TR EXCHANGE TRADED FD DJ INTL INTRNT 33734X770 2343 51852 SH SOLE 0 0 0 51852 PGIM ETF TR ACTV HY BD ETF 69344A206 396 9691 SH SOLE 0 0 0 9691 ACCURAY INC COM 004397105 59 99000 SH Call SOLE 0 0 0 99000 AVEO PHARMACEUTICALS INC COM NEW 053588307 3 108900 SH Call SOLE 0 0 0 108900 DISNEY WALT CO COM 254687106 626 9900 SH Call SOLE 0 0 0 9900 FATE THERAPEUTICS INC COM 31189P102 89 39600 SH Call SOLE 0 0 0 39600 FATE THERAPEUTICS INC COM 31189P102 1 39600 SH Call SOLE 0 0 0 39600 MICRON TECHNOLOGY INC COM 595112103 80 9900 SH Call SOLE 0 0 0 9900 OVERSTOCK COM INC DEL COM 690370101 1 39600 SH Call SOLE 0 0 0 39600 QUALCOMM INC COM 747525103 0 19800 SH Call SOLE 0 0 0 19800 QUALCOMM INC COM 747525103 1345 29700 SH Call SOLE 0 0 0 29700 PROSHARES TR ULTRASHRT S&P500 74347B383 91 29700 SH Call SOLE 0 0 0 29700 STRATASYS LTD SHS M85548101 186 29700 SH Call SOLE 0 0 0 29700 TESLA INC COM 88160R101 0 9900 SH Call SOLE 0 0 0 9900 INNOVATOR ETFS TR S&P 500 POWER 45782C508 807 25571 SH SOLE 0 0 0 25571 ADVANCED MICRO DEVICES INC COM 007903107 117 19800 SH Call SOLE 0 0 0 19800 INVITAE CORP COM 46185L103 534 69300 SH Call SOLE 0 0 0 69300 VIRNETX HLDG CORP COM 92823T108 263 69300 SH Call SOLE 0 0 0 69300 OVERSTOCK COM INC DEL COM 690370101 20 39600 SH Call SOLE 0 0 0 39600 FATE THERAPEUTICS INC COM 31189P102 122 19800 SH Call SOLE 0 0 0 19800 INVITAE CORP COM 46185L103 44 39600 SH Call SOLE 0 0 0 39600 OVERSTOCK COM INC DEL COM 690370101 651 138600 SH Call SOLE 0 0 0 138600 PROSHARES TR ULTRASHRT S&P500 74347B383 2 99000 SH Call SOLE 0 0 0 99000 STRATASYS LTD SHS M85548101 173 19800 SH Call SOLE 0 0 0 19800 NUTANIX INC CL A 67059N108 31 19800 SH Call SOLE 0 0 0 19800 OVERSTOCK COM INC DEL COM 690370101 304 29700 SH Call SOLE 0 0 0 29700 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 671 19069 SH SOLE 0 0 0 19069 DOW INC COM 260557103 294 4599 SH SOLE 0 0 0 4599 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 1291 46859 SH SOLE 0 0 0 46859 UBER TECHNOLOGIES INC COM 90353T100 399 7317 SH SOLE 0 0 0 7317 ETF SER SOLUTIONS HOYA CAP HOUSI 26922A230 728 19176 SH SOLE 0 0 0 19176 DESKTOP METAL INC COM CL A 25058X105 147 9866 SH SOLE 0 0 0 9866 KARUNA THERAPEUTICS INC COM 48576A100 5658 47063 SH SOLE 0 0 0 47063 DRAFTKINGS INC COM CL A 26142R104 259 4224 SH SOLE 0 0 0 4224 PELOTON INTERACTIVE INC CL A COM 70614W100 786 6994 SH SOLE 0 0 0 6994 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 37508 619923 SH SOLE 0 0 0 619923 HAPPINESS BIOTECH GROUP LTD SHS G4289N114 21 10555 SH SOLE 0 0 0 10555 BROADMARK RLTY CAP INC COM 11135B100 208 19913 SH SOLE 0 0 0 19913 FIRST TR EXCHNG TRADED FD VI CBOE EQT DEP NOV 33740F839 217 6382 SH SOLE 0 0 0 6382 INNOVATOR ETFS TR S&P 500 PWR BU 45782C540 331 11107 SH SOLE 0 0 0 11107 FIRST TR EXCHNG TRADED FD VI VEST US DEEP 33740F854 785 23229 SH SOLE 0 0 0 23229 INVITAE CORP COM 46185L103 18 700 SH Call SOLE 0 0 0 700 INVITAE CORP COM 46185L103 24 1000 SH Call SOLE 0 0 0 1000 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 1458 43923 SH SOLE 0 0 0 43923 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 379 11000 SH SOLE 0 0 0 11000 CARRIER GLOBAL CORPORATION COM 14448C104 661 15656 SH SOLE 0 0 0 15656 OTIS WORLDWIDE CORP COM 68902V107 612 8937 SH SOLE 0 0 0 8937 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F755 3548 160563 SH SOLE 0 0 0 160563 XPENG INC ADS 98422D105 230 6300 SH SOLE 0 0 0 6300 APPLE INC COM 037833100 4 500 SH Call SOLE 0 0 0 500 UNITY SOFTWARE INC COM 91332U101 472 4701 SH SOLE 0 0 0 4701 INNOVATOR ETFS TR TRIPLE STKER OCT 45782C193 661 22513 SH SOLE 0 0 0 22513 INNOVATOR ETFS TR DOUBLE STKER OCT 45782C185 745 25421 SH SOLE 0 0 0 25421 CHURCHILL CAPITAL CORP IV CL A 171439102 235 10120 SH SOLE 0 0 0 10120 AXT INC COM 00246W103 63 9300 SH Call SOLE 0 0 0 9300 SNAP INC CL A 83304A106 19 1400 SH Call SOLE 0 0 0 1400 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 0 100 SH Call SOLE 0 0 0 100 VIATRIS INC COM 92556V106 1567 112161 SH SOLE 0 0 0 112161 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 0 200 SH Call SOLE 0 0 0 200 KIRKLAND LAKE GOLD LTD COM 49741E100 0 10000 SH Call SOLE 0 0 0 10000 AIRBNB INC COM CL A 009066101 932 4961 SH SOLE 0 0 0 4961 DESKTOP METAL INC COM CL A 25058X105 3 300 SH Call SOLE 0 0 0 300 ACE CONVERGENCE ACQU CORP CL A G0083D120 135 13540 SH SOLE 0 0 0 13540 INNOVATOR ETFS TR DOUBLE STACKR 9 45782C136 533 20240 SH SOLE 0 0 0 20240 TERADYNE INC COM 880770102 20 900 SH Call SOLE 0 0 0 900 NEUROCRINE BIOSCIENCES INC COM 64125C109 9 800 SH Call SOLE 0 0 0 800 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 0 200 SH Call SOLE 0 0 0 200 NEUROCRINE BIOSCIENCES INC COM 64125C109 6 1000 SH Call SOLE 0 0 0 1000 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 1 400 SH Call SOLE 0 0 0 400 NETFLIX INC COM 64110L106 4 100 SH Call SOLE 0 0 0 100 QUALCOMM INC COM 747525103 1 100 SH Call SOLE 0 0 0 100 SCHWAB CHARLES CORP COM 808513105 2 1000 SH Put SOLE 0 0 0 1000 COSTCO WHSL CORP NEW COM 22160K105 2 200 SH Put SOLE 0 0 0 200 TERADYNE INC COM 880770102 3 100 SH Call SOLE 0 0 0 100 ADVANCED MICRO DEVICES INC COM 007903107 7 1000 SH Call SOLE 0 0 0 1000 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 0 10000 SH Call SOLE 0 0 0 10000 FATE THERAPEUTICS INC COM 31189P102 3 100 SH Call SOLE 0 0 0 100 FREEPORT-MCMORAN INC CL B 35671D857 1 500 SH Put SOLE 0 0 0 500 NEUROCRINE BIOSCIENCES INC COM 64125C109 18 1000 SH Call SOLE 0 0 0 1000 STMICROELECTRONICS N V NY REGISTRY 861012102 19 1500 SH Call SOLE 0 0 0 1500 ROBLOX CORP CL A 771049103 8928 137712 SH SOLE 0 0 0 137712 ACE CONVERGENCE ACQU CORP CL A G0083D120 1 3000 SH Call SOLE 0 0 0 3000 FATE THERAPEUTICS INC COM 31189P102 1 100 SH Call SOLE 0 0 0 100 AIRBNB INC COM CL A 009066101 3 100 SH Call SOLE 0 0 0 100 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1 300 SH Put SOLE 0 0 0 300 DEERE & CO COM 244199105 2 200 SH Put SOLE 0 0 0 200 METLIFE INC COM 59156R108 1 500 SH Put SOLE 0 0 0 500 VIACOMCBS INC CL B 92556H206 0 100 SH Call SOLE 0 0 0 100 VIACOMCBS INC CL B 92556H206 8 1000 SH Call SOLE 0 0 0 1000 FATE THERAPEUTICS INC COM 31189P102 13 400 SH Call SOLE 0 0 0 400 ISHARES TR CORE S&P MCP ETF 464287507 957 3676 SH SOLE 0 0 3676 ISHARES TR S&P 500 VAL ETF 464287408 905 6404 SH SOLE 0 0 6404 ISHARES TR RUS 1000 VAL ETF 464287598 1753 11570 SH SOLE 0 0 11570 ISHARES TR RUS 1000 GRW ETF 464287614 2059 8470 SH SOLE 0 0 8470 ISHARES TR RUSSELL 2000 ETF 464287655 227 1027 SH SOLE 0 0 1027 SPDR S&P 500 ETF TR TR UNIT 78462F103 5395 13613 SH SOLE 0 0 13613 AMAZON COM INC COM 023135106 1736 561 SH SOLE 0 0 561 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3210 12567 SH SOLE 0 0 12567 ONEOK INC NEW COM 682680103 559 11025 SH SOLE 0 0 11025 AMGEN INC COM 031162100 336 1350 SH SOLE 0 0 1350 ABBOTT LABS COM 002824100 241 2015 SH SOLE 0 0 2015 CONAGRA BRANDS INC COM 205887102 2728 72565 SH SOLE 0 0 72565 GENUINE PARTS CO COM 372460105 694 6000 SH SOLE 0 0 6000 INTEL CORP COM 458140100 941 14695 SH SOLE 0 0 14695 QUALCOMM INC COM 747525103 819 6178 SH SOLE 0 0 6178 DISNEY WALT CO COM 254687106 203 1099 SH SOLE 0 0 1099 US BANCORP DEL COM NEW 902973304 436 7888 SH SOLE 0 0 7888 JOHNSON & JOHNSON COM 478160104 601 3658 SH SOLE 0 0 3658 PFIZER INC COM 717081103 297 8187 SH SOLE 0 0 8187 ISHARES TR MSCI EAFE ETF 464287465 1512 19930 SH SOLE 0 0 19930 CHEVRON CORP NEW COM 166764100 270 2573 SH SOLE 0 0 2573 MICROSOFT CORP COM 594918104 936 3969 SH SOLE 0 0 3969 AT&T INC COM 00206R102 301 9943 SH SOLE 0 0 9943 COCA COLA CO COM 191216100 277 5259 SH SOLE 0 0 5259 PEPSICO INC COM 713448108 386 2730 SH SOLE 0 0 2730 VERIZON COMMUNICATIONS INC COM 92343V104 215 3703 SH SOLE 0 0 3703 SPDR SER TR PORTFOLI S&P1500 78464A805 2072 42114 SH SOLE 0 0 42114 SELECT SECTOR SPDR TR ENERGY 81369Y506 626 12763 SH SOLE 0 0 12763 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 532 15617 SH SOLE 0 0 15617 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1794 12200 SH SOLE 0 0 12200 WALGREENS BOOTS ALLIANCE INC COM 931427108 211 3836 SH SOLE 0 0 3836 DEERE & CO COM 244199105 901 2409 SH SOLE 0 0 2409 EXXON MOBIL CORP COM 30231G102 764 13681 SH SOLE 0 0 13681 WALMART INC COM 931142103 330 2427 SH SOLE 0 0 2427 APPLIED MATLS INC COM 038222105 584 4370 SH SOLE 0 0 4370 UNION PAC CORP COM 907818108 1876 8510 SH SOLE 0 0 8510 TEXAS INSTRS INC COM 882508104 267 1414 SH SOLE 0 0 1414 TARGET CORP COM 87612E106 620 3128 SH SOLE 0 0 3128 DANAHER CORPORATION COM 235851102 344 1530 SH SOLE 0 0 1530 MERCK & CO. INC COM 58933Y105 311 4031 SH SOLE 0 0 4031 HOME DEPOT INC COM 437076102 1396 4573 SH SOLE 0 0 4573 JPMORGAN CHASE & CO COM 46625H100 492 3234 SH SOLE 0 0 3234 WELLS FARGO CO NEW COM 949746101 805 20598 SH SOLE 0 0 20598 XCEL ENERGY INC COM 98389B100 203 3045 SH SOLE 0 0 3045 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1844 8921 SH SOLE 0 0 8921 APPLE INC COM 037833100 2422 19831 SH SOLE 0 0 19831 KINDER MORGAN INC DEL COM 49456B101 182 10945 SH SOLE 0 0 10945 ISHARES TR MSCI EMG MKT ETF 464287234 273 5116 SH SOLE 0 0 5116 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 4623 32633 SH SOLE 0 0 32633 BERKSHIRE HATHAWAY INC DEL CL A 084670108 10800 28 SH SOLE 0 0 28 ISHARES TR SELECT DIVID ETF 464287168 1275 11173 SH SOLE 0 0 11173 NUCOR CORP COM 670346105 836 10410 SH SOLE 0 0 10410 CUMMINS INC COM 231021106 209 807 SH SOLE 0 0 807 ALPHABET INC CAP STK CL A 02079K305 392 190 SH SOLE 0 0 190 SPDR GOLD TR GOLD SHS 78463V107 403 2518 SH SOLE 0 0 2518 VANGUARD INDEX FDS MID CAP ETF 922908629 396 1790 SH SOLE 0 0 1790 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2100 22856 SH SOLE 0 0 22856 VANGUARD INDEX FDS SMALL CP ETF 922908751 931 4347 SH SOLE 0 0 4347 VANGUARD INDEX FDS GROWTH ETF 922908736 643 2501 SH SOLE 0 0 2501 NUVEEN AMT FREE MUN CR INC F COM 67071L106 540 31950 SH SOLE 0 0 31950 PACCAR INC COM 693718108 294 3168 SH SOLE 0 0 3168 PARKER-HANNIFIN CORP COM 701094104 219 693 SH SOLE 0 0 693 VALMONT INDS INC COM 920253101 12848 54058 SH SOLE 0 0 54058 ENBRIDGE INC COM 29250N105 220 6044 SH SOLE 0 0 6044 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2895 58423 SH SOLE 0 0 58423 ARES CAPITAL CORP COM 04010L103 207 11085 SH SOLE 0 0 11085 ISHARES TR ISHS 1-5YR INVS 464288646 1029 18810 SH SOLE 0 0 18810 ISHARES TR PFD AND INCM SEC 464288687 643 16738 SH SOLE 0 0 16738 ISHARES TR INTL SEL DIV ETF 464288448 563 17896 SH SOLE 0 0 17896 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1648 16307 SH SOLE 0 0 16307 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 671 13658 SH SOLE 0 0 13658 WISDOMTREE TR ENHNCD CMMDTY ST 97717Y683 209 10407 SH SOLE 0 0 10407 PHILIP MORRIS INTL INC COM 718172109 391 4408 SH SOLE 0 0 4408 SPDR SER TR PORTFOLIO S&P500 78464A854 317 6791 SH SOLE 0 0 6791 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 229 6478 SH SOLE 0 0 6478 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1357 90440 SH SOLE 0 0 90440 ISHARES TR CONSER ALLOC ETF 464289883 331 8557 SH SOLE 0 0 8557 ISHARES TR GRWT ALLOCAT ETF 464289867 240 4485 SH SOLE 0 0 4485 ISHARES TR SHRT NAT MUN ETF 464288158 2884 26751 SH SOLE 0 0 26751 ISHARES TR AGGRES ALLOC ETF 464289859 224 3340 SH SOLE 0 0 3340 ISHARES TR INTL TREA BD ETF 464288117 328 6320 SH SOLE 0 0 6320 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2488 24411 SH SOLE 0 0 24411 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2608 31615 SH SOLE 0 0 31615 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 509 5108 SH SOLE 0 0 5108 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1159 18833 SH SOLE 0 0 18833 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 601 25818 SH SOLE 0 0 25818 TESLA INC COM 88160R101 1813 2714 SH SOLE 0 0 2714 ALPS ETF TR ALERIAN MLP 00162Q452 535 17529 SH SOLE 0 0 17529 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 390 2006 SH SOLE 0 0 2006 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3581 9829 SH SOLE 0 0 9829 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 336 1431 SH SOLE 0 0 1431 ISHARES TR FLTG RATE NT ETF 46429B655 2119 41732 SH SOLE 0 0 41732 FACEBOOK INC CL A 30303M102 394 1338 SH SOLE 0 0 1338 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 268 3873 SH SOLE 0 0 3873 ABBVIE INC COM 00287Y109 341 3151 SH SOLE 0 0 3151 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2060 102209 SH SOLE 0 0 102209 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 813 16203 SH SOLE 0 0 16203 ALPHABET INC CAP STK CL C 02079K107 395 191 SH SOLE 0 0 191 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 979 37872 SH SOLE 0 0 37872 PAYPAL HLDGS INC COM 70450Y103 220 907 SH SOLE 0 0 907 ISHARES TR IBONDS DEC2022 46435G755 210 7989 SH SOLE 0 0 7989 SQUARE INC CL A 852234103 799 3520 SH SOLE 0 0 3520 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 1656 25295 SH SOLE 0 0 25295 THE TRADE DESK INC COM CL A 88339J105 202 310 SH SOLE 0 0 310 LAMB WESTON HLDGS INC COM 513272104 2095 27033 SH SOLE 0 0 27033 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 423 16886 SH SOLE 0 0 16886 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 413 8238 SH SOLE 0 0 8238 ISHARES TR IBONDS DEC2023 46435G318 218 8320 SH SOLE 0 0 8320 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 3138 61818 SH SOLE 0 0 61818 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 320 5144 SH SOLE 0 0 5144 DOCUSIGN INC COM 256163106 304 1500 SH SOLE 0 0 1500 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8252P105 208 12150 SH SOLE 0 0 12150