0001690370-20-000003.txt : 20200814
0001690370-20-000003.hdr.sgml : 20200814
20200814121453
ACCESSION NUMBER: 0001690370-20-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resources Investment Advisors, LLC.
CENTRAL INDEX KEY: 0001690370
IRS NUMBER: 431451524
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18121
FILM NUMBER: 201103260
BUSINESS ADDRESS:
STREET 1: 4860 COLLEGE BLVD.
STREET 2: SUITE 100
CITY: OVERLAND PARK
STATE: KS
ZIP: 66211
BUSINESS PHONE: 9133385300
MAIL ADDRESS:
STREET 1: 4860 COLLEGE BLVD.
STREET 2: SUITE 100
CITY: OVERLAND PARK
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: Resources Investment Advisors, Inc.
DATE OF NAME CHANGE: 20161117
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001690370
XXXXXXXX
06-30-2020
06-30-2020
Resources Investment Advisors, LLC.
4860 COLLEGE BLVD.
SUITE 100
OVERLAND PARK
KS
66211
13F HOLDINGS REPORT
028-18121
N
Jessica Schubel
Compliance Director
913-521-4000
Jessica Schubel
Overland Park
KS
08-14-2020
0
785
1388
false
INFORMATION TABLE
2
q2-2020.xml
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
391
1516
SH
SOLE
0
0
1516
ISHARES TR
CORE S&P MCP ETF
464287507
3377
18992
SH
SOLE
0
0
18992
ISHARES TR
S&P MC 400VL ETF
464287705
591
4447
SH
SOLE
0
0
4447
ISHARES TR
S&P MC 400GR ETF
464287606
1250
5580
SH
SOLE
0
0
5580
ISHARES TR
CORE S&P SCP ETF
464287804
3750
54918
SH
SOLE
0
0
54918
ISHARES TR
SP SMCP600VL ETF
464287879
256
2128
SH
SOLE
0
0
2128
ISHARES TR
S&P 500 VAL ETF
464287408
8719
80574
SH
SOLE
0
0
80574
ISHARES TR
CORE S&P500 ETF
464287200
12097
39061
SH
SOLE
0
0
39061
ISHARES TR
S&P 500 GRWT ETF
464287309
6829
32912
SH
SOLE
0
0
32912
ISHARES TR
RUS 1000 ETF
464287622
601
3501
SH
SOLE
0
0
3501
ISHARES TR
RUS 1000 VAL ETF
464287598
1065
9456
SH
SOLE
0
0
9456
ISHARES TR
RUS 1000 GRW ETF
464287614
2319
12081
SH
SOLE
0
0
12081
ISHARES TR
RUSSELL 2000 ETF
464287655
887
6194
SH
SOLE
0
0
6194
ISHARES TR
CORE S&P US GWT
464287671
6847
95249
SH
SOLE
0
0
95249
ISHARES TR
U.S. REAL ES ETF
464287739
317
4017
SH
SOLE
0
0
4017
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
2474
7624
SH
SOLE
0
0
7624
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10281
33341
SH
SOLE
0
0
33341
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
362
6413
SH
SOLE
0
0
6413
AMAZON COM INC
COM
023135106
10175
3688
SH
SOLE
0
0
3688
BRISTOL-MYERS SQUIBB CO
COM
110122108
1434
24384
SH
SOLE
0
0
24384
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3876
21711
SH
SOLE
0
0
21711
EMERSON ELEC CO
COM
291011104
1067
17207
SH
SOLE
0
0
17207
BOEING CO
COM
097023105
2492
13597
SH
SOLE
0
0
13597
NUVEEN CALIF MUN VALUE FD IN
COM
67062C107
283
27682
SH
SOLE
0
0
27682
EVERSOURCE ENERGY
COM
30040W108
495
5946
SH
SOLE
0
0
5946
INVESCO QQQ TR
UNIT SER 1
46090E103
9720
39258
SH
SOLE
0
0
39258
AMGEN INC
COM
031162100
8996
38140
SH
SOLE
0
0
38140
ABBOTT LABS
COM
002824100
2206
24131
SH
SOLE
0
0
24131
ADVANCED MICRO DEVICES INC
COM
007903107
1508
28667
SH
SOLE
0
0
28667
BP PLC
SPONSORED ADR
055622104
254
10895
SH
SOLE
0
0
10895
ALTRIA GROUP INC
COM
02209S103
671
17101
SH
SOLE
0
0
17101
FEDEX CORP
COM
31428X106
160
1144
SH
SOLE
0
0
1144
HORMEL FOODS CORP
COM
440452100
381
7900
SH
SOLE
0
0
7900
INTEL CORP
COM
458140100
4031
67376
SH
SOLE
0
0
67376
ISHARES TR
RUS 2000 GRW ETF
464287648
273
1320
SH
SOLE
0
0
1320
KEYCORP
COM
493267108
543
44576
SH
SOLE
0
0
44576
ORACLE CORP
COM
68389X105
598
10818
SH
SOLE
0
0
10818
QUALCOMM INC
COM
747525103
5647
61912
SH
SOLE
0
0
61912
DISNEY WALT CO
COM DISNEY
254687106
3867
34680
SH
SOLE
0
0
34680
HONEYWELL INTL INC
COM
438516106
1555
10755
SH
SOLE
0
0
10755
SEMPRA ENERGY
COM
816851109
445
3794
SH
SOLE
0
0
3794
STMICROELECTRONICS N V
NY REGISTRY
861012102
361
13178
SH
SOLE
0
0
13178
SYSCO CORP
COM
871829107
582
10639
SH
SOLE
0
0
10639
US BANCORP DEL
COM NEW
902973304
1105
30019
SH
SOLE
0
0
30019
JOHNSON & JOHNSON
COM
478160104
4207
29914
SH
SOLE
0
0
29914
MEDTRONIC PLC
SHS
G5960L103
977
10656
SH
SOLE
0
0
10656
PFIZER INC
COM
717081103
2621
80157
SH
SOLE
0
0
80157
LOWES COS INC
COM
548661107
391
2897
SH
SOLE
0
0
2897
ISHARES TR
MSCI EAFE ETF
464287465
345
5664
SH
SOLE
0
0
5664
CHEVRON CORP NEW
COM
166764100
2054
23016
SH
SOLE
0
0
23016
MICROSOFT CORP
COM
594918104
17198
84506
SH
SOLE
0
0
84506
UNITED PARCEL SERVICE INC
CL B
911312106
423
3803
SH
SOLE
0
0
3803
AT&T INC
COM
00206R102
4192
138665
SH
SOLE
0
0
138665
PRUDENTIAL FINL INC
COM
744320102
369
6054
SH
SOLE
0
0
6054
TRUIST FINL CORP
COM
89832Q109
242
6454
SH
SOLE
0
0
6454
CITIGROUP INC
COM NEW
172967424
599
11720
SH
SOLE
0
0
11720
CISCO SYS INC
COM
17275R102
2949
63220
SH
SOLE
0
0
63220
DNP SELECT INCOME FD
COM
23325P104
181
16633
SH
SOLE
0
0
16633
INTERNATIONAL BUSINESS MACHS
COM
459200101
1010
8362
SH
SOLE
0
0
8362
COCA COLA CO
COM
191216100
931
20828
SH
SOLE
0
0
20828
LOCKHEED MARTIN CORP
COM
539830109
2000
5480
SH
SOLE
0
0
5480
PEPSICO INC
COM
713448108
2577
19487
SH
SOLE
0
0
19487
STRYKER CORPORATION
COM
863667101
606
3363
SH
SOLE
0
0
3363
VERIZON COMMUNICATIONS INC
COM
92343V104
3940
71469
SH
SOLE
0
0
71469
SPDR SER TR
PRTFLO S&P500 GW
78464A409
901
20050
SH
SOLE
0
0
20050
ISHARES TR
RUS MID CAP ETF
464287499
401
7486
SH
SOLE
0
0
7486
ISHARES TR
RUS MD CP GR ETF
464287481
216
1366
SH
SOLE
0
0
1366
ISHARES TR
COHEN STEER REIT
464287564
314
3112
SH
SOLE
0
0
3112
SPDR SER TR
DJ REIT ETF
78464A607
390
5000
SH
SOLE
0
0
5000
ISHARES TR
U.S. FINLS ETF
464287788
4145
37631
SH
SOLE
0
0
37631
ISHARES TR
US HLTHCARE ETF
464287762
886
4108
SH
SOLE
0
0
4108
ISHARES TR
U.S. TECH ETF
464287721
7377
27343
SH
SOLE
0
0
27343
SELECT SECTOR SPDR TR
ENERGY
81369Y506
901
23801
SH
SOLE
0
0
23801
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
245
10568
SH
SOLE
0
0
10568
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
350
5099
SH
SOLE
0
0
5099
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1569
15012
SH
SOLE
0
0
15012
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
212
3615
SH
SOLE
0
0
3615
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
414
4135
SH
SOLE
0
0
4135
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
377
2949
SH
SOLE
0
0
2949
ISHARES TR
NASDAQ BIOTECH
464287556
336
2455
SH
SOLE
0
0
2455
ISHARES INC
MSCI TAIWAN ETF
46434G772
275
6830
SH
SOLE
0
0
6830
PLUG POWER INC
COM NEW
72919P202
90
10955
SH
SOLE
0
0
10955
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1766
15073
SH
SOLE
0
0
15073
DEERE & CO
COM
244199105
305
1939
SH
SOLE
0
0
1939
BK OF AMERICA CORP
COM
060505104
1341
56454
SH
SOLE
0
0
56454
STARBUCKS CORP
COM
855244109
530
7207
SH
SOLE
0
0
7207
AUTOMATIC DATA PROCESSING IN
COM
053015103
546
3669
SH
SOLE
0
0
3669
EXXON MOBIL CORP
COM
30231G102
3920
87649
SH
SOLE
0
0
87649
AFLAC INC
COM
001055102
263
7306
SH
SOLE
0
0
7306
WALMART INC
COM
931142103
3529
29461
SH
SOLE
0
0
29461
APPLIED MATLS INC
COM
038222105
233
3852
SH
SOLE
0
0
3852
ANTHEM INC
COM
036752103
546
2077
SH
SOLE
0
0
2077
UNION PAC CORP
COM
907818108
1153
6819
SH
SOLE
0
0
6819
TEXAS INSTRS INC
COM
882508104
922
7264
SH
SOLE
0
0
7264
BAXTER INTL INC
COM
071813109
449
5217
SH
SOLE
0
0
5217
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
367
6460
SH
SOLE
0
0
6460
COMMERCE BANCSHARES INC
COM
200525103
712
11979
SH
SOLE
0
0
11979
TARGET CORP
COM
87612E106
871
7259
SH
SOLE
0
0
7259
COLGATE PALMOLIVE CO
COM
194162103
345
4710
SH
SOLE
0
0
4710
COSTCO WHSL CORP NEW
COM
22160K105
1040
3430
SH
SOLE
0
0
3430
LILLY ELI & CO
COM
532457108
1541
9384
SH
SOLE
0
0
9384
CVS HEALTH CORP
COM
126650100
1355
20863
SH
SOLE
0
0
20863
DIAGEO P L C
SPON ADR NEW
25243Q205
299
2224
SH
SOLE
0
0
2224
MCKESSON CORP
COM
58155Q103
214
1392
SH
SOLE
0
0
1392
MERCK & CO. INC
COM
58933Y105
2008
25969
SH
SOLE
0
0
25969
MICRON TECHNOLOGY INC
COM
595112103
692
13430
SH
SOLE
0
0
13430
MORGAN STANLEY
COM NEW
617446448
208
4314
SH
SOLE
0
0
4314
NOVARTIS AG
SPONSORED ADR
66987V109
467
5345
SH
SOLE
0
0
5345
FULTON FINL CORP PA
COM
360271100
238
22600
SH
SOLE
0
0
22600
PROCTER AND GAMBLE CO
COM
742718109
1948
16289
SH
SOLE
0
0
16289
GENERAL ELECTRIC CO
COM
369604103
532
77836
SH
SOLE
0
0
77836
KIMBERLY CLARK CORP
COM
494368103
723
5113
SH
SOLE
0
0
5113
GILEAD SCIENCES INC
COM
375558103
824
10703
SH
SOLE
0
0
10703
GOLDMAN SACHS GROUP INC
COM
38141G104
223
1131
SH
SOLE
0
0
1131
HOME DEPOT INC
COM
437076102
3005
11994
SH
SOLE
0
0
11994
TRANE TECHNOLOGIES PLC
SHS
G8994E103
270
3039
SH
SOLE
0
0
3039
MCDONALDS CORP
COM
580135101
1658
8986
SH
SOLE
0
0
8986
NIKE INC
CL B
654106103
445
4537
SH
SOLE
0
0
4537
JPMORGAN CHASE & CO
COM
46625H100
4162
44253
SH
SOLE
0
0
44253
MONDELEZ INTL INC
CL A
609207105
271
5308
SH
SOLE
0
0
5308
WELLS FARGO CO NEW
COM
949746101
930
36311
SH
SOLE
0
0
36311
ISHARES TR
1 3 YR TREAS BD
464287457
741
8559
SH
SOLE
0
0
8559
ISHARES TR
BARCLAYS 7 10 YR
464287440
1681
13793
SH
SOLE
0
0
13793
ISHARES TR
20 YR TR BD ETF
464287432
1070
6524
SH
SOLE
0
0
6524
ISHARES TR
IBOXX INV CP ETF
464287242
397
2954
SH
SOLE
0
0
2954
CORNING INC
COM
219350105
334
12884
SH
SOLE
0
0
12884
XCEL ENERGY INC
COM
98389B100
285
4562
SH
SOLE
0
0
4562
FORD MTR CO DEL
COM
345370860
284
46739
SH
SOLE
0
0
46739
UNITEDHEALTH GROUP INC
COM
91324P102
2885
9780
SH
SOLE
0
0
9780
SOUTHWEST AIRLS CO
COM
844741108
290
8497
SH
SOLE
0
0
8497
CREE INC
COM
225447101
202
3416
SH
SOLE
0
0
3416
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
312
1454
SH
SOLE
0
0
1454
AMERICAN TOWER CORP NEW
COM
03027X100
625
2417
SH
SOLE
0
0
2417
CROWN CASTLE INTL CORP NEW
COM
22822V101
392
2345
SH
SOLE
0
0
2345
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
2519
40885
SH
SOLE
0
0
40885
INTUIT
COM
461202103
346
1168
SH
SOLE
0
0
1168
3M CO
COM
88579Y101
2141
13724
SH
SOLE
0
0
13724
MAXIM INTEGRATED PRODS INC
COM
57772K101
485
8001
SH
SOLE
0
0
8001
COMCAST CORP NEW
CL A
20030N101
867
22230
SH
SOLE
0
0
22230
BARRICK GOLD CORPORATION
COM
067901108
250
9283
SH
SOLE
0
0
9283
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
10520
67207
SH
SOLE
0
0
67207
WASTE MGMT INC DEL
COM
94106L109
240
2266
SH
SOLE
0
0
2266
SMUCKER J M CO
COM NEW
832696405
735
6949
SH
SOLE
0
0
6949
NORFOLK SOUTHERN CORP
COM
655844108
404
2302
SH
SOLE
0
0
2302
HUNTINGTON BANCSHARES INC
COM
446150104
286
31600
SH
SOLE
0
0
31600
WELLTOWER INC
COM
95040Q104
500
9660
SH
SOLE
0
0
9660
NEXTERA ENERGY INC
COM
65339F101
1949
8115
SH
SOLE
0
0
8115
DUKE ENERGY CORP NEW
COM NEW
26441C204
424
5308
SH
SOLE
0
0
5308
CONSTELLATION BRANDS INC
CL A
21036P108
518
2960
SH
SOLE
0
0
2960
CONOCOPHILLIPS
COM
20825C104
2556
60824
SH
SOLE
0
0
60824
CSX CORP
COM
126408103
339
4867
SH
SOLE
0
0
4867
APPLE INC
COM
037833100
33396
91545
SH
SOLE
0
0
91545
ALLSTATE CORP
COM
020002101
206
2129
SH
SOLE
0
0
2129
RPM INTL INC
COM
749685103
297
3957
SH
SOLE
0
0
3957
OMEGA HEALTHCARE INVS INC
COM
681936100
389
13096
SH
SOLE
0
0
13096
CATERPILLAR INC DEL
COM
149123101
943
7455
SH
SOLE
0
0
7455
KINDER MORGAN INC DEL
COM
49456B101
527
34766
SH
SOLE
0
0
34766
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
913
11553
SH
SOLE
0
0
11553
ISHARES TR
MSCI EMG MKT ETF
464287234
564
14110
SH
SOLE
0
0
14110
ELECTRONIC ARTS INC
COM
285512109
403
3051
SH
SOLE
0
0
3051
DTE ENERGY CO
COM
233331107
235
2189
SH
SOLE
0
0
2189
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
20159
198101
SH
SOLE
0
0
198101
TEMPLETON EMERGING MKTS INCO
COM
880192109
8751
1114809
SH
SOLE
0
0
1114809
ECOLAB INC
COM
278865100
822
4130
SH
SOLE
0
0
4130
SKYWORKS SOLUTIONS INC
COM
83088M102
466
3641
SH
SOLE
0
0
3641
TERADYNE INC
COM
880770102
492
5818
SH
SOLE
0
0
5818
ISHARES TR
S&P 100 ETF
464287101
347
2433
SH
SOLE
0
0
2433
AMERICAN EXPRESS CO
COM
025816109
647
6801
SH
SOLE
0
0
6801
CRACKER BARREL OLD CTRY STOR
COM
22410J106
317
2860
SH
SOLE
0
0
2860
GENERAL MLS INC
COM
370334104
435
7056
SH
SOLE
0
0
7056
AMEREN CORP
COM
023608102
400
5683
SH
SOLE
0
0
5683
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
129
10183
SH
SOLE
0
0
10183
ARCHER DANIELS MIDLAND CO
COM
039483102
218
5470
SH
SOLE
0
0
5470
HEALTHPEAK PROPERTIES INC
COM
42250P103
213
7718
SH
SOLE
0
0
7718
3-D SYS CORP DEL
COM NEW
88554D205
144
20616
SH
SOLE
0
0
20616
GENERAL DYNAMICS CORP
COM
369550108
587
3926
SH
SOLE
0
0
3926
PIMCO CORPORATE & INCOME OPP
COM
72201B101
155
10000
SH
SOLE
0
0
10000
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
307
7392
SH
SOLE
0
0
7392
SOUTHERN CO
COM
842587107
326
6281
SH
SOLE
0
0
6281
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1439
36324
SH
SOLE
0
0
36324
PAYCHEX INC
COM
704326107
765
10097
SH
SOLE
0
0
10097
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
374
629
SH
SOLE
0
0
629
NORTHROP GRUMMAN CORP
COM
666807102
354
1152
SH
SOLE
0
0
1152
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
96
14640
SH
SOLE
0
0
14640
ANWORTH MTG ASSET CORP
COM
037347101
26
15487
SH
SOLE
0
0
15487
CIGNA CORP NEW
COM
125523100
1977
10535
SH
SOLE
0
0
10535
TORO CO
COM
891092108
469
7069
SH
SOLE
0
0
7069
QUIDEL CORP
COM
74838J101
358
1601
SH
SOLE
0
0
1601
PNC FINL SVCS GROUP INC
COM
693475105
252
2398
SH
SOLE
0
0
2398
OREILLY AUTOMOTIVE INC
COM
67103H107
1965
4661
SH
SOLE
0
0
4661
NETFLIX INC
COM
64110L106
1226
2694
SH
SOLE
0
0
2694
MYLAN NV
SHS EURO
N59465109
894
55578
SH
SOLE
0
0
55578
CERNER CORP
COM
156782104
6716
97974
SH
SOLE
0
0
97974
ISHARES TR
CORE US AGGBD ET
464287226
1327
11222
SH
SOLE
0
0
11222
BOSTON SCIENTIFIC CORP
COM
101137107
203
5785
SH
SOLE
0
0
5785
WP CAREY INC
COM
92936U109
315
4654
SH
SOLE
0
0
4654
BIOGEN INC
COM
09062X103
280
1047
SH
SOLE
0
0
1047
ISHARES TR
SELECT DIVID ETF
464287168
843
10439
SH
SOLE
0
0
10439
ISHARES TR
TIPS BD ETF
464287176
994
8078
SH
SOLE
0
0
8078
ILLUMINA INC
COM
452327109
313
845
SH
SOLE
0
0
845
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
1050
61378
SH
SOLE
0
0
61378
ACTIVISION BLIZZARD INC
COM
00507V109
272
3585
SH
SOLE
0
0
3585
LATTICE SEMICONDUCTOR CORP
COM
518415104
356
12534
SH
SOLE
0
0
12534
CONSOLIDATED EDISON INC
COM
209115104
441
6126
SH
SOLE
0
0
6126
BIO-TECHNE CORP
COM
09073M104
301
1142
SH
SOLE
0
0
1142
NVIDIA CORPORATION
COM
67066G104
3391
8925
SH
SOLE
0
0
8925
VERTEX PHARMACEUTICALS INC
COM
92532F100
348
1200
SH
SOLE
0
0
1200
FREEPORT-MCMORAN INC
CL B
35671D857
222
19187
SH
SOLE
0
0
19187
TRAVELERS COMPANIES INC
COM
89417E109
420
3679
SH
SOLE
0
0
3679
AMERICAN ELEC PWR CO INC
COM
025537101
372
4666
SH
SOLE
0
0
4666
BAKER HUGHES COMPANY
CL A
05722G100
155
10063
SH
SOLE
0
0
10063
ISHARES TR
MRGSTR MD CP ETF
464288208
215
1167
SH
SOLE
0
0
1167
L3HARRIS TECHNOLOGIES INC
COM
502431109
349
2056
SH
SOLE
0
0
2056
EATON CORP PLC
SHS
G29183103
439
5019
SH
SOLE
0
0
5019
ISHARES TR
MRGSTR MD CP GRW
464288307
448
1527
SH
SOLE
0
0
1527
GALLAGHER ARTHUR J & CO
COM
363576109
654
6708
SH
SOLE
0
0
6708
DONALDSON INC
COM
257651109
257
5518
SH
SOLE
0
0
5518
PRICE T ROWE GROUP INC
COM
74144T108
322
2609
SH
SOLE
0
0
2609
STANLEY BLACK & DECKER INC
COM
854502101
359
2573
SH
SOLE
0
0
2573
FIRST INDL RLTY TR INC
COM
32054K103
277
7217
SH
SOLE
0
0
7217
HENRY JACK & ASSOC INC
COM
426281101
385
2091
SH
SOLE
0
0
2091
CUMMINS INC
COM
231021106
291
1682
SH
SOLE
0
0
1682
GRACO INC
COM
384109104
374
7800
SH
SOLE
0
0
7800
BANCO SANTANDER S.A.
ADR
05964H105
34
14045
SH
SOLE
0
0
14045
BECTON DICKINSON & CO
COM
075887109
460
1922
SH
SOLE
0
0
1922
ENTERPRISE PRODS PARTNERS L
COM
293792107
307
16918
SH
SOLE
0
0
16918
METLIFE INC
COM
59156R108
260
7113
SH
SOLE
0
0
7113
YUM BRANDS INC
COM
988498101
293
3375
SH
SOLE
0
0
3375
POLARIS INC
COM
731068102
202
2188
SH
SOLE
0
0
2188
SIERRA WIRELESS INC
COM
826516106
152
16900
SH
SOLE
0
0
16900
MGM RESORTS INTERNATIONAL
COM
552953101
266
15832
SH
SOLE
0
0
15832
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
126
26653
SH
SOLE
0
0
26653
CINTAS CORP
COM
172908105
380
1425
SH
SOLE
0
0
1425
ALPHABET INC
CAP STK CL A
02079K305
10583
7463
SH
SOLE
0
0
7463
SPDR GOLD TR
GOLD SHS
78463V107
2025
12096
SH
SOLE
0
0
12096
WEC ENERGY GROUP INC
COM
92939U106
331
3778
SH
SOLE
0
0
3778
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
205
3222
SH
SOLE
0
0
3222
VANGUARD INDEX FDS
VALUE ETF
922908744
927
9313
SH
SOLE
0
0
9313
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
3434
17825
SH
SOLE
0
0
17825
VANGUARD INDEX FDS
MID CAP ETF
922908629
4487
27377
SH
SOLE
0
0
27377
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1306
12219
SH
SOLE
0
0
12219
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1292
16448
SH
SOLE
0
0
16448
TORONTO DOMINION BK ONT
COM NEW
891160509
466
10456
SH
SOLE
0
0
10456
BLACKROCK INC
COM
09247X101
827
1519
SH
SOLE
0
0
1519
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1908
13095
SH
SOLE
0
0
13095
FASTENAL CO
COM
311900104
215
5024
SH
SOLE
0
0
5024
VANGUARD INDEX FDS
GROWTH ETF
922908736
1303
6448
SH
SOLE
0
0
6448
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
1126
85358
SH
SOLE
0
0
85358
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
307
20076
SH
SOLE
0
0
20076
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
361
8356
SH
SOLE
0
0
8356
AMERIPRISE FINL INC
COM
03076C106
221
1475
SH
SOLE
0
0
1475
NUVEEN MUN VALUE FD INC
COM
670928100
524
51391
SH
SOLE
0
0
51391
WALMART INC
COM
931142103
74
20000
SH
Call
SOLE
0
0
20000
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1180
5910
SH
SOLE
0
0
5910
PACCAR INC
COM
693718108
492
6568
SH
SOLE
0
0
6568
PARKER HANNIFIN CORP
COM
701094104
207
1128
SH
SOLE
0
0
1128
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
432
1175
SH
SOLE
0
0
1175
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
145
19437
SH
SOLE
0
0
19437
MOMENTA PHARMACEUTICALS INC
COM
60877T100
286
8586
SH
SOLE
0
0
8586
CASEYS GEN STORES INC
COM
147528103
204
1361
SH
SOLE
0
0
1361
SPDR SER TR
S&P DIVID ETF
78464A763
1180
12935
SH
SOLE
0
0
12935
WEBSTER FINL CORP CONN
COM
947890109
766
26789
SH
SOLE
0
0
26789
ISHARES GOLD TRUST
ISHARES
464285105
236
13885
SH
SOLE
0
0
13885
AMER STATES WTR CO
COM
029899101
236
3000
SH
SOLE
0
0
3000
UNITED AIRLS HLDGS INC
COM
910047109
204
5884
SH
SOLE
0
0
5884
THERMO FISHER SCIENTIFIC INC
COM
883556102
563
1555
SH
SOLE
0
0
1555
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
383
10529
SH
SOLE
0
0
10529
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
1746
121027
SH
SOLE
0
0
121027
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
6361
209786
SH
SOLE
0
0
209786
SALESFORCE COM INC
COM
79466L302
226
1209
SH
SOLE
0
0
1209
ENTEGRIS INC
COM
29362U104
267
4529
SH
SOLE
0
0
4529
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
694
11104
SH
SOLE
0
0
11104
OVERSTOCK COM INC DEL
COM
690370101
169
5936
SH
SOLE
0
0
5936
INVESCO ACTIVELY MANAGED ETF
EMGRING MKTS50
46090C305
329
8328
SH
SOLE
0
0
8328
PEOPLES UNITED FINANCIAL INC
COM
712704105
326
28139
SH
SOLE
0
0
28139
ENBRIDGE INC
COM
29250N105
452
14867
SH
SOLE
0
0
14867
180 DEGREE CAP CORP
COM
68235B109
34
19438
SH
SOLE
0
0
19438
BROWN FORMAN CORP
CL B
115637209
217
3415
SH
SOLE
0
0
3415
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
3937
16550
SH
SOLE
0
0
16550
ADVANCED EMISSIONS SOLUTS IN
COM
00770C101
49
10000
SH
SOLE
0
0
10000
TEXAS INSTRS INC
COM
882508104
362
40000
SH
Call
SOLE
0
0
40000
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1425
5113
SH
SOLE
0
0
5113
ISHARES SILVER TR
ISHARES
46428Q109
874
51406
SH
SOLE
0
0
51406
SPDR SER TR
S&P BIOTECH
78464A870
386
3450
SH
SOLE
0
0
3450
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
352
1761
SH
SOLE
0
0
1761
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
2252
45150
SH
SOLE
0
0
45150
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
568
15475
SH
SOLE
0
0
15475
SIGNATURE BK NEW YORK N Y
COM
82669G104
4807
44958
SH
SOLE
0
0
44958
MASTERCARD INCORPORATED
CL A
57636Q104
1511
5110
SH
SOLE
0
0
5110
VAIL RESORTS INC
COM
91879Q109
3126
17160
SH
SOLE
0
0
17160
PROSHARES TR
PSHS SHORT DOW30
74347B235
564
11798
SH
SOLE
0
0
11798
BANK NOVA SCOTIA B C
COM
064149107
210
5100
SH
SOLE
0
0
5100
DIGITAL RLTY TR INC
COM
253868103
228
1604
SH
SOLE
0
0
1604
DYNEX CAP INC
COM
26817Q886
143
10000
SH
SOLE
0
0
10000
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
146
20570
SH
SOLE
0
0
20570
WISDOMTREE TR
US DIVID EX FNCL
97717W406
295
4000
SH
SOLE
0
0
4000
WISDOMTREE TR
US MIDCAP DIVID
97717W505
356
12564
SH
SOLE
0
0
12564
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
387
18285
SH
SOLE
0
0
18285
NUVEEN PFD & INCM SECURTIES
COM
67072C105
94
11094
SH
SOLE
0
0
11094
ISHARES TR
CORE S&P TTL STK
464287150
1069
15396
SH
SOLE
0
0
15396
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
1860
130363
SH
SOLE
0
0
130363
ISHARES TR
US REGNL BKS ETF
464288778
211
6232
SH
SOLE
0
0
6232
WESTERN ALLIANCE BANCORP
COM
957638109
392
10347
SH
SOLE
0
0
10347
AMARIN CORP PLC
SPONS ADR NEW
023111206
5034
727396
SH
SOLE
0
0
727396
STRATASYS LTD
SHS
M85548101
77
4885
SH
SOLE
0
0
4885
ARES CAPITAL CORP
COM
04010L103
162
11195
SH
SOLE
0
0
11195
BIODELIVERY SCIENCES INTL IN
COM
09060J106
161
37000
SH
SOLE
0
0
37000
PROSHARES TR
ULTRASHRT S&P500
74347B383
47
2440
SH
SOLE
0
0
2440
CAPITOL FED FINL INC
COM
14057J101
142
12861
SH
SOLE
0
0
12861
WESTERN UN CO
COM
959802109
92
4256
SH
SOLE
0
0
4256
SPDR SER TR
S&P METALS MNG
78464A755
487
22979
SH
SOLE
0
0
22979
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
772
30425
SH
SOLE
0
0
30425
SPDR SER TR
S&P REGL BKG
78464A698
310
8079
SH
SOLE
0
0
8079
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
271
2832
SH
SOLE
0
0
2832
INVESCO EXCHANGE TRADED FD T
DWA HEALTHCARE
46137V852
611
4999
SH
SOLE
0
0
4999
EXACT SCIENCES CORP
COM
30063P105
8064
92758
SH
SOLE
0
0
92758
FIRST TR NASDAQ-100 TECH IND
CAP STRENGTH ETF
33733E104
1357
23226
SH
SOLE
0
0
23226
PROSHARES TR
SHORT S&P 500 NE
74347B425
1324
59226
SH
SOLE
0
0
59226
PROSHARES TR
SHRT RUSSELL2000
74348A210
569
15714
SH
SOLE
0
0
15714
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
286
6000
SH
SOLE
0
0
6000
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
500
7421
SH
SOLE
0
0
7421
FIRST TR NASDAQ-100 TECH IND
NY ARCA BIOTECH
33733E203
555
3308
SH
SOLE
0
0
3308
ISHARES TR
SHORT TREAS BD
464288679
4649
41982
SH
SOLE
0
0
41982
ISHARES TR
IBOXX HI YD ETF
464288513
514
6303
SH
SOLE
0
0
6303
ISHARES TR
SH TR CRPORT ETF
464288646
1351
24700
SH
SOLE
0
0
24700
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
4620
55579
SH
SOLE
0
0
55579
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
652
7000
SH
SOLE
0
0
7000
DELTA AIR LINES INC DEL
COM NEW
247361702
525
18706
SH
SOLE
0
0
18706
FIRST TR NASDAQ-100 TECH IND
DJ INTERNT IDX
33733E302
614
3600
SH
SOLE
0
0
3600
SPDR SER TR
PORTFOLIO S&P400
78464A847
8278
264892
SH
SOLE
0
0
264892
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
1649
18665
SH
SOLE
0
0
18665
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
246
7362
SH
SOLE
0
0
7362
BLACKSTONE GROUP INC
COM CL A
09260D107
4872
85988
SH
SOLE
0
0
85988
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
592
28532
SH
SOLE
0
0
28532
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
6954
70022
SH
SOLE
0
0
70022
ISHARES TR
MBS ETF
464288588
1668
15067
SH
SOLE
0
0
15067
ISHARES TR
PFD AND INCM SEC
464288687
4899
141438
SH
SOLE
0
0
141438
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
2383
11966
SH
SOLE
0
0
11966
BANK NEW YORK MELLON CORP
COM
064058100
263
6812
SH
SOLE
0
0
6812
ACCURAY INC
COM
004397105
0
164
SH
SOLE
0
0
164
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
205
1583
SH
SOLE
0
0
1583
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
249
6905
SH
SOLE
0
0
6905
ISHARES TR
3 7 YR TREAS BD
464288661
219
1639
SH
SOLE
0
0
1639
INVESCO DYNAMIC CR OPPORTUNI
COM
46132R104
160
17947
SH
SOLE
0
0
17947
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
736
9348
SH
SOLE
0
0
9348
VANGUARD TAX-MANAGED FDS
FTSE DEV MKT ETF
921943858
808
20835
SH
SOLE
0
0
20835
ISHARES TR
NATIONAL MUN ETF
464288414
12783
110769
SH
SOLE
0
0
110769
CATCHMARK TIMBER TR INC
CL A
14912Y202
129
14623
SH
SOLE
0
0
14623
LULULEMON ATHLETICA INC
COM
550021109
820
2629
SH
SOLE
0
0
2629
INVESCO EXCH TRADED FD TR II
EMRNG MKT SVRG
46138E784
278
10395
SH
SOLE
0
0
10395
VANECK VECTORS ETF TR
COAL ETF
92189H888
541
7599
SH
SOLE
0
0
7599
SPDR SER TR
SPDR BLOOMBERG
78468R663
2111
23061
SH
SOLE
0
0
23061
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
249
2465
SH
SOLE
0
0
2465
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
361
269
SH
SOLE
0
0
269
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
203
7959
SH
SOLE
0
0
7959
FIRST TR S&P REIT INDEX FD
COM
33734G108
420
20077
SH
SOLE
0
0
20077
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
284
5234
SH
SOLE
0
0
5234
MSCI INC
COM
55354G100
236
706
SH
SOLE
0
0
706
CISCO SYS INC
COM
17275R102
45
60000
SH
Call
SOLE
0
0
60000
VISA INC
COM CL A
92826C839
1779
9208
SH
SOLE
0
0
9208
PHILIP MORRIS INTL INC
COM
718172109
423
6034
SH
SOLE
0
0
6034
NORTHERN OIL & GAS INC NEV
COM
665531109
11
13120
SH
SOLE
0
0
13120
FIRST TR NASDAQ-100 TECH IND
NAT GAS ETF
33733E807
76
10187
SH
SOLE
0
0
10187
SPDR SER TR
PORTFOLIO LN TSR
78464A664
3632
77422
SH
SOLE
0
0
77422
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
253
3019
SH
SOLE
0
0
3019
SPDR SER TR
S&P 600 SML CAP
78464A813
19402
328737
SH
SOLE
0
0
328737
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
236
8546
SH
SOLE
0
0
8546
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
419
13583
SH
SOLE
0
0
13583
ISHARES TR
NEW YORK MUN ETF
464288323
461
8021
SH
SOLE
0
0
8021
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
199
14114
SH
SOLE
0
0
14114
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
2108
15546
SH
SOLE
0
0
15546
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
253
5015
SH
SOLE
0
0
5015
VIRNETX HLDG CORP
COM
92823T108
4
626
SH
SOLE
0
0
626
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
1421
17789
SH
SOLE
0
0
17789
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
17410
426392
SH
SOLE
0
0
426392
PAYSIGN INC
COM
70451A104
2696
277655
SH
SOLE
0
0
277655
FIRST TRUST PORTFOLIOS LP
SHS
337345102
7060
64721
SH
SOLE
0
0
64721
BIOTELEMETRY INC
COM
090672106
569
12600
SH
SOLE
0
0
12600
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
243
3246
SH
SOLE
0
0
3246
CHROMADEX CORP
COM NEW
171077407
101
22000
SH
SOLE
0
0
22000
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
1141
37644
SH
SOLE
0
0
37644
ESPERION THERAPEUTICS INC NE
COM
29664W105
718
14000
SH
SOLE
0
0
14000
ISHARES TR
SHRT NAT MUN ETF
464288158
2144
19880
SH
SOLE
0
0
19880
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
409
315
SH
SOLE
0
0
315
FS KKR CAPITAL CORP
COM
302635206
185
13244
SH
SOLE
0
0
13244
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
904
9502
SH
SOLE
0
0
9502
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
256
19385
SH
SOLE
0
0
19385
BROADCOM INC
COM
11135F101
252
799
SH
SOLE
0
0
799
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
2754
55541
SH
SOLE
0
0
55541
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
20889
205418
SH
SOLE
0
0
205418
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
11510
156667
SH
SOLE
0
0
156667
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
5175
173935
SH
SOLE
0
0
173935
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
7661
103386
SH
SOLE
0
0
103386
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
41485
1315722
SH
SOLE
0
0
1315722
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
13347
204276
SH
SOLE
0
0
204276
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
45371
446832
SH
SOLE
0
0
446832
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
32312
644824
SH
SOLE
0
0
644824
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
464
7467
SH
SOLE
0
0
7467
LANTRONIX INC
COM NEW
516548203
96
25777
SH
SOLE
0
0
25777
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
1076
36384
SH
SOLE
0
0
36384
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1717
70504
SH
SOLE
0
0
70504
INVESCO EXCH TRADED FD TR II
CHINA TECHNLGY
46138E800
674
10619
SH
SOLE
0
0
10619
SPDR SER TR
PORTFOLIO SHORT
78464A474
896
28584
SH
SOLE
0
0
28584
PIMCO ETF TR
SHTRM MUN BD ACT
72201R874
16817
329402
SH
SOLE
0
0
329402
INVESCO EXCH TRADED FD TR II
CEF INM COMPSI
46138E404
280
14091
SH
SOLE
0
0
14091
MAIN STR CAP CORP
COM
56035L104
360
11560
SH
SOLE
0
0
11560
INVESCO EXCH TRADED FD TR II
S&P SMLCP ENGY
46138E164
73
21700
SH
SOLE
0
0
21700
INVESCO EXCH TRADED FD TR II
S&P SMLCP INFO
46138E115
357
4108
SH
SOLE
0
0
4108
GLOBAL X FDS
GLOBAL X SILVER
37954Y848
698
18842
SH
SOLE
0
0
18842
TESLA INC
COM
88160R101
2471
2288
SH
SOLE
0
0
2288
GREEN DOT CORP
CL A
39304D102
227
4625
SH
SOLE
0
0
4625
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
801
15516
SH
SOLE
0
0
15516
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
1090
18537
SH
SOLE
0
0
18537
NXP SEMICONDUCTORS N V
COM
N6596X109
218
1909
SH
SOLE
0
0
1909
WISDOMTREE TR
EM LCL DEBT FD
97717X867
1095
34290
SH
SOLE
0
0
34290
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
2952
49188
SH
SOLE
0
0
49188
PIMCO ETF TR
INV GRD CRP BD
72201R817
1764
15436
SH
SOLE
0
0
15436
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
5861
20678
SH
SOLE
0
0
20678
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
1392
7450
SH
SOLE
0
0
7450
VANGUARD ADMIRAL FDS INC
500 VAL IDX FD
921932703
229
2193
SH
SOLE
0
0
2193
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
36
10341
SH
SOLE
0
0
10341
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
211
4523
SH
SOLE
0
0
4523
GLOBAL X FDS
GLOBAL X GOLD EX
37954Y863
223
7015
SH
SOLE
0
0
7015
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
366
33739
SH
SOLE
0
0
33739
SHOPIFY INC
CL A
82509L107
638
672
SH
SOLE
0
0
672
SCHWAB STRATEGIC TR
US REIT ETF
808524847
2576
73128
SH
SOLE
0
0
73128
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
40697
773411
SH
SOLE
0
0
773411
VANGUARD STAR FDS
VG TL INTL STK F
921909768
747
15189
SH
SOLE
0
0
15189
FIRST TR EXCHANGE TRADED FD
INDXX NEXTG ETF
33737K205
239
4398
SH
SOLE
0
0
4398
ISHARES TR
CORE HIGH DV ETF
46429B663
341
4204
SH
SOLE
0
0
4204
FIRST TR EXCH TRD ALPHDX FD
EMERG MKT ALPH
33737J182
426
20295
SH
SOLE
0
0
20295
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
4203
74582
SH
SOLE
0
0
74582
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
1260
25359
SH
SOLE
0
0
25359
APPLE INC
COM
037833100
1156
40000
SH
Call
SOLE
0
0
40000
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
935
10248
SH
SOLE
0
0
10248
SANDSTORM GOLD LTD
COM NEW
80013R206
223
23215
SH
SOLE
0
0
23215
ISHARES TR
FLTG RATE NT ETF
46429B655
304
6008
SH
SOLE
0
0
6008
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
56820
1010310
SH
SOLE
0
0
1010310
ISHARES INC
EM MKT SM-CP ETF
464286475
5844
149684
SH
SOLE
0
0
149684
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
415
15006
SH
SOLE
0
0
15006
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3075
59411
SH
SOLE
0
0
59411
ISHARES TR
MSCI MIN VOL ETF
46429B697
1139
18786
SH
SOLE
0
0
18786
ISHARES TR
MIN VOL EAFE ETF
46429B689
1830
27698
SH
SOLE
0
0
27698
CLOVIS ONCOLOGY INC
COM
189464100
77
11407
SH
SOLE
0
0
11407
ISHARES INC
MIN VOL GBL ETF
464286525
670
7650
SH
SOLE
0
0
7650
ISHARES INC
MIN VOL EMRG MKT
464286533
1898
36494
SH
SOLE
0
0
36494
WORKIVA INC
COM CL A
98139A105
2225
41602
SH
SOLE
0
0
41602
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
277
2273
SH
SOLE
0
0
2273
ISHARES INC
MSCI FRNTR100ETF
464286145
332
13702
SH
SOLE
0
0
13702
PHILLIPS 66
COM
718546104
2175
30255
SH
SOLE
0
0
30255
ISHARES INC
EM MKTS DIV ETF
464286319
350
11181
SH
SOLE
0
0
11181
RETAIL PPTYS AMER INC
CL A
76131V202
76
10347
SH
SOLE
0
0
10347
SPDR SER TR
BLOOMBERG SRT TR
78468R408
460
18243
SH
SOLE
0
0
18243
ISHARES INC
JP MRG EM CRP BD
464286251
275
5429
SH
SOLE
0
0
5429
FACEBOOK INC
CL A
30303M102
9630
42410
SH
SOLE
0
0
42410
APOLLO SR FLOATING RATE FD I
COM
037636107
5848
470451
SH
SOLE
0
0
470451
ISHARES INC
JP MRGN EM HI BD
464286285
441
10247
SH
SOLE
0
0
10247
VANECK VECTORS ETF TR
EMERGING MKTS HI
92189F353
573
25712
SH
SOLE
0
0
25712
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
477
1880
SH
SOLE
0
0
1880
SERVICENOW INC
COM
81762P102
466
1150
SH
SOLE
0
0
1150
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
547
27421
SH
SOLE
0
0
27421
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
394
9445
SH
SOLE
0
0
9445
FS KKR CAP CORP II
COM
35952V303
261
20217
SH
SOLE
0
0
20217
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
51696
989774
SH
SOLE
0
0
989774
ISHARES INC
CORE MSCI EMKT
46434G103
337
7074
SH
SOLE
0
0
7074
ISHARES TR
CORE MSCI EAFE
46432F842
1041
18204
SH
SOLE
0
0
18204
ISHARES TR
CORE 1 5 YR USD
46432F859
940
18261
SH
SOLE
0
0
18261
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
356
7104
SH
SOLE
0
0
7104
SUNOCO LP/SUNOCO FIN CORP
COM UT REP LP
86765K109
231
10108
SH
SOLE
0
0
10108
ABBVIE INC
COM
00287Y109
2778
28292
SH
SOLE
0
0
28292
ETF MANAGERS TR
PRIME JUNIR SLVR
26924G102
454
37740
SH
SOLE
0
0
37740
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
529
28738
SH
SOLE
0
0
28738
SPDR SER TR
SSGA US SMAL ETF
78468R887
440
5764
SH
SOLE
0
0
5764
INVESCO EXCHANGE-TRADED FD T
S&P SMLCP LOW
46138G102
362
10691
SH
SOLE
0
0
10691
EATON VANCE MUN INCOME 2028
SHS
27829U105
287
14065
SH
SOLE
0
0
14065
FIRST TR EXCHANGE-TRADED FD
FIRST TR TA HIYL
33738D408
274
5981
SH
SOLE
0
0
5981
AMERICAN FIN TR INC
COM CLASS A
02607T109
122
15346
SH
SOLE
0
0
15346
ISHARES TR
USA MOMENTUM FCT
46432F396
1793
13686
SH
SOLE
0
0
13686
WISDOMTREE TR
US QTLY DIV GRT
97717X669
344
7573
SH
SOLE
0
0
7573
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
5711
98924
SH
SOLE
0
0
98924
ISHARES TR
EDGE MSCI USA VL
46432F388
2476
34261
SH
SOLE
0
0
34261
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
348
9456
SH
SOLE
0
0
9456
ISHARES TR
USA QUALITY FCTR
46432F339
2904
30276
SH
SOLE
0
0
30276
RINGCENTRAL INC
CL A
76680R206
483
1694
SH
SOLE
0
0
1694
PRECIGEN INC
COM
74017N105
202
40469
SH
SOLE
0
0
40469
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
503
10052
SH
SOLE
0
0
10052
FLEXSHARES TR
STOXX GLOBR INF
33939L795
565
11828
SH
SOLE
0
0
11828
ISHARES TR
0-5YR HI YL CP
46434V407
319
7438
SH
SOLE
0
0
7438
FATE THERAPEUTICS INC
COM
31189P102
1948
56764
SH
SOLE
0
0
56764
HILTON WORLDWIDE HLDGS INC
COM
43300A203
248
3375
SH
SOLE
0
0
3375
TESLA INC
COM
88160R101
448
40000
SH
Call
SOLE
0
0
40000
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
2677
83219
SH
SOLE
0
0
83219
TANDEM DIABETES CARE INC
COM NEW
875372203
647
6537
SH
SOLE
0
0
6537
ALPHABET INC
CAP STK CL C
02079K107
2921
2066
SH
SOLE
0
0
2066
JD.COM INC
SPON ADR CL A
47215P106
252
4186
SH
SOLE
0
0
4186
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
2042
37118
SH
SOLE
0
0
37118
ISHARES TR
CORE DIV GRWTH
46434V621
862
22928
SH
SOLE
0
0
22928
ISHARES TR
CORE MSCI PAC
46434V696
221
4197
SH
SOLE
0
0
4197
ISHARES TR
GLOBAL REIT ETF
46434V647
286
13707
SH
SOLE
0
0
13707
CAREDX INC
COM
14167L103
202
5700
SH
SOLE
0
0
5700
FIRST TR EXCHANGE-TRADED FD
DORSEY WRIGHT
33738R886
201
11958
SH
SOLE
0
0
11958
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3199
14831
SH
SOLE
0
0
14831
FORWARD PHARMA A/S
SPONSORD ADS NEW
34986J204
62
10064
SH
SOLE
0
0
10064
FIRST TR EXCH TRADED FD III
LNG/SHT EQUITY
33739P103
249
6083
SH
SOLE
0
0
6083
FIDELITY MERRIMACK STR TR
LTD TRM BD ETF
316188200
422
8057
SH
SOLE
0
0
8057
ARK ETF TR
INNOVATION ETF
00214Q104
205
2880
SH
SOLE
0
0
2880
BRISTOL-MYERS SQUIBB CO
COM
110122108
1
60000
SH
Call
SOLE
0
0
60000
INTEL CORP
COM
458140100
0
60000
SH
Call
SOLE
0
0
60000
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
1147
22194
SH
SOLE
0
0
22194
FIRST TR EXCHANGE TRADED FD
INTL EQUITY OPP
33734X853
372
7339
SH
SOLE
0
0
7339
INVESCO ACTIVLY MANGD ETC FD
OPTIMUM YIELD
46090F100
205
15845
SH
SOLE
0
0
15845
QORVO INC
COM
74736K101
178
1608
SH
SOLE
0
0
1608
INVITAE CORP
COM
46185L103
1588
52416
SH
SOLE
0
0
52416
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
340
6853
SH
SOLE
0
0
6853
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
23666
961269
SH
SOLE
0
0
961269
CANOPY GROWTH CORP
COM
138035100
301
18614
SH
SOLE
0
0
18614
INNOVATOR ETFS TR
IBD 50 ETF
45782C102
518
15054
SH
SOLE
0
0
15054
ISHARES TR
MULTIFACTOR INTL
46434V274
280
12200
SH
SOLE
0
0
12200
PACER FDS TR
TRENDP US LAR CP
69374H105
2798
102916
SH
SOLE
0
0
102916
PACER FDS TR
TRENDP 100 ETF
69374H303
2317
54276
SH
SOLE
0
0
54276
TELADOC HEALTH INC
COM
87918A105
1995
10453
SH
SOLE
0
0
10453
PAYPAL HLDGS INC
COM
70450Y103
546
3133
SH
SOLE
0
0
3133
LUMENTUM HLDGS INC
COM
55024U109
7966
97830
SH
SOLE
0
0
97830
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
330
6101
SH
SOLE
0
0
6101
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTOR MI
47804J206
2147
61142
SH
SOLE
0
0
61142
ISHARES TR
CORE INTL AGGR
46435G672
5320
95542
SH
SOLE
0
0
95542
SQUARE INC
CL A
852234103
333
3170
SH
SOLE
0
0
3170
ISHARES TR
MULTIFACTOR USA
46434V290
648
18149
SH
SOLE
0
0
18149
WISDOMTREE TR
YIELD ENHANCD US
97717X511
3021
56131
SH
SOLE
0
0
56131
FIRST TR EXCHANGE-TRADED FD
DORSEY WRIGHT
33738R878
2655
107591
SH
SOLE
0
0
107591
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
124
14950
SH
SOLE
0
0
14950
EATON VANCE HIGH INCOME 2021
COM SH BEN INT
27829W101
161
17005
SH
SOLE
0
0
17005
SYROS PHARMACEUTICALS INC
COM
87184Q107
107
10080
SH
SOLE
0
0
10080
FIRST TR EXCH TRADED FD III
RIVR FRNT DYN
33739P707
2346
42143
SH
SOLE
0
0
42143
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
337
4579
SH
SOLE
0
0
4579
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
520
5177
SH
SOLE
0
0
5177
JOHN HANCOCK EXCHANGE TRADED
MULTI INTL ETF
47804J859
624
24057
SH
SOLE
0
0
24057
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
49693
988727
SH
SOLE
0
0
988727
CRONOS GROUP INC
COM
22717L101
73
12121
SH
SOLE
0
0
12121
ALTERYX INC
COM CL A
02156B103
253
1540
SH
SOLE
0
0
1540
PROSPECT CAP CORP
NOTE 4.950% 7/1
74348TAR3
24
25000
PRN
SOLE
0
0
25000
ISHARES TR
FALN ANGLS USD
46435G474
1515
57797
SH
SOLE
0
0
57797
WISDOMTREE TR
YIELD ENHANCED
97717Y808
2117
41095
SH
SOLE
0
0
41095
INDEXIQ ETF TR
IQ CHAIKIN US
45409B396
893
41298
SH
SOLE
0
0
41298
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
8500
167555
SH
SOLE
0
0
167555
EATON VANCE FLTNG RATE 2022
COM
27831H100
111
13732
SH
SOLE
0
0
13732
DUPONT DE NEMOURS INC
COM
26614N102
375
7057
SH
SOLE
0
0
7057
ADVANCED MICRO DEVICES INC
COM
007903107
12
20308
SH
Call
SOLE
0
0
20308
ROKU INC
COM CL A
77543R102
459
3937
SH
SOLE
0
0
3937
COLUMBIA ETF TR I
DIVERSIFID FXD
19761L508
565
26736
SH
SOLE
0
0
26736
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTR SML
47804J842
1453
61725
SH
SOLE
0
0
61725
BLACKROCK TCP CAPITAL CORP
NOTE 4.625% 3/0
87238QAD5
113
117000
PRN
SOLE
0
0
117000
GOLDMAN SACHS ETF TR
EQUAL WEIGHT US
381430438
38712
833412
SH
SOLE
0
0
833412
EVOLUS INC
COM
30052C107
37
7011
SH
SOLE
0
0
7011
BILIBILI INC
SPONS ADS REP Z
090040106
267
5768
SH
SOLE
0
0
5768
PGIM ETF TR
ULTRA SHORT
69344A107
682
13700
SH
SOLE
0
0
13700
EVERGY INC
COM
30034W106
579
9761
SH
SOLE
0
0
9761
PUXIN LTD
ADS
74704P108
71
13800
SH
SOLE
0
0
13800
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
247
4566
SH
SOLE
0
0
4566
ETFIS SER TR I
VIRTUS INFRCAP
26923G822
373
20826
SH
SOLE
0
0
20826
INVESCO EXCHNG TRAD SLF INDE
INVT GRD DEFSV
46139W502
264
9623
SH
SOLE
0
0
9623
ABBOTT LABS
COM
002824100
2
207900
SH
Call
SOLE
0
0
207900
NUTANIX INC
CL A
67059N108
119
9900
SH
Call
SOLE
0
0
9900
TESLA INC
COM
88160R101
0
19800
SH
Call
SOLE
0
0
19800
ABBOTT LABS
COM
002824100
29
19800
SH
Call
SOLE
0
0
19800
TWIST BIOSCIENCE CORP
COM
90184D100
182
4026
SH
SOLE
0
0
4026
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
1239
24297
SH
SOLE
0
0
24297
FIRST TR EXCH TRADED FD III
SHRT DUR MNG MUN
33739P830
985
47978
SH
SOLE
0
0
47978
FIRST TR EXCH TRADED FD III
ULTRA SHT DUR MU
33740J104
1052
52384
SH
SOLE
0
0
52384
AMERICAN CENTY ETF TR
DIVERSIFIED MU
025072505
14520
274726
SH
SOLE
0
0
274726
ACCURAY INC
COM
004397105
59
99000
SH
Call
SOLE
0
0
99000
AVEO PHARMACEUTICALS INC
COM NEW
053588307
3
108900
SH
Call
SOLE
0
0
108900
DISNEY WALT CO
COM DISNEY
254687106
626
9900
SH
Call
SOLE
0
0
9900
FATE THERAPEUTICS INC
COM
31189P102
89
39600
SH
Call
SOLE
0
0
39600
FATE THERAPEUTICS INC
COM
31189P102
1
39600
SH
Call
SOLE
0
0
39600
MICRON TECHNOLOGY INC
COM
595112103
80
9900
SH
Call
SOLE
0
0
9900
OVERSTOCK COM INC DEL
COM
690370101
1
39600
SH
Call
SOLE
0
0
39600
QUALCOMM INC
COM
747525103
0
19800
SH
Call
SOLE
0
0
19800
QUALCOMM INC
COM
747525103
1345
29700
SH
Call
SOLE
0
0
29700
PROSHARES TR
ULTRASHRT S&P500
74347B383
91
29700
SH
Call
SOLE
0
0
29700
STRATASYS LTD
SHS
M85548101
186
29700
SH
Call
SOLE
0
0
29700
TESLA INC
COM
88160R101
0
9900
SH
Call
SOLE
0
0
9900
ADVANCED MICRO DEVICES INC
COM
007903107
117
19800
SH
Call
SOLE
0
0
19800
INVITAE CORP
COM
46185L103
534
69300
SH
Call
SOLE
0
0
69300
VIRNETX HLDG CORP
COM
92823T108
263
69300
SH
Call
SOLE
0
0
69300
ACACIA COMMUNICATIONS INC
COM
00401C108
288
9900
SH
Call
SOLE
0
0
9900
OVERSTOCK COM INC DEL
COM
690370101
20
39600
SH
Call
SOLE
0
0
39600
FATE THERAPEUTICS INC
COM
31189P102
122
19800
SH
Call
SOLE
0
0
19800
INVITAE CORP
COM
46185L103
44
39600
SH
Call
SOLE
0
0
39600
FIRST TR EXCHNG TRADED FD VI
LOW DUR STRTGC
33740F870
1055
52044
SH
SOLE
0
0
52044
OVERSTOCK COM INC DEL
COM
690370101
651
138600
SH
Call
SOLE
0
0
138600
PROSHARES TR
ULTRASHRT S&P500
74347B383
2
99000
SH
Call
SOLE
0
0
99000
STRATASYS LTD
SHS
M85548101
173
19800
SH
Call
SOLE
0
0
19800
NUTANIX INC
CL A
67059N108
31
19800
SH
Call
SOLE
0
0
19800
OVERSTOCK COM INC DEL
COM
690370101
304
29700
SH
Call
SOLE
0
0
29700
BLACKSTONE GROUP INC
COM CL A
09260D107
5
200
SH
Call
SOLE
0
0
200
DOW INC
COM
260557103
215
5268
SH
SOLE
0
0
5268
PERSONALIS INC
COM
71535D106
140
10832
SH
SOLE
0
0
10832
MICRON TECHNOLOGY INC
COM
595112103
7
500
SH
Call
SOLE
0
0
500
KARUNA THERAPEUTICS INC
COM
48576A100
8503
76284
SH
SOLE
0
0
76284
TELADOC HEALTH INC
COM
87918A105
12
100
SH
Call
SOLE
0
0
100
LIVONGO HEALTH INC
COM
539183103
237
3155
SH
SOLE
0
0
3155
ACTIVISION BLIZZARD INC
COM
00507V109
1
100000
SH
Call
SOLE
0
0
100000
GILEAD SCIENCES INC
COM
375558103
9
100000
SH
Call
SOLE
0
0
100000
FEDEX CORP
COM
31428X106
16
70000
SH
Call
SOLE
0
0
70000
HAPPINESS BIOTECH GROUP LTD
SHS
G4289N114
30
10555
SH
SOLE
0
0
10555
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
0
4000
SH
Call
SOLE
0
0
4000
BROADMARK RLTY CAP INC
COM
11135B100
279
29472
SH
SOLE
0
0
29472
FIRST TR EXCHNG TRADED FD VI
VEST US DEEP
33740F854
787
25839
SH
SOLE
0
0
25839
QUALCOMM INC
COM
747525103
6
700
SH
Call
SOLE
0
0
700
FACEBOOK INC
CL A
30303M102
3
100
SH
Call
SOLE
0
0
100
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
17
1800
SH
Call
SOLE
0
0
1800
CLOVIS ONCOLOGY INC
COM
189464100
0
700
SH
Call
SOLE
0
0
700
TERADYNE INC
COM
880770102
10
400
SH
Call
SOLE
0
0
400
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
10
4000
SH
Call
SOLE
0
0
4000
INVITAE CORP
COM
46185L103
39
2400
SH
Call
SOLE
0
0
2400
INVITAE CORP
COM
46185L103
23
1200
SH
Call
SOLE
0
0
1200
INVITAE CORP
COM
46185L103
35
2100
SH
Call
SOLE
0
0
2100
INVITAE CORP
COM
46185L103
37
2400
SH
Call
SOLE
0
0
2400
FIRST TR EXCHNG TRADED FD VI
US EQT DEEP DUFR
33740F771
1714
57392
SH
SOLE
0
0
57392
QUALCOMM INC
COM
747525103
12
1000
SH
Call
SOLE
0
0
1000
ISHARES TR
BARCLAYS 7 10 YR
464287440
1
900
SH
Put
SOLE
0
0
900
QUALCOMM INC
COM
747525103
13
600
SH
Call
SOLE
0
0
600
QUALCOMM INC
COM
747525103
4
100
SH
Call
SOLE
0
0
100
MICRON TECHNOLOGY INC
COM
595112103
26
2000
SH
Call
SOLE
0
0
2000
FACEBOOK INC
CL A
30303M102
8
100
SH
Call
SOLE
0
0
100
3-D SYS CORP DEL
COM NEW
88554D205
0
1000
SH
Call
SOLE
0
0
1000
CARRIER GLOBAL CORPORATION
COM
14448C104
381
17159
SH
SOLE
0
0
17159
OTIS WORLDWIDE CORP
COM
68902V107
475
8351
SH
SOLE
0
0
8351
QUALCOMM INC
COM
747525103
21
1000
SH
Call
SOLE
0
0
1000
QUALCOMM INC
COM
747525103
3
400
SH
Call
SOLE
0
0
400
INVITAE CORP
COM
46185L103
21
1000
SH
Call
SOLE
0
0
1000
FATE THERAPEUTICS INC
COM
31189P102
14
1000
SH
Call
SOLE
0
0
1000
TWIST BIOSCIENCE CORP
COM
90184D100
23
1500
SH
Call
SOLE
0
0
1500
MOMENTA PHARMACEUTICALS INC
COM
60877T100
24
1800
SH
Call
SOLE
0
0
1800
QUALCOMM INC
COM
747525103
21
1300
SH
Call
SOLE
0
0
1300
LUMENTUM HLDGS INC
COM
55024U109
3
1000
SH
Put
SOLE
0
0
1000
WESTERN UN CO
COM
959802109
4
6000
SH
Put
SOLE
0
0
6000
QUALCOMM INC
COM
747525103
10
800
SH
Call
SOLE
0
0
800
FATE THERAPEUTICS INC
COM
31189P102
40
2800
SH
Call
SOLE
0
0
2800
ISHARES TR
US HLTHCARE ETF
464287762
5
300
SH
Call
SOLE
0
0
300
MOMENTA PHARMACEUTICALS INC
COM
60877T100
19
2900
SH
Call
SOLE
0
0
2900
QUALCOMM INC
COM
747525103
6
400
SH
Call
SOLE
0
0
400
EVOLUS INC
COM
30052C107
3
1300
SH
Call
SOLE
0
0
1300
EVOLUS INC
COM
30052C107
3
2000
SH
Call
SOLE
0
0
2000
FATE THERAPEUTICS INC
COM
31189P102
8
800
SH
Call
SOLE
0
0
800
FATE THERAPEUTICS INC
COM
31189P102
11
1100
SH
Call
SOLE
0
0
1100
INVESCO QQQ TR
UNIT SER 1
46090E103
7
1000
SH
Put
SOLE
0
0
1000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
28
2000
SH
Put
SOLE
0
0
2000
MOMENTA PHARMACEUTICALS INC
COM
60877T100
4
400
SH
Call
SOLE
0
0
400
VERTEX PHARMACEUTICALS INC
COM
92532F100
10
200
SH
Call
SOLE
0
0
200
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1
200
SH
Put
SOLE
0
0
200
EVOLUS INC
COM
30052C107
14
4000
SH
Call
SOLE
0
0
4000
MICRON TECHNOLOGY INC
COM
595112103
8
1000
SH
Call
SOLE
0
0
1000
CANOPY GROWTH CORP
COM
138035100
1
600
SH
Call
SOLE
0
0
600
DELTA AIR LINES INC DEL
COM NEW
247361702
15
1700
SH
Call
SOLE
0
0
1700
GOLDMAN SACHS GROUP INC
COM
38141G104
12
200
SH
Call
SOLE
0
0
200
MICRON TECHNOLOGY INC
COM
595112103
12
700
SH
Call
SOLE
0
0
700
QUALCOMM INC
COM
747525103
49
2200
SH
Call
SOLE
0
0
2200
PROSHARES TR
ULTRASHRT S&P500
74347B383
3
4800
SH
Call
SOLE
0
0
4800
INVITAE CORP
COM
46185L103
26
1700
SH
Call
SOLE
0
0
1700
MICRON TECHNOLOGY INC
COM
595112103
4
500
SH
Call
SOLE
0
0
500
QUALCOMM INC
COM
747525103
7
400
SH
Call
SOLE
0
0
400
QORVO INC
COM
74736K101
14
400
SH
Call
SOLE
0
0
400
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
2
2000
SH
Call
SOLE
0
0
2000
PRECIGEN INC
COM
74017N105
16
4000
SH
Call
SOLE
0
0
4000
MOMENTA PHARMACEUTICALS INC
COM
60877T100
3
400
SH
Call
SOLE
0
0
400
TANDEM DIABETES CARE INC
COM NEW
875372203
44
1500
SH
Call
SOLE
0
0
1500
INVITAE CORP
COM
46185L103
26
2000
SH
Call
SOLE
0
0
2000
TANDEM DIABETES CARE INC
COM NEW
875372203
26
1000
SH
Call
SOLE
0
0
1000
TWIST BIOSCIENCE CORP
COM
90184D100
8
400
SH
Call
SOLE
0
0
400
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
7
2000
SH
Call
SOLE
0
0
2000
T-MOBILE US INC
RIGHT 07/27/2020
872590112
9
50732
SH
SOLE
0
0
50732
INVITAE CORP
COM
46185L103
11
1000
SH
Call
SOLE
0
0
1000
TELADOC HEALTH INC
COM
87918A105
6
200
SH
Call
SOLE
0
0
200
TELADOC HEALTH INC
COM
87918A105
7
200
SH
Call
SOLE
0
0
200
INVITAE CORP
COM
46185L103
5
700
SH
Call
SOLE
0
0
700
QUALCOMM INC
COM
747525103
6
700
SH
Call
SOLE
0
0
700
QORVO INC
COM
74736K101
16
700
SH
Call
SOLE
0
0
700
PAYSIGN INC
COM
70451A104
1
300
SH
Call
SOLE
0
0
300
ISHARES TR
CORE S&P MCP ETF
464287507
684
3676
SH
SOLE
0
0
3676
ISHARES TR
S&P 500 VAL ETF
464287408
655
5779
SH
SOLE
0
0
5779
ISHARES TR
RUS 1000 VAL ETF
464287598
1603
13535
SH
SOLE
0
0
13535
ISHARES TR
RUS 1000 GRW ETF
464287614
2288
11415
SH
SOLE
0
0
11415
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4583
14192
SH
SOLE
0
0
14192
AMAZON COM INC
COM
023135106
1622
543
SH
SOLE
0
0
543
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3022
15639
SH
SOLE
0
0
15639
ONEOK INC NEW
COM
682680103
565
19512
SH
SOLE
0
0
19512
AMGEN INC
COM
031162100
341
1350
SH
SOLE
0
0
1350
ABBOTT LABS
COM
002824100
213
2115
SH
SOLE
0
0
2115
CONAGRA BRANDS INC
COM
205887102
2639
71683
SH
SOLE
0
0
71683
GENUINE PARTS CO
COM
372460105
531
6000
SH
SOLE
0
0
6000
INTEL CORP
COM
458140100
1003
16613
SH
SOLE
0
0
16613
QUALCOMM INC
COM
747525103
590
6578
SH
SOLE
0
0
6578
US BANCORP DEL
COM NEW
902973304
313
8510
SH
SOLE
0
0
8510
JOHNSON & JOHNSON
COM
478160104
550
3678
SH
SOLE
0
0
3678
PFIZER INC
COM
717081103
422
10996
SH
SOLE
0
0
10996
ISHARES TR
MSCI EAFE ETF
464287465
1495
23505
SH
SOLE
0
0
23505
CHEVRON CORP NEW
COM
166764100
479
5268
SH
SOLE
0
0
5268
MICROSOFT CORP
COM
594918104
803
3963
SH
SOLE
0
0
3963
AT&T INC
COM
00206R102
441
14758
SH
SOLE
0
0
14758
COCA COLA CO
COM
191216100
283
5852
SH
SOLE
0
0
5852
PEPSICO INC
COM
713448108
395
2880
SH
SOLE
0
0
2880
VERIZON COMMUNICATIONS INC
COM
92343V104
243
4360
SH
SOLE
0
0
4360
SPDR SER TR
PORTFOLI S&P1500
78464A805
1657
41958
SH
SOLE
0
0
41958
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
331
13602
SH
SOLE
0
0
13602
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1974
15992
SH
SOLE
0
0
15992
DEERE & CO
COM
244199105
426
2409
SH
SOLE
0
0
2409
EXXON MOBIL CORP
COM
30231G102
778
17810
SH
SOLE
0
0
17810
WALMART INC
COM
931142103
319
2427
SH
SOLE
0
0
2427
APPLIED MATLS INC
COM
038222105
278
4370
SH
SOLE
0
0
4370
UNION PAC CORP
COM
907818108
1657
9467
SH
SOLE
0
0
9467
TARGET CORP
COM
87612E106
383
3128
SH
SOLE
0
0
3128
DANAHER CORPORATION
COM
235851102
305
1530
SH
SOLE
0
0
1530
MERCK & CO. INC
COM
58933Y105
327
4194
SH
SOLE
0
0
4194
GENERAL ELECTRIC CO
COM
369604103
110
15630
SH
SOLE
0
0
15630
HOME DEPOT INC
COM
437076102
1279
4847
SH
SOLE
0
0
4847
JPMORGAN CHASE & CO
COM
46625H100
406
4098
SH
SOLE
0
0
4098
WELLS FARGO CO NEW
COM
949746101
986
37432
SH
SOLE
0
0
37432
XCEL ENERGY INC
COM
98389B100
206
3018
SH
SOLE
0
0
3018
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1484
9051
SH
SOLE
0
0
9051
CONOCOPHILLIPS
COM
20825C104
299
7393
SH
SOLE
0
0
7393
APPLE INC
COM
037833100
1921
5174
SH
SOLE
0
0
5174
KINDER MORGAN INC DEL
COM
49456B101
271
18680
SH
SOLE
0
0
18680
ISHARES TR
MSCI EMG MKT ETF
464287234
294
6812
SH
SOLE
0
0
6812
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
3492
32633
SH
SOLE
0
0
32633
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
9841
34
SH
SOLE
0
0
34
ISHARES TR
SELECT DIVID ETF
464287168
1433
16998
SH
SOLE
0
0
16998
NUCOR CORP
COM
670346105
443
10410
SH
SOLE
0
0
10410
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
215
46000
SH
SOLE
0
0
46000
ALPHABET INC
CAP STK CL A
02079K305
311
205
SH
SOLE
0
0
205
SPDR GOLD TR
GOLD SHS
78463V107
485
2735
SH
SOLE
0
0
2735
VANGUARD INDEX FDS
MID CAP ETF
922908629
309
1790
SH
SOLE
0
0
1790
VANGUARD INDEX FDS
SMALL CP ETF
922908751
661
4347
SH
SOLE
0
0
4347
VANGUARD INDEX FDS
GROWTH ETF
922908736
684
3237
SH
SOLE
0
0
3237
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
499
31950
SH
SOLE
0
0
31950
VALMONT INDS INC
COM
920253101
6790
54158
SH
SOLE
0
0
54158
ENBRIDGE INC
COM
29250N105
257
8237
SH
SOLE
0
0
8237
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
3486
69697
SH
SOLE
0
0
69697
ARES CAPITAL CORP
COM
04010L103
156
11085
SH
SOLE
0
0
11085
ISHARES TR
SH TR CRPORT ETF
464288646
1548
28206
SH
SOLE
0
0
28206
ISHARES TR
PFD AND INCM SEC
464288687
1968
55151
SH
SOLE
0
0
55151
ISHARES TR
INTL SEL DIV ETF
464288448
1954
75520
SH
SOLE
0
0
75520
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
234
6212
SH
SOLE
0
0
6212
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
1628
19768
SH
SOLE
0
0
19768
VANGUARD TAX-MANAGED FDS
FTSE DEV MKT ETF
921943858
505
12450
SH
SOLE
0
0
12450
WISDOMTREE CONTINUOUS COMMOD
SHS BEN INT
97718W108
223
13571
SH
SOLE
0
0
13571
PHILIP MORRIS INTL INC
COM
718172109
420
5503
SH
SOLE
0
0
5503
SPDR SER TR
PORTFOLIO S&P500
78464A854
247
6511
SH
SOLE
0
0
6511
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
1115
76883
SH
SOLE
0
0
76883
ISHARES TR
CONSER ALLOC ETF
464289883
334
8983
SH
SOLE
0
0
8983
ISHARES TR
GRWT ALLOCAT ETF
464289867
208
4357
SH
SOLE
0
0
4357
ISHARES TR
SHRT NAT MUN ETF
464288158
3475
32133
SH
SOLE
0
0
32133
ISHARES TR
INTL TREA BD ETF
464288117
435
8286
SH
SOLE
0
0
8286
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
556
42639
SH
SOLE
0
0
42639
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
2133
20954
SH
SOLE
0
0
20954
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2957
35673
SH
SOLE
0
0
35673
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
348
5108
SH
SOLE
0
0
5108
INVESCO EXCH TRADED FD TR II
CEF INM COMPSI
46138E404
663
32863
SH
SOLE
0
0
32863
TESLA INC
COM
88160R101
790
522
SH
SOLE
0
0
522
ALPS ETF TR
ALERIAN MLP
00162Q452
243
10014
SH
SOLE
0
0
10014
VANGUARD ADMIRAL FDS INC
MIDCP 400 GRTH
921932869
297
2033
SH
SOLE
0
0
2033
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3155
10631
SH
SOLE
0
0
10631
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
316
1619
SH
SOLE
0
0
1619
ACELRX PHARMACEUTICALS INC
COM
00444T100
11
10000
SH
SOLE
0
0
10000
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
234
2508
SH
SOLE
0
0
2508
ISHARES TR
FLTG RATE NT ETF
46429B655
2515
49706
SH
SOLE
0
0
49706
FACEBOOK INC
CL A
30303M102
358
1538
SH
SOLE
0
0
1538
ABBVIE INC
COM
00287Y109
345
3517
SH
SOLE
0
0
3517
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
725
14486
SH
SOLE
0
0
14486
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
536
5250
SH
SOLE
0
0
5250
ALPHABET INC
CAP STK CL C
02079K107
244
161
SH
SOLE
0
0
161
INVESCO EXCHANGE-TRADED FD T
VAR RATE PFD
46138G870
3089
127536
SH
SOLE
0
0
127536
ISHARES TR
IBONDS SEP2020
46434V571
208
8175
SH
SOLE
0
0
8175
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
383
7684
SH
SOLE
0
0
7684
ISHARES TR
IBONDS DEC2022
46435G755
212
7989
SH
SOLE
0
0
7989
ISHARES TR
IBONDS DEC2021
46435G789
200
7735
SH
SOLE
0
0
7735
SQUARE INC
CL A
852234103
391
3180
SH
SOLE
0
0
3180
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
697
13068
SH
SOLE
0
0
13068
LAMB WESTON HLDGS INC
COM
513272104
1848
26889
SH
SOLE
0
0
26889
INVESCO ACTIVELY MANAGED ETF
VAR RATE INVT
46090A879
302
12238
SH
SOLE
0
0
12238
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
695
13797
SH
SOLE
0
0
13797
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
2301
45280
SH
SOLE
0
0
45280
GOLDMAN SACHS ETF TR
EQUAL WEIGHT US
381430438
252
5144
SH
SOLE
0
0
5144
DOCUSIGN INC
COM
256163106
397
2000
SH
SOLE
0
0
2000