Chief Compliance Officer

0001398344-16-021322.txt : 20161201 0001398344-16-021322.hdr.sgml : 20161201 20161130180909 ACCESSION NUMBER: 0001398344-16-021322 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161130 EFFECTIVENESS DATE: 20161201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RGT Capital Management, Ltd. CENTRAL INDEX KEY: 0001689872 IRS NUMBER: 202112353 STATE OF INCORPORATION: TX FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17576 FILM NUMBER: 162026322 BUSINESS ADDRESS: STREET 1: 5950 SHERRY LANE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: (214)360-7000 MAIL ADDRESS: STREET 1: 5950 SHERRY LANE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001689872 XXXXXXXX 09-30-2016 09-30-2016 false RGT Capital Management, Ltd.

5950 Sherry Lane Suite 600 Dallas TX 75225

13F COMBINATION REPORT 028-17576 0001508822 028-14059 Alpine Investment Management, LLC 0000902584 028-05637 ADVISORY RESEARCH INC 0000823621 028-01398 CAMBIAR INVESTORS LLC 0001130787 028-06213 EAGLE GLOBAL ADVISORS LLC 0001082917 028-04145 GW&K Investment Management, LLC 0001542266 028-14862 Granite Investment Partners, LLC 0001207017 028-10469 LAZARD ASSET MANAGEMENT LLC 0001054554 028-06668 OAK RIDGE INVESTMENTS LLC 0001341401 028-11487 River Road Asset Management, LLC 0001034182 028-03673 MANULIFE ASSET MANAGEMENT (US) LLC N Tiffany Ramirez Chief Compliance Officer 214-360-7000 /s/ Tiffany Ramirez Dallas TX 11-28-2016 0 123 138255 INFORMATION TABLE 2 fp0022662_13fhr-table.xml 13F INFORMATION TABLE 3M Company Equities 88579Y101 324 1842 SH SOLE 0 0 1842 Abbott Laboratories Equities 002824100 246 5832 SH SOLE 0 0 5832 AbbVie Inc Equities 00287Y109 236 3749 SH SOLE 0 0 3749 Altisource Portfolio Solutions S.A Equities L0175J104 241 7455 SH SOLE 0 0 7455 Altria Group Equities 02209S103 269 4256 SH SOLE 0 0 4256 Amazon Equities 023135106 503 601 SH SOLE 0 0 601 American Airlines Group Inc Equities 02376R102 223 6095 SH SOLE 0 0 6095 Anadarko Petroleum Corp Equities 032511107 211 3334 SH SOLE 0 0 3334 Apple Computer Equities 037833100 1631 14431 SH SOLE 0 0 14431 Ascendant Solutions Inc. Equities 04349Y107 528 2201528 SH SOLE 0 0 2201528 AT&T Inc. Equities 00206R102 462 11475 SH SOLE 0 0 11475 Atmos Energy Co Equities 049560105 372 5000 SH SOLE 0 0 5000 Bank Of America Equities 060505344 223 14176 SH SOLE 0 0 14176 Berkshire Hathaway Equities 084670702 1410 9761 SH SOLE 0 0 9761 BlackRock Municipal Bond Trust Equities 09249H104 314 17500 PRN SOLE 0 0 17500 BlackRock MuniVest Fund II Equities 09253T101 192 11244 PRN SOLE 0 0 11244 Blackstone Strategic Equities 71CR89994 604 505 PRN SOLE 0 0 505 BP PLC ADR Equities 055622104 242 6889 SH SOLE 0 0 6889 Chevron Corporation Equities 166764100 255 2481 SH SOLE 0 0 2481 China High Precision Automation Group Ltd. Equities G21122109 0 27675 SH SOLE 0 0 27675 Chubb Corp Equities H1467J104 316 2515 SH SOLE 0 0 2515 Cinemark Holdings Inc Equities 17243V102 5210 136117 SH SOLE 0 0 136117 Cisco Systems Equities 17275R102 238 7514 SH SOLE 0 0 7514 ClubCorp Holdings Inc Equities 18948M108 1559 107761 SH SOLE 0 0 107761 Coca Cola Equities 191216100 4819 113890 SH SOLE 0 0 113890 Colgate Palmolive Co Equities 194162103 222 3002 SH SOLE 0 0 3002 CSX Corp Equities 126408103 519 17042 SH SOLE 0 0 17042 Cullen Frost Bankers Equities 229899109 244 3400 SH SOLE 0 0 3400 CVS Health Corp. Equities 126650100 289 3250 SH SOLE 0 0 3250 Delta Air Lines Inc Equities 247361702 213 5433 SH SOLE 0 0 5433 Diodes Incorporated Equities 254543101 213 10000 SH SOLE 0 0 10000 Donaldson Company Inc. Equities 257651109 788 21122 SH SOLE 0 0 21122 Dow Chemical Co. Equities 260543103 245 4739 SH SOLE 0 0 4739 Eaton Vance Floating-Rate Income Equities 278279104 196 13574 SH SOLE 0 0 13574 EcoLab Inc Equities 278865100 262 2160 SH SOLE 0 0 2160 Energy Transfer Equity LP Equities 29273V100 429 22138 SH SOLE 0 0 22138 Enlink Midstream LLC Equities 29336T100 30919 1845963 SH SOLE 0 0 1845963 Enlink Midstream Partners LP Equities 29336U107 9467 534575 SH SOLE 0 0 534575 Enterprise Products Partners Equities 293792107 721 26102 SH SOLE 0 0 26102 Exxon Mobil Corp Equities 30231G102 3284 37627 SH SOLE 0 0 37627 Facebook, Inc Equities 30303M102 4861 37898 SH SOLE 0 0 37898 Ford Motor Co Equities 345370860 138 11460 SH SOLE 0 0 11460 General Electric Company Equities 369604103 410 13851 SH SOLE 0 0 13851 Google, Inc. Equities 02079K305 818 1030 SH SOLE 0 0 1030 Graphics Technologies Inc. Equities 388704108 1 10000 SH SOLE 0 0 10000 GSO Mezzanine Finance Equities 8EN249992 1049 1520 SH SOLE 0 0 1520 Halliburton Company Equities 406216101 316 7053 SH SOLE 0 0 7053 Hallmark Financial Services Inc Equities 40624Q203 1007 97879 SH SOLE 0 0 97879 Home Depot, Inc Equities 437076102 320 2494 SH SOLE 0 0 2494 Homeland Security Capital Corporation Equities 88738N103 30 89563 SH SOLE 0 0 89563 Howard Hughes Corp Equities 44267D107 334 2923 SH SOLE 0 0 2923 Independent Bank Group, Inc. Equities 45384B106 1278 28935 SH SOLE 0 0 28935 Intel Corp Equities 458140100 457 12125 SH SOLE 0 0 12125 International Business Machines Equities 459200101 260 1639 SH SOLE 0 0 1639 Invesco, LTD F Equities G491BT108 720 23028 SH SOLE 0 0 23028 iShares DJ U.S. Real Estate Index Equities 464287739 522 6475 SH SOLE 0 0 6475 iShares Gold Trust Equities 464285105 4122 324831 SH SOLE 0 0 324831 iShares IBoxx $ Invest Grade Corp Bond Fund Equities 464287242 231 1877 PRN SOLE 0 0 1877 iShares MBS ETF Equities 464288588 216 1965 SH SOLE 0 0 1965 iShares MSCI EAFE Index Fund Equities 464287465 452 7660 SH SOLE 0 0 7660 iShares Russell 1000 Index Fund Equities 464287622 527 4377 SH SOLE 0 0 4377 iShares Russell 1000 Value Index Equities 464287598 1055 9994 SH SOLE 0 0 9994 iShares Russell 2000 Growth Index Equities 464287648 639 4297 SH SOLE 0 0 4297 iShares Russell 2000 Index Fund Equities 464287655 290 2341 SH SOLE 0 0 2341 iShares Russell Midcap Index Fund Equities 464287499 234 1347 SH SOLE 0 0 1347 iShares S&P 500 Growth Index Fund Equities 464287309 812 6674 SH SOLE 0 0 6674 iShares S&P Midcap 400 Value Equities 464287705 403 3036 SH SOLE 0 0 3036 iShares Trust Russell 1000 Growth Equities 464287614 424 4072 SH SOLE 0 0 4072 Johnson & Johnson Equities 478160104 1236 10467 SH SOLE 0 0 10467 Jones Energy Inc Equities 48019R108 67 18962 SH SOLE 0 0 18962 JPMorgan Chase & Co. Equities 46625H100 406 6111 SH SOLE 0 0 6111 Kimberly Clark Corporation Equities 494368103 237 1885 SH SOLE 0 0 1885 KKR Direct Lending Trust Equities 71CO69993 207 210 SH SOLE 0 0 210 Kraft Heinz Company Equities 500754106 701 2254 SH SOLE 0 0 2254 Legacytexas Financal Equities 52471Y106 6609 208971 SH SOLE 0 0 208971 Liquidmetal Technologies Inc Equities 53634X100 15 99900 SH SOLE 0 0 99900 LS Real Estate Equities 71D889995 244 308 SH SOLE 0 0 308 Magellan Midstream Ptrs LP Equities 559080106 602 8516 SH SOLE 0 0 8516 Marsh & McLennan Companies, Inc. Equities 571748102 361 5371 SH SOLE 0 0 5371 Merck & Co Equities 58933Y105 329 5287 SH SOLE 0 0 5287 Microsoft Corporation Equities 594918104 702 12200 SH SOLE 0 0 12200 Newell Rubbermaid Equities 651229106 229 4361 SH SOLE 0 0 4361 NextEra Energy, Inc Equities 65339F101 218 1787 SH SOLE 0 0 1787 Ocwen Financial Equities 675746309 55 15000 SH SOLE 0 0 15000 Pepsico, Inc. Equities 713448108 903 8303 SH SOLE 0 0 8303 Petro-Victory Energy Ordf Equities G7041T105 1 40000 SH SOLE 0 0 40000 Pfizer Inc Equities 717081103 898 26522 SH SOLE 0 0 26522 Philip Morris International, Inc. Equities 718172109 230 2372 SH SOLE 0 0 2372 PowerShares FTSE RAFI Emerging Mkts ETF Equities 73936T763 616 8574 SH SOLE 0 0 8574 Proctor & Gamble Equities 742718109 7794 86844 SH SOLE 0 0 86844 ProShares Russell 2000 Dividend Growers Equities 74347B698 306 6157 SH SOLE 0 0 6157 Raytheon Company Equities 755111507 254 1873 SH SOLE 0 0 1873 Schwab International Equity ETF Equities 808524805 263 9156 SH SOLE 0 0 9156 Schwab US Small Cap ETF Equities 808524607 689 12904 SH SOLE 0 0 12904 Shutterstock Inc Equities 825690100 268 4218 SH SOLE 0 0 4218 Simmons 1st Natl Cla New Equities 828730200 305 6123 SH SOLE 0 0 6123 Southwest Airlines Equities 844741108 438 11274 SH SOLE 0 0 11274 SPDR Gold Trust Equities 78463V107 6609 52610 SH SOLE 0 0 52610 SPDR S&P Dividend Equities 78464A763 271 3215 SH SOLE 0 0 3215 Starz Equities 85571Q102 223 7166 SH SOLE 0 0 7166 Stratus Properties, Inc. Equities 863167201 866 35500 SH SOLE 0 0 35500 Texas Instruments, Inc Equities 882508104 1669 23790 SH SOLE 0 0 23790 Thermo Electron Corp Equities 883556102 212 1334 SH SOLE 0 0 1334 Titan Masters International K1 10 Equities 003544127 1997 16485 SH SOLE 0 0 16485 TN K Energy Group Equities 88874W107 1 100000 SH SOLE 0 0 100000 TransGlobe Energy Corp Equities 893662106 26 13575 SH SOLE 0 0 13575 Union Pacific Corporation Equities 907818108 1196 12265 SH SOLE 0 0 12265 Vanguard Bond Index Fund Equities 921937819 291 3328 PRN SOLE 0 0 3328 Vanguard Corp Bond Etf Equities 92206C409 308 3825 PRN SOLE 0 0 3825 Vanguard Energy ETF Equities 92204A306 458 4694 SH SOLE 0 0 4694 Vanguard Health Care Equities 92204A504 749 5369 SH SOLE 0 0 5369 Vanguard Mid-Cap ETF Equities 922908629 207 1606 SH SOLE 0 0 1606 Vanguard Natural Resources LLC Equities 92205F106 21 23744 SH SOLE 0 0 23744 Vanguard S&P 500 ETF Equities 922908363 702 3537 SH SOLE 0 0 3537 Vanguard Small-Cap Index Fund Equities 922908751 696 5700 SH SOLE 0 0 5700 Veritex Holdings, Inc. Equities 923451108 3028 174152 SH SOLE 0 0 174152 Verizon Communications, Inc. Equities 92343V104 227 4383 SH SOLE 0 0 4383 Visa Inc. Equities 92826C839 346 4193 SH SOLE 0 0 4193 Wal-Mart Equities 931142103 379 5258 SH SOLE 0 0 5258 Walt Disney Holding Co Equities 254687106 196 5053 SH SOLE 0 0 5053 Wells Fargo Equities 949746465 1293 29285 SH SOLE 0 0 29285 Wendys Arbys Group Inc Equities 95058W100 174 16173 SH SOLE 0 0 16173 Yum Brands Equities 988498101 362 3989 SH SOLE 0 0 3989