0001214659-19-007083.txt : 20191113 0001214659-19-007083.hdr.sgml : 20191113 20191113125719 ACCESSION NUMBER: 0001214659-19-007083 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harbor Advisors LLC CENTRAL INDEX KEY: 0001687156 IRS NUMBER: 113555982 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17610 FILM NUMBER: 191212846 BUSINESS ADDRESS: STREET 1: 241 BRADLEY PL CITY: PALM BEACH STATE: FL ZIP: 33480 BUSINESS PHONE: 5614592946 MAIL ADDRESS: STREET 1: 241 BRADLEY PL CITY: PALM BEACH STATE: FL ZIP: 33480 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001687156 XXXXXXXX 09-30-2019 09-30-2019 false Harbor Advisors LLC

241 Bradley Pl Palm Beach FL 33480

13F HOLDINGS REPORT 028-17610 N JACK (SHIAUJIE) FU 5614592946 /s/ JACK (SHIAUJIE) FU WEST PALM BEACH FL 11-13-2019 0 164 349462 INFORMATION TABLE 2 infotable.xml AERCAP HOLDINGS NV SHS N00985106 370 6750 SH SOLE 6750 0 0 ALLERGAN PLC SHS G0177J108 925 5500 SH SOLE 5500 0 0 AON PLC SHS CL A G0408V102 484 2500 SH SOLE 2500 0 0 ATHENE HLDG LTD CL A G0684D107 437 10399 SH SOLE 10399 0 0 ENSTAR GROUP LIMITED SHS G3075P101 475 2500 SH SOLE 2500 0 0 TECHNIPFMC PLC COM G87110105 966 40000 SH SOLE 40000 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 263 25000 SH SOLE 25000 0 0 INTERXION HOLDING N.V SHS N47279109 15043 184663 SH SOLE 184663 0 0 INGERSOLL-RAND PLC SHS G47791101 308 2500 SH SOLE 2500 0 0 INVESCO LTD SHS G491BT108 486 28714 SH SOLE 28714 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 249 10044 SH SOLE 10044 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 643 27018 SH SOLE 27018 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 5698 192238 SH SOLE 192238 0 0 EVEREST RE GROUP LTD COM G3223R108 399 1500 SH SOLE 1500 0 0 UBS GROUP AG SHS H42097107 114 10000 SH SOLE 10000 0 0 YANDEX N V SHS CLASS A N97284108 613 17500 SH SOLE 17500 0 0 AT&T INC COM 00206R102 272 7185 SH SOLE 7185 0 0 ADOBE INC COM 00724F101 1658 6000 SH SOLE 6000 0 0 AFFILIATED MANAGERS GROUP IN COM 008252108 208 2500 SH SOLE 2500 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1828 20000 SH SOLE 20000 0 0 ALICO INC COM 016230104 262 7703 SH SOLE 7703 0 0 ALPHABET INC CAP STK CL C 02079K107 1219 1000 SH SOLE 1000 0 0 ALPHABET INC CAP STK CL A 02079K305 9036 7400 SH SOLE 7400 0 0 ALTABA INC COM 021346101 682 35000 SH SOLE 35000 0 0 ALTICE USA INC CL A 02156K103 1039 36245 SH SOLE 36245 0 0 AMAZON COM INC COM 023135106 13540 7800 SH SOLE 7800 0 0 AMBAC FINL GROUP INC COM NEW 023139884 5110 261382 SH SOLE 261382 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 637 23618 SH SOLE 23618 0 0 AMERICAN EXPRESS CO COM 025816109 237 2000 SH SOLE 2000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 947 17000 SH SOLE 17000 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 490 13811 SH SOLE 13811 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 571 6000 SH SOLE 6000 0 0 APPLE INC COM 037833100 8309 37100 SH SOLE 37100 0 0 AURORA CANNABIS INC COM 05156X108 550 125125 SH SOLE 125125 0 0 AVANTOR INC COM 05352A100 294 20000 SH SOLE 20000 0 0 BGC PARTNERS INC CL A 05541T101 55 10000 SH SOLE 10000 0 0 BANK OZK COM 06417N103 585 21455 SH SOLE 21455 0 0 BAUSCH HEALTH COS INC COM 071734107 219 10000 SH SOLE 10000 0 0 BAYCOM CORP COM 07272M107 413 18182 SH SOLE 18182 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 312 1 SH SOLE 1 0 0 BLACKROCK INC COM 09247X101 2194 4924 SH SOLE 4924 0 0 BLOOM ENERGY CORP COM CL A 093712107 65 20000 SH SOLE 20000 0 0 BROWN & BROWN INC COM 115236101 865 24000 SH SOLE 24000 0 0 CBS CORP NEW CL A 124857103 217 5000 SH SOLE 5000 0 0 CBRE GROUP INC CL A 12504L109 318 6000 SH SOLE 6000 0 0 CSX CORP COM 126408103 693 10000 SH SOLE 10000 0 0 CABOT OIL & GAS CORP COM 127097103 843 48000 SH SOLE 48000 0 0 CANADIAN NAT RES LTD COM 136385101 6921 259900 SH SOLE 259900 0 0 CAPSTAR FINL HLDGS INC COM 14070T102 166 10000 SH SOLE 10000 0 0 CELGENE CORP COM 151020104 497 5000 SH SOLE 5000 0 0 CENOVUS ENERGY INC COM 15135U109 124 13200 SH SOLE 13200 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 11398 27656 SH SOLE 27656 0 0 CHEVRON CORP NEW COM 166764100 519 4372 SH SOLE 4372 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 621 15000 SH SOLE 15000 0 0 CITIGROUP INC COM NEW 172967424 345 5000 SH SOLE 5000 0 0 COMCAST CORP NEW CL A 20030N101 1127 25000 SH SOLE 25000 0 0 COMMUNITY BK SYS INC COM 203607106 250 4058 SH SOLE 4058 0 0 CONAGRA BRANDS INC COM 205887102 506 16500 SH SOLE 16500 0 0 CONOCOPHILLIPS COM 20825C104 404 7082 SH SOLE 7082 0 0 CONTINENTAL RESOURCES INC COM 212015101 616 20000 SH SOLE 20000 0 0 CORESITE RLTY CORP COM 21870Q105 2437 20000 SH SOLE 20000 0 0 COSTAR GROUP INC COM 22160N109 597 1006 SH SOLE 1006 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 419 70818 SH SOLE 70818 0 0 CYRUSONE INC COM 23283R100 965 12200 SH SOLE 12200 0 0 DXC TECHNOLOGY CO COM 23355L106 950 32200 SH SOLE 32200 0 0 DANAHER CORPORATION COM 235851102 1589 11005 SH SOLE 11005 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 841 14602 SH SOLE 14602 0 0 DIAMONDBACK ENERGY INC COM 25278X109 575 6398 SH SOLE 6398 0 0 DIGITAL RLTY TR INC COM 253868103 519 4000 SH SOLE 4000 0 0 DISNEY WALT CO COM DISNEY 254687106 7316 56138 SH SOLE 56138 0 0 DYCOM INDS INC COM 267475101 230 4500 SH SOLE 4500 0 0 EOG RES INC COM 26875P101 1922 25900 SH SOLE 25900 0 0 ECHOSTAR CORP CL A 278768106 396 10000 SH SOLE 10000 0 0 EQUIFAX INC COM 294429105 1688 12000 SH SOLE 12000 0 0 EQUINIX INC COM 29444U700 150955 261711 SH SOLE 261711 0 0 ESSA BANCORP INC COM 29667D104 164 10000 SH SOLE 10000 0 0 EVERCORE INC CLASS A 29977A105 30 15000 SH SOLE 15000 0 0 FB FINL CORP COM 30257X104 770 20500 SH SOLE 20500 0 0 FACEBOOK INC CL A 30303M102 1923 10800 SH SOLE 10800 0 0 FIRST HORIZON NATL CORP COM 320517105 352 21732 SH SOLE 21732 0 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 833 55000 SH SOLE 55000 0 0 FOX CORP CL A COM 35137L105 623 19766 SH SOLE 19766 0 0 FOX CORP CL B COM 35137L204 1302 41266 SH SOLE 41266 0 0 FRANKLIN FINL NETWORK INC COM 35352P104 529 17500 SH SOLE 17500 0 0 FRANKLIN RES INC COM 354613101 1600 55426 SH SOLE 55426 0 0 GCI LIBERTY INC COM CLASS A 36164V305 1994 32130 SH SOLE 32130 0 0 GARTNER INC COM 366651107 357 2500 SH SOLE 2500 0 0 GILEAD SCIENCES INC COM 375558103 254 4000 SH SOLE 4000 0 0 GREENHILL & CO INC COM 395259104 459 35000 SH SOLE 35000 0 0 GROCERY OUTLET HLDG CORP COM 39874R101 229 6600 SH SOLE 6600 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 495 50628 SH SOLE 50628 0 0 HANMI FINL CORP COM NEW 410495204 282 15000 SH SOLE 15000 0 0 HARBORONE BANCORP INC NEW COM NEW 41165Y100 1241 123255 SH SOLE 123255 0 0 HESS CORP COM 42809H107 363 6000 SH SOLE 6000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 664 7133 SH SOLE 7133 0 0 HOME DEPOT INC COM 437076102 1160 5000 SH SOLE 5000 0 0 HOULIHAN LOKEY INC CL A 441593100 1128 25000 SH SOLE 25000 0 0 HUNTSMAN CORP COM 447011107 678 29146 SH SOLE 29146 0 0 HYATT HOTELS CORP COM CL A 448579102 295 4000 SH SOLE 4000 0 0 INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 2665 49558 SH SOLE 49558 0 0 INVESTORS BANCORP INC NEW COM 46146L101 568 50000 SH SOLE 50000 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 295 7000 SH SOLE 7000 0 0 J ALEXANDERS HLDGS INC COM 46609J106 423 36056 SH SOLE 36056 0 0 JPMORGAN CHASE & CO COM 46625H100 2842 24148 SH SOLE 24148 0 0 JACK IN THE BOX INC COM 466367109 510 5601 SH SOLE 5601 0 0 JAGGED PEAK ENERGY INC COM 47009K107 109 15000 SH SOLE 15000 0 0 JD COM INC SPON ADR CL A 47215P106 339 12000 SH SOLE 12000 0 0 JEFFERIES FINL GROUP INC COM 47233W109 276 15000 SH SOLE 15000 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 865 6500 SH SOLE 6500 0 0 KEURIG DR PEPPER INC COM 49271V100 820 30000 SH SOLE 30000 0 0 KINDER MORGAN INC DEL COM 49456B101 381 18500 SH SOLE 18500 0 0 LENNOX INTL INC COM 526107107 535 2200 SH SOLE 2200 0 0 LOWES COS INC COM 548661107 330 3000 SH SOLE 3000 0 0 MSCI INC COM 55354G100 218 1000 SH SOLE 1000 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1233 4500 SH SOLE 4500 0 0 MASTERCARD INC CL A 57636Q104 6789 25000 SH SOLE 25000 0 0 MELCO RESORTS AND ENTMT LTD ADR 585464100 340 17500 SH SOLE 17500 0 0 MERIDIAN BANCORP INC MD COM 58958U103 188 10000 SH SOLE 10000 0 0 MICROSOFT CORP COM 594918104 3476 25000 SH SOLE 25000 0 0 MICRON TECHNOLOGY INC COM 595112103 2078 48500 SH SOLE 48500 0 0 MOELIS & CO CL A 60786M105 486 14800 SH SOLE 14800 0 0 MOODYS CORP COM 615369105 1639 8000 SH SOLE 8000 0 0 NORFOLK SOUTHERN CORP COM 655844108 539 3000 SH SOLE 3000 0 0 NUCOR CORP COM 670346105 1425 27992 SH SOLE 27992 0 0 NVIDIA CORP COM 67066G104 696 4000 SH SOLE 4000 0 0 NUTRIEN LTD COM 67077M108 988 19808 SH SOLE 19808 0 0 OASIS PETE INC NEW COM 674215108 74 21250 SH SOLE 21250 0 0 OCCIDENTAL PETE CORP COM 674599105 267 6000 SH SOLE 6000 0 0 OLIN CORP COM PAR $1 680665205 187 10000 SH SOLE 10000 0 0 PCB BANCORP COM 69320M109 329 20000 SH SOLE 20000 0 0 PJT PARTNERS INC COM CL A 69343T107 1690 41519 SH SOLE 41519 0 0 PNC FINL SVCS GROUP INC COM 693475105 1464 10444 SH SOLE 10444 0 0 PACIFIC PREMIER BANCORP COM 69478X105 346 11082 SH SOLE 11082 0 0 PARSLEY ENERGY INC CL A 701877102 353 21000 SH SOLE 21000 0 0 PERSPECTA INC COM 715347100 342 13100 SH SOLE 13100 0 0 PFIZER INC COM 717081103 681 18962 SH SOLE 18962 0 0 PHILLIPS 66 COM 718546104 363 3541 SH SOLE 3541 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 681 12000 SH SOLE 12000 0 0 POPULAR INC COM NEW 733174700 541 10000 SH SOLE 10000 0 0 QTS RLTY TR INC COM CL A 74736A103 927 18029 SH SOLE 18029 0 0 RBB BANCORP COM 74930B105 197 10000 SH SOLE 10000 0 0 S&P GLOBAL INC COM 78409V104 2695 11000 SH SOLE 11000 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 336 13272 SH SOLE 13272 0 0 SPIRIT AIRLS INC COM 848577102 218 6000 SH SOLE 6000 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 258 10000 SH SOLE 10000 0 0 STANDARD AVB FINL CORP COM 85303B100 472 17500 SH SOLE 17500 0 0 SWITCH INC CL A 87105L104 750 48000 SH SOLE 48000 0 0 TFS FINL CORP COM 87240R107 901 50000 SH SOLE 50000 0 0 T MOBILE US INC COM 872590104 1615 20500 SH SOLE 20500 0 0 TELADOC HEALTH INC COM 87918A105 339 5000 SH SOLE 5000 0 0 UBER TECHNOLOGIES INC COM 90353T100 579 19000 SH SOLE 19000 0 0 UNITED AIRLINES HLDGS INC COM 910047109 265 3000 SH SOLE 3000 0 0 VEON LTD SPONSORED ADR 91822M106 508 211590 SH SOLE 211590 0 0 VAIL RESORTS INC COM 91879Q109 1820 8000 SH SOLE 8000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 395 9800 SH SOLE 9800 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 264 4000 SH SOLE 4000 0 0 VOYA FINL INC COM 929089100 327 6000 SH SOLE 6000 0 0 WALMART INC COM 931142103 1305 11000 SH SOLE 11000 0 0 WELLS FARGO CO NEW COM 949746101 883 17500 SH SOLE 17500 0 0 WILLIAMS COS INC DEL COM 969457100 241 10000 SH SOLE 10000 0 0 WPX ENERGY INC COM 98212B103 212 20000 SH SOLE 20000 0 0 WYNN RESORTS LTD COM 983134107 217 2000 SH SOLE 2000 0 0 YUM CHINA HLDGS INC COM 98850P109 863 19000 SH SOLE 19000 0 0 ZOETIS INC CL A 98978V103 745 5976 SH SOLE 5976 0 0