0001172661-17-000284.txt : 20170208
0001172661-17-000284.hdr.sgml : 20170208
20170208081505
ACCESSION NUMBER: 0001172661-17-000284
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170208
DATE AS OF CHANGE: 20170208
EFFECTIVENESS DATE: 20170208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROBERTSON STEPHENS ADVISORS LLC
CENTRAL INDEX KEY: 0001685959
IRS NUMBER: 371713006
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17652
FILM NUMBER: 17580977
BUSINESS ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: SUITE 1625
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 4155006810
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: SUITE 1625
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001685959
XXXXXXXX
12-31-2016
12-31-2016
false
ROBERTSON STEPHENS ADVISORS LLC
555 California Street
Suite 1625
San Francisco
CA
94104
13F HOLDINGS REPORT
028-17652
N
Ron Guidi
Managing Director & Chief Compliance Officer
415-500-6810
/s/ Ron Guidi
San Francisco
CA
02-08-2017
0
140
175547
INFORMATION TABLE
2
infotable.xml
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
265
3019
SH
SOLE
3019
0
0
ALLERGAN PLC
SHS
G0177J108
294
1400
SH
SOLE
1400
0
0
ALPHABET INC
CAP STK CL C
02079K107
944
1223
SH
SOLE
1223
0
0
ALPHABET INC
CAP STK CL A
02079K305
365
461
SH
SOLE
461
0
0
AMAZON COM INC
COM
023135106
562
750
SH
SOLE
750
0
0
AMAZON COM INC
COM
023135106
375
500
SH
Put
SOLE
500
0
0
AMGEN INC
COM
031162100
990
6770
SH
SOLE
6770
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1281
12150
SH
SOLE
12150
0
0
APPLE INC
COM
037833100
2801
24186
SH
SOLE
24186
0
0
ARES CAP CORP
COM
04010L103
350
21200
SH
SOLE
21200
0
0
AVINGER INC
COM
053734109
89
24120
SH
SOLE
24120
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
600
3681
SH
SOLE
3681
0
0
BOEING CO
COM
097023105
302
1941
SH
SOLE
1941
0
0
BP PLC
SPONSORED ADR
055622104
546
14616
SH
SOLE
14616
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
463
7000
SH
SOLE
7000
0
0
CELGENE CORP
COM
151020104
804
6945
SH
SOLE
6945
0
0
CHEVRON CORP NEW
COM
166764100
605
5139
SH
SOLE
5139
0
0
COCA COLA CO
COM
191216100
248
5985
SH
SOLE
5985
0
0
COLGATE PALMOLIVE CO
COM
194162103
359
5488
SH
SOLE
5488
0
0
CONOCOPHILLIPS
COM
20825C104
3868
77153
SH
SOLE
77153
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
236
2717
SH
SOLE
2717
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
146
15000
SH
SOLE
15000
0
0
CSX CORP
COM
126408103
216
6000
SH
SOLE
6000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
360
9000
SH
SOLE
9000
0
0
CVS HEALTH CORP
COM
126650100
939
11900
SH
SOLE
11900
0
0
DBX ETF TR
XTRAK MSCI JAPN
233051507
5358
143968
SH
SOLE
143968
0
0
DISNEY WALT CO
COM DISNEY
254687106
1068
10240
SH
SOLE
10240
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
4033
259870
SH
SOLE
259870
0
0
ENDURANCE INTL GROUP HLDGS I
COM
29272B105
1083
116399
SH
SOLE
116399
0
0
EXXON MOBIL CORP
COM
30231G102
611
6773
SH
SOLE
6773
0
0
FACEBOOK INC
CL A
30303M102
704
6120
SH
SOLE
6120
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
232
19167
SH
SOLE
19167
0
0
GENERAL ELECTRIC CO
COM
369604103
1460
46038
SH
SOLE
46038
0
0
HERSHEY CO
COM
427866108
406
3930
SH
SOLE
3930
0
0
HESS CORP
COM
42809H107
685
11000
SH
SOLE
11000
0
0
INTEL CORP
COM
458140100
382
10538
SH
SOLE
10538
0
0
INTL PAPER CO
COM
460146103
324
6100
SH
SOLE
6100
0
0
ISHARES
MSCI CDA ETF
464286509
1741
66579
SH
SOLE
66579
0
0
ISHARES
MIN VOL GBL ETF
464286525
777
10702
SH
SOLE
10702
0
0
ISHARES
MSCI PAC JP ETF
464286665
2221
56130
SH
SOLE
56130
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
345
8129
SH
SOLE
8129
0
0
ISHARES TR
CORE S&P500 ETF
464287200
3321
14762
SH
SOLE
14762
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
9150
261346
SH
SOLE
261346
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
426
3496
SH
SOLE
3496
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
581
5730
SH
SOLE
5730
0
0
ISHARES TR
MSCI EAFE ETF
464287465
3173
54971
SH
SOLE
54971
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
821
4592
SH
SOLE
4592
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
2587
15649
SH
SOLE
15649
0
0
ISHARES TR
COHEN&STEER REIT
464287564
2137
21449
SH
SOLE
21449
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
2225
21213
SH
SOLE
21213
0
0
ISHARES TR
RUS 1000 ETF
464287622
361
2901
SH
SOLE
2901
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
619
4021
SH
SOLE
4021
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1315
9752
SH
SOLE
9752
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
331
2490
SH
SOLE
2490
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
334
2298
SH
SOLE
2298
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1901
13822
SH
SOLE
13822
0
0
ISHARES TR
MRGSTR MD CP ETF
464288208
476
3024
SH
SOLE
3024
0
0
ISHARES TR
MSCI ACWI EX US
464288240
263
6520
SH
SOLE
6520
0
0
ISHARES TR
MSCI ACWI ETF
464288257
311
5264
SH
SOLE
5264
0
0
ISHARES TR
EAFE SML CP ETF
464288273
906
18183
SH
SOLE
18183
0
0
ISHARES TR
GLB INFRASTR ETF
464288372
206
5270
SH
SOLE
5270
0
0
ISHARES TR
EAFE VALUE ETF
464288877
2901
61403
SH
SOLE
61403
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
1309
20549
SH
SOLE
20549
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
4359
52999
SH
SOLE
52999
0
0
ISHARES TR
MIN VOL USA ETF
46429B697
1061
23465
SH
SOLE
23465
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
3175
59201
SH
SOLE
59201
0
0
ISHARES TR
CUR HD EURZN ETF
46434V639
5485
204889
SH
SOLE
204889
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
391
14963
SH
SOLE
14963
0
0
ISHARES TR
MSCI UK ETF NEW
46435G334
3509
114343
SH
SOLE
114343
0
0
ISHARES TR
MTG REL ETF NEW
46435G342
305
7246
SH
SOLE
7246
0
0
JOHNSON & JOHNSON
COM
478160104
285
2474
SH
SOLE
2474
0
0
JPMORGAN CHASE & CO
COM
46625H100
303
3507
SH
SOLE
3507
0
0
JUMEI INTL HLDG LTD
SPONSORED ADR
48138L107
50
10000
SH
SOLE
10000
0
0
KRAFT HEINZ CO
COM
500754106
267
3053
SH
SOLE
3053
0
0
LEJU HLDGS LTD
SPONSORED ADS
50187J108
58
12000
SH
SOLE
12000
0
0
MARATHON OIL CORP
COM
565849106
660
38149
SH
SOLE
38149
0
0
MERCK & CO INC
COM
58933Y105
329
5545
SH
SOLE
5545
0
0
MICROSOFT CORP
COM
594918104
1709
27495
SH
SOLE
27495
0
0
NIKE INC
CL B
654106103
606
11920
SH
SOLE
11920
0
0
NVIDIA CORP
COM
67066G104
320
3000
SH
SOLE
3000
0
0
PENNANTPARK INVT CORP
COM
708062104
350
44115
SH
SOLE
44115
0
0
PFIZER INC
COM
717081103
401
12347
SH
SOLE
12347
0
0
PHILIP MORRIS INTL INC
COM
718172109
233
2518
SH
SOLE
2518
0
0
PIONEER NAT RES CO
COM
723787107
630
3500
SH
SOLE
3500
0
0
POWERSHARES ETF TR II
S&P SMCP C DIS
73937B506
389
7446
SH
SOLE
7446
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
814
19574
SH
SOLE
19574
0
0
POWERSHARES ETF TR II
S&P SMCP FIN P
73937B803
937
17930
SH
SOLE
17930
0
0
POWERSHARES ETF TR II
S&P SMCP IT PO
73937B860
612
8785
SH
SOLE
8785
0
0
POWERSHARES ETF TR II
S&P SMCP IND P
73937B878
439
7927
SH
SOLE
7927
0
0
POWERSHARES ETF TR II
S&P SMCP HC PO
73937B886
397
5440
SH
SOLE
5440
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
426
3598
SH
SOLE
3598
0
0
PROCTER AND GAMBLE CO
COM
742718109
1240
14750
SH
SOLE
14750
0
0
PROCTER AND GAMBLE CO
COM
742718109
841
10000
SH
Put
SOLE
10000
0
0
QUINSTREET INC
COM
74874Q100
73
19301
SH
SOLE
19301
0
0
QUOTIENT LTD
SHS
G73268107
48
10000
SH
SOLE
10000
0
0
REWALK ROBOTICS LTD
SHS
M8216Q101
114
40556
SH
SOLE
40556
0
0
ROSS STORES INC
COM
778296103
1027
15650
SH
SOLE
15650
0
0
RYDER SYS INC
COM
783549108
1403
18852
SH
SOLE
18852
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
231
2670
SH
SOLE
2670
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
899
18082
SH
SOLE
18082
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
3617
52466
SH
SOLE
52466
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2773
53631
SH
SOLE
53631
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
3401
41779
SH
SOLE
41779
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
2034
27001
SH
SOLE
27001
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
4429
190491
SH
SOLE
190491
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2780
44672
SH
SOLE
44672
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
6283
129916
SH
SOLE
129916
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1233
40094
SH
SOLE
40094
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1523
31358
SH
SOLE
31358
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
598
5460
SH
SOLE
5460
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
202
6025
SH
SOLE
6025
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
1046
28981
SH
SOLE
28981
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5585
24784
SH
SOLE
24784
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
239
790
SH
SOLE
790
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
233
2491
SH
SOLE
2491
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
404
11150
SH
SOLE
11150
0
0
UNILEVER PLC
SPON ADR NEW
904767704
1291
31712
SH
SOLE
31712
0
0
US BANCORP DEL
COM NEW
902973304
1130
22000
SH
SOLE
22000
0
0
US BANCORP DEL
COM NEW
902973304
3320
20000
SH
Put
SOLE
20000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
173
10000
SH
SOLE
10000
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
5519
66877
SH
SOLE
66877
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
600
4651
SH
SOLE
4651
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
447
3872
SH
SOLE
3872
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
337
6790
SH
SOLE
6790
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
4799
78677
SH
SOLE
78677
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1549
43289
SH
SOLE
43289
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
865
10153
SH
SOLE
10153
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1016
13410
SH
SOLE
13410
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
734
7015
SH
SOLE
7015
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
594
10000
SH
SOLE
10000
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1566
12352
SH
SOLE
12352
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
387
3185
SH
SOLE
3185
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
2396
22395
SH
SOLE
22395
0
0
VANGUARD WORLD FDS
TELCOMM ETF
92204A884
709
7075
SH
SOLE
7075
0
0
VENTAS INC
COM
92276F100
232
3717
SH
SOLE
3717
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
273
5123
SH
SOLE
5123
0
0
VISA INC
COM CL A
92826C839
416
5338
SH
SOLE
5338
0
0
WELLS FARGO & CO NEW
COM
949746101
498
9041
SH
SOLE
9041
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
641
11170
SH
SOLE
11170
0
0
YIRENDAI LTD
SPONSORED ADR
98585L100
207
10000
SH
SOLE
10000
0
0