SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Durham Joann M.

(Last) (First) (Middle)
3 BARTRAM COURT

(Street)
MOORESTOWN NJ 08057

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/28/2016
3. Issuer Name and Ticker or Trading Symbol
Tabula Rasa HealthCare, Inc. [ TRHC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 803,425 I By husband
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (Common Stock) 05/01/2009 05/01/2019(1) Common Stock 12,886 $0.48 D
Warrant (Common Stock) 05/01/2009 05/01/2019(1) Common Stock 7,731 $0.48 I By husband
Warrant (Common Stock) 05/15/2013 05/15/2023(1) Common Stock 264 $3.1 D
Warrant (Common Stock) 06/15/2013 06/15/2023(1) Common Stock 660 $3.1 D
Warrant (Common Stock) 07/15/2013 07/15/2023(1) Common Stock 684 $3.1 D
Warrant (Common Stock) 08/15/2013 08/15/2023(1) Common Stock 684 $3.1 D
Warrant (Common Stock) 09/15/2013 09/15/2023(1) Common Stock 661 $3.1 D
Warrant (Common Stock) 10/15/2013 10/15/2023(1) Common Stock 684 $3.1 D
Warrant (Common Stock) 11/15/2013 11/15/2023(1) Common Stock 661 $3.1 D
Warrant (Common Stock) 12/15/2013 12/15/2023(1) Common Stock 684 $3.1 D
Warrant (Common Stock) 01/15/2014 01/15/2024(1) Common Stock 364 $5.82 D
Warrant (Common Stock) 02/15/2014 02/15/2024(1) Common Stock 329 $5.82 D
Warrant (Common Stock) 03/15/2014 03/15/2024(1) Common Stock 364 $5.82 D
Warrant (Common Stock) 04/15/2014 04/15/2024(1) Common Stock 353 $5.82 D
Warrant (Common Stock) 05/15/2014 05/15/2024(1) Common Stock 364 $5.82 D
Warrant (Common Stock) 06/15/2014 06/15/2024(1) Common Stock 353 $5.82 D
Warrant (Common Stock) 07/15/2014 07/15/2024(1) Common Stock 364 $5.82 D
Warrant (Common Stock) 08/15/2014 08/15/2024(1) Common Stock 364 $5.82 D
Warrant (Common Stock) 09/15/2014 09/15/2024(1) Common Stock 353 $5.82 D
Warrant (Common Stock) 10/15/2014 10/15/2024(1) Common Stock 364 $5.82 D
Warrant (Common Stock) 11/15/2014 11/15/2024(1) Common Stock 353 $5.82 D
Warrant (Common Stock) 12/15/2014 12/15/2024(1) Common Stock 90 $5.82 D
Explanation of Responses:
1. Warrants expire on the earlier of the date stated or the date of the closing of the Issuer's initial public offering.
/s/ Joann M. Durham 09/28/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.