0000899243-22-033830.txt : 20221019
0000899243-22-033830.hdr.sgml : 20221019
20221019165359
ACCESSION NUMBER: 0000899243-22-033830
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221017
FILED AS OF DATE: 20221019
DATE AS OF CHANGE: 20221019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Springer David
CENTRAL INDEX KEY: 0001684056
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40350
FILM NUMBER: 221319099
BUSINESS ADDRESS:
BUSINESS PHONE: (512) 626-8252
MAIL ADDRESS:
STREET 1: 2718 LOYAGA DRIVE
CITY: ROUND ROCK
STATE: TX
ZIP: 78681
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FTC Solar, Inc.
CENTRAL INDEX KEY: 0001828161
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 814816270
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9020 N CAPITAL OF TEXAS HWY, SUITE I-260
CITY: AUSTIN
STATE: TX
ZIP: 78759
BUSINESS PHONE: (907) 312-0717
MAIL ADDRESS:
STREET 1: 9020 N CAPITAL OF TEXAS HWY, SUITE I-260
CITY: AUSTIN
STATE: TX
ZIP: 78759
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-10-17
0
0001828161
FTC Solar, Inc.
FTCI
0001684056
Springer David
C/O FTC SOLAR INC.
9020 N CAPITAL OF TEXAS HWY, SUITE I-260
AUSTIN
TX
78759
1
0
1
0
Common Stock
2022-10-17
4
S
0
62306
2.39
D
6226194
D
Common Stock
2022-10-17
4
S
0
2308
2.39
D
338460
I
By Trust
Common Stock
2022-10-17
4
S
0
2307
2.39
D
338461
I
By Trust
Common Stock
2022-10-17
4
S
0
2307
2.39
D
338461
I
By Trust
Common Stock
2022-10-18
4
S
0
62306
2.31
D
6163888
D
Common Stock
2022-10-18
4
S
0
2307
2.31
D
336153
I
By Trust
Common Stock
2022-10-18
4
S
0
2307
2.31
D
336154
I
By Trust
Common Stock
2022-10-18
4
S
0
2308
2.31
D
336153
I
By Trust
Common Stock
1168501
I
By Trust
Common Stock
1200000
I
By Trust
Common Stock
329866
I
By Trust
Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares.
Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
These shares are owned directly by the DS 2021 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2021 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned directly by the DS 2022 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2022 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
These shares are owned directly by the KC 2021 Trust for the benefit of the Reporting Person's fiancee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
The Reporting Person previously reported shares owned directly by the JT 2021 Trust and SF 2021 Trust. The Reporting Person no longer has any substitution power or other right to acquire securities held by such trusts, and therefore, no longer has a reportable beneficial interest in the shares held by them.
/s/ Jacob D. Wolf, as Attorney-in-Fact
2022-10-19