0000899243-22-033830.txt : 20221019 0000899243-22-033830.hdr.sgml : 20221019 20221019165359 ACCESSION NUMBER: 0000899243-22-033830 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221017 FILED AS OF DATE: 20221019 DATE AS OF CHANGE: 20221019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Springer David CENTRAL INDEX KEY: 0001684056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40350 FILM NUMBER: 221319099 BUSINESS ADDRESS: BUSINESS PHONE: (512) 626-8252 MAIL ADDRESS: STREET 1: 2718 LOYAGA DRIVE CITY: ROUND ROCK STATE: TX ZIP: 78681 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FTC Solar, Inc. CENTRAL INDEX KEY: 0001828161 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 814816270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9020 N CAPITAL OF TEXAS HWY, SUITE I-260 CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: (907) 312-0717 MAIL ADDRESS: STREET 1: 9020 N CAPITAL OF TEXAS HWY, SUITE I-260 CITY: AUSTIN STATE: TX ZIP: 78759 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-17 0 0001828161 FTC Solar, Inc. FTCI 0001684056 Springer David C/O FTC SOLAR INC. 9020 N CAPITAL OF TEXAS HWY, SUITE I-260 AUSTIN TX 78759 1 0 1 0 Common Stock 2022-10-17 4 S 0 62306 2.39 D 6226194 D Common Stock 2022-10-17 4 S 0 2308 2.39 D 338460 I By Trust Common Stock 2022-10-17 4 S 0 2307 2.39 D 338461 I By Trust Common Stock 2022-10-17 4 S 0 2307 2.39 D 338461 I By Trust Common Stock 2022-10-18 4 S 0 62306 2.31 D 6163888 D Common Stock 2022-10-18 4 S 0 2307 2.31 D 336153 I By Trust Common Stock 2022-10-18 4 S 0 2307 2.31 D 336154 I By Trust Common Stock 2022-10-18 4 S 0 2308 2.31 D 336153 I By Trust Common Stock 1168501 I By Trust Common Stock 1200000 I By Trust Common Stock 329866 I By Trust Reflects a sale pursuant to a Rule 10b5-1 trading plan adopted by the owner of the shares. Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.22 to $2.57. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. These shares are owned directly by the ZS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the ZS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. These shares are owned directly by the NS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the NS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. These shares are owned directly by the AS 2021 Trust for the benefit of the Reporting Person's child. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the AS 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $2.23 to $2.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. These shares are owned directly by the DS 2021 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2021 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. These shares are owned directly by the DS 2022 GRAT for the benefit of the Reporting Person. The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2022 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. These shares are owned directly by the KC 2021 Trust for the benefit of the Reporting Person's fiancee. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. The Reporting Person previously reported shares owned directly by the JT 2021 Trust and SF 2021 Trust. The Reporting Person no longer has any substitution power or other right to acquire securities held by such trusts, and therefore, no longer has a reportable beneficial interest in the shares held by them. /s/ Jacob D. Wolf, as Attorney-in-Fact 2022-10-19