EX-99.(D)(II)(B) 3 exhdiib-amendmenttoschedul.htm AMENDMENT TO SCHEDULE A OF SUB-ADVISORY AGREEMENT Document

SCHEDULE A
to the
INVESTMENT SUB-ADVISORY AGREEMENT
Dated May 13, 2020 between
Roundhill Financial Inc.
and
Exchange Traded Concepts, LLC
and
LISTED FUNDS TRUST

The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund that ETC sub-advises and Roundhill is the Investment Adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
Minimum Annual Fee
Asset-Based Fee
$15,000
4 bps (0.04%) on the first $200 million
3.5 bps (0.035%) on the next $800 million
3 bps (0.03%) on the next $1 billion
2.5 bps (0.025%) on the balance over $2 billion

Current series of the Trust covered by this Sub-Advisory Agreement
Roundhill BITKRAFT Esports & Digital Entertainment ETFRoundhill Cannabis ETF
Roundhill Sports Betting & iGaming ETFRoundhill Digital Payments ETF
Roundhill Streaming Services & Technology ETFRoundhill IO Digital Infrastructure ETF
Roundhill Pro Sports, Media & Apparel ETFRoundhill Ecommerce ETF
Roundhill Ball Metaverse ETFRoundhill MEME ETF
IN WITNESS WHEREOF, the parties hereto have caused this Schedule A to be signed on their behalf by their duly authorized officers as of September 23, 2021.
ROUNDHILL FINANCIAL INC.
By: /s/ Will Hershey                
Name: Will Hershey
Title: Chief Executive Officer
EXCHANGE TRADED CONCEPTS, LLC
By: /s/ J. Garrett Stevens            
Name: J. Garrett Stevens
Title: Chief Executive Officer
LISTED FUNDS TRUST
By: /s/ Kent P. Barnes                
Name: Kent P. Barnes
Title: Secretary