0001682021-21-000002.txt : 20210216 0001682021-21-000002.hdr.sgml : 20210216 20210216153517 ACCESSION NUMBER: 0001682021-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Capital Management, LLC CENTRAL INDEX KEY: 0001682021 IRS NUMBER: 453825664 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18047 FILM NUMBER: 21637226 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001682021 XXXXXXXX 12-31-2020 12-31-2020 false Vivaldi Capital Management, LLC

225 W. Wacker Drive - Suite 2100 Chicago IL 60606

13F HOLDINGS REPORT 028-18047 N Jennifer Yong 312-248-8300 Jennifer Yong Chicago IL 02-16-2021 0 306 467572 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1171 6697 SH SOLE 6697 0 0 7GC HOLDINGS UNT Equity 81786A206 137 12986 SH SOLE 12986 0 0 ABBOTT LABS COM 002824100 1029 9397 SH SOLE 9397 0 0 ABBVIE INC COM 00287Y109 1159 10812 SH SOLE 10812 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 981 3756 SH SOLE 3756 0 0 ACE CONVERGENCE ACQU CORP Equity G0083D120 219 21462 SH SOLE 21462 0 0 ACON S2 ACQUISITION CL A ORD Equity G00748106 209 20720 SH SOLE 20720 0 0 AEA BRIDGES IMPACT CL A ORD Equity G01046104 101 10000 SH SOLE 10000 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 2889 245415 SH SOLE 245415 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 6536 453239 SH SOLE 453239 0 0 ALPHA ARCHITECT ETF TR MERLYN AI BULL 02072L706 265 7956 SH SOLE 7956 0 0 ALPHABET INC CAP STK CL A 02079K305 757 432 SH SOLE 432 0 0 ALPHABET INC CAP STK CL C 02079K107 2060 1176 SH SOLE 1176 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 593 23129 SH SOLE 23129 0 0 ALUSSA ENERGY ACQUISITION CO Equity G0232J101 156 15478 SH SOLE 15478 0 0 AMAZON COM INC COM 023135106 980 301 SH SOLE 301 0 0 AMERICAN EXPRESS CO COM 025816109 214 1770 SH SOLE 1770 0 0 AMERICAS TECHNOLOGY ACQUISIT RED UNT Equity G0404A128 206 20000 SH SOLE 20000 0 0 AMGEN INC COM 031162100 638 2774 SH SOLE 2774 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 19169 1138277 SH SOLE 1138277 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 85 10000 SH SOLE 10000 0 0 APOLLO STRATEGIC GROW CAP CL A ORD Equity G0411R106 104 10000 SH SOLE 10000 0 0 APPLE INC COM 037833100 9669 72869 SH SOLE 72869 0 0 ARTIUS ACQUISITION INC Equity 04316G105 201 18910 SH SOLE 18910 0 0 AT&T INC COM 00206R102 514 17863 SH SOLE 17863 0 0 BANK NEW YORK MELLON CORP COM 064058100 244 5758 SH SOLE 5758 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 49 10000 SH Put SOLE 10000 0 0 BCLS ACQUISITION CL A ORD Equity G0904B105 228 20500 SH SOLE 20500 0 0 BECTON 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20000 SH SOLE 20000 0 0 CISCO SYS INC COM 17275R102 877 19591 SH SOLE 19591 0 0 CLIMATE CHANGE CRISIS REAL CL A ORD Equity 18716C100 231 21572 SH SOLE 21572 0 0 CLOROX CO DEL COM 189054109 281 1392 SH SOLE 1392 0 0 CM LIFE SCIENCES CL A ORD Equity 18978W109 138 12511 SH SOLE 12511 0 0 CME GROUP INC COM 12572Q105 517 2839 SH SOLE 2839 0 0 COCA COLA CO COM 191216100 613 11187 SH SOLE 11187 0 0 COMCAST CORP NEW CL A 20030N101 492 9393 SH SOLE 9393 0 0 CONAGRA BRANDS INC COM 205887102 251 6920 SH SOLE 6920 0 0 CONCORD ACQUISITION UNT Equity 206071201 206 20000 SH SOLE 20000 0 0 CORNER GROWTH ACQUISITION UNT Equity G2425N121 209 20000 SH SOLE 20000 0 0 COSTCO WHSL CORP NEW COM 22160K105 217 576 SH SOLE 576 0 0 CRESCENT ACQUISITION CORP Equity 22564L105 209 20000 SH SOLE 20000 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 292 1908 SH SOLE 1908 0 0 D R HORTON INC COM 23331A109 1451 21053 SH SOLE 21053 0 0 DAVIDSTEA INC COM 238661102 137 56700 SH SOLE 56700 0 0 DEERE & CO COM 244199105 336 1249 SH SOLE 1249 0 0 DELWINDS INS ACQ UNT Equity 24803C201 153 15000 SH SOLE 15000 0 0 DISNEY WALT CO COM 254687106 1463 8073 SH SOLE 8073 0 0 DMY TECHNOLOGY GROUP UNT Equity 233278209 228 20000 SH SOLE 20000 0 0 DNP SELECT INCOME FD INC COM 23325P104 1774 172916 SH SOLE 172916 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 184 11100 SH SOLE 11100 0 0 DPCM CAPITAL UNT Equity 23344P200 198 18000 SH SOLE 18000 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 337 3676 SH SOLE 3676 0 0 DWS MUN INCOME TR COM 233368109 5827 501014 SH SOLE 501014 0 0 E MERGE TECHNOLOGY ACQUISITI Equity 26873Y203 152 14250 SH SOLE 14250 0 0 EAST RES ACQUISITION CO Equity 274681204 219 20682 SH SOLE 20682 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 1590 135330 SH SOLE 135330 0 0 EATON VANCE LTD DURATION INC COM 27828H105 4515 360345 SH SOLE 360345 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 2083 163656 SH SOLE 163656 0 0 ECOLAB INC COM 278865100 238 1098 SH SOLE 1098 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 31 12600 SH SOLE 12600 0 0 EQUITY DISTR ACQUISITION COR Equity 29465E205 213 20000 SH SOLE 20000 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 228 3739 SH SOLE 3739 0 0 EXXON MOBIL CORP COM 30231G102 472 11453 SH SOLE 11453 0 0 FACEBOOK INC CL A 30303M102 1122 4106 SH SOLE 4106 0 0 FALCON CAPITAL ACQUISITN COR Equity 30606L207 214 20000 SH SOLE 20000 0 0 FAST ACQUISITION CL A ORD Equity 311875108 112 10953 SH SOLE 10953 0 0 FEDEX CORP COM 31428X106 275 1058 SH SOLE 1058 0 0 FG NEW AMER ACQUISITION CORP Equity 30259V205 591 55605 SH SOLE 55605 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 441 21825 SH SOLE 21825 0 0 FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203 1269 64901 SH SOLE 64901 0 0 FIRST TR EXCH TRD ALPHDX FD ASIA EX JAPAN 33737J109 4724 148747 SH SOLE 148747 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 280 13358 SH SOLE 13358 0 0 FIRST TR EXCHNG TRADED FD VI CBOE EQT BUFER 33740F847 1087 30890 SH SOLE 30890 0 0 FORTRESS VALUE ACQUISITION I Equity 349642207 159 14225 SH SOLE 14225 0 0 FTAC OLYMPUS ACQUISITION COR Equity G37288118 110 10100 SH SOLE 10100 0 0 FUSION ACQUISITION CORP Equity 36118H105 150 13295 SH SOLE 13295 0 0 GALECTIN THERAPEUTICS INC COM NEW 363225202 35 15439 SH SOLE 15439 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 3661 86353 SH SOLE 86353 0 0 GENERAL ELECTRIC CO COM 369604103 1584 146681 SH SOLE 146681 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 1336 48738 SH SOLE 48738 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 397 1506 SH SOLE 1506 0 0 GX ACQUISITION CORP Equity 36251A107 145 13207 SH SOLE 13207 0 0 HIGHLAND TRANSCEND PARTNERS I UNT Equity G44690116 159 15100 SH SOLE 15100 0 0 HOME DEPOT INC COM 437076102 885 3334 SH SOLE 3334 0 0 HONEYWELL INTL INC COM 438516106 568 2669 SH SOLE 2669 0 0 HORIZON ACQUISITION II UNT Equity G46044122 196 18230 SH SOLE 18230 0 0 IAC INTERACTIVECORP NEW COM 44891N109 412 2176 SH SOLE 2176 0 0 IG ACQUISITION ORD Equity 449534106 101 10000 SH SOLE 10000 0 0 IG ACQUISITION UNT Equity 449534205 108 10000 SH SOLE 10000 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 526 2871 SH SOLE 2871 0 0 INTEL CORP COM 458140100 758 15217 SH SOLE 15217 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 220 1745 SH SOLE 1745 0 0 INVESCO CALIF MUN INCOME TR COM 46132P108 2909 185892 SH SOLE 185892 0 0 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 2793 260066 SH SOLE 260066 0 0 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 254 3976 SH SOLE 3976 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 611 1947 SH SOLE 1947 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 2830 217027 SH SOLE 217027 0 0 INVESCO SR INCOME TR COM 46131H107 4252 1068445 SH SOLE 1068445 0 0 INVESTMENT MANAGERS SER TR KNWLDL LD ETF 46143U849 2126 50249 SH SOLE 50249 0 0 ISHARES GOLD TRUST ISHARES 464285105 3986 219876 SH SOLE 219876 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1305 21042 SH SOLE 21042 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2776 12077 SH SOLE 12077 0 0 ISHARES TR CORE S&P SCP ETF 464287804 856 9315 SH SOLE 9315 0 0 ISHARES TR CORE S&P500 ETF 464287200 7860 20937 SH SOLE 20937 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1395 10204 SH SOLE 10204 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1545 6407 SH SOLE 6407 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2620 13363 SH SOLE 13363 0 0 ISHARES TR MSCI EAFE ETF 464287465 6626 90819 SH SOLE 90819 0 0 ISHARES TR RUS MID CAP ETF 464287499 2260 32962 SH SOLE 32962 0 0 ISHARES TR COHEN STEER REIT 464287564 1566 29060 SH SOLE 29060 0 0 ISHARES TR US HLTHCARE ETF 464287762 815 3313 SH SOLE 3313 0 0 ISHARES TR U.S. TECH ETF 464287721 603 7088 SH SOLE 7088 0 0 ISHARES TR NASDAQ BIOTECH 464287556 322 2126 SH SOLE 2126 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 24516 283817 SH SOLE 283817 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 451 8723 SH SOLE 8723 0 0 ISHARES TR S&P 100 ETF 464287101 978 5698 SH SOLE 5698 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 1462 16313 SH SOLE 16313 0 0 ISHARES TR CORE US AGGBD ET 464287226 664 5620 SH SOLE 5620 0 0 ISHARES TR SELECT DIVID ETF 464287168 3236 33649 SH SOLE 33649 0 0 ISHARES TR CORE S&P TTL STK 464287150 3343 38771 SH SOLE 38771 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 403 7300 SH SOLE 7300 0 0 ISHARES TR INTL SEL DIV ETF 464288448 311 10538 SH SOLE 10538 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1294 11037 SH SOLE 11037 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 206 3330 SH SOLE 3330 0 0 ISHARES TR EAFE SML CP ETF 464288273 314 4599 SH SOLE 4599 0 0 ISHARES TR CALIF MUN BD ETF 464288356 1608 25594 SH SOLE 25594 0 0 ISHARES TR MSCI ACWI ETF 464288257 3364 37076 SH SOLE 37076 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 8111 75021 SH SOLE 75021 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1690 24464 SH SOLE 24464 0 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 690 27700 SH SOLE 27700 0 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 728 27710 SH SOLE 27710 0 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 540 21107 SH SOLE 21107 0 0 ISHARES TR CORE INTL AGGR 46435G672 418 7441 SH SOLE 7441 0 0 ISHARES TR CORE MSCI INTL 46435G326 814 13210 SH SOLE 13210 0 0 JAWS SPITFIRE ACQUISITION UNT Equity G50740128 111 10000 SH SOLE 10000 0 0 JOHNSON & JOHNSON COM 478160104 1228 7805 SH SOLE 7805 0 0 JPMORGAN CHASE & CO COM 46625H100 2785 21920 SH SOLE 21920 0 0 JUNIPER INDL HLDGS INC Equity 48205G106 165 15420 SH SOLE 15420 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 143 24863 SH SOLE 24863 0 0 KINS TECHNOLOGY GROUP UNT Equity 49714K208 206 20000 SH SOLE 20000 0 0 LILLY ELI & CO COM 532457108 359 2129 SH SOLE 2129 0 0 LIONHEART ACQUISITION CORP I Equity 53625R203 208 20000 SH SOLE 20000 0 0 LIVE OAK ACQUISITION UNT Equity 53804W205 217 20000 SH SOLE 20000 0 0 LYFT INC CL A COM 55087P104 1806 36764 SH SOLE 36764 0 0 MALACCA STRAITS ACQUISITION Equity G5859B125 205 20003 SH SOLE 20003 0 0 MASTERCARD INCORPORATED CL A 57636Q104 500 1400 SH SOLE 1400 0 0 MATCH GROUP INC NEW COM 57667L107 613 4054 SH SOLE 4054 0 0 MCDONALDS CORP COM 580135101 607 2831 SH SOLE 2831 0 0 MEDTRONIC PLC SHS G5960L103 211 1800 SH SOLE 1800 0 0 MERCK & CO. INC COM 58933Y105 609 7450 SH SOLE 7450 0 0 MESABI TR CTF BEN INT 590672101 244 8697 SH SOLE 8697 0 0 MICROSOFT CORP COM 594918104 3613 16243 SH SOLE 16243 0 0 MORGAN STANLEY COM NEW 617446448 324 4726 SH SOLE 4726 0 0 MOTIVE CAPITAL UNT Equity G6293A129 232 22000 SH SOLE 22000 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 255 1501 SH SOLE 1501 0 0 MUDRICK CAPITAL ACQ II UNT Equity 62477L206 309 30000 SH SOLE 30000 0 0 NATIONAL GEN HLDGS CORP Equity 636220303 714 20886 SH SOLE 20886 0 0 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 1271 93486 SH SOLE 93486 0 0 NEXTERA ENERGY INC COM 65339F101 589 7640 SH SOLE 7640 0 0 NIKE INC CL B 654106103 353 2496 SH SOLE 2496 0 0 NORTH MOUNTAIN MERGER CL A ORD Equity 661204107 268 25982 SH SOLE 25982 0 0 NORTHERN TR CORP COM 665859104 552 5926 SH SOLE 5926 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 4983 330005 SH SOLE 330005 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 787 51892 SH SOLE 51892 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 3983 455764 SH SOLE 455764 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 211 8103 SH SOLE 8103 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 5079 330462 SH SOLE 330462 0 0 NVIDIA CORPORATION COM 67066G104 524 1004 SH SOLE 1004 0 0 OAKTREE ACQUISITION CORP II Equity G6715X129 239 22322 SH SOLE 22322 0 0 OMNICELL COM COM 68213N109 216 1800 SH SOLE 1800 0 0 PAYCHEX INC COM 704326107 210 2253 SH SOLE 2253 0 0 PAYPAL HLDGS INC COM 70450Y103 982 4191 SH SOLE 4191 0 0 PEPSICO INC COM 713448108 914 6161 SH SOLE 6161 0 0 PFIZER INC COM 717081103 1653 44904 SH SOLE 44904 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 3641 250590 SH SOLE 250590 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 5122 341488 SH SOLE 341488 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 316 3092 SH SOLE 3092 0 0 PMV CONSUMER ACQUISITION COR Equity 693486201 206 20000 SH SOLE 20000 0 0 PRA GROUP INC COM 69354N106 2433 61336 SH SOLE 61336 0 0 PRIME IMPACT ACQUISITION I Equity G61074111 138 13000 SH SOLE 13000 0 0 PROCTER AND GAMBLE CO COM 742718109 2664 19144 SH SOLE 19144 0 0 PROSHARES TR II SHT VIX ST TRM 74347W130 208 5021 SH SOLE 5021 0 0 PRUDENTIAL FINL INC COM 744320102 284 3639 SH SOLE 3639 0 0 REALPAGE INC Equity 75606N109 587 6730 SH SOLE 6730 0 0 REDBALL ACQUISITION CL A ORD Equity G7417R105 218 20000 SH SOLE 20000 0 0 RENN FD INC COM 759720105 22 12703 SH SOLE 12703 0 0 REPLAY ACQUISITION CORP Equity G75130107 157 15134 SH SOLE 15134 0 0 RIVERNORTH SPECIALTY FIN COR COM 76882B108 196 11817 SH SOLE 11817 0 0 RMG ACQUISITION II UNT Equity G76083115 161 14467 SH SOLE 14467 0 0 RPM INTL INC COM 749685103 327 3600 SH SOLE 3600 0 0 SARISSA CAPITAL ACQ UNT Equity G7823W128 213 20000 SH SOLE 20000 0 0 SC HEALTH CORP Equity G78516203 324 31604 SH SOLE 31604 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4344 47741 SH SOLE 47741 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3455 95957 SH SOLE 95957 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3611 39699 SH SOLE 39699 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1522 17102 SH SOLE 17102 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 301 7986 SH SOLE 7986 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1864 60828 SH SOLE 60828 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 25576 497675 SH SOLE 497675 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1209 17732 SH SOLE 17732 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 740 13203 SH SOLE 13203 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 326 11545 SH SOLE 11545 0 0 SCION TECH GROWTH I UNT Equity G31067120 165 16000 SH SOLE 16000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 443 11677 SH SOLE 11677 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 276 9361 SH SOLE 9361 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 878 6750 SH SOLE 6750 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 329 2901 SH SOLE 2901 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 221 1376 SH SOLE 1376 0 0 SERVICENOW INC COM 81762P102 559 1015 SH SOLE 1015 0 0 SERVICESOURCE INTL INC COM 81763U100 154 87500 SH SOLE 87500 0 0 SEVEN OAKS ACQUISITION UNT Equity 81787X205 104 10000 SH SOLE 10000 0 0 SLACK TECHNOLOGIES INC Equity 83088V102 210 4983 SH SOLE 4983 0 0 SOCIAL CAP HEDOSOP HOLD V CL A ORD Equity G8252P105 206 16582 SH SOLE 16582 0 0 SOCIAL CAPITAL HEDOSOPHIA VI UNT Equity G8251L121 134 10385 SH SOLE 10385 0 0 SOFTWARE ACQUISITN GRUP INC Equity 83407F200 213 20000 SH SOLE 20000 0 0 SPARTAN ACQUISITION UNT Equity 846775203 216 20030 SH SOLE 20030 0 0 SPDR GOLD TR GOLD SHS 78463V107 2604 14601 SH SOLE 14601 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6429 152492 SH SOLE 152492 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 19063 564826 SH SOLE 564826 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 18445 49334 SH SOLE 49334 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 627 12585 SH SOLE 12585 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 6069 150224 SH SOLE 150224 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 299 2742 SH SOLE 2742 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 16763 381315 SH SOLE 381315 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 6620 184911 SH SOLE 184911 0 0 SPORTS ENT ACQ UNT Equity 84918M205 108 10000 SH SOLE 10000 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 350 18092 SH SOLE 18092 0 0 STARBOARD VALUE ACQUISITN CO Equity 85521J208 114 11098 SH SOLE 11098 0 0 STARBUCKS CORP COM 855244109 341 3190 SH SOLE 3190 0 0 SUPERNOVA PARTNERS ACQ UNT Equity 86846V207 173 14890 SH SOLE 14890 0 0 SUSTAINABLE OPPORTNTS ACQ CO Equity G8598Y109 115 10684 SH SOLE 10684 0 0 TAILWIND ACQUISITION CORP Equity 87403Q201 216 20000 SH SOLE 20000 0 0 TARGET CORP COM 87612E106 705 3993 SH SOLE 3993 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 2525 459137 SH SOLE 459137 0 0 TESLA INC COM 88160R101 7167 10157 SH SOLE 10157 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 254 349 SH SOLE 349 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1263 2712 SH SOLE 2712 0 0 TORTOISE ACQUISITION CL A ORD Equity G89554102 208 19509 SH SOLE 19509 0 0 TREBIA ACQUISITION CORP Equity G9027T109 145 13400 SH SOLE 13400 0 0 TREEHOUSE FOODS INC COM 89469A104 306 7200 SH SOLE 7200 0 0 TWC TECH HOLDINGS II ORD Equity 90117G105 200 19000 SH SOLE 19000 0 0 TWO RDS SHARED TR ANFIELD CAP DI 90213U115 211 21808 SH SOLE 21808 0 0 UNION PAC CORP COM 907818108 312 1498 SH SOLE 1498 0 0 UNITED PARCEL SERVICE INC CL B 911312106 289 1714 SH SOLE 1714 0 0 UNITEDHEALTH GROUP INC COM 91324P102 981 2798 SH SOLE 2798 0 0 US BANCORP DEL COM NEW 902973304 405 8693 SH SOLE 8693 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 403 1750 SH SOLE 1750 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 328 3956 SH SOLE 3956 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 445 5042 SH SOLE 5042 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 210 3586 SH SOLE 3586 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6285 32292 SH SOLE 32292 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2963 14329 SH SOLE 14329 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 650 4570 SH SOLE 4570 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 593 6982 SH SOLE 6982 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2527 12980 SH SOLE 12980 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 270 1066 SH SOLE 1066 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4164 12116 SH SOLE 12116 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3699 73817 SH SOLE 73817 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 479 6015 SH SOLE 6015 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 848 14080 SH SOLE 14080 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 357 2933 SH SOLE 2933 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1721 18593 SH SOLE 18593 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1317 23863 SH SOLE 23863 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 312 3210 SH SOLE 3210 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 219 2634 SH SOLE 2634 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 736 4650 SH SOLE 4650 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1531 10844 SH SOLE 10844 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5051 106986 SH SOLE 106986 0 0 VARIAN MED SYS INC Equity 92220P105 861 4919 SH SOLE 4919 0 0 VECTOR ACQUISITION CORP Equity G9442R100 215 20000 SH SOLE 20000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 926 15766 SH SOLE 15766 0 0 VISA INC COM CL A 92826C839 533 2437 SH SOLE 2437 0 0 VY GLOBAL GROWTH CL A ORD Equity G9444H100 208 20000 SH SOLE 20000 0 0 WALMART INC COM 931142103 549 3805 SH SOLE 3805 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 368 1747 SH SOLE 1747 0 0 YUCAIPA ACQUISITION CORP Equity G9879L105 105 10400 SH SOLE 10400 0 0 ZANITE ACQUISITION UNT Equity 98907K202 158 15000 SH SOLE 15000 0 0