President and Chief Compliance Officer

0001681490-21-000001.txt : 20210121 0001681490-21-000001.hdr.sgml : 20210121 20210121133258 ACCESSION NUMBER: 0001681490-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210121 DATE AS OF CHANGE: 20210121 EFFECTIVENESS DATE: 20210121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cascade Investment Advisors, Inc. CENTRAL INDEX KEY: 0001681490 IRS NUMBER: 911815841 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17496 FILM NUMBER: 21541374 BUSINESS ADDRESS: STREET 1: 503 HIGH STREET CITY: OREGON CITY STATE: OR ZIP: 97045 BUSINESS PHONE: 503-417-1950 MAIL ADDRESS: STREET 1: 503 HIGH STREET CITY: OREGON CITY STATE: OR ZIP: 97045 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001681490 XXXXXXXX 12-31-2020 12-31-2020 Cascade Investment Advisors, Inc.

503 HIGH STREET OREGON CITY OR 97045

13F HOLDINGS REPORT 028-17496 N Michelle Rand President and Chief Compliance Officer 5034171950 Michelle Rand Oregon City OR 01-21-2021 0 256 136335685 false INFORMATION TABLE 2 Edgar13F_4thQtr2020.xml 3M Company COM 88579Y101 35307 202 SH SOLE 0 0 0 Abbott Laboratories COM 002824100 306261 2797 SH SOLE 0 0 0 AbbVie Inc. COM 00287Y109 16715 156 SH SOLE 0 0 0 Albany Intl Corp. Cl A Class A 012348108 981258 13365 SH SOLE 0 0 0 Allstate Corporation COM 020002101 1426891 12980 SH SOLE 0 0 0 Alphabet, Inc. Class A Class A 02079K305 129695 74 SH SOLE 0 0 0 Altra Industrial Motion Corp COM 02208R106 1220014 22010 SH SOLE 0 0 0 Altria Group Inc COM 02209S103 1148 28 SH SOLE 0 0 0 Amazon Com Inc COM 023135106 1934616 594 SH SOLE 0 0 0 AMERCO COM 023586100 11349 25 SH SOLE 0 0 0 AmerisourceBergen Corp COM 03073E105 19552 200 SH SOLE 0 0 0 Amgen, Inc. COM 031162100 1805101 7851 SH SOLE 0 0 0 AppFolio Inc. COM CL A 03783C100 13503 75 SH SOLE 0 0 0 Apple Hospitality REIT COM 03784Y200 614064 47565 SH SOLE 0 0 0 Apple, Inc. COM 037833100 4364041 32889 SH SOLE 0 0 0 Applied Materials Inc COM 038222105 2117370 24535 SH SOLE 0 0 0 AstraZeneca PLC Sponsored ADR 046353108 29994 600 SH SOLE 0 0 0 Ball Corporation COM 058498106 48919 525 SH SOLE 0 0 0 Bank Of America Corp COM 060505105 57589 1900 SH SOLE 0 0 0 Berkshire Hathaway Class A Class A 084990175 468609 2021 SH SOLE 0 0 0 Berkshire Hathaway Class B Class B 084670702 347815 100 SH SOLE 0 0 0 Boeing Co COM 097023105 171248 800 SH SOLE 0 0 0 Borg Warner Inc COM 099724106 1023960 26500 SH SOLE 0 0 0 Bristol-Myers Squibb Co COM 110122108 1580834 25485 SH SOLE 0 0 0 Broadcom, Inc. COM 11135F101 10946 25 SH SOLE 0 0 0 C H Robinson Worldwide COM 12541W209 1108920 11813 SH SOLE 0 0 0 C S X Corp COM 126408103 1080832 11910 SH SOLE 0 0 0 Calamos Strategic Total Com SH BEN INT 128125101 13153 833 SH SOLE 0 0 0 Carnival Corp New Unit 99 143658300 248223 11460 SH SOLE 0 0 0 Carrier Global Corp. COM 14448C104 15578 413 SH SOLE 0 0 0 Carters Inc. COM 146229109 880024 9355 SH SOLE 0 0 0 Caterpillar Inc COM 149123101 1386628 7618 SH SOLE 0 0 0 Centerpoint Energy COM 15189T107 28132 1300 SH SOLE 0 0 0 Check Point Software Tech COM M22465104 814738 6130 SH SOLE 0 0 0 ChevronTexaco Corp COM 166764100 113669 1346 SH SOLE 0 0 0 Cisco Systems Inc COM 17275R102 1313636 29355 SH SOLE 0 0 0 CitiGroup, Inc. COM 172967226 1184796 19215 SH SOLE 0 0 0 Citizens Financial Group COM 174610105 1091216 30515 SH SOLE 0 0 0 CME Group Class A Class A 12572Q105 22756 125 SH SOLE 0 0 0 Coca Cola Company COM 191216100 209300 3816 SH SOLE 0 0 0 Cognizant Tech Sol Class A Class A 192446102 65560 800 SH SOLE 0 0 0 Cohen Steers Total Return ETF COM 19247R103 6966 525 SH SOLE 0 0 0 Colgate-Palmolive Co. COM 194162103 102612 1200 SH SOLE 0 0 0 Comerica Incorporated COM 200340107 8770 157 SH SOLE 0 0 0 Computer Programs & Systems COM 205306103 820901 30585 SH SOLE 0 0 0 ConocoPhillips COM 20825C104 1029262 25738 SH SOLE 0 0 0 Costco Whsl Corp New COM 22160K105 133756 355 SH SOLE 0 0 0 Cracker Barrel Old Country Store COM 22410J106 787826 5972 SH SOLE 0 0 0 D T E Energy Company COM 233331107 24282 200 SH SOLE 0 0 0 Daimler AG COM D1668R123 45695 650 SH SOLE 0 0 0 Diageo PLC New ADR Sponsored ADR 25243Q205 11910 75 SH SOLE 0 0 0 Digital Realty TRUST COM 253868103 252234 1808 SH SOLE 0 0 0 Dollar Tree Inc. COM 256746108 1082560 10020 SH SOLE 0 0 0 DOW, Inc. COM 260543103 37851 682 SH SOLE 0 0 0 Du Pont E I De Nemours COM 263534109 48497 682 SH SOLE 0 0 0 Duke Energy Corporation COM 26441C204 48984 535 SH SOLE 0 0 0 Eaton Corporation PLC COM G29183103 1263272 10515 SH SOLE 0 0 0 Ecolab Inc. COM 278865100 137388 635 SH SOLE 0 0 0 Emerson Electric Co COM 291011104 1639610 20400 SH SOLE 0 0 0 Enterprise Products Partners COM 293792107 499251 25485 SH SOLE 0 0 0 Eversource Energy COM 30040W108 25953 300 SH SOLE 0 0 0 Exxon Mobil Corporation COM 30231G102 364590 8845 SH SOLE 0 0 0 F5 Networks Inc COM 315616102 1835933 10435 SH SOLE 0 0 0 Facebook Inc Class A Class A 30303M102 1723639 6310 SH SOLE 0 0 0 FedEx Corporation COM 31428X106 2026334 7805 SH SOLE 0 0 0 First Internet Bancorp COM 320557101 8622 300 SH SOLE 0 0 0 First Trust Dow Jones COM SHS ANNUAL 33718M105 21223 100 SH SOLE 0 0 0 First Trust US Equity ETF US EQTY OPPT ETF 336920103 508969 4302 SH SOLE 0 0 0 Flaherty & Crumrine Total COM 338479108 63909 2700 SH SOLE 0 0 0 Flexshares Quality Div Qualt Div IDX 33939L860 2472 50 SH SOLE 0 0 0 Fomento Economico Mexicano Sponsored ADR 344419106 15154 200 SH SOLE 0 0 0 Fresenius Medical Care Sponsored ADR 358029106 1005336 24190 SH SOLE 0 0 0 Garmin Ltd. SHS H2906T109 1469424 12280 SH SOLE 0 0 0 General Mills Inc COM 370334104 44100 750 SH SOLE 0 0 0 General Motors COM 37045V100 124920 3000 SH SOLE 0 0 0 Gentex Corp. COM 371901109 1241838 36600 SH SOLE 0 0 0 Gilead Sciences Inc. COM 375558103 1442517 24760 SH SOLE 0 0 0 Gray Television Inc. COM 389375106 1133152 63340 SH SOLE 0 0 0 Hannon Armstrong Sust INFR COM 41068X100 2029 32 SH SOLE 0 0 0 Heidrick & Struggles Intl COM 422819102 592594 20170 SH SOLE 0 0 0 Helmerich & Payne Inc COM 423452101 2316 100 SH SOLE 0 0 0 Hexion Corp. Class B COM 42830K103 2131 174 SH SOLE 0 0 0 Hilton Worldwide Holdings Inc. COM 43300A104 1138634 10234 SH SOLE 0 0 0 Home Depot Inc COM 437076102 1200602 4520 SH SOLE 0 0 0 Honeywell Int'l. COM 438516106 358399 1685 SH SOLE 0 0 0 Hostess Brands Inc COM 44109J106 11712 800 SH SOLE 0 0 0 I T T Inc. COM 45073V108 7702 100 SH SOLE 0 0 0 Illinois Tool Works Inc COM 452308109 40776 200 SH SOLE 0 0 0 Infosys Ltd Sponsored COM 456788108 1632285 96300 SH SOLE 0 0 0 Insight Enterprises COM 45765U103 1094174 14380 SH SOLE 0 0 0 Intel Corp COM 458140100 2928414 58779 SH SOLE 0 0 0 Intl Business Machines COM 459200101 151056 1200 SH SOLE 0 0 0 Invesco Defensive Equity DEFENSIVE EQTY 46138J775 271370 4587 SH SOLE 0 0 0 Invesco DWA Momentum DWA Momentum 46137V837 17987 205 SH SOLE 0 0 0 Invesco DWA Smallcap DWA SMLCP MENT 46138E842 16563 220 SH SOLE 0 0 0 Ishares Core S&P US Value CORE S&P US VLU 464287663 59702 960 SH SOLE 0 0 0 Ishares DJ Select Div SELECT DIVID ETF 464287168 31258 325 SH SOLE 0 0 0 Ishares Edge MSCI USA MSCI USA MMENTM 46432F396 154354 957 SH SOLE 0 0 0 Ishares MSCI USA Min V MSCI USA MIN VOL 46429B697 114717 1690 SH SOLE 0 0 0 Ishares S&P 500 Growth S&P 500 GRWT ETF 464287309 76584 1200 SH SOLE 0 0 0 Ishares S&P 500 Value S&P 500 VAL ETF 464287408 76812 600 SH SOLE 0 0 0 Ishares S&P Mid Cap 40 S&P MC 400GR ETF 464287606 50554 700 SH SOLE 0 0 0 Ishares Total US Stock CORE S&P TTL STK 464287150 1724 20 SH SOLE 0 0 0 Ishares Trust Barclays 1 3 YR TREAS BD 464287457 43190 500 SH SOLE 0 0 0 Ishares Trust Russell RUSSELL 2000 ETF 464287655 153372 782 SH SOLE 0 0 0 Ishares US Consumer U.S. CNSM SV ETF 464287580 49350 700 SH SOLE 0 0 0 Ishares US Medical Dev U.S. MED DVC ETF 464288810 22911 70 SH SOLE 0 0 0 J M Smucker Co New COM NEW 832696405 1273796 11019 SH SOLE 0 0 0 Jabil Inc. COM 466313103 1286319 30245 SH SOLE 0 0 0 John Bean Technologies COM 477839104 856985 7526 SH SOLE 0 0 0 Johnson & Johnson COM 478160104 1336682 8493 SH SOLE 0 0 0 Jones Lang LaSalle COM 48020Q107 148295 9995 SH SOLE 0 0 0 JOYY, Inc. ADR SPONSORED ADS A 98426T106 3999 50 SH SOLE 0 0 0 JP Morgan Chase & Co. COM 46625H100 459653 3617 SH SOLE 0 0 0 Kimberly-Clark Corp COM 494368103 80223 595 SH SOLE 0 0 0 Kimco Realty Corp REIT COM 49446R109 820371 54655 SH SOLE 0 0 0 Kinder Morgan Inc COM 49455P101 641382 46919 SH SOLE 0 0 0 Laboratory Corp Of America COM 50540R409 10177 50 SH SOLE 0 0 0 Lam Research Corp. COM 512807108 18890 40 SH SOLE 0 0 0 Lazard Intl Strategic SHS A 52106N582 11762 692 SH SOLE 0 0 0 Lilly Eli & Company COM 532457108 67536 400 SH SOLE 0 0 0 Linde PLC COM G5494J103 17128 65 SH SOLE 0 0 0 Lockheed Martin Corp COM 539830109 26623 75 SH SOLE 0 0 0 Lululemon Athletica Inc COM 550021109 22621 65 SH SOLE 0 0 0 M D U Resources Group COM 552690109 1188460 45120 SH SOLE 0 0 0 Magellan Midstream Partners COM UNIT RP LP 559080106 11671 275 SH SOLE 0 0 0 Magna Intl Inc COM 559222401 1529280 21600 SH SOLE 0 0 0 Marten Transport Ltd. COM 573075108 12922 750 SH SOLE 0 0 0 McDonalds Corp. COM 580135101 25535 119 SH SOLE 0 0 0 McKesson Corp. COM 58155Q103 1155698 6645 SH SOLE 0 0 0 Medtronic PLC COM G5960L103 1416808 12095 SH SOLE 0 0 0 Merck & Co Inc COM 58933Y105 146744 1793 SH SOLE 0 0 0 MetLife Inc COM 59156R108 1364367 29060 SH SOLE 0 0 0 Microchip Technology Inc COM 595017104 1400573 10141 SH SOLE 0 0 0 Micron Technology Inc COM 595112103 37590 500 SH SOLE 0 0 0 Microsoft Corp COM 594918104 3867883 17390 SH SOLE 0 0 0 Mid Amer Apt Cmntys Inc COM 59522J103 12669 100 SH SOLE 0 0 0 Mid Cap S P D R TRUST UTSER1 S&PDCRP 78467Y107 102880 245 SH SOLE 0 0 0 Molson Coors Brewing CL B 60871R209 868325 19215 SH SOLE 0 0 0 Mondelez Intl Inc Cl A Class A 609207105 1293648 22125 SH SOLE 0 0 0 Moodys Corp COM 615369105 101584 350 SH SOLE 0 0 0 Mueller Water Products COM SER A 624758108 725653 58615 SH SOLE 0 0 0 Nextera Energy Inc. COM 65339F101 52462 680 SH SOLE 0 0 0 Nike Inc Class B Class B 654106103 120249 850 SH SOLE 0 0 0 Nordstrom Inc. COM 655664100 43537 1395 SH SOLE 0 0 0 Northern Trust Corp. COM 665859104 1463229 15710 SH SOLE 0 0 0 Northrop Grumman Company COM 666807102 256574 842 SH SOLE 0 0 0 Northwest Natural Hold COM 667655104 91980 2000 SH SOLE 0 0 0 Novartis AG ADR Sponsored ADR 66987V109 2005693 21240 SH SOLE 0 0 0 Novo-Nordisk A-S ADR ADR 670100205 15367 220 SH SOLE 0 0 0 Nucor Corp. COM 670346105 838274 15760 SH SOLE 0 0 0 Nutrien Ltd COM 67077M108 1796368 37300 SH SOLE 0 0 0 nVent Electric PLC COM G6700G107 11645 500 SH SOLE 0 0 0 Omnicom Group Inc COM 681919106 1016880 16304 SH SOLE 0 0 0 Oracle Corporation COM 68389X105 1033746 15980 SH SOLE 0 0 0 Otis Worldwide Corp. COM 68902V107 13915 206 SH SOLE 0 0 0 PACCAR Inc COM 693718108 1307142 15150 SH SOLE 0 0 0 Park Hotels & Resort COM 700517105 792655 46219 SH SOLE 0 0 0 Patrick Enterprises Inc COM 703343103 1010896 14790 SH SOLE 0 0 0 Pentair PLC COM G7S00T104 26545 500 SH SOLE 0 0 0 PepsiCo Inc. COM 713448108 361852 2440 SH SOLE 0 0 0 Pfizer Incorporated COM 717081103 195792 5319 SH SOLE 0 0 0 Philip Morris Intl Inc COM 718172109 4305 52 SH SOLE 0 0 0 Portland General Electric COM 736508847 31093 727 SH SOLE 0 0 0 Procter & Gamble Co COM 742718109 178655 1284 SH SOLE 0 0 0 Prudential Financial COM 744320102 2498 32 SH SOLE 0 0 0 Public Storage REIT COM 74460D109 1571478 6805 SH SOLE 0 0 0 Putnam Dynamic Asset A COM 746444306 46895 2828 SH SOLE 0 0 0 PVH Corp. COM 693656100 988192 10525 SH SOLE 0 0 0 Qualcomm Inc COM 747525103 1538176 10097 SH SOLE 0 0 0 Quest Diagnostics Inc. COM 74834L100 1276310 10710 SH SOLE 0 0 0 Raymond James Financial COM 754730109 1398695 14620 SH SOLE 0 0 0 Realty Income Corp COM 756109104 98228 1580 SH SOLE 0 0 0 Retail Value Inc. COM 76133Q102 793 53 SH SOLE 0 0 0 Rogers Communication, Cl B Class B 775109200 1276333 27395 SH SOLE 0 0 0 Royal Dutch Shell Class A Class A 780259206 105420 3000 SH SOLE 0 0 0 Royal Dutch Shell Class B Class B 780259107 3361 100 SH SOLE 0 0 0 Ryder System Inc. COM 783549108 45702 740 SH SOLE 0 0 0 S P D R TRUST Unit SR TR UNIT 78462F103 191190 511 SH SOLE 0 0 0 Sabre Corporation COM 78573M104 34557 2875 SH SOLE 0 0 0 Schwab Emerging Market EMRG MKTEQ ETF 808524706 19340 631 SH SOLE 0 0 0 Schwab Interm-term US INTRM TRM TRES 808524854 43665 750 SH SOLE 0 0 0 Schwab International EQ INTL EQTY ETF 808524805 24954 693 SH SOLE 0 0 0 Schwab US Aggregate Bond US AGGREGATE B 808524839 16809 300 SH SOLE 0 0 0 Schwab US Large Cap Value US LCAP VA ETF 808524409 19347 325 SH SOLE 0 0 0 Schwab US Small-Cap ETF US SML CAP ETF 808524607 20470 230 SH SOLE 0 0 0 Sector SPDR Consumer SBI CONS STPLS 81369Y308 47215 700 SH SOLE 0 0 0 Sensata Technologies COM G8060N102 1493069 28310 SH SOLE 0 0 0 Service Corp Intl. COM 817565104 4910 100 SH SOLE 0 0 0 SharpSpring Inc. COM 820054104 15466 950 SH SOLE 0 0 0 Site Centers Corp. REI COM 82981J109 5060 500 SH SOLE 0 0 0 Snap Inc COM 83304A106 70098 1400 SH SOLE 0 0 0 Snap On Inc COM 833034101 820274 4793 SH SOLE 0 0 0 SolarEdge Technologies COM 83417M104 1955886 6129 SH SOLE 0 0 0 Sonoco Products Co COM 835495102 59250 1000 SH SOLE 0 0 0 SPDR Gold TRUST GOLD SHS 78463V107 53508 300 SH SOLE 0 0 0 SPDR S&P 600 Small Cap S&P 600 SMCP VAL 78464A300 58909 890 SH SOLE 0 0 0 SS&C Technologs Holdings COM 78467J100 1202557 16530 SH SOLE 0 0 0 STAG Industrial Inc. COM 85254J102 906244 28935 SH SOLE 0 0 0 Starbucks Corp COM 855244109 1919221 17940 SH SOLE 0 0 0 Stericycle Inc. COM 858912108 1194555 17230 SH SOLE 0 0 0 Stryker Corp COM 863667101 29404 120 SH SOLE 0 0 0 Synchrony Financial COM 87165B103 982813 28315 SH SOLE 0 0 0 T J X Cos Inc COM 872540109 68290 1000 SH SOLE 0 0 0 T Rowe Price Group Inc COM 74144T108 1298169 8575 SH SOLE 0 0 0 Target Corporation COM 87612E106 1802451 10210 SH SOLE 0 0 0 The Charles Schwab Corp COM 808513105 1542933 29090 SH SOLE 0 0 0 The Greenbrier Cos. COM 393657101 1037739 28525 SH SOLE 0 0 0 The Southern Company COM 842587107 36858 600 SH SOLE 0 0 0 The Toronto Dominion COM NEW 891160509 16926 300 SH SOLE 0 0 0 Truist Financial Corp. COM 89832Q109 13276 277 SH SOLE 0 0 0 Tyson Foods Inc. CL A 902494103 1128344 17510 SH SOLE 0 0 0 U S Bancorp Del New COM 902973304 1661577 35663 SH SOLE 0 0 0 Umpqua Holdings Corp COM 904214103 66843 4415 SH SOLE 0 0 0 Unilever PLC ADR New SPON ADR NEW 904767704 22635 375 SH SOLE 0 0 0 Union Pacific Corp COM 907818108 83288 400 SH SOLE 0 0 0 United Parcel Service COM 911312106 58940 350 SH SOLE 0 0 0 UnitedHealth Group Inc COM 91324P102 10520 30 SH SOLE 0 0 0 Valero Energy Corp New COM 91913Y100 11314 200 SH SOLE 0 0 0 Vanguard Dividend Appr DIV APP ETF 921908844 28234 200 SH SOLE 0 0 0 Vanguard Extended Mkt EXTEND MKT ETF 922908652 30136 183 SH SOLE 0 0 0 Vanguard FTSE Develop FTSE DEV MKT ETF 921943858 51931 1100 SH SOLE 0 0 0 Vanguard High Dividend HIGH DIV YLD 921946406 77783 850 SH SOLE 0 0 0 Vanguard Information Tech INF TECH ETF 92204A702 77833 220 SH SOLE 0 0 0 Vanguard Int'l. Equity ALLWRLD EX US 922042775 8754 150 SH SOLE 0 0 0 Vanguard Mid-Cap ETF MID CAP ETF 922908629 60109 290 SH SOLE 0 0 0 Vanguard REIT REAL ESTATE ETF 922908553 72105 849 SH SOLE 0 0 0 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 68738 200 SH SOLE 0 0 0 Vanguard S/T Bond Index SHORT TRM BOND 921937827 373050 4500 SH SOLE 0 0 0 Vanguard Small Cap Growth SML CP GRW ETF 922908595 20609 77 SH SOLE 0 0 0 Vanguard Small Cap Index SMALL CP ETF 922908751 7787 40 SH SOLE 0 0 0 Vanguard Small Cap Value SM CP VAL ETF 922908611 1422 10 SH SOLE 0 0 0 Vanguard Total Stock Market TOTAL STK MKT 922908769 1047163 5380 SH SOLE 0 0 0 Vanguard Total World TT WRLD ST ETF 922042742 1388 15 SH SOLE 0 0 0 Vanguard Utilities ETF UTILITIES ETF 92204A876 27444 200 SH SOLE 0 0 0 Veeva Systems Inc CL A COM 922475108 13612 50 SH SOLE 0 0 0 Veritone Inc. COM 92347M100 11380 400 SH SOLE 0 0 0 Verizon Communications COM 92343V104 51881 883 SH SOLE 0 0 0 Viatris Inc. COM 92556V106 299 16 SH SOLE 0 0 0 VISA Inc Class A Class A 92826C839 145455 665 SH SOLE 0 0 0 Walgreens Boots Alliance COM 931427108 1029502 25815 SH SOLE 0 0 0 Walt Disney Company COM 254687106 2017982 11138 SH SOLE 0 0 0 Waste Management Inc COM 94106L109 47172 400 SH SOLE 0 0 0 Waters Corp COM 941848103 24742 100 SH SOLE 0 0 0 Wells Fargo & Company COM 949746101 6036 200 SH SOLE 0 0 0 Welltower, Inc. REIT COM 95040Q104 1144476 17710 SH SOLE 0 0 0 Weyerhaeuser Co. COM 962166104 1551988 46286 SH SOLE 0 0 0 Williams-Sonoma, Inc. COM 969904101 1249067 12265 SH SOLE 0 0 0 Winnebago Industries COM 974637100 1227571 20480 SH SOLE 0 0 0 Wisdomtree Floating Rate COM 97717X628 129390 5155 SH SOLE 0 0 0 Xylem Inc. COM 98419M100 91611 900 SH SOLE 0 0 0 YUM Brands, Inc. COM 988498101 108560 1000 SH SOLE 0 0 0 YUM China Holdings, Inc COM 98850P109 51381 900 SH SOLE 0 0 0 Zebra Technologies Corp CLASS A 989207105 1194113 3107 SH SOLE 0 0 0 Zions Bancorp, NA COM 989701107 1213496 27935 SH SOLE 0 0 0