0000899243-21-026047.txt : 20210625 0000899243-21-026047.hdr.sgml : 20210625 20210625190247 ACCESSION NUMBER: 0000899243-21-026047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210623 FILED AS OF DATE: 20210625 DATE AS OF CHANGE: 20210625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hornblower Josiah CENTRAL INDEX KEY: 0001827315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39593 FILM NUMBER: 211049533 MAIL ADDRESS: STREET 1: 1018 W 11TH ST., SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shattuck Labs, Inc. CENTRAL INDEX KEY: 0001680367 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 812575858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1018 W. 11TH STREET CITY: AUSTIN STATE: TX ZIP: 78703 BUSINESS PHONE: 919-864-2700 MAIL ADDRESS: STREET 1: 1018 W. 11TH STREET CITY: AUSTIN STATE: TX ZIP: 78703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-23 0 0001680367 Shattuck Labs, Inc. STTK 0001827315 Hornblower Josiah C/O SHATTUCK LABS, INC. 500 W. 5TH STREET, SUITE 1200 AUSTIN TX 78701 1 0 0 0 Common Stock 2021-06-23 4 S 0 5832 28.2866 D 3066643 I By Hornblower Capital Holdings, LLC Common Stock 2021-06-24 4 S 0 7616 28.182 D 3059027 I By Hornblower Capital Holdings, LLC Common Stock 2021-06-25 4 S 0 16210 28.1978 D 3042817 I By Hornblower Capital Holdings, LLC Common Stock 2021-06-24 4 M 0 188375 4.67 A 188375 D Common Stock 79356 I By Stone Dock Investors Stock Option (Right to Buy) 4.67 2021-06-24 4 M 0 188375 0.00 D 2030-08-05 Common Stock 188375 0 D This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.625 to $30.0075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.75 to $28.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.86 to $28.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. This option represents a right to purchase a total of 188,375 shares of the Issuer's common stock, which vested in full on April 1, 2021 in connection with the Reporting Person stepping down from employment with the Issuer. /s/ Erin Ator Thomson, Attorney-in-Fact for Josiah Hornblower 2021-06-25