0000899243-21-026047.txt : 20210625
0000899243-21-026047.hdr.sgml : 20210625
20210625190247
ACCESSION NUMBER: 0000899243-21-026047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210623
FILED AS OF DATE: 20210625
DATE AS OF CHANGE: 20210625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hornblower Josiah
CENTRAL INDEX KEY: 0001827315
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39593
FILM NUMBER: 211049533
MAIL ADDRESS:
STREET 1: 1018 W 11TH ST., SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shattuck Labs, Inc.
CENTRAL INDEX KEY: 0001680367
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 812575858
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1018 W. 11TH STREET
CITY: AUSTIN
STATE: TX
ZIP: 78703
BUSINESS PHONE: 919-864-2700
MAIL ADDRESS:
STREET 1: 1018 W. 11TH STREET
CITY: AUSTIN
STATE: TX
ZIP: 78703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-23
0
0001680367
Shattuck Labs, Inc.
STTK
0001827315
Hornblower Josiah
C/O SHATTUCK LABS, INC.
500 W. 5TH STREET, SUITE 1200
AUSTIN
TX
78701
1
0
0
0
Common Stock
2021-06-23
4
S
0
5832
28.2866
D
3066643
I
By Hornblower Capital Holdings, LLC
Common Stock
2021-06-24
4
S
0
7616
28.182
D
3059027
I
By Hornblower Capital Holdings, LLC
Common Stock
2021-06-25
4
S
0
16210
28.1978
D
3042817
I
By Hornblower Capital Holdings, LLC
Common Stock
2021-06-24
4
M
0
188375
4.67
A
188375
D
Common Stock
79356
I
By Stone Dock Investors
Stock Option (Right to Buy)
4.67
2021-06-24
4
M
0
188375
0.00
D
2030-08-05
Common Stock
188375
0
D
This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.625 to $30.0075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.75 to $28.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.86 to $28.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
This option represents a right to purchase a total of 188,375 shares of the Issuer's common stock, which vested in full on April 1, 2021 in connection with the Reporting Person stepping down from employment with the Issuer.
/s/ Erin Ator Thomson, Attorney-in-Fact for Josiah Hornblower
2021-06-25